Text extracted via OCR from the original document. May contain errors from the scanning process.
UBS
UBS Financial Semmes M
Private Wealth Management
299 Park Avenue
26th nsor
New York NY 10171-0002
Cwroc0S750C67cri 19 VI 0
Account name: All5LAINE MAXWELL
Friendly account name: Ind CasIvSaving
Account number.
Your If medal Advisor.
Phone
Questions about your statement?
Call your rnancia advisor a Il'e
AMA ResocrctUne at 809 RMA ICC°.
account
Resource Management Account
January 2019
139A CHARLES ST
APT 0233
BOSTON MA 02114-3252
Value of your account
calDecember 3141
on January 31 (1)
Your assets
699,954 77
698,148 94
Kriteriawok's:
Your liabilities
0.00
0.00
www Uncorrenancialsenaces
Items for your attention
. Help protract yours,* from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report amually from
www.annuakreditreport.ccen
Value of your account
5699,954.77
$698,148.94
Tracking the value of your account
Sources of your account growth
during 2019
vah.e or put ,Acount
Thousands
at year end 2018
1699.954 77
Net dePOotsald
wttdranair
-33.263 58
Your imesorent return:
adott9
°indeed and
interest none
31,457 75
Change in
marbat value
1000
.11901.4
817 .6
700O
wag
Value of your account
Dec 2014
Ott 7015
Dec i 016
pi, Zoi7
Dec Zola
ian 2019
on Am 31, 2019
999/4141.111
Member SIC
ChP700030:6750:67 Nr7000 97337 OrX02 One 0305a
Page 1 of 6
SDNY_GM_00325043
EFTA_00197818
EFTA01307084
SUBS
Resource Management Account
January 2
Your account balance sheet
Summary of your assets
Value on
January 31 ($)
Percentage of
you accent
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
698,14894
100.00%
C
Equites
000
0.00%
D
Fixed income
000
0.00%
E
Non-trachticrel
003
0.00%
F
Commodies
000
0.00%
003
000%
Total assets
$698,148.94
100.00%
Value of your account
$698,148.94
Account name:
C1451ATif MAXWELL
Friendly account name, tnel CacheSauna
Account number.
Eye on the markets
alder
S&P S00
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31, 2019
3-month Treasury bills' 2 36%
One-month LIBOR. 2.51%
Your llorsciai Advisor:
SCOTT STACK MAPPLYIE CASK!.
Percentage change
January 2019
Year to date
801%
8.01%
8.58%
8.58%
6.59%
6.59%
1.06%
1.06%
ChP7C00600575CC613 W1000197332 00002 0419030571
Pogo 2 of 6
SDNY_GM_00325044
EFIA_00197819
EFTA01307085
Resource Management Acoaunt
*UBS
JanuarY 2019
Accouda ami:
Gt4SLAMIE MAXWELL
\tour
,
Mersocierl Adviscre
Idendly «met nome- Ind CashrSaang
SCO
KA
Y
ARIEL
Accoude ambon
40
Change in the value of your account
Cash activity summary
Eanuary 2019 (SI
Year to date (5)
Opening account value
$699,954.77
$699,954.77
Withdrawals and fees,
ncluding investments transferred
CRIC
-3,263 58
-3,263 52.
Dividend and roterest 'come
1,457 75
1,457 75
doring account value
$698,148.94
$698,148.94
Dividend and interest income earned
fol PUØ01hi
Steement. leabley d Inserts' ara OØ
Marne h% Lat Onermneo fran a US
te 'Kama; lerSPeClee PaSedl.COn the reslde ne d the ocotunt boldo. actOunt ta. or product tee,
erne lente amict dveknd parnents met col be %tient lo Unted Sectes (UA anda Puerto ilko (PR)
frefOrre taret The Oient mOnlNy galerne« if ne Intended lobe used sed tannai be germa mxn ter ta
purpzes cm« snus lek. to the ma Icarie Va retaing forets IN, rectite t'an tass .snudy. tigre as
the ronns 1099 are the Fora 480. lot le, reparong 'marre« n ts ire prame of tass to rie the
ap timbre tai reporta; toms ari the US internat Reenue Sermce ôta PR mreaury oepanmem. aftl in
tentera acusatety nasal). *versa ana Ce merrat ar lai tara or tartre «are liesse consul yrt
nelvdual la pape«
Fanuary 2019 (5)
nar to 0ebe(S)
Taxable drndends
1,457 75
1,457 75
Total current year
Total dividend & interest
$1,457.75
$1,457.75
$1,457.75
$1,457.75
me Aerounr erre>, tAu monibled aplati ildareennyour Sweep Opaorg re meluded m the op/mn and
timing Marnés rat* FDK inturance open tobroen at Ulis Rank USA and el bans partcparq mire
UBS FOC nsurei Ceet:011t erogram n exes not eCity lo arçoses al U0S AG. sangord 8ranCh SIPC
protecton appel 10 money rrorket weeep fond holdrqs bul rot ban'. eepools See 1nØ& tnbememn
about your :Item.« ce the Pst Mo par: d Ihu downent kr des,.
lanuary 2019 (1)
Year to date (il
Opening balances
Additions
Dividend and interest ncome
$0.00
1,457.75
$0,00
1,457 75
Prceeeds from investirent transactions
3,263.58
3,263 58
Total additions
$4,721.33
$4,721.33
Subtractions
Other tonds debtled
-3,263.58
-3,263 58
krids withdrawn for investments
baugtet
-1,457 75
-1,457 75
Total subtractrons
-$4,721.33
-$4,721.33
Glosing balances
$0.00
$0,00
Your investment objectives:
vou have iientified te following intresunent olectiyes for thrsaccount. d you have questions
about D'est objectnes, d.sagree ynth chan, or ah to change Men, please contact your
Fnancial Adasor a eranch Manager You can hnd a full desznptrcn of the alternative
rmestment otrectives in important information about your maternent at the end of Md
document
Vo« muni objective:
Ornent nome &captal appteciation
voir euh profile:
Primary • Moderate
imestment elegilanty cawderauce • tacee sceected
C.P700:600S7S0Cd9 W700019, 33203032 0119 0305Cge
of 6
SDNY_GM_00325045
EFTA_00197820
EFTA01307086
SUBS
Resource Management Account
January 2019
Your account instructions
• YOur aerount cost base default closing method is R60, Vest In, rest Out.
Account name:
CHSLANE MAXWELL
friendly account name* Ind Cash:Saving
Account number.
Your Howie, Adviser:
CrefC0C60C579:070 MI000197332 00XO et 19 030575004
Page 4 of 6
SDNY_GM_00325046
EF1'A_00197821
EFTA01307087
SUBS
Resource Management Account
January 2019
Your assets
Account name:
GHSLAtIE MAXWELL
Friendly account mune' Ind Cad-156mnd
Account number:
Some pates, 4X0Te allCorral vatx$ shOeen may te coordirnole Mauls& twins andlosses noir MI
be druideb reflected See Imported odocolefroo 4.600tswr Seeded S the end of ths dunned for
more onfoortation
Your Financial Advisor:
SCOTT STACK tuttitiLYU CASR1EL
Cash aftematives
Money market funds
Wee, ma let lunch Me otaher insured nor Qua 601ndbill* iederd berx>sdInsurwe Ccrpovaion or any other oNernment o;erty Institutond perry and Inall trhona murk pa funds must Rol their NI anti wars (NAY)
ref stun loll* neaces11/10:01 of a tem(eg. SI COOT) GOSirmini and main oney matte funds rail conlinot lotranxt at a Stable SI 03 net asset riot Altnoul, morn market funds stel, to mutt tbr riot dycor
Investrrent at 11,C0 bet $had. ll Its p3s9lak lo lose money by 'mecum:3in these fords
To,a, rourworted d IM Iota of al eanwaed dude net 11 does not indude any cash clucb nth n is Mt a ta,
lot for the p.rposes of oeterrnrong hcicIrg moot or con base; The shad: cu recto* each um* you
mows, dui:lends biome a notate Is, Id.
Cod Anc n the tool pureed:e cots al the secunly, rcludng reinvested ciolerrt The coil basis may
need to be ad cued for CHUM d capta parterres in order to detemtne the aditaxcico0 betas for tat
tetahN3 Rooms
martin
Wring
of shares
FUND
698,148 940
FA, S17,174 r'rerit yell 246%
Your total assets
Purchase Prey
Aveabe 01Ce
Client
per share IS)
investment (S)
tincesiceS (ta)gam or bz it the deference between the currom ,aue and the cost bags radwoad
sieneraly be your taute ga n at tan if the seemly was Wel on tNt doe. The unntautd Oa) gan or loss may
net010 be adusted for return d taptal Otertn sin Wei to deft env* Use re
ed San or loss for to
mowinesorsoser
',wedded return is the (in rem value minus de arrow( Ku incested r OCtS rot induck dotes trol ate not
Wieder:ion your sletred.IMlradng shares OW now been naiad as ether sewn a alas t ono ct es
not intrude cash Clwdends that were act relmested
• —This iniormation was Lelaubilabk..•
vaue cn Jan 31 (S)
Cost
nice per Shaft
basis (S)
on Jan 31 (5)
Value on
tairtlatiel
lin 31(5)
con or I011 (S)
1 CCOO
698,148 94
Ovenware(
Cost
your accaaw
bast ($1
Ettimated
arrua inccme (SI
ImestMent NCICINO
return MI pencil
UrbtnIred
gainC. 1,3 (1)
Cash alternatives
• Money market funds
Total
• !Amin; cost bait initial-Ilion.
6911,141.94
100.00%
17,174.00
100.00%
$17,174.00
semigloss
Cid7000300$7501/71 NO7000191332 00032 01190305
Page S of 6
SDNY_GM_00325047
EFTA_00197822
EFTA01307088
SUBS
Resource Management Account
January 2019
Account activity this month
Account name:
Friendly account name-
I
Account number.
