JPMorgan Chase big SAR 2019 Jeffrey Epstein ocr

FILED UNDER SEAL EXHIBIT 159 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 1 of 11 Case 1:22-cv-10904-JSR Document 230-9 Filed 07/24/23 Page 1 of 11 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 2 of 11 Case 1:22-cv-10904-JSR Document 230-9 Filed 07/24/23 Page 2 of 11 ~?U~i_ciol!f.A~t!vity _Rep~t:t;-. . _;-...• - .---- - ... _ -. _ ,.··- ,.;-,, i·• - .. ··" -;-.- -, :-.-':, --.. -- _.:, ·: - >or ~- - : -=-..:;. , ) ¥~~~:....~.:..r~-:.::ll.~.s..--~=-~;.:-~-'t.t.!-~-~:;.~~&~ .. ~.c.ti.~~~~ ~~~~~~ -_ _,__. ~: ~- .-;_ • : .. :·----~--;. __ -__ ~ ~ ;__ .. :. , ------~ _ 1 t:· ;·_-_:·:·, .·~.}~~-~u-'.<;·~c.:~ -~: ::-.. ~. '.; c:_j~~~;~- ~-~~;~, 9 Suspi(::ious Activity Report .Version Number: 1.2 0MB No. 1506-Ql)65. (~eporl) OMB"No. '1506-0001, ·150~0006, 1506-'0d15", 1"506-0019, 1506-0029. and f5b6-0061 lR egulatrons) Filing Instructions: 1. Complete the report in its entirety with all requested or required data knovvn to the fifer. 2. Click "Validate" to ensure proper formatting and that all required fields are completed. 3. Click "Sign Witn PIN'" and enter your8-digit PIN to electron1cally sign the report 4. Click "Save" to save a local copy of the report. 5. Click "Print" (optiona~ to print a paper copy of the report for record keeping purposes. 6. Click "Submit" and go to your ''Trc1c1< Status" to confirm acceptance. Filing name •1 Tyf?e of filing (Check-all that apply) ,~rjor_repor-1: BS_A. ldi;!ritiffcation t-:iumber (BSA IQ} 2 Filing ln~tution N6.te to FlnCE:.N Attachment l CASE:_AML_NA_-126315363 C ln_itial "re!)<?rt 0 C<?_m;ct/Amend poor r~port .C ·Continuing activity report 'i8]_ Joint.report, 131000152314782 I {'DVISOR_Y HUMAN TRAFFJCKING J SAR_NA_130402012.csv By pro~dding iny PlN, I acknowledge that I -am electrooically·stgoihg {he .BSAJep::,itsubmitted. ' Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only • Confidential Relnu Date: 06122/2018 JPM-SDNY-S-00000001 JPM-SDNYLIT-W-00000001 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 3 of 11 Part IV Filing Institution Contact Information "79 Type offinancial instiiulion Depository Institution •7 5 Primary federal regulator otfi5 e of the. Comptr_otler o~he Currenc~ ~C~) '76 Filer name (Hdding company. lead financial I J~MORGAt( CHASE BA!'IK, NATIONAL ASSOClA l\ON irisliluticn, Qr agency, ifappfJcab:e} - •77TIN --650 '78 TIN t~e EIN 80 Type of Securities aod Futures institutico .or indiVidua I filing this report - check bol<'(es) for functions that apply to this report [: Clearing broket~securiti~s C CPO/CTA t..§l Introducing broker-securities tJ SRO Securities Q Investment Adviser g Subsidiary of financia.ltbank . . - holding company C Exetutlon-only broker secunties G Investment ccmpany El Olh er ·-"-,,---., . .,,...