EFTA01282908

ti . Deutsche Asset • & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Piemiumm Elite Personal Accounts O Checking Met. N O Elite Checking with Interest Acct. # APY O Elite Money Market Deposit Met. # APY K Certificate of Deposit Aect. N APY Term O DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DMA deposit account required, along with a D8 AG Preferred Terms and Conditions/ Private Wealth Premiumn" Into net Banking Services a ' DB Private Wealth Online Plus Ertink to Existing Online Relationship Ot Iva (ther/Co. ID Number) Private Wealth Premium t" EliterBusiness Accounts Checking Acct. 8 O E kte Checking with Interest Met. N 2 /PY Elite Money Market Deposit Mot. APY O Certificate of Deposit Acct. M APY Term O DB AG NY Preferred Certificate of Deposit Acct. N APY Term Promo term (DEITCA deposit account recurred. along with a DB AG Pretense Terms and Conditions) O Cash Master Sweep Account Checking Acct. N Client Relationship O Individual Account ci Joint Tenants with Right 01 Survivorship K Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for K Trost ID Estate Private Wealth Premium na Banking Services O Consumer Debit Card O Joint Applicant Debit Card N O Business Debit Card N Delur Chrecletoi c Style e 1A44ce Et Name Only OO1O3-3 -3 T,AM O/Name and Address -n- p ;La Cptole. . BIDE O Duplicate Statement Hoez imcf Bow,. Addr City State Zip Coda O Mailing address (if different) Name Addr City State La Code Elite Money Market Deposit Acct. N APY Target Amount Trigger Amount 92 is-3 99 (.7 lig 1Z ci 7 Li (0, O Custody under NY UTMA O Foundation O Non•Prof it Organization O Attorney Trust Escrow O Landlord Master Escrow 2) Corporation O Limited Liability Company O Partnership O Limited Liability Partnership CONFIDENTIAL 13.AWIA-0101 NAOSOD0001see24monasit 013959.032613 SDNY_GM_00038507 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001331 EFTA_00I49I I6 EFTA01282908 Account Ti e and Joint "plicattiyal‘nformation tuari Name of Accgit r t Title Joint Applicant Oast name, first name, middie 'manor Business fast name, first name, middy initial) 8.L341- 14 '3 Social 1.- Sec Nurgber or Tappet/et IO Nwtber , Social Seaway Number or Taxpayer ID Number 4/0 0 g<i', Mok 610Atier fi? 1 51- DePsits Str''' Address °° City. State and kp Code r alanikabi. Home Telephone Number 3 y4. (4/2,)ci -9) • Home Telephone Number Business Telephone Number Business Telephone Number Address City. State and Zip Code Dale of Binh Date or Birth Name*, Employer Warne of Employer Address Address Not 'table City, State and Zip Code Coy. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a cenifinete 01 formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules cantor an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds end. if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the thange(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from lime to time you may give instructions by telephone, facsimile or email regarding the above captioned aocount(s) (defined herein as -Verbal Instructions"). II is understood that the risk of Verbal Instructions being givdo by person et persons purported to be you is year own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless DBTCA for any claims. losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Inshurtions. You understand that OBTCA May, but shell oot be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funos or securities to anyecceunt(s) without written idsductions bearing your oratinal signature. Joint Account Disclosure You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the properly of each owner as joint tenants, and DBTCA may release the entire account to any owner during the filetinle of all owners. DBTCA may honor checks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) atter the death of any owner(s) end may treat the account as the sore property of the survivor(s) atter the death of any owner(s). Unless OBTCA receivas written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for Continuing to honor checks, orders or witndiawal requests from ary owner. After the receipt of the notice referred to in the previous sedfence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13,AWA4.0101 013359 032613 SDNY_GM_00038508 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001332 EFTA_00149117 EFTA01282909 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If You have selected to receive Internet Banking Services, you understand that you well be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice 8y signing below, you acknowledge receipt of OBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial ownerls), settlor(s). beneficiarylies), panner(s), etc. to enable himthed them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to.change. Acceptance is subject to acceptance y DBTCA. You und rstand that this a : 7. 9 (..... Account Holders Signature Join; Account Holder's Signature csama,riaillSaa. atsf• 003 Data Date Wr r t 1/4 ta• Sci tigr a e gli t(t n i8-4 4 .7.:14V 7; 41 11144n f4V,,rifiliSarnrrAW -zr rertitj,te A • " Ob. rr,j,te • kry".1/4 d lY *PIS; 4-c; •P brfr AWN.; yo, WInnertrmat-Wgintnrrr. so.apir- s 'WA-Jitagatagici - ttc.5 • ' . ' v" c''' -.?,,,cti.rscs.vot.4,2:.,,, ,....„.4.-., 4c 4.- - 5:... r -. A • f 64 ti3 401. ffilSri tit r !;‘?"0", 1) t44Nt -P., wa4 5.- • . .crt , Ac 43-444,. rt,atnrizit. t , -.4.P44, 11:S.P P.F.,Ps. ..-isi.1.4g... nawiii*Petharocovar -ai. - - iktosivmyszidalflaJ Title Wirt eitt 'SI ca. „ ay ••• -642, Net koairmat i cts.0_,,trs —twam k ,w e i,....*4 tet , vow. :id. npugs-rstatmr.a-rat e.st, tea • r 'c")f sta ge rs .4! 'rate s • ,aea, •.7`56M1,7 Siff ‘ST' H iirdeali: r..