Your PI 'sandal Advisor:
Date
Misty
Descoption
mount tit
Onndend and interest income
Tao,* dna:lends
is- 3,
Dated
U85 PRIME RESERVES FUND
1,457 75
SYMBOL UP )(X
Total taxable dividends
$1457.75
Total dividend and interest income
SIAS7.75
Ode
ntoo
amount DI
Other fends debited
ran 2
Transfer
TO
.729.45
Jan 8
Withckawal
FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Soho Howe New
York Inc AT WELLS FARGO BANK, NA
Total other hods dated
43.263.58
-2534.53
Investment transactions
to inn intymeicn abort the pore race 'norm for restricted monists. see omporrint infOrteation sbxat
)COI moment a the rocs of this dor linen,
Die
Acthety
Detention
Ouaniky
Ydur (S)
Die (5)
Proceeds Iran
investment
tonseettons(s)
Furst
vonsarovn tor
inveilments rawly (5)
Accrued
interest CS)
)an 2
Sold
185 PRIME RESERVES FUND
SYMBOL: LPFOO
-.450
Jan 2
Sold
U85 PRIME RESERVES FUND
SYMBOL UPFOCK
-729.000
729 45
Mr, 8
Sold
I85 PRIME RESERVES FUND
SYMBOL uppxx
-0.130
Ian 8
Sold
1.85 PRIME RESERVES FUND
SYMBOL: UPFUOt
-2,534.000
2.534 13
Sao 31
Fonsestment
REINVESTED AT I 0014AV ON 093919
SYMBOL rEFOX
0.750
-0.75
Jan 31
Ronvestrnert
185 PRIME RESERVES FUND DIVIDEND
REINVESTED AT I.00 NAV ON Olair 19
SYMBOL: uPF00(
1,457.000
45700
Total
$326358
-SIA57.75
0.70076005750:172 W7000197332 00a02 01190305
Page 6 of 6
End of statement for a«osint number
SDNY_GM_00325048
EFFA_00197823
EFTA01307089
Important information about your statement
U3S Froncial Seats Mc. ghe firma UBS Financial
Sondes), is a maybe ol al prnapal seamy, comm.:Sty
and <picas esthetes UBS Enteral Santis and US$
Bart USA re mired sthsciartesct UPS A6 rd
innate. of CGS Sccuirs DX the Pim% frau
,
statement rs nobble scat request therm's mega.
°Ilya re at
IAK Fneciel SeniCeS
1200 Hato Boulevard
Weehardln ale 02COS
IM Anton nOr.c.ntc the onsy Moat Wad Of )W
r fl annel Senices account Gaye accede. +Mete
*Heal tacloo.rteres. fontwing <rattrap:lag shaAd
rot be retail agar F you helms. thee 6 react a
ancear, please report it mnethately n twang ti the
Branch Leaner of the office tererq )tie accost.
Arta* at Mures Oath re Mended IOW a«tralA
staltniet drag-aid not be used foe Lac rowan ray
ity $0.1).rerid ledtorah
. Fern 1099. 549s.
'
tic )hewn ream, yaw lac eaten the inn it
mound by law MOW We* RS Murata &aback.
reportable nrtmatok (*Mends and !stable Metes
toned en levees held n sour accent. net Craft*
al fade IlareaCICet.e4 (04 base On Cahn (*wad
sectshim
Caremankationa with the Finn
• heasaoccelinn aro aal earenrcabons n oars,
lo further proem you nthts. ex1-eln9 you Mr,~Yt
*rd. the Save es Yank, Pathan AO CS A)
• litheanalog nocacn on the top ell daps Iron
of this suttee' and ASS Fealcal Sen,cet. UBS
MANI Sows cartes you mount at (Swag
broke by arrarent •vih the Mired ral *A en
we adorned load the relleOnthia when
peed the Marva h By Olt )04.1 kali and
Made tie localcd al UBS Fnanwui Sanas ad rot
We nab mg bra.a, and pa ena nuke a few
of cot ma a rumen to both fen
• As devised n the acacia aretments, you mat
notify ue of any cart or has) roofing dwell
related on your cluantont worn 30 doh shor n sot
Maeda rude maitre
• MOM Onerci cutOtivor aniplardi a Myrrh to the
ern% Client Malan. Dinterellent a 201.)52 • 169)
atolls
r 800.35.9103, PCO A.M. to 600
IT Monday though Foley, a rn em all0 285
hunt Of *Kt, Ix.. (lent Rile ore Department.
PO. Bo. 766then CU 1602083.
• Al statements shall be deemed complete sal mane
it not *bodedto n wring withal60 days
• fa TTY servos. Called-612.096So, Iran °Aide
the U. S. 041201.357.149S
• h (he of rat a Cheek" *OA reit:era
lab bander (City by parent a U85 Vet debit
card grimier; cal 800.762.1000. or web UBS
f na-edl Swart hc.. WOO Harballekl, 6th flow.
Wishes. et, NI 07084 Ann RAWBSA Seven
Canaanite as soon as )C•J can. l you Ileac you
statement a wept es wrong or byou need more
nfarnatenarsou a transfer the statement a
meg the Fan or Card blur (as arolyable)rnast
hear Novaya no Ire thr CO days Si.. We ton
an sou N feet thaterna, al atuch the NYC( Of
Fob*" *hand
--- hoed. ya.r nano rd accare manta d any)
- Dna be the 0108 a the transfer su
wave
about and *vim as tray M you cr end Nu
blew it is renew a why yaa need mat
dorm/len
- 'made exclaim arnowit of fi t expected end.
the Firm or Card b,uee ml nvestore your <emplane
ad wfl aired ay erre. premptb• for sapped arch
nwAng CBS Vaaackba cad ureacto-o.l wet**
not Or 10 bans clay; to da the we tun gad(
yat rattail fee IN. avast you the* ie n mot. so tna
you
hint the ate of honorary dung to Ira I
filet 1.610 complete Qt' niesligaban
Mane make all checks payable to the rem or the
loanedl nrittaicn Mcatsden the have d the
stiarnent In add/into rogues roam foes. accounts
may be abject to mantenrce fees, chrges fa late
pared fa resumes purchases and charges Ice .t oad
awes n cash >Ceara A(Cann eta re roansfend
tooth( ingstahrs may be subeen0 a male net
/AS Sweep
kay
IRS ogees
who
fa sweepro welt balmy to bark
depose =arm at nen-Aloud bats rd .dieted
byte and money Markel mega lads (Money &MO.
Depose XCOSCC at LOS Bari, LISA and 4:n.211,1mo!
bents paw nng n the UBS RIC awed D
Program re PDC-nswal n accordance wehr
i
C net
For not riomtabon, please nu wt.* loc. gat Depose
moult at LOS AG Slontad arch rd shires of
Wry Full re not iviedtry the IOC.
Bank damtils are not protectedh./ 9 PC Monet hnd
rams re protected by SIPC See -10S Inmost Since,
Amami Prot/etas' below
upon sou* remit bareet erne bark depots may be
withdrawn. and ,hie alai/eery rand may be
ligudrd and the matt
returned to 'cocoas
laud Os mars.
Fate nfainaton about mailable sweep °pions.
nclang <untie grant (Met andyields. o 43/4atable
wee Lilt oaf sweepselds, from you. Finan<ul Arno-
a bi <atm SCO 262-10:10
MS financial Senior account protection
1hr Fan 'temente of tie Seduces nage Ira KtCn
CaarrhOn (10C). *Pith VOICIS Shurawi caravan
of (Pinata:as co to SS00,000 (exhaled 1250.0.000 for
claim for cub) tylosatory brochure ^ebb* wen
earl a et %flair ore the SIPC owl 'Mato
lints nay to Amcor's that you hold no pritular
(pray
The Fern, together nthmean *halm has abo
pschawd iupplerro IS enaince The mairrun
rya+ parable to all thgbea dents. cotton* b under
the pittlerbon a 1%0 mllat it of danter 10. 2016
Supt.° to to topic? crer1f urn and Intienns. wash
Its end 6 *JAN, prorated Ice ta:rio St 9 miler in the
algtegele Ice all you; actor's bed es a prickle
(they A het copy a the poloy to:rdirg is amiable
ever rewat
nether the SIC warden rye the samplantetal
prattlet Yolks):
• Celan Inanaal than or/raged by fend molded is
fam h(0411 vaLe)
NW away Iran Len inancal
Senate For emnalt whir Ohnttrexecratrai,
nckdrsg drub* rewires. and Ii)tharts a mutat
hat regiateel n the ray of the rove holder on
the becks of the our or grater nal),
• Investment (carob a nwslrant Merest, te g
tented patnenho rid angle placements) tat re
not rog card Larder the Secunties Act of 1931.
• Comma:it. t <err ant (o
fire
**charge and
pre out metal corer act*
(orlolat
rd ammrodt`f aeon comraas. and
• Depose accounts data teethe**, of depose) al U35
Bre LISA, UBS AG U S branches and brit n kw
SDK Wood Cocoa Polymer
The SIPC
110 the lUXAmnenial pratacn 00
MA apply to these midi men if they otherese appear
on you garmenh
SiPC protect.» and the
supplemental protection cb nos voted agent ranges
in the market alas of you mestmeres (whether as a
renal ol market movement, wooer berencla
othavasel
Dividend Roinvommont Program (IXDPI
The V" *
In .'"
en enrage sea. you may obtain
the actual ac. Iran if 0.• Inrlal &chaser Only *bole
sheet are puthased under DRIP, partial sham etil be
sold rd the cads all be dpoeed'n you accost The
dredged 'enrolment act woofed by the Issue my
defer tam the mate ace al yawl, to Dacha' sham
re sot,
Cath-inaiast
01/ whole tat, my be held in you eaum d you n
rolled wt' pale, tall as a retell of a &Mendparented
or ~roe.
the rem wl ether sell DVIV1 at at
mate pro a rape at rail
Cleternantd tar a
reggend floral grey. and credit pea eccaat
lemma.* objectives
The rmesnree <beams ed risk prick re speck to
ear account and mayday tenor you xakr4t
Pori* rds•c• the Fm prentAb, n swing of al/
norfared'alfp 41 pt.-flawed maw a
nentereo obraiwi
Nosh account held you
<Nose ore of the I olianng imminent objectw
• haled Current Income arentmeres teeingeo the
)enerale. ol acme sly
• Arlene CopterAopwahr naninwits memo
girth of anted, rather than the genratir
ryome
• pm-Axe Cambria°, or Mamie
000;
AppreCiebbn etregmerns seeking bar the generation
of recme tal comb of principal
O•woN tisk we! il•••
• Como'", Seek• to fretelonnloi ratcot met
band( rd salinity to the acorn *real. men if
that moo the aware don not generate Kinnear<
recent a rooms and may non WOO Pre *1k
.rNahr;
• I ofOoloor• Wien, to accept tone nst to pnnopal and
tolerate sane vale fey fa seek h•tar returns
• Ancoove Wilhp to accept I.4 1 "Pt 1° O'rcIPPI rd
Mr` rabble, to wet hat than( Ott Ilent
• few:Merl Agony Condemn f tofoctod, a
penal of the penfolo lot that maul may include
oomph+ graters, lamed 'Audio, and Text'
wring
Statmors Thoustheontr
We nud ccessaidrat at retrA0 accouni itaWnerts it
the saint *Sten
the same ernekr. e.9. because
they hat oaten *hp abetment:en pee leave
relmonsten a/holler dents al the syre ertte••
yw vea to mew end ideal statements mailed n
operate ernaeatot, you may clothe hooter:43N by
oalrg you inirmal Manta
Primly Kenn name
it*liendli earwig nine it fa tugantible •nekrarre•
chase, by you to mast you wit, you raordkeepro t
h a no lam] Oleo on your aCCetrit. is not mended to
allca ery strategy. Ontraat, atOrrircalilar.
mestment **bee a re& profile mooted war par
mar ls. and o not a promo a ga rite that wrath
or ary fraternal mutts an a well be achowd Al
Oceania( hate thin* of tat nobarg to nta
loss of the eat answer* YouGindunge your
handy rouse mann tea* Crane Seances a by
antactaA hat Enrol Admor
Aaeottoverviow
• Vete of you accounepam1/444 Pitt of asset rid
Baal tin.