=-="--=-- IC Futures Commission Merchant (]Retail foreign exchange dealer f,;. - •-.L. ~ •...c=J C: Holding company [:jSelf-c!ea1ii19 broker securiHes: [§ introducing broker-c-0mmoclllies ·G SRO f'utures 81 Financial institution identification Type Research, Statistics, Super'ltslon and Discount (RSSD} number Numoer J,__s_s_2_2_1s ____________ ___, '82Address i 1111 POLA'R-ISPARKWA Y ' 83 City (_§LUMBUS •s4 State ·ss ZIP/Postal Code .._I 4_3_2_4o __ __., 8.7 Al{emate name. e.g., AKA - indMdUal a- trade. name, OH ·s6 coontryl ~_______ u_s _____ __., OBA- entity 88 Internal conlrotlfile number I SAR_NA_ 130402012 89 LE contact agency 90 LE contact name 91 LE contact phone numbe.r (Include Aree Code) 92 LE contact date '93 Filing institution contact office I AML IIJVESTIGA TIONS "94 Filing institution contact phone number -{lnclude.Ai:ea Code) ~J 8_5_5_844: _ ~_064 ____________ __., 9.5 Date file~ Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential ( Date fil&d will be aut~populated when the form is signed.) Ext. Ext. JPM-SDNY-S-00000002 JPM-SDNYLIT-W-00000002 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 4 of 11 Part V Suspicious Activity Information - Narrative* See instructions JP Morgan Chase NA ("JPMC") and JP Morgan ~curities LLC a,reflling thls amended SAR to add additional subjects, and transactions, and alSQ to mal<e corrections to SAR_NA_ 127308400, filed on 08/13/2019: The following amendments were made: Part I, added 44 subjects Part II, field 29: amount-amended to $1,081,819,6!>3. Part II, field ~O: to date ame-ndedto 07/2212019 Part Ill, field 57: added JP Morgan Securities LLC Part V, narrative: added subjects, banks, and account n umllers, amended the dolla~ ~ to date # of transactions added JP Morgan sec · · . · · · · a partial us passport ~ for added a middle name amended LSJE LLC to LSJ EMPLOYEES LLC, removed prior SARs and the sampled transaction descriptions, updated the paragraphs related to JEFFREY E EPSTEIN, _ JOSEPH P DWYER . . csv file: added the prior SA Rs, and abbreviated the transactions to remain under 1 MB. The following amendments we·re m·ad.e to Part I Field 4 (name), subject 24: added· middle name subject 26: amended name to LSJ EMPLOYEES LLC Field 9 (alternate name), subject 26: added LSJE LLC Field 10 {occupation), subject 37: air transportation, subject 50: personal inve.stment company Field 11 {address), subiect 26: added 575 Lexington Ave; subject 29: added 575 Lexington Ave; subject io: added 575 Lexington Ave; subJec1 31 : added 301 E 66th St; subject'38: added 457 Madison Ave; subject 42: added 3647Victoria Manor Drive; subject 49: added 301 E S61h St; subject 50: addod 301 E 66th St, 457 Madison Ave, and PO Bo>< 400 Field 16, subject 50: .added EIN ... 838 Fie1d 21 (phone), subject 49.: added 2128916413 Field 28 (role), subjects 26, '2.7, 29, 31, 37, 3S, 49, 50: amended to "both" The following corrections were m.ade: Part I, subject 20, field'28: corrected subject's-role to pa.yee Part I, subject 38, field 16: corrected FEIN to..,141 Part I, subject 47, field 24: corrected subject's relationship to custom~r Part II, field 38: cheel<.ed boxes e and :I< The following is the original narratrve Inclusive of the above amendments: JP Morgan Chase Bank. NA ("JPMC") and JP MPrgan Securities LLC are filing this Suspicious Activity Report {"SAR") to report4,725 wire transactions, totallng $.1,081,819,653, that occurred from 10/0112003 to 07122/2019, involvin current, former and non-JPMC customers: