EFTA Document EFTA01361930

Norkom 6.1.0 - World Check Details Page 2 of 2 Arthur H FREEDMAN Romeo J PENDOLARI Steven T MOORE Further Information 22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks. Final judgement permanently enjoins him from violating the antifruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading profits. prejudgment interest and civil penalties. External Sources External Source http UMW/