• Asses hcludes mead* <ash brances. Yates for
festrided wont/ fettled Gobs Tent Departs,
venalged marts to retake, and (elan /Men not held
by the rem Does not nclade acid
seasibelassels
a the and a the prior and peal redrew penock,
aerie emestnwer* anted dock coons and
ineafaba nod wont
• Cublter YEW.. dem Daimon. Pawning Magri
lore. erode In, then moon basal
• Cathenonty hareem Total of wi tted hatable
oath tolanth, FAA &poor tatter's al alt And rd
nrafflutod bares, rd moray made nail
lead
sweep balances, at the ceased the immure perod
Nen-conerolly het credit balances n your meant art
not
from other Defames sd the Fan may
toe aydd Ora 'Lads Into adnry fated
panns Thew firth re payable ton your demrd.
This total o ext.:Wm** cuewit pea:deka., neat
Icing infowertmiee
fee detailed nleemrion en the nWs leering radices
ad insclosum ray to you, Clore Retateoenhp
Agreement a Attar! Arement and to Geneva
Term tad Conditions 125 kakernent of Credit 'makes
amiable nAga•my,rn and Mamas
SDNY_GM_00325049
EFTA 00197424
EFTA01307090
Important information about your statement (COntmued)
War —i
Vos eetmat neme »<uren ad *er assets held
nire x<an I t the ind of We ~amant po-cd Tem
mer ad fcrdeh<ryd fuly pad trero«. arrr tm>
Yw mer room. ~da« taal at ban toedam dm
pang ilry balace due cn trom Arymotto,
radered »term ding the statement pen:d are
bied at marot val.**, Ot Ine and o# the statement
proed
• Cawelmoia h deteemneg int tost ba» of Wie
~Am inled n ten aanmat.*here and
nabeer' I: Le5 Franc& Seans harend
rdormatonchlaned kom touron othér er+ U3S
f nood Saneer. radrg damden tran nonet
Irma Mae you mag havo promedia era Inrod
Mater the firn doet not odeon:and; venly a
daarin the
r
vaidty cd n dogmata+
Ø
aonded ty aardes Oh« than La innaai Sem«.
addeert akhough LOM insoest Snee, genera
wiedes I» donnatin as e o mengel tbc Tem
does rol tronie dry maren Wat tee Scanden
~Coat
bate' ad •Urreatecdgirlloss'
emoe* at ot badaal th. warmere Aso"
Oase <b not riterm tø nta ~at Kt malta
~duro« tak ~sa lt. kv a• mom, or
"eren» Acnontt transferted to *Om mal
rellort si~loss Asmala, only fort. perod cd
tere Wey se het] at re fim More hetarcal
istarmen <n be adiedby >ca fra-col Adotot
• Unrealited giondossas Ween damt ~dabt*.
euroed veeleed urn/losesse nkutseedfcr
nivelut leturey lok the onrein dra for
n:bedot as myr may tid ral krt orrenesom.
~coat ad« etny nOtOntron Onnet
OtnOtnd bod Ohm rera~
lol ant sytt(nte
~usa bb naad": cirri:~ to dely ce.
areragad lot Tes?' Wade date" toorn galants tro
tegny ifonatinntrape dale
• ealtable anialthat Bads and aramed mak irot
thi ~er <ah lor earYtedroot.on wil be wirsted
~MI
by lot isfan arg dl ~os
<d laat
issue hts n ovnanis ee n nontue name lot cv'
Cl...,', (al kan ~kon
n obtared kom Wed
palars ard di roncy rs rol pan:meed Othw <dl
letes nyed wenin cola affect velt ~plee
~rotors write rionted koonnauw
• Priodvalut PrKet iMpley40 lor teosern ad onaf
ceitattlt mee be hete« er bedt tren thé pin tie
>cv would Ktualy ~MC in th. ~kat Prat re
tellied hom ~bi» PO Poty 1~05 v.beh ne
bete., to be rasbh. bul ne do not twarnee tror
aconcy.
-
genera* uw to dwing pek* aha" ~tabla or
re men of the bel and ad. OOM la bied
WO. 'in rel opteer, ce ader bid trees ke OTC
nontot
- Inc Ms,* badod ~noot inly bevoel gang a
valsten modsi ce the mon mam yin vie
cteaned anima/rol Mant an waal makst Ine
Or vake
- Cat.an rost km mar twee meehad a win and
val Wow as 'poe wand ~Jane 4 we re
krab* to eb»p a an ke e savn-
- Otinatt «teosten done enred in orgaan
«het ran u.5. doltrs e. rakded at th* ~hangt
rate va d the stramien date
- For OentoOliKvittel tred.g n noneoriermny
dencmnatens, pree ard ganer dan war) mw.
huw been njusted to truien/poon ral:Jalon.
To Man corem quoten:ni. wem wanne. ~ad
era
Fnánrtil IkInsor
• Itied• investrnenti and atrandprodues.
Private ~went Ot<Vd44 (n<Ø deed
rattOr en Voorns andent mare nestree Mor
"nies) ard gructuedprod-ets are genrats highy
digai Contant/toch-nol OtOtinls hare not been
maand weh We Sivte. nel behrge
ei:armstena teder sy 31310 >Muitten ban We
pinde eshmabad valos toe anefe ~lamme
sonnet n1 startt Ved omdas fa .dearaen,
Pu"0:4“ reb‘o Ai.onoo d no guaránteed
- Thete valet Easy OOI« stbStint" Iran erge% 4
aiser, e *1.4(h a prent ~omrol 54<krity er
lOultuftdprodtxt mal bebaan ce sold rad do
not naessny recentere the vale yam inry wei«.
Lens Sauidaton.
- thrd party astma», of vale re af Ot *colon
date and are »point» UPS geweid Scene on a
na/a" base by an rdhon:kre aluin Ion
- gruw. waai proef Cl »oma menaud vaiue
d aer. Mitta:Oed totoFins by th* munt
waal panne' or wand and may be cattAated
bardm Mat« nar: maan km Wat rad by
tedones to den., ter esunded eeras
- You fan <aan aclitix& damden regurcfrg
re ,nulra
wed to deemne the egnste
vak,. and the Me ot te niternatianthat n the
buis sa the «went by not ring ara innaai
Adroot
- med party enenaled valies rruy be relb<byd as
"Nat pased' in smaal sauteert aten n
ebotaint valt% on lam hut rot Øled or d
tnatk to "po • vale eken we beterne anse
tet a malend ment h» norred tot ~ad.,
aeyxwyrØed nar -nto assten. ce aren a
value aaJd be Nolay specula., dedo Ine noen
of Wo money
- Whon noch« an coor, ganeal partner et tp:c•cr
«Inuted Mae Ar a trodany rintattO Mat n
prmekd. the »beo' the soony wil be deken
frons es archase pree
- 'Deert« ons to data' mag Made wan ol
<Mal, non or bah
▪ 'Orgrui one arte' neprellell tie nej alpino
age per uni, and ~rat rellen vos ~base
- DOP ni erlisied KIT meutes se nx Inladen a
orttonal wannen adam and n omwaai
dtchid and even d Way cin be sold. We pree
mened may be les *we te pee share smeed
rak.* promoot, n thé aucant oraterrort
• Ra.w:e.daapaRln tkoantit~th44 "'Way
renet arre« digble
pint ,ak. tIrSina-col
Sent«, Utont tilt mok« mate cl
uveenled stock
o# th. same nu« as an inated va». la doe
restrkied stak An pagoses of na ntemed rk. To
re taan tue feta led scant es aw <katte lor safe.
te nar we-NSmier be sLbstrnidar kof Kin te
ispund vale shows.
• la (estannwerecome. went yieleb aandamt
An <minne ot arnai reane is bred (n <wrat
elndeni ani oer« nies. *wanen th warnet veil
be heb fa one na" kom statement date a rid
erwt, Tlvt aantal d ank, a gudalno, acetexy
ad rentnaid intro» n not guarantoed
Earnred arnal none ad <trem raad lor
(elan Wet Of ~ion <afd naade aten" of
ornaat a opdat gans n ohilln <au th, ril
neme (and wamt yØ ~Mbo <meetlat&
- Estiroted arnald norne ard eerall yeld and lee
anaal Mcome and yitid 'nart be boor or ?eter
~Me mtensenlansounts
- An omsta» ol avuatroad name (dvdord ader
ithrest) dØ by lts <neen mak et
valdavana balance e~
men last dodend
cr mand payrnent mals by the isar and
~arm te war ihnideposts wil De reb Ia one
ww. Iran te Xnement date or unedma
Atoracy
onnuni pekt se net ga bery.rd.