JEFFREY E EPSTEIN ("EPSTEIN"}, DARREN K INDYKE ····••■ ER . INNER BEAUTY WELLNESS INC, JOSE.iiiiiilliil ■---· SL COMMUNICATIONS AND LIFESTYLE _LL-C, FAMILY JNTERE.STS LP, FINANCIAL TRUST COMPANY INC, FORUMS LLC, GHISLAINE NOELLE MARION MAXWELL, HBRK ASSOCIATES IN,C, HYPERION AIR LLC, JEGE LLC, - IJEPTUNE LLCr NES LLC, NEW YORK STRATEGY GROUP LLC, THE 2001 JEFFREY E EPSTEIN INSURANCE TRUST. THE C.O.U.Q. FOUNDATION INC WEXNER CHILOR:EN'S TRUST II DATED 02/25/1998, ANDREY GENNADEVICH SILINSKY, LSJ EMPLOYEE THE SWEATER TRUST, 8/A BIRGITTA ANDERSSON-DOBIN, ALAN MORTON DERSHOWITZ, GLENN RUSSELL DUBIN CliAFU-ES GERALD GOLDSMITH, LISA GAYLE KAHN, RICHARD DAVID KAHM, ••••• , --JEFFREY A SCHANTZ. BUTTERFLY TRUST. COATUE ENTERPRISES LLC, COMMUNITY INTERESTS, DARREN K INDYKE ATORNEY AT LAW, DARREN K INDYKE PLLC, EDUCATION ADVANCE, ENHANCED EDUCATION, EPSTEIN INTERESTS DATED 12/26191, FT REAL ESTAT·E INC, GRATITUDE AMERICA LTD, HYPERION ArR INC, I CORRECT COM LLC, INTERNATIONAL CHARITABLE INTERESTS, J EPSTEIN FOUNDATION, JEEPERS INC, JEQE INC, LCP COMPANY LLC, LSJ LLC, MAPLE INC, MC2 MODEL MANAGEMENT, PLAN D LLC, SOUTHERN FINANCIAL LLC, SOUTHERN TRL!ST COMPANY INC, THE 2007 JEFFREY E EPSTEIN INSURANCE TRUST NO 3 DATED 11/0112007, THE 2017 CATERPILLAR TRUST, THE HAZE TRUST, ZORRO DEVELOPMENT CORP, ZORRO TRUST, LEON D BLACK1 DEBRA RESSLER BLACK, and BLACK FAMILY PARTNERS LP, to report wire activity consistent with negative media involving alleged sex trafficking of minors and allegations that EPSTEIN mis·appropriated funds while employed asa money manager; the use of multiple accounts; the high risk jurisdiction of tho Russian Federalion; and politically exposed person EPSTE)N, due to his relationships with two !JS presidents. {https:f/www.nycimes.com/2019/08111/business/jeffrey-epsteln-finances.htm I, https://www.nytlm es. com/2019/08101/basiness/wexner-epstein.htm I). Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential JPM-SDNY-S-00000175 JPM-SDNYLIT-W -00000175 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 5 of 11 JEFFREY E EPSTEIN was arrested under a sealed indictment EPSTEIN has been accused of ·orchestrating a sexual pyramid sthem~ Involving young girls and wealthy men, where the girls were aJiegedly 11:>ld they coul(! make money giving men massages and were encouraged to bring in other girls, (https:f/gothamist.com/201 S,07/071 billipnaire.Jeffrey_epst~n-~rreste.php). DARREN K INDY.KE is an attorney who was employed by EPSTEIN. HARRY I BELLER is -an accountant Who was employed by 'EPSTEtN. Both INDY-KE and BELLER controlled movement of EPSTEIN's·funds as1he sole signers, or only signer , of several EPSTEIN accounts, including HB'RK ASSOCIATES INC, FAMILY· lNTERESTS LP, FINANCIAL TRUST C0MPAN¥ INC, and NEPTUNE LLC GHISLAINE NOELLE MARlON MAXWELL has been accused of .soliciting underage girls for- EPSTEIN, alleged in a lawsuit filed by a vlctim. (h_ttp:lfwww .nydailynews.'com /new-yor1</ny-epstein-documents-lawsu it-20190809· IZf23pfgxrhWbn66al2reblcya-story .htm I} She has used several of the same atldresses d Hook Quarters in St Thomas, and has ·Rown on s times, as per-open source