*:/1-4,`‘t cars& to 3 CONFIDENTIAL 11AWMO101 0139590321M SDNY_GM_00038509 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001333 EFTA_00I49I IS EFTA01282910 IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be executed on the date listed below. IFOR BUSINESS USERS] Apottal Ai> Llumiess Norm / Narneirele &QOM N MUT HE RANK TRUST COMPANY AMERICAS 9/04 Date BY INI L -A .JA i-C1O Print Nernekrtle r0llT.ln Date (FOR ALI. OTHER USERS( ievresou tic Account Name flame/Tote Signature Date Ww1346037 2) OfOiStiOaeltt3 SDNY_GM_00038510 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001334 EFTA_00149119 EFTA01282911 S . Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth PrerniumTM Elite Personal Accounts K Checking Acct Elite Checking with Interest Acct. N APY K Elite Money Market Deposit Acct. # APY O Certificate of Deposit Acct. N APY Term K DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DUCA deposit account required, along with a 08 AG Profaned Terms and Conditions, Private Wealth premiurnTM Internet Banking Services 96 Private Wealth Online Plus cg"-Link to Existing Online Relationship ago %SC, Private Wealth Premium DA Eli Business Accounts Checking Acct. o Elite Checking with Interest /Lett. # CI APY Elite Money Market Deposit Acct. P APY O Certificate of Deposit AM. 8 APY Term K DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term iD8TCA deposit account required. along whit • DB AG Preferred Terms and Conditional Private Wealth Premium TM Banking Services O Consumer Debit Card N O Joint Applicant Debit Card # O Business Debit Card 8 lat Oefuxe ChKkbook Style N trirOda r„..yAb4 Q. 3, 0,NNaammee a° ddy Avdtc.; 213? Tc ir(ta.;.(1 O Duplicate Statementeowe: qztek frice..zo4Q80.u; Addr 0 City State Zip Code Mailing address Of different) Name Addr City State Zip Code K Cash Master Sweep Account Checking Acct. N L.) S3 `IS 9 Elite Money Market Deposit Acct. N gcl iz935- if (User/Co. lb Number) Client Relationship K Individual Account EI Joint Tenants with Right of Survivorship o Joint Tenants in Common K In Trust For/Payable on Death/As Trustee for K Trust ID Estate APY Target Amount Trigger Amount K Custody under NY UTMA O Foundation O Non-Profit Organization K Attorney Trust Escrow O Landlord Master Escrow El Corporation O Limited Liability Company O Partnership O Limited Liability Partnership CONFIDENTIAL 13.awartnef NAOS0000015602-000104611 013959 03203 SDNY_GM_00038511 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001335 EFTA_00149120 EFTA01282912 Account Title arid Joint Application Information .e_ fi.e4 Name o nt Ter Joint Applicant (last name. first name, middle initial) or Business (last mime. first name. middle initial) 51- 0 V° 5-44/Z Social Security (timber or.Texpayer Number Social Security Number or lawayer ID Number 41 /4 ° iii--1) /hat' 0 varigt- /57 Address. Address nal C VW °DS:trataindicable City. State and Zip Code Gay, State end Zip Code 4_'2 i 7 / Horne Titephone bar N al Nome TeWphone Number SVC) i 2.)C1-7) — K Business Telephone Number 1, Business Telephone Number Date of Binh Date of Birth Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code City, State and bp Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules tall for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a regal obligation to ask our customers questions regarding their identities, addresses, sourcessf funds and, if necessary, legal representatives, authorized signatories, beneficial owners or Control structures and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned accounts) (defined herein as "Verbal Instructions"). It is understood that tho risk of Verbal Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be 'kinked to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without Incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to Canister fonds or securities to any account(s) without written instructions bearing your onginal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property'of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may Ifronor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of arty cm ierls) and may heat the account as the sole property of the survivor(S) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks. orders or wItndrawal requests from any owner. Atter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM.0101 013959.032613 SDNY_GM_00038512 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001336 EFTA 00149121 EFTA01282913 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you Understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiarylies). penner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject.tochange. Accepyc You ynderstand that this Account Hoider's Signature e by DBTCA. Joint ActOunt Holder's Signature PLPPErAk.. .4%-tarstAWW_,„ a :Farr Bang .t41 trir 411V41-1§"vtidaltai„ .,,,,trytru-- ,1dsswptp iatorloi oa.„ toirtegitcl>te Vizeantatu bs.d:Hrrem, tAt Ctr I ge4 "1,:,44 1:. AS 'al.. • ./.41. 4:;141)earc -FY* ." ( $1.)14 Il EaRattataa2i/a, • NESIPVaiSSikififtl4 • ra "47' ;;;:e^. - 'n‘t .rcaiW. " .11%**Al liii i. S r , r *.r .fp f . . 1 • • I` td. it44/ A Sir 9M7 Date Date 1.. 4. / 44aStattfclarit tgaMan Pur1". $' 92 n r-ter,WRAZ .4441/2.4,ii: a 4 / f4ccep;o: riteCitg : (Name e ey • 2•••• 2,440 t'atte a - \ .e..., )... " r-rx4.„1"-CAW" av %718. 54:d i33.11413„.0,,...-Artne#41 4, .,2,:e.dP ics4gi: 4Tir .?Noc oe.42-4.4,kalca) 3 CONFIDENTIAL 13•AWM4101 013959 032613 SDNY_GM_00038513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001337 EFTA_OOI 49 I 22 EFTA01282914 IN WETNESS WHEREOF, the unde:stgned. by and through its authorized officer, has caused this instrument to be executed on the dale listed below. [FOR BUSINESS USERS] Business Na j-661- Namerf rec. El1/4t e -ift Signaryre Date DEUTSCHE K TRUST COMPANY A By LoAaa act Print Name/Tek '3 0ete ]FOR ALL OTHER USERS) Account Name Name/Tale Signature Date WM134667 21 010196.060613 CONFIDENTIAL SDNY_GM_00038514 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001338 EFTA_00149123 EFTA01282915