• Aam§ not hold ba, VIS linancial Sens. Celen
mets" not htklby !hein, and not witfm We
Ins ~ten
or taxa These mat we
dnpliood on par slat~ lor dammend
()Loot« cely 'amant and olim praattod te•
protadby tho nsurg hem ues ~ui
Sterns es
not resp:ristte Ier Iers nionnaten ard does nu
orantet ns norxy ene rans ae rol Naald
by StC «the Faas taadowenttl SPC ~rage
• Rans 'haring and additianal competwation
- b *Man to coma's." en Ins ed I :b 1 lem
manna ncc/neder: ach We dabden of mukof
fundstoar <bents we ida or affaire ratio
ramen* Wang parnts Iran ~kulas and«
Moten ot tb> trawl hak rat wo iel hint
mam ei broden tao Waant carps-ens:
dna nart of laks by let5 of a panactslar mAaat
Vel Inkt to oor <tent% and lier th* ~et ral» d a
emttnear malugand Indis storm beid al te
firm.
- We afat agamie el» 'enne fleemden and
annlan ponnen tem n coraderaien ke ander
aard sanicet Aa, s, georii. to Me ~Jat funds
Bane fox ~IS
napad hoen mende stat n
t.* nual lund and n ~0 dolla an xen »tod
onteer-neb« d scans at trolonakeednle
hodna ~uil funds cd the ind tarn y
- kis addtin to onentsint .eenml n ~echo.
wit, te sale ee di:bh:das d nuk,: orrnds and
aw naamml Vult Vn todl <Ier" we asla
arldute Wn. tetelre thltint;1<o~nontal
asvr inard the rourarcenmaref undenwang
ne murw orerace, naar: c& tem notm*
gatpi',« ee spanen of the urmt frop~et
Ilvat
toltdattouTO
- h addein to (Cernsneenrettnid Inals the
',stuw and tab c# townhret fint. we ander ar
altist/ name an assm.based ~oe ...ing
>timen, han NedShires dxria.dors. as well as
fundrg (oe teehnology dnelopmem tranig ni
edutabn
- 0v ankes aho reces, valeg tomristen ad
diner orepensatn: trom melral toot ad ruse
~ron« abn rroárts wo dintbn
- Wi. ment corroonsat o, Iran U95 Bad USA. LeS
AG Serdord)anch and ncnaff dand bras
tØour<atasmeppo7rm 1M
~wen
mal be a ~TM, pa scan fee cr
mw bet p («moge ot &war daly &poot
bil ex.,
Mieke
Mermaison regsdnatommnsin and ah« ~ges
incurred in ornecticn met Ine ave iatOn Ot tilde:.
""eg goten statte.. nxban ododed
oninruhons prenauskr f "red toas. and wil te
proaded to >cu gromoWI n naar',
Short Delling
t you bosgard n short teling a searay, youmay
mor t dage dat 10 <slab bonownacoott a V•41
Wn.» sandfa
Open Mus
Ptgadrg open ce • god idlannkt ceders to
rorol ettard bylts namat date, open boy and
iet slapaden re redend by the amant cd erodends
ante ar not dnidextt cr engen date unies
nansord ~ome by >at You re respornbb lor
aan lhat are ecntilècl Cbt to >ar Wist to <and
~Ping toen aders
Irian
To obtan a con ol at arren Geen Privacy Notke,
ofeneconlast yota FnmialAdC/Ce er vet of «thee
ai »vr* oas rnmronvaroote
- 16$ ranja' Sein, è not *brik th Mg aren
Servers Account BSA ard MAA we brokene
accounts witah pand. Maat tO tordong terras ani
proins tiran. arrangeert, inm :Ahmed bres
ad orer thid.pany brat andpronkt accets
rarance and anrorty vod" isved by ~HOOS
ThydSatty invane ~ron
trast ~arre
ageny inhedvins el tin Filmt Senkes re.
- Ma-oneer, nuancg ani muts proton
- Mot FeK rand • No bant. mg:~
Mal Ine vale
- tMA Aftorn Itnagemem Accra" Binnen
Sete Account ESA. MIA and nternatenai Retort*
Mala-r ent Acco.re re rentend sene maks d
Lei Franul Smeten b.
- VISA n a regittmed badarak owned by vda
Vr:amati:aai ~e Miauw and ~d Lede<
kent the Lei lot redte <ede ard thé ISS Visa
debt con se woed byLe5 ean• USA with
Menno+ franVna V SA toog:~
Marot
udraks, moetend tradernads. servet mets and
raggend sernce nurks re of 'hei respect:*
teerpan
LOBS FnandalSorviow late
ton 20IBIO
SDNY_GM00325050
EFTA_00 197825
EFTA01307091
UB S
1.035 Financial Serwes M.
Prelate Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
Clue7c0M072390219 xi Yr 0
Account name: AlISLAINE MAXWELL
Friendly account name: Ind CasIOSaving
Account number.
Your limandal Advisor:
Phone
Resource Management Account
February 2019
139A CHARLES ST.
APT 0233
BOSTON MA 021 1 4-3252
Potsdam about your statement?
Value of your account
Call your Fmanci.d Advisor or the
RMA ResourCtline at 8004IMA.I000.
on January 31(S)
on February 28 ft)
account
VOW assets
698,148 94
694,182 87
Yids our wubsite:
Your liabilities
aoo
000
www...b5corNfitanciaisennces
Items for your attention
• kielp p mixt yourself from fraud and
wow bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually horn
www.annuakreditreport.ccen.
Value of your account
5698,148.94
$694,182.87
Tracking the value of your account
S Thousands
6,14a.7
991-4
76
700_0
owl -
694.2
ran i019
Feb 2019
Dec 7014
Dec 2015
Dec 2016
Dec kl 7
Occ iota
Sources of your account growth
during 2019
Vale 01 your a count
at wet end 2018
1693.954 77
Net deposits rid
vneclianals
Your trytestrrent return.
Omdend and
interest ixorne
32.757 03
Change in
maritalviva
1000
Value of your recant
on Feb 7R 2019
59941112.7
-48.52593
Member SIC
0.700030:0009239I97000I9S8S60C032 C0190309e0
Page 1 of 6
SDNY_GM_00325051
EFTA 00197826
EFTA01307092
ft UBS
Resource Management Account
Febtuaty 2019
Your account balance sheet
Summary of your assets
Value on
ktruary 28(1)
Percentage of
you accent
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
694,182 87
100.00%
C
Equines
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
F
Commodities
003
0.00%
000
0.00%
Total assets
$694,182.87
100.00%
a
Value of your account
$694,182.87
Account name:
GHSLATIE MAX./Val
friendly account narntInd Cash/Saving
Account number.
Eye on the markets
'Max
SW S00
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggegate Bond Index
Interest rata on February 28, 2019
3-month Treasury bills' 2 40%
One-month LIBOR. 2.49%
Your Muncie Advisor:
SCOTT STACKMANLYLE CaSPIEL
Percentage change
February 2ote
roar to date
3.21%
11.48%
3.52%
12.40%
2.56%
9.32%
-O.06%
1.00%
ChP7COCOCC66C8240 W1000186856 00a02 0219030575004
0000)
Page 2 of 6
SDNY_GM_00325052
EFIrk_00197827
EFTA01307093
*UBS
Resource Management Account
February 2019
Account nanw:
GHSLAME MAXWELL
Year Reanciai Advisor:
Friendly account name- Ind Cast/Saving
Account number:
ao
Change in the value of your account
Cash activity summary
February 2019 1S)
Year to date IS)
Opening account value
Withdrawals and fees,
nading investments transferred
out
-5,262 35
?.,52593
-
5698,148.94
5699,954.77
Dividend and interest ncome
1,2%28
2.754 03
dosing account value
3694,182.87
$694.182.87
Dividend and interest income earned
rot pu costs Cl tbs statement lacatillty Cl inkiest and cleated income ha Mtn *punned ban a US
to leO0rtilla perscierbue eased Won the residence of the .team tetidel 4C(0unt bse, oe ptoduct type,
some intern, and'r dvickndparnents rns not be sobeett lo Unita Slats (US) ands Puerto Rico (Pt)
iixornt tam The client montlay %element is rot intended to be used end cannot be ;eked tom for 'Sc
Wines Vieth should refer to the 44S1K4ble to lebalong t0rrn, they recelte born UST ennualy, Sigh as
the Forms 1099 and the Fain 480, to, Is (*Mang information n is tiw practice of 085 to fie the
430icable to &looney loons still the US internal Revenue Seruce and PR beauty Department am in
such forms acosatety dasOfy ctweemst ardor interest as lac earµ of rata* exam Please consul you,
nawdual tar &viewer.
February 2019 (51
Year to date (s)
Taxable dividends
1.2%28
2,754.03
Total tumor year
51,296.28
52,754.03
Total dividend & interest
51,296.28
52,754.03
Le Amount act.* rim month for dash Reamer in your Sweep op= se unducbd in the apemen and
doting baancee vats F0Ic uturance xophes to &cools at UBS Bank USA aid m bans paetcbobrc s the
UBS FCC 'fluted Deposit Froraam
does not a:Oy to deposes al UBS AG, slalom Branch SRC
proteeton accio: to money market :weep fund eclarqs but net bar deposits. Seeireporeent informatco
abovt your ;fitment on theist two paae: d ton dccu-nent Icr totals.
February 2019 (4)
Year to date IS)
Opening balances
Addis tor*
Dividend and interest ncome
$0.00
1.296 28
50.00
2,754.03
Proceeds from investment transactions
5,262 35
8,525 93
Total additions
56,558.63
$11,279.86
Subtractions
Other funds del:oiled
-5,262 35
-8,52593
Reds withdrawn for investments
bought
-1,296.28
-2,754.03
Total subtractrons
-$6,558.63
-$11,279.96
Closing balances
$0.00
$0.00
Your investment objectives:
You have identified the following investment °I:wolves for this account if you have questions
about these objecoves, disagree vnth them, or wish to change them, please contact your
Emanuel Advisor or Branch Manager You Can find a full desonption of the alternative
investment objectives in important In lonnation about your statement at the end of this
document
Yoar reborn objective:
Covent intorno &capital appreciation
Voir risk profile
Primary • Moderate
Investment eligibility consideration • 14COO selected
ChP700O3O054O3241 laFF00LUBSBS60CO32 Cd19030575004a(XO)
Pop 3 of 6
SONY_GM_00325053
EFTA_00197828
EFTA01307094
TUBS
Resource Management Account
February 2019
Your account instructions
• Your account cost baM default dosing method is liFO, hot In, East Out,
Account name:
friendly account name:Ind Cash'Sasino
Account number
Your Hawk' Advisor:
CAPTCCCOODS6C•242 NrNOCOI 86856 00002 0219030S
000
7500.
