Case File
efta-01282916DOJ Data Set 10OtherEFTA01282916
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01282916
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset
& 1/1/3aIth Management
DBTCA Deposit Account Opening Application
Private Wealth Premiumml
Elite Personal Accounts
O
Checking Acct. X
Private Wealth Premium TM
Eli/Business Accounts
[Checking Acct.
Private Wealth Premium TM
Banking Services
O
Consumer Debit Card e
O
Elite Checking with Interest
O
Elite Checking with Interest
O
Joint Applicant Debit Card #
Acct. 8
Acct. ft
APY
O
Business Debit Card M
K
Elite Money Market Deposit
ZAPY
Elite Money Market Deposit
Acct. a
Acct. It
K
Delute Checkboofc Style #
/ f _
APY
APY
0 ,:r( kind KS (',r_ /<
O
Certificate of Deposit
D Certificate of Deposit
O
Name Only Get" G-4
?c e4))
Acct.
Acct. I
[]Name and Address
?1 1 Cats,
Lobe:.
APY
APY
Term
Term
O
Duplicate Statement col %
*Patolsilctal-
Addr
O
DB AG NY Preferred
O
DB AG NY Preferred
City
Certificate of Deposit
Certificate of Deposit
Acct. •
Acct. #
State
Zip Code
APY
APY
Mailing address (if different,
0
Term
Term
Name
Promo term
Promo term
Addr
(DBTCA deposit account required.
along wish a DB AG Preferred Terms
(OBTCA deposit account required,
along with a DB AG Preferred Terms
City
Zip Code
and Conditions'
and Conditions)
State
Private Wealth Premiums
13 Cash Master Sweep Account
Internet Banking Services
of DE1 Private Wealth Online Plus
Checking Acct.
Elite Money Market Deposit
(3/ L•
• •
elationship
Acct. a
APY
Target Amount
Trigger Amount
Client Relationship
El Individual Account
K Joint Tenants with Right
of Survivorship
O
Joint Tenants in Common
O In Trust For/Payable on
Death/As Trustee for
O Trust
ID Estate
O Custody under NY UTMA
o
Foundation
O Non-Profit Organization
O Attorney Trust Escrow
O
Landlord Master Escrow
O Corporation
O Limited liability Company
O Pannership
O Limited Liability Pannership
CONFIDENTIAL
SDNY_GM_00038515
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001339
EFTA_00 I 49 I 24
EFTA01282916
ti:—
Account Title an
inn Application Information
tet n
7
Li
Nam of Account Tele I
Joint Applicant
got ame. rum/name, middle initial) y Bqsiness
Social Security umber or T
payer ID N
Der
&CO /102
k
r 153
04--
Address T('
to_
Lisvi
post--
71 11
__NotagallCable
Ciry, State and Zss Code
City, State and Zip Code
Ilea name, first name, middle
Social Soapily Number or Taxpayer ID Number
Address
Horn
But'
Home Telephone Number
Business Telephone Number
b7e a/ Birth
at
e a of Binh
Name of Employer
Name of Employer
Address
Address
Not applicable
City. State end Zip Code
City. State and lip Mie
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name. address. and other
information that will allow us to identity you. We may also ask to see identifying documents such es a certificate of
formation or good standing (legal entities) ore passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities,
addresses, source of funds and. if necessaly, legal representatives, authorized signatories, beneficial owners or conuol
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti4noney laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding
the above captioned account(S) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being given by person er persons purported to be you is your own. Absent the gross oegkgeoce or willful
misconduct of Deusche Bank Trust Company Americas IC/87CA). you agree to indemnify and hold harmless DBTCA for
any claims. losses. expenses, costs or attorneys' fees resulting from DEITCA's acting upon such misunderstood and
unauthorized Verbal fristructinns. You understand that DBTCA may. but shall not be required to, seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. MICA may honor checks, orders or withorawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(sIalter the death of any owner(s) and may treat the
account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition o accrual, DBTCA shall not be liable to any owner
for continuing to honor cheeks, orders er withdrawal requests from any owner. After the receipt of the notice ref erred to
in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2
CONFIDENTIAL
13-AWM.010)
013959.032513
SDNY_GM_000385t6
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001340
EFTA_001 491 25
EFTA01282917
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
II you have selected to receive Internet Banking Services, you understand that you will be required to enter into a
separate Internet Bonkinci Services Agreeittont with DBTCA before you can aocess the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your resPontibility tO fulfill any teat obligations and aoy other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s)
and your business relationship with DMA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with OBTCA. Funhermore. you confirm that the necessary information (to the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial ownerls). settloifs),
beneficiaryfies), panner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/hed
them in connection with your business relationship with DBTCA.
Please complete and attach separate W8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by_you.on this Application is accurate.
The Terms and Con
Acceptance
You understand that this
Oman Holdef s Signature
for Deposit Accounts
Act to change.
Joint Account Holder's Signature
Date
Date
Pgret.:TUTIMPL
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CONFIDENTIAL
18AWM.01M
013959 037613
SDNY_GM_00038517
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001341
EFTA_00 I 49 I 26
EFTA01282918
IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
(FOR BUSINESS USERSI
Busmen N
e
11.4st
LLL
0
r7r
E--1"4e fr—IWL444
Namefinle
Signature
DEUTS
E B
K TRUST COFAPANY AMERICAS
By
Date
A PA CWCk. 0.
Jriot,7
Print Narnernie
Oet
'3
(FOR ALL OTHER USERSI
Account Name
Name/rate
Seznattire
Date
WIA134667
21
010198 000613
SDNY_GM_000385t 8
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001342
EFTA 00149127
EFTA01282919
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