flight logs (www.documentcloud.org/documents/1507315-epstein- ·s the account signer on .both INNER BEA.UTY WELLNESS INC (http.:l/www.sacredspaceny.com/) o errng ea mg o ywork, ·and SL -COMMUNICATIONS AND LIFESTYLE LLC (http:1/Slcommunicationsaridlifestyle.com/} talented brand agents and strategists. · The, followin.g !';ntLties.were involved in the movement ~f EP.51:l;IN's funds: for un1rnawn ·p11rpo~es, staff payments, property upkl}E!p and repairs, and repairs to his airplan.e and· helicopter: ·FORUMS LLC, HYPERION AIR LLC, J.EGE LLC, NE$ LLC, NEW YORK STRAT.EGY GROUP l lt, THE 2001 JEFFREY E EPSTEIN INSURANCE TRUST, THE C.O.U.Q.FOUNDATION INC, WEXNER CHILDREN'S TRUST 11 DATED 02/25/1$98, LSJ EMPLOYEES LLC_, and THE SWEATER TRUST. JOSEPH P DWYER is a former private investigator for attorneys who ·p1ead~d guil_ty to _brlb.ing an NYPD officer for confidentlal reports from a federal law enforcement database. (http-s:/1Www.ffil.go11/conta'd-uslfield-offlces1newyor1<1news1 press--releases/private-lnvestigator-and-former-nypd-officer-arrested-in-bribery-scheme-to-obtain-reports.from-federal-law￾enrorcement-database} No relationship was establis.hed be.tween DWYER and ESPTEIN. No information was. found for ANDREY G£NNAD.EVICH SILINSKY. • t I II * t • • • • ■ I• C. • • I women have photos on websites that describe thei:n llS models. A partial l!S passport Prior SARS inv.olVing the subjects repo11ed herein can be viewed h1 the attached .csvfile The f(!llowing accounts were used in the transactions: ALAN MO.RTON DERSHOWITZ L560748451, National FJnancia! S~rvices Bank of America: - 988, - 627 800, Raiffeisen.bankZAO, Russia . 902,JPMC . 930,JPMC ANDREY GENNAOEVlCH StLINSl_(Y Sberbank, Russia: Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only. Confidential e eing noted for JPM-SDNY-S-00000176 JPM-SDNYLIT-W-00000176 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 6 of 11 FLY TRUST 10, JPMC Clearing Corp 552; Deutsche Bank 82, National Financial Services CHARLES GERALD GOLDSMITH aio74, Firs1 Bank of the Palm Beaches ~ UE ENTERPRISES LL·C ~ 600, JPMC COMMUNITY INTERESTS - 515, Bear Stearns 00, JSC CB Privatbank, Ukraine HARRY I BELLER .OQ5 J PM Clear~rp JPMC: - 565, ~ 169, - 024, .-ila515, ~ 848, ... 913, lllllllt438, llll3130, llllllll3157,~ 32 ~ NKINDYKE ~ 57, Commerce Bank JPMC: 865, 006,-,2~.-.727,. 001,. 005, .... 565, ~ 02~130, 157, 4332,~ 865 DARREN K INDYKE A TT0RNEY AT LAW - 865, JPMC . DARREN K INDYKE PLLC JPMC: ~ 828, _,193 _,707, Deutsche Bank EDUCATION ADVANCE - 657, JPMC ~ llll!IP ENHANCED EDUCATION 101 (also as partia- 161), Goldman Sachs 5810 (also as partial 058}, JPM Clearing Corp 16J3, FlrstB.anK PR EPSTEIN INTERESTS DATED 12/26/1991 :012, Bear Stearns 'EVA BIRGITTA ANDERSSON-DUBIN ..,291 ,.JPMC Bank Se crecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential JPM.SDNY .S-00000177 JPM-SDNYLIT-W-00000177 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 7 of 11 Goldman Sachs: 3801, ,sos FINANCIAL T·RUST COMPANY INC Bear, Stearns: ~612 (also as pantal ~ .~ Goldman Sach~ 301 ·(also as partial 111111~416 - 3338, Citigl'oup~Markets · jpM Clearing corp: ~ 920, 625, -.,861, - 1~1 (also as partlals- 686,..,862) - 023, JPMorgan Securities .... 