0
ag• 4 of 6
SDNY_GM_00'42g054
EFTA_00197829
EFTA01307095
*UBS
Resource Management Account
February 2019
Your assets
Account name:
GHSLANE MAXWELL
Feiendly aecou n t name. Ind CasN5anng
Account number.
Sone pree-sr:Kome rod berent eilues shaun may be coneimole As a INA gans wi loges erwt nol
be stuken/ retterled. Set import.« oloemetecn 40oot puf Setemem a the end of the dennen fol
non ,ntonnsion
Your Financial Advison
Cash alternatives
money nadat funds
Wee/ ma let funds se nether ingoed ne ouwe:leedb/1H redelta Depolit InSurin(e Cerponlion oe an) ether gwemment acency Ingeoliond piment and Intta elOna munk pal lunch must EN Hele net nut vilster (NAY)
ree share touw menen le I Øh of a cent (e g. SI OX,S) Gorternem and reist trotser maast funds wel ronlinut lo Irans.xt X a ui*
$1.03 net assei salut eenoog:'n:Ns madet funds stek bs Ntwew tbe valwet sour
ineeserent ai 1100 Oer thee, 112 gossble to lost rnOney to inning in these hans
roal («noria; all'. iou er ei senurani dub nek n don na indut» arryczb dm*, nek bos rot a 1a
lot for th* orposes of alearinng hadrg ~ca or con bas,: Int shunt )Cu mouw •xh twr. sou
temen 0,40etidS be<Orne a wave, Is,
aast is lbo tola purchaw co:1 of the securty, ncludno reneetted drotene The rost ban raai
neeg to be al uittel fer return e/ tapte p:ruwere, in orer to detemyne the adiuszaco2 bros for ta,
rØ
NS Pretges
eachase pruer
muiter
Average care
Oleg
Honing
ce` troel
per thee (S)
nestenent (S)
U85 PRIME RESERVES
FUND
FA StA,grur,,,,4et y.11 244%
Your total assets
elpeouleal (ta.) gemor ba k the deotence geween IN arren, váue andent cot baas aadv.~
gensky w your !aa
ga n oe loer albe secunry was sad oer this d.le. Th* win/Ui:cd eta) gan or Ion may
reel »be uland lor return of aNtal payments,n oreer to Oett reine Uw walmt gun or toe to, te
tersorting PUrpOWS
fraesro;ent Mismis the tutten, valk* rnnus the afroom yco koeste(' e Cees not laagt ~es thai are not
(«katoen reut stateffem, inclvdngshafes thai have ten tealzecl 8;Mhee a suen dalas. lt Sso ctes
not ham* cash dadends Iaat ware not relneested
CØ
anCe Per Share
beis
oer Feb 2915/
Val,* 00
Feb 28(5)
694.182 870
• • •This inlormabon was Lreso,lable..•
10000
694,182 87
VS uo o Feb 28(5)
Percentage«
Cos:
your xØ
bast 0)
UnIelked
InKitInent NCIC/e0
wan ca kaf (9
Muffin) Penad
atirnaied
area incomo (II
vn:eend
ounce locs IS)
Cash altemetryes
Total
• Misen con beis infornalicn.
" Money merkeb funds
694,182.87
100.00%
15.930.00
$694.1n87
100.00%
$1633%00
0.7000300SOC8247 Ne7000I 86856 00202 0219 03057SCO4 Y123575SSO10XCO
Page S of 6
SONY_GM_00325055
EFTA_00197830
EFTA01307096
SUBS
Resource Management Account
February 2019
Account activity this month
Dividend and jet:west income
Te.o6tedwdends
Other fends debited
Account name:
Friendly account name- I
Account number
Your Financial Advisor:
Oat
Acthity
Oeuncaton
Amount (1)
Fat ,'
Diidend
SYMBOL UPRXX
1,29628
Total taxable dividends
Total dividend and interest income
11.29621
11.2962$
Am3unt (I)
Feb I
Transf, -
-5.262 35
Total other funds debited
-15.262.35
Investrnent transactions
For more inicernaticss ab0ul it* once value ShOrin for restrited SeCii 'lei. Sit A,P0aJO: intOrinarKal about
)CO( Vitamin. Y the end al this <Ix Lrnont
Owe
Activity
Desapbon
0uallIty
Nidur
eke (5)
Proceeds Iran
Investment
liantationi (I)
Funds
velhdratai let
Inte-SlmenlS bourn (5)
Acciued
trileRnI (I)
Feb 1
Sad
U8S PRIME RESERVES FUND
SYMBOL UPRXX
-0 350
Feb I
Sad
STTE13OL, UPRXX
5262.000
5262 35
Fob 28
Ranvostmont
U8 S PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 00 NAV ON 02/28019
SYMBOL: UPRXX
0 280
-0 28
Feb28
Reimiestrnent
REINVESTED AT I.00 Nnv ON 02121919
SYMBOL LIPR)O(
1.2%.000
4296O0
Tot.
15.26235
41296.21
ChP7CCCEO0560E(244 trOG018685600)02 0O9030575004
page 6 of E
End of statement for account number
SDNY_G M_0032 5056
EFTA_00 197831
EFTA01307097
Important information about your statement
LBS Fe-uncial Sanwa M. (re firma U135 financial
Uncap, as a ~ate of al octopi mcunty, commcdty
and whom ochry» UBS Fraroal Samos rid LOS
Bart USA an edam otkdaries et LIDS AG and
if dim of U35 Seant es 11C the Fim3 Manna,
statement rs wabbIncon request the F am', ~vine
filtes re at
LlaS fortyl Senfe kur.
1200 urbor Boulmard
Werhanf en N/02086
IM Orermll (*Wont the ore, official wad of you
LES Farrel Senkts account Gaye reads. "ea
otal tar doonret. tonlanng corditird data slksid
rot be reed Lort F you Mine ~re 6 an arra a
*meson. ~moat e mredotely n Aron to the
Branch Wager d te office seneg sees mcount
MU.* a lyre{ down we niandod lobe "nit
nattrum dra *aid not be used fa tar ~poses My
inl enr. end tar lonns. 4 e. Form 1099. 5498.
1o2 s Poe»Mal Pram3 5~ ta mum No Fant
requred bylaw 10 septri tote *5 all Untie denkerck.
reportable nomtaubb ~ends and tattle stets!
caned as works held n your accent. net crated,
as sale "errant.. ad (053 Knee on *tean counted
:tie me
Corneunkartione with the Fine
• hem reconfirm any oral ermines/sons re nntr9
to~
pate yam
rxtkr3 you rcjit
Senres
Vdfr IM
rilla Profethon Act (S A)
• II the flawed noctAcn on Te lop lei rte kota
of thet 9114~6 ret41.13SEtireceal Sewn. tes
ninNal Sane.« caul{ yOur ~all at eleven
toka by urgram with the rekatrd mina on
we Sawed imv d the retakeirb when",
cowed the erase h te cent )04/ knifed
wales se beard a UBS f ~noel Semen end rot
Ve nvoctcro brcher. rd >cm mit acre a repor
ot nonce a crimson b both trim
• Az ~bed n ta account arrementa. you mat
rotdy us cd any err or had rwoleng dwelt
reflected on you statement wren 30 dal. *horn rat
maled a nude amiable
• hew <Won cvnoneete «replied. Cr nyres to the
f ewe Clem Moan ~am
at 201.352 • 169?
cr toeing, a tO0.354-9I03, PCOA.LI to 600
IT Modes though Fray, a en ~I r•210 LES
anneal Servos lx . (lent ~ore Department.
P0. Bo. 766 then Ca. IV 07087.
• Al statements shall be darned comae* ad atone
it not abetted to n Acing ~him CO days
• fa TTY mimes. Cal €ud17.09B6 or from ~side
the U. S. Cad M1452.1495
• el <16e of roll« Gonle:ns 46~ an electron(
kant vans.« On bill parent a CBS Vet debt
cad ',make; cal 800.762.1000. or vent to UPS
f ~col Saves hr.. ICCO Harbor BM, 6th kor.
~hark^ NI 071/4 6, Mtn RMNBSA Serva
Ca a write a soon a )0-e Can. fl )0,J theft pas
statement a recto( rs wrong a dyou need more
ntonniknabme a transfer an Me statement a
area.
frm or Card bluets apoluble)mni
Mar horn mu no Ira than 60 days ri a the firm
cone you to fret rattestet on *rich the Ere or
Problem *eared
- Prot& pox name rid wont nunor fat any)
- Casaba the mot or the transfer you reaset
*out and hpLin as dart as you can whd rar
blew A is an cow a why you need more
riormalkn.
- haMe tedalar armar of the waded error
lhe Finn er Card Intend nvestkate you ~place
and
meet sy era proada for ragedanon
...ciao LOS Varldebil cad tramacto-o. d we la*
~near 10 ~nett dysto do the, we Mllmde
you email la Omni you thr* it n mot. to enel
you vol Imo tar use of he money dung te tee n
tales tat. complete ~ nmslocuton
Plane mix MI chefs payable to term, or the
f ^axial nfittdien ndcacedcn Pe from d ra
statement In addition to regular roam foex mecums
may be PleptCt toman:ma-nee fees. throes fa late
parcel foe sewn« purdeam and <harget fa u-pakl
rant n cash sotrutt AccOunt thy aro transharrod
tooth« nitiviecen may be sub/KIM a &rile fat
UK colonlom
IBS o
s kr WeekePrg tech balmy to bark
deposit axon at non- *aloud bat{ and *Maud
bank and money market mimed tunt OVone~).
Depots accosts al LAS Bar* LISA and non. antrod
bard; pankpacreg n the UPS flkiC Wend
Program re
wed n accadame
apan
rules
got own ramron, please me wow Idcgta Depose
accouts MUSS AG Stenad Bards ad shares ol
Monty Ards re not ~by
the IOC.
Bank dipann rem peOltetted by WC Money rund
aires re protected by SIK See "LOS finned Stokes
Account ~di
below.
Wen poke amen biro>, n fro bark doom« may be
~Frahm and shams of a Nona Ford may be
Iriadied and the [emceed, rand lo mota o* pas
Stora Os ..«N5
Pietet ~on
abxe twalatae sweep options.
ncladMa current istant rates and yields. o aolable
yam,tM ordsweepynkt, from y~ Frun<ulA&iw
a by <Ong WO 262-10:10
LOS Finascial Senior account probaBori
The Fern e a merrter of tie Sonnies ~an Protecion
Crxrator(SPC). ?Mich amens whites cuticeren
of as renters ip to EOCF,000 Onde.edin I2S4030 for
claim fa car/ &planar bakre nobble 'son
reaii a a www sic 0.9 the SIK am( Cr011eCteon
lads *pay toil accosts that you hold in a ~theft(
<10•01
The Pan, together with cedar affliatta, Kaaba
~toted supplemental rosaxe The ~rum
anan parable to all Made chem. <cantina snor
the potation c ISCO
as of Norte 10. 2016
Subact to heroice condo" and andiron% Oren se
the hem n hutar crow Tod Ice cp o $1 9 miler, in the
*9,00ie for all you auceents hell n a palenIar
caituc ty. A ful copy of de peaky neadrginenlitabla
IpOn etq et.
tinter ere SiC Mahan,e the sepplentetal
peeCOChten gok 0:
• Carlin Inancial awn caroled by find exMlnd n
So' *OWN vart tut hfrklas•ay ROM MS fared
Service, For morale <elan 6/ insterxe enodoch,
ncladro mrubk, ~be
and tie lwes of ~MI
hat tegisteed n the name of the *cove holder on
te
bmas ot the our or brie nee>
• iniestenent «intents
rwesiment nitres% (e 0,
anted pstnenhps std Arnie ~cements) hat re
not ag cared Ullaf the Spume{ Act of 1932.
• Coennodtrot<creiracit (a g,four ~barge and
precis metal «mud* nebben lutur tomuns
are ttamooltT (Par coronas; and
• Depose *countsMow talfanas of deposit :I CBS
Bark LISA. UBS AG U bath and ~ken Co
MK Wend Depach Prayer,
the 54K protector, end the saDdemental protects:. do
not anal/ to these as
Coen anycdnrwese appear
on)x.' odernents. The SIPC protection end the
st
rotplan dam protect nerd rages
n the intetet Mat el you "clench (WNW'« a% •
• it of market mammon, nun barkmotcY
otherwisel
Dividend %inmost* Program SIRP)
The pace wanted ban amaze ate. You may obtain
the actual ate Iran yos Inamoil Maser On whole
steel are ~chased~ DRIP. paid roes roll be
sold rid the cads will be &paned in you account The
dwdend rem!~ ace WPIentdbee the ovan nay
dille booth, mate ace at amid, the Pled rres
re sod
Cash-in•liou
COY whOt true my be hid in you ward tyCv
triad wiper-id tali damson 01 a &Mend ~nerd
or ~roe. the Fen wR ether WINOS unit al
remtre ace a rapt an "Mil deleentedbt •
nattred <bana play. Ird Veda yoei account
~want objectier
the ~esteem objector; end nsk Armlik are teak to
ear account and may may between yste =oat
ryastare the Fm pronplbrnerding ed
siphon change al y~ hand «weir a
marmot *manes For each acOunt NM. you
choose cr. of the I olkeing imminent <Onus;
• licorice Current Monte hatprisseekro the
generic. of ryaur orly
• Manna Copt*, Ap. nano( rneinvnts oteartg
growth of pampa, rain
le
~rater cd
more
• Product Comknatcnot Worn* end 0~
Appiecation harmomssotkirg
te generation
of "Kane .4 porAh of principal
0••••N rbkixefiles
• Co~e
Stelia to ~tan Mort primat
km rid, and mirky to the accost meal, men if
that mum the accent does not generates 'dice<
imam a mum an ma nt be Pee ieth
irMaken
• Modena) Wiling to accept coma nd, b ~weal rd
tolerate some validity» ad heter Muni
• Any.:40 '4,11hpto accept >srit b pumpat ate
hgr, *bully ro cad. ho name owe tent
• frarvient (AO* Con:demur f tactod, a
paten d te prank* la he mewl May 4440,
COMO+ caring" lamed Idadrty and gee«
voter%
Swann Touseekrontr
We ma ccato-klitt tel relied mount statement wir
the fore >Shen en the same rosel Are. e.9. because
they here omen who urbo merman pre meant
relmonsheys wth other dent, al the same IOC» d
yre prefer to move led ideal stalomenti mailed n
tomato rawer*" you may Cialne homer:43N by
calmyy~ formal Adam
Priddy wow% name
Me Ronde/ account name R nustanetable •nednatene•
&men by you to art you wit, your re< oicleett9na
hen no legal efl«t on your accost. is not mended to
rellid any wank facCedift, rnorennerdecn.
eminent object,* a rd redde as:noted wit, roa
accounts. aide not • prom« or guaraMee that wrath
or any framer matt <in Or well be acheeend
einaneneatt may> such of less ettkrgte neek 01
ton of the ~re rnegrennt You <an dung. you
hardy xc“ell names tr ough Ordne Senneel a by
antactro you final AMA°,
Amon —Inv
• Vete of pas anoconepombia Nee of asses ni
lidde ies.
• Amen ledren ~Akita:Is berm vales fa
restricted ~II
(et), and Gobi Tine Darates,
arealged marts to market, and (*Mil "eh not held
by the rem Don not neade waked searitelassets
at the end a she prior and ~mat pantie moods. a
asorm onatm eres. anted dock won; and
<wettable nod *phone
• warless had.' debt batrom ~mien margn
loans. <roat Ire, that recoil balances
• CadVmoney baron Total of ursand ryalabb
car tahmet plw aiposi bin« al Ahmed is
ro. if toted brim rid oxen made mad fund
sweep balances. se the closed the stavnu peal
Nomornmodly tae weds balances nyos accotin ere
~ streamed from other betimes aid the fern ma
toe lydd thee knia me adnry can ol et
~ems Wow tent we payable epon your demand.
Wm total o reddin te curet prod clang •a4e.
Unary iricrenotion
fa dared mammon on the fm's landreg ~dices
ad &damn refit to sea Clore Rettionshp
Agneemen a adcort Acreernent and beGriot
Term and Caddions COS kahernent of Credit Prelim
amkble nkreetnenes and COdatuces
al »ww,marnierememerrahmes.
SDNY_GM_00325057
Ernrik_00197832
EFTA01307098
Important information about your sta te HIC
(COMmued)
War su
Vors agente* ~es modes ad *er mets held
n the actord Y the *ni of We statement prood Tem
myrd tor ckohely
fuly pad ~nes X ry tree
Wo mee sner. whetikei vid at ban toerend dier
• peg any beent* dut en trom Ary more*,
vadered topfim ding the statement pear] are
bied at marot vake al 01 Ilse end o# the statement
peod
• ~ba.
haneeng deost Die of th
~Am inledMI anemad. *here ndcred
wth th* meeere • I: LeS Fruncel Steedst harend
en ntormatoncblaned hom toog*, oden Mes LEIS
Prondel Stropt rendeg rarmatecn hun enha
Irma kat you mag havo prenied,o yego lenamal
Mater
Ilwarrn does not nd•pentendy verty ce
garde+ theKNKyw vaidty cd dry edonstMon
tysorces Mise( leun La inmeet
$
emos.
Øaddeert akhough LeS Fnes Savooi genera
todden tho nbrrnstrm as n o moed tbc Fe*
Ø
rot pryde dry asswann dal tro nIcernaign
unite 'Con bate' ad •Urnalccdgirlloss'
*mix* at os Bodsed Ta «memory. Aso"
Pose eb not ittion tø schede w malie
~dus* a sakd:deern. toe av pØ
a
"erwt» Actorantt Uanseared to te fan mal
felkd gasba rdernialdn only lot to prod cd
tree ihey se rol] at defim More hete/gal
ankneuecn oms be addedby >ar Snrcol Adept
• UiwSind gindloons neon dames aelable,
nontenen rrreareed ~glom se talcubtedece
ravtut murw lob the trammen dra for
rdpeclot ite, remt( ornaten« ral kot ccerenstrom.
Aart ader satsny ~toon:attente/mes
Genhird and olim ren.~
Iers ant meieinde
~duw bb ro exenceembned to0ply~
aeteagd lot Tro " Trad. ddt' <Meen galants tro
onandlrandenn trede date
• ealtabla sectaities Peda and p-afreed 'aak Mat
the tisus <ah lor *NV ~en
wil be wlested
~Ma by lot letm nong dl Hordes cd dut
eerhen nov name or n neme** name lot ar
cloenta Cal feattee ~kon n obtared leem Wed
pates ard as ~nv rs nol oaranteed Other cal
leares nos ni wen:hcola aften velt complet
cd:afwon wilde ponted koon mere
• /rotnetten Peren doottyad formaat,. ad oen«
rØ
mw be hpte. Or baat thin The we Wet
>cv would
mem n the ~ba neonre
dItaned had varvadstndPitylOinted Muth we
Ware to be !getik. br we do nol ~aap Oer
accuacy.
- We genera* ure to obsing pek* aten wodka or
the meen e/ thebd and eik takes b bied
saven and optant ordg biddagen ke OTC
storno.
- Inc lertalf tradod ~4« inly brood veeg a
vabronmxtd ce th* mon record pico we
cbtaned ard nuy rol reilen an actual makst snee
a vake
- Clean poshkes mee sper veehout a piet and
wal Wow as 'poe wand ~Jane' d we are
Vieble tochten a voce SP J Xetteny-
- Oepons a Kantel denomnded n arr.-cel
othet tm u.S. dolers aarNFMed at th* ~hang*
rate ind We :tremen date
- roe oenen teevees fadeg n nomoriermng
denonnens, pree and qua-teg gate radde) may
tone been »inbed to fade» proper yalualon.
To Mae neem Ølanen. Natm nadat». contact
yas Fnándtal ládl•sor
• Prime* invesernents and ~red
poteb.
Private moment 5401444 (rOstrg doe
ontferm Voorns ^deed Wade mestrnenitnAl
mat« ad gructindpiodacli are gentraly higt4
&aai Ctertan *Wand ototizis tof not ben
wreed web Wo Saust os and brohage
eremist:na vale iny state >motte% tm We
pØ estmated valaster omme r•menent
seances rd reurkeed pcdacts ta stormeind
p.Ø Off Additiey d nol graanmaa
- Dei* valart inty OOI« yin int" kcn, tin"
any, a nId(h a prent ~omen' seority Or
Wouw& omdat mal 1»boata ci lokt nl do
rot ren essody rept-tem the vale sen inry recent
Ø6w arm.