000, Merrill'Lynch 120, Mor a'n StanleL-_ FirstBank PR: sn,-..963 101, vaIanIs Bank AG sw1czer.1ana JPMC: - 005 (also asilllllililltoo5),. 01 (also as 001), ~ 001 (also as -001), ~ 25 (also asii.1>225).- 217 (also a 217) 74212, ABNAMRO Inc - SLLC 567, JPMC FT REAL ESTATE INC 19SS, FirstBank. P.R ... 022, Merrill Lync;h GHISLAINE MAXWELL llll3-a1 2, JPMC GLENN RUSSELL DUBIN JPMC; lllllll5oor (3lso a ~UDE AMERICA LTD ~ 24, Deutsche Bank ~ASSOCIATES INC ~ 715. Deutsche~ TD Bank: 1 ?171 ;111111117'5.57, lllll75S5,~ 573, - 69,.JPMC 182, Sabadell United HYPERION AIR . INC 332, JPMC 599, 384, Citizens Bank Deutsche Bank: 3432 (also used by HYPERION AIR LLCJ,~ 40 - ECT CO!Vl LLC 154, JPMC INNER BEAUTY WELLNESS INC - GG3,JPMC INTERNATIONAL CHARITABLE INTERESTS 618, Bear Stearns J EPSTEIN FOUNDATION Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential 771 JPM-SDNY-S-00000178 JPM-SDNYLIT-W-00000178 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 8 of 11 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 501 (also .as partial ~ 950), Pershing LLC NC 1 (also as partla~ 935). Pershing LLC ,JPMC JEFFREY A SCHANTZ ~ 065,JPMC -..il5oio. Merrill Lynch JEFFREY E EP.STEIN 96& Pershing L~ BB&T: 394, ~ 690 (also as partial- 690) ~se Manhattan Colonial Bank: ~ 162 (also.il.J)artia- 162), 1111111tos4.- 088,- 022,llllllt1s2 First Bank of the Palm Beaches: 111111)262, 13 - 2 (also as partial- 825), Bear Stearns 901, Goldman Sachs ?n01, FirstBank PR _,567, Banco Popular de Puerto Rico Deutsche Bank: 76, ~ 691 2, HSBC Fifth Third 38,lllllllll663. ~ 001 { nternationa France, Franc 894 (also partial - 808), 897 JEGE INC ~ 59, Deutsche Bank -.ilz7.sa, Colonial Bank JEGE LLC lllllllt47.5, Deutsche Bank _,913, JPMC JOSEPH P DWYER .it513, .JPMC ~ ~ LCP Corn pany L'LC 235, FirstBank PR ant!: 160 ( ~ 024,11111'3600 LSJ LLC 125, JPMC Chase Manhat~ 92, FirstBank PR: .illl1376, - 159, l.,.SJ EMPLOYEES LLC ~ 295, Deutsche Bank Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report M aterial Attorneys' Eyes Only - Confidential 838 101 JPM-SDNY-S-00000179 JPM-SDNYLIT-W-00000179 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 9 of 11 Case 1:22-cv-10904-JSR Document 230-9 Filed 07/24/23 Pa e 9 of 11 MAPLE INC 794, FirstBank PR MG-2 Model Management i870, TO Bank 86~, JPMC _065, JPMC NEPTUNE LLC - 24, Deutsche Bani< 515, JPMC NESLLC - 72,JPMC 758; Deu~sche .Bank NEW YORK STRATEGY GROUP _,336j HSBC Bank. USt,t . JPMC: '30,~ 1~7 - 914, O,eutsche Bank Plan D LLC 3467, Deutsche Bank 111111848, J P MC RICHARD,D KAHN JPMC: ~ 024,~ 154~ 600, ~ 169 989, JPMC SL COMMUNICATIONS AND LIFESTYLE LLC _,299,JPMC SOUTHERN FINANCIAL LLC - 771 , Deutsche Bank 320, TD Ameritrade - g an Cleating Corp: ...ai1s1 ,- 092 727, J PMC • RN T.RUST COMPANY INC 244, Deutsc.he Bank.· 761 (also ,as parti,:11- 776), National. Financial Servjces -.i:245, JPMC . 