-'had party onttrok, of vale de af ei aceton
dit, and are suppletie UPS inrent Steven on
re91a base by am redepaden 'Marion tem
- gaar. ~heeroer Ce <gonsde enmod vake.
d ry. Met.aSed totoPim by thema«.
Omwal panne' oe speende and may K cablated
bard en «kiert Hamaar km Wat rad by
'id oeros to derne ree ~meed war,
- You tan drain adStenal necernatenrecurcfrg
•
,..thi~
wed to deranene the eenmand
vako* and the Me ot te nionnationthat n the
buis te the «wrat* by <omweg ras inwoei
Atboot
- men party .1~
vakes rruy be rebabed as
'Nat reed' rn wijtal Teleriem' eren an
d•pwdre Maan limbus rot Øled ce d
tnabk to muon a vale eken we betonwaren
tret am/knie rent he cdorred bat ~tata
Ote~retooded wake -rsto witar. ce *hen J
valug aoJd be Nolay speculeerde due to Ine norse
of tro money
- Vihon not« an *war, garend partner oe spacc.
«broed valay nr a tedfory ramated rake n
pcmckd. the naba of th* sooscy wil be &l.o.
frons ts pochet* org.
- 'Cbstrtut ons to date' mag rade ravnet
<sa* ineen a balk
▪ 'Orgrui enk We rapsnids the not eiken
pene ps usa and inry net rellen vos cent base
- Dit and esliged KIT meutes re roe [meden a
nstnnal :tortel enrorne, and are oentraY
dtchid and eend len;) term be sold, the pege
redeeed may be kas ~to pee snee *Aansteef
raio* promo«, n thé auctni aaterort
• Raelritled maaien iketntled ~tiet ',way
renet arrenty a11Ø kerk/rk lab LES Fna-od
Servoes koes to mine poe of te aanried stock
of th. som sluw as an irrptied vake la ene
restricled secce he parposes of ad sedeuentoory. To
te enere tue reineled store es se elgble lor safe.
te vake me-reedmag be sLbsternidle lee Kin te
imputed vale toen.
• la (earnetwe neemt advent Pelde endemie&
An etmen of enai mee n bareden torren
clndeml and nier« niet. arnng me Starlet wil
be heb fa one iver kom vatend« date asend
tnao-ncy live «mate d enk, a goddank acnexy
ad toemid inca,» n not guarantoed
fornred mol neder* and turner* ral! ler
((elan r11>P1 of ~ion <cad melde aceton of
Paco' ce opdat gans n ethith teutte ei
neme (and neme yØ nould be ontsteel
- femrod armad norne and turml yeld and lee
raad acne and yield «41 be bijar «Ø
~Me etenstedansourts
- An onnut* of amaatted interne (deden! ~ce
interen) dvded by Mennen made
valdnene Daim> e~
on tbc last dodend
ce meent romant made by the musr and
men"
sec‘iihredeposts wil b held Ier one
ps keen Oe e Meent dste
oma maledy.
Aeoracy
ortnurd pekt se net garamerd.
• Anne netheid by Vis Reedt Seerioas. Celen
meert not neb by Weien and not Menen Me
lam% posussi:n or <omrol These asetts we
&Ome on >me slate~ toe Same onaf
pØ
«ly Pocront and yam peettntettl tri
proededby the naeg lem lies ~ui
Serena
nol ontzegt» led ros eeronsen ad does roe
%litanie. M X( ur%y Rime asiels are rol peten.)
by SP or the Faas taadramentst SIC ~rage
• Rans 'haring andadditioneel comptewation
- m addijon to coertusserncn sales ed 17h-1 tem
mened meedon wees tbr deerbdon of maast
hads to or <bents we race or affaire rede.,
revenu. Craig parems Iran ~tuten ander
Moe:nor tb> trutual hands tro we rol these
mam are bred ca ton> Weent oredoremst
lto aroom oe sales by 116 e d a pancidar meao
Vol fortil to ets <lont% and lier th* assal rake o# a
cunkrAr mdualt,nd fars storm beid al 'he
fim.
- We and eo Mehlrie aho mom? Meedelen and
~An passen lees «score-0.~
Ia oneer
fl ard unies tul ta Ød, to een rn-tuallunSt
hast, toot 94Alt" raped heen mende mat n
tre rn-tual hand and *nareed dolle Limen baud
en thee-Leb« ot scans at tro breker-dode
hokkig ~tel linds d th,* fund party
- n addtian to ecernewornreeneed n ~echo.
wi. We sale or ~baboes of armly <oneens "d
oen ne-streel Vue Lees lo
(Ier" we and«
oe aéldute regentnurse shitje.; <c~nlaban
bom maya the envase compres tedermang
th* a-nuity ontroom aflaadt ei end etterera
torrodnes w sponscn of We urm, froKbWet nut«
MtdittbuTO
- h addaim to nvenniwntrettmd frcns the
cvdnase and sa d toreShants tuds. we arder os
"late mem? an asset.based rt~
share.,
bayment erom NenShires chnixdors. as wed ar
fundeg (or ledviolottry dnelopmem training and
*damp,
- Pr Maan aho eernee vadeg (trim." ad
otter orepernatken erom trulual hen* ad celkern*
caroanot arodo geoabett wo derb-co
We ment conyonsago, heen LeS Bi* Lek LeS
AG SurrderdEranch and ncealerbeed bras
tØ
ode cash 'droop prei a-ns
orropensxrn mal be a montn'y pee scan fee er
mal be a paaraaged waar dak &poot
turem
Actieky
neonnation regsdna commostra and ah« ~ges
~leden tonetten met Ine ~Mond Vadet.
rdh-tina gaten várcactens ha Kai ndoded en
ccerhnruhons prenany 'verdeed toas. and wil be
proaded :e )ou penseel, on maat',
Short auto
you ae egard n short leen a sentay, tets may
nos a <hoge 6» IO<SIanborvown)cont I« trol
brio.» ~rite
Open Mate
Pegudrg doen or • g:cd lava-dekt aders to
mee not ~eed qat neme« date. open bui and
rol slop enden re reducedby the amant el ebde*
«ene, re an etdes dexh « ex nrara date unies
nstnacted 01-deves• by yets You ae respornbb lor
enkel lhat ot ~wied dut to pas fatte to 0~
~Ping oom ceders
Pelen
To abten a ton ol cie arm< Gent Privacy Notke,
riem~
are. relintial*Occe «vet cue webste
ai a.m.. oAvremmeer ~set
- LEIS Fnancral Services è rotator* Tine Ft>" Otenen
Services Account BSA eind NIM we brokte:oe
accounts whgh pende most to Dring tenen an]
pedels lamst arranornents «th :Ahmed bres
otte thrdpony brult. andpos.5es rem to
natree and anrorty poert. issund ty ~Mat«,
Thecknany monne <iteninnon trou2n ~ne
actercy eAndunn el tel FnexelSendes a.
- neem.. ~roe. ani mud potace
-
FOK rand • No badt gluurder Mal lost vale
- tMA Rareste theugemem km." Business
Sondes Atoom BSA, IRMA and renend Retort.
Manapment Moord re recantered serge ~had
Lei P mond Stemn Inc.
- VISA n aregeerde] Vadanadt °weed by vda
Warnattint S.M. Amoeben and urod teeder
Rense the LOS los trede cards tobbe LEIS Visa
debt tids se esued by LOS %nl. USA wel
oermem Iran Vna U SA rompotaltd
tradrarks, reootred tradernads. lome mets end
repared science márks re el thee respect.*
compres
LOBS Fistel Strem Me
Pee 20IBIO
SDNY_GM_00325058
EFTA_00 197833
EFTA01307099
SUBS
UBS Financial Services M.
Ftwate Wealth Management
299 Park Avenue
26th Flaor
New York NY 10I71-0002
CHP7COSSI7S11 0319 XIS Yi 0
Resource Management Account
March 2019
Account name: AlISLAINE MAXV1/EU.
139A CHARLES ST
APT 0233
BOSTON MA 02114-3252
Friendly account name: Ind CaSIVSaving
Account number.
Your Namara Advisor:
Phone.
Qestions above goer statement?
Call your Financial Advisor or the
Value of your account
RMA Resourceline at 80981.4A-1030,
account
on February 28 (1)
on March 29(1)
Your assets
694,182 87
173,792 07
Vidtev wash*:
envw.sincorNfisancialservices
Your liabilities
aoo
000
Value of your account
$694.182.87
$173,792.07
Items for your attention
. Help protect yours.* from fraud and
review bank, credit card, and brokerage
statements regularly. Also. get your free
credit report &rurally from
www.annuakreditreport.coen.
Tracking the value of your account
I Thousands
6,144.7
9i;.4
V
Dec iota
Sources of your account growth
during 2019
Value of your
count
atpear end 2018
1693.954 77
Net deposits .md
wthrkarvalt
Your mestrrent return.
°indeed and
interest 41(0rOP
13.51969
-1529.682 39
Change in
8176
7000
694.2
market value
S000
Valueof your accoont
Dec 2015
Dec 2016
on liar 2043019
9173,792.07
Dec 2017
OK 2010
Feb 2019
Mar 2019
Member SIPC
047700010C6Sini I Ne7000302i990C032 03i 903057a
Page 1 of 6
SDNY_GM_00325059
EFTA_00197834
EFTA01307100
UBS
Resource Management Account
March 2019
Your account balance sheet
Summary of your assets
Value on
March 29 (1)
Percentage of
you, XCOult
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
173,792 07
100.00%
C
Equites
000
0.00%
D
Fixed income
003
0.00%
E
Non-tractional
000
0.00%
F
Commodities
003
0.00%
003
000%
Total assets
S173,792.07
100.00%
B
Value of your account
5173,792.07
Account limit:
Friendly account name-
—
Account number.