564,JPMC THE 2001 JEFFREY E EPSTEIN INSURANCE TRUST Bank Secrecy Act Confide ntial Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential JPM-SDNY-S-00000180 JPM-SDNYLIT-W -00000180 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 10 of 11 THE 2007 JEFFREY E EPSTEIN INSURANCE TRUST NO 3 DATED 11/01/2007 ~ 632, JPMC ~ 6S4, Deutsclle 'Bank THE 2017 CATERPILLAR TRUST 1987, Deutsche Bank ~ 0 U Q FOUNDATION INC - 515, Bear Stearns ~ 640, Goldman Sachs 565, JPMC THE ~ ST JPMC: ..... 006 (also as ... 287, Deutsche Bank S43, Pershing LLC THE SWEATER-TRUST ~ 224, Bear Steams 0.06),- 2618,~ 839 WEXNER CHILDREN'S TRUST II DATED 02/25/199.8 ~416, Bear Stearns - 408,.Goldman sachs 247, Cit igroup Global Markets Inc ~ 087, JSC CB Privatbank., Ukraine ZORRO DEVELOPMENT CORPORATION ..a:;542, Deutsche Bank 286, Wells Fargo ZORRO T RUST IIIJ;o24, JPMC ~ Mil Y PARTNERS LP - 135, Bank of America LEON BLACK DEBRA BLACK ~ 945, Bank of Ametica Some of thetransactions•flowed through JPMCforeign correspondent banks ("FCB"J: OJSC Alfa Bank, Russia, FCB 726 (not e: the wire transaction did not complete) Strerbank of Russia, R·ussla, FCB 256 BNP Paribas SA, France, F:CB 01 JSC CB Privatbank, Ukraine, FCB 080 Valartis Bank AG, Switzerland, FCB 86 (currently Banque Cramer & CIE SA) The .attached .csv file was abbreviated to remain under 1MB. The complete transaction file is available by request from JPMC. Please note, effectiVe 05/18/2.01S, Chase Bank USA ("Chase Bank") merged into JPMorgan Chase Bani<, NA ("JPMC"). Som.e transactions reported herein may have been conducted throug·h Chase Bank prior to the merger. FinCEN Advisory Term[s): Advisory Human Trafficking http;l/www Ji ncen.gov/news_room/advisory/Adviso ryKeyT erm s. htm I Bank Secrecy Act Confidential Co ntains Suspicious Activit y Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential JPM-SONY-S-00000181 JPM-SDNYLIT-W-00000181 Case 1:22-cv-10904-JSR Document 383-54 Filed 10/31/25 Page 11 of 11 d·ocumenfsmalntained or fdentified in case file'# GASE_AML_NA_ 12631536~ and can e retrieved upon request Upon the appropriate and valid.ated request .of a regulator or law enforcement agency, supporting documentation w.ill be provided. SAR#: SAR_NA_130402012 Case#. CA~E_AML_NA_ 126315363 This report is a joint filing. The Reporting Financial Institution of the JPMorgan Chase Bank, National Asspciation, is the primary filing financial institution repenting susplcfous activity that-Involves common o·r ·re1ated transactions with: J.P. Morgan Secorities LLC. This Joint SAR is being filed by the primary institotion for itself ancl additionally on behalf of: J .P. Morgan Securities UC whose Primary Feder-al Regulator is SEC; whose E!N is~ 29, ,and whose-principal -add.ress is 383 MADISON AVENUE NEW YORK NY 10179 Joint Filing Ent ities: Name: J.P. Morgan Securities LLC AdOress: 383 MADISO.N AVENUE NEW YORK NY 10179 EIN: ~ 29 CRD~ SEC: 835008 NFA: 815 Type qf Financial Institution: Secltrities/Futures Other Descr.iption: For Assistance contact JPMorgan Chase LE Fulfillment team at: le.requesf@jpmchase.com or call: 1-855-&44-1064 or fax: 877-899-1868. Bank Secrecy Act Confidential Contains Suspicious Activity Report Material FOIA Confidential Treatment Requested Contains Suspicious Activity Report Material Attorneys' Eyes Only - Confidential JPM-SDNY-S-00000182 JPM-SDNYLIT-W-00000182