Eye on the markets
rndex
Percentage change
March 2019
Year to date
S&P S00
1.94%
13.65%
Russell 3000
1.46%
14.04%
MSC1- Europe, Australia & Far East
0 74%
10.13%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29,2019
3-month Treasury billy 2 31%
One-month LIBOR. 2.49%
1.92%
2.94%
Your Bowleg Advisor:
750Orge
of
cii.enoceocissi 7512 UP7000302199 mom 03190305
SDNY_GM_00325060
EF1'A_0O197835
EFTA01307101
Resource Management Account
UBS
March 2019
Change in the value of your account
Opening account value
Wrthdrawals and fees,
ncluding investments transferred
out
Dividend and interest ncome
dosing account value
Account name:
Friendly account name' Ind CashiStang
Account number:
Match 2019 (SI
Year to date (U
3694,182.87
5699,954.77
-521,15646
-529682 39
76566
3,519 69
$173,792.07
5173,792.07
Dividend and interest income earned
For On costs Cl Ins Setnenent. lacsOley <I interest and clinkind income tin Mtn deterrnneo Pon a US
to 1n:citing Ceispedne Based voon the reside me of the account odder. account hot of proctixt tette,
cane interest ender dadendpanents time nol be subject lo Urded Sides (US) zee a Puerto Rico (PR)
income tan The client monthly sigma* is col Intended to be used end rennet be ;eked tor for lac
purposes. Cloth shook) refer to the Sal kat tax rebating tome they re<thrt dean sets annually. such as
the forms 1099 and the Parrs 480, to, tar twang 'mama* n is the pexnce or 08$ to fie the
Wiest* tw reports"; loans with the US Internal Rtienue Senate ad PR Tiesury Oepartment.X4in
such terns acctratay ninny dveleMtsandOr interest af lac eatµ or linable exome flea consul seta
ndwdual lac papaw
March 2019 (Si
Year to dam (S)
Cash activity summary
Your Meeadet Advisor:
SCOTT STACK MishiLYLE CASR1EL
Soo Account acnwry tap month la oda barna m your Swnp Oplicea at included in tin openirg and
dreg Mame; 'tau* FDIC 'mutant. Open to taboos at OS Sant USA awl al banks partcliabT9 sn the
UBS FOIC assured Deposit Fiotaan. It does not soy to deposits
AG. Surnloid Branch SVC
',newton manes to money rrnott sweep fund Tciderqstul net bar* deposits. See/a orta& inbemaDon
Mows your ;Innen< r the
two dozes d t indcarrient for Wats
March 2019
Year to date ($)
Opening balances
Addit sons
Dividend and interest ncome
$0.00
765.66
50.00
3,519 69
Proceeds from nvestrnent transactions
521,156.46
529,682 39
Total additions
5521,922.12
5533,202.08
Subtractions
Other funds debled
-521,15646
-529,68239
Funds withdrawn for investments
bought
-765.66
-3,519 69
Total subtractions
4521,922.12
4533,202.08
Closing balances
$0.00
50.00
Taxable dividends
765 66
3,519 69
Your investment objectives:
Total current year
5765.66
53,519.69
Total dividend & interest
$765.66
53,519.69
YOU have identified the following investment *actives for thd account. if you haw questions
about these ohlecovos, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager You can find a lull descripoon of the alternative
investment objectives in Important information about your statement at the end of this
document
Year ream ebjeethre:
Current income ilt•captal appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration • None selected
04,70(XleX651 TSI 3 HP7000302199 04:032 0319 030579:04
Page 3 Cl 6
SDNY_GM_00325061
EFTA (()1978;6
EFTA01307102
UBS
Resource Management Account
Mardi 2019
Your account instructions
• Your account cost base default closing method is AK), East In, kst Out.
Account name:
OHSLANE MAXWELL
friendly account name' Ind Cash:Saving
Account number.
Your Ploanclai Advisor:
noorg•
4 of 6
CfP7C0C60:65, 7514 triimixdfdrya00,01 0319 0305
SDNY_GM_00325062
EF1'A_00197837
EFTA01307103
SUBS
Resource Management Account
March 2019
Your assets
Account name:
GhISLAWE MAXWELL
Friendly account narnelnd Cad- Sawing
Account number
Some PoCCI..ACCoot
Ckarchl v4iAts ShOnn may be toponinvet As mestit. (Pen axl losses ff”/ nol
be mutat,/ reflected See important Arormatecn *out }our statement d the end of the dxurnerr lot
,nlamstion
Weir Meander Advisor:
Cash alternatives
Money market funds
Wetly ma let funds tie neither 'Motel ee gua 'Standby II* I !Owl OWL, Inks/nee CCipOtaliOn or any Other 9Nemmtnt 'Verify livaitullOnd pore arid initilutiOnd Muni( pel lunch must flOat their net a IN yawl (NAY)
set Owe to 1M neatest 1l I can d a cent fig. SI COOS) Goornrrem and roal mono matte funds vati continue lo trams! a a stable ft 03 net ono value Aitnouls manes market funds seek to I:mem the viued ydX
anyesorent a 1 1 000er thyt, it a posble lo lose money by I mining in these fords
be for the purposes of ottenTrrong hieing Fano% or con basalt* sham you recent each ume you
moven dudends tenant a upset tax lot.
Co:: rum n the total purchase coo of the sew*, rKlucing reinfested do:tenth The ton bat': may
need to be a:tuttedfee 'Mum d ante pairreres in °mkt to cleteterne the adjueZdeo0 Isms for to
d1301m3 lattootes
Inorbef
Rddnq
of that,
US$ PRIME RESERVES
FUND
173,792 070
Es }I
C.1•1-1A to-ld ? 42%
Your total assets
PortheSe POT.
Average pace
Client
Dem snare (T)
toreStreithl (5)
lieroared (taggamor be it the Of tenant* between the (erent slue and the cost bans ridwoad
oenerily be your mute gan re loss if the secunty was sold on this ewe The unre$ited flax) gam or loss may
need lo be alusted for return of caeca parentson order to (tete mine me meted San or loss tot tar
•KKO'Km9OurPOses
leneettnent Woe* is the current yoke rnnus tre amount you Minted ft does Mt Include Maces t tun ate not
refleatel on your etesenvne, inducing00MS that have been IteiZed M NI bet ogee or ale,. 11860 date
not Include can Ms:lends that net. not reirmsted
••-This reformation was Lnamlable.• •
stab* on Mar 20 (S)
con
Poet per Mare
bon (I)
on MY had)
value on
Mar 79(3)
1 CCOO
173,792.07
Percentage°,
Cott
your accouM
brat (S)
Welke('
Investment Nddng
cyan of loSS
/sum IS) Pen°,
T-ternaled
Win/Sired
arru.S income (SI
gance lees (5)
Cash alternatives
• Money market funds
Total
• SAWN cost bait olonssion
173,792.07
100.00%
4206.00
$173,792.07
100.00%
$4206.00
0.700SlagaMi 15,5 NP700030219900:02 0319030575U:
Page 5 of 6
SDNY_GM00325063
EFTA_001 97838
EFTA01307104
SUBS
Resource Management Account
March 2019
Account activity this month
oat
aviary
Account name:
friendly account name- I
Account number.
Your Ilaaadal Advisor:
Ciesception
amount (I)
Dividend and 'stunt income
To.o6le dwiderxis
Other funds debited
Investment transactions
Mar 29
Li,' tend
085 PRIME RESERVES FUND
765.66
SYMBOL UPRXX
Total taxable dividends
$765.66
Total dividend and interest income
6765.66
Der
Acrini)
,"-.: ( OP O a
0/110U11101
Mar I
Transfer
10
-5,15646
Nor 13
Transfer
TO
-500.00000
Mar 11
Transfer
TO
-16,00003
Total other funds debited
-6521.156A6
rpr nye inketivliiin about ire pore iratieShifinin lot l<111<14•014(Wiliti. Set I/reporter'? infrompaupo *Out
$01 strove"? at the moot iris etc urea
Dee
ACtibfly
Description
°vomit).
Vdiat ft/
nice 0/
ricxen2 frian
investment
tionsvxlcins (0
rundS
anteloreirn kr
Imeavrents doOtif
A(Otied
interest <5)
Mar 1
Sold
U3S PRIME RESERVES FUND
SYN1301. LORn<
-0.460
Marl
Sold
U3S PRIME RESERVES FUND
SYMBOL: UPRXX
5,156.000
5,156 46
Mar 13
Sold
SYMBOL. UPRXX
-500,OCO.000
500.00000
Mar 14
Sold
SYMBOL LIPRXX
-16,0:0600
16.00000
Mar 29
Reinvestment
REINVESTED AT 100 NAV ON 03/2919
SYMBOL: VPILICK
0.660
-066
Mat 29
Rem vestment
185 PRIME RESERVES FUND DIVIDEND
REINVESTED AT I.00 tilAV ON 03/2919
SYMBOL UPRXX
765.000
-765.00
Total
1521,15646
.1765.66
Cre7C0030C6517516 W700030219900302 031903C675004
Pap 6 of 6
End of statement for a«oul I number
SDNY_GM_00325064
EFTA_00197839
EFTA01307105
Important information about your statement
LBS f auntie' Senecas Mc, (the firma UBS financial
Weep, e a member of al pnropel swung,. ccenmcdty
and Moro others UBS fatal Swoon and LIBS
Bart USA are Man sdavdeies a LIDS AG rod
denim of U35 Searithes ta the F
Inanhat
statement eavibbksoonreduetl IheFrm's entoine
eon se at
LlaS hornet Semite ex.
1200 Webs Boulemed
Mebane-en N)01086
IM 04werwsl (*Weems the ore, ~Sal Noted of ycw
LES Envoi Senicts account Oa« resod{. twine
oft.c
tar docul'aett tonlanng cordIclis0 dta sh**1
rot be relied was 8 you bate* Mae 6 an era a
*mason. pier* wood t mnrchately n wand to the
Branch Meager d to office. ousel; you account
Athor4' at tarn thorn so mended to be aentaio.
stelosnere data dad not be ved tor tar psposes fay
totyenrsend
Iota( Pe. Form 1099, 5498.
Ic
s tic.) whnn ~NSW
Mr ream the Fern it
reared by taw *sepal tote XS all untie drrderds,
reportabb nntsabb cfredends and taoble karts,
tamed on wankel held n your actant. net crated,
en wee kransantro. rd tog basa on ocean cased
oxisitim
Communkstions wnkh the Fine
• Mae reconfirm art/ oral trance/eons n wring
to Man pawl your ntits. retceg you
vow red Sense es mentor Protectors An
A)
• If do flawed ramiren on the up legatee bore
of ten dilemma is not LBS Enteral Diencm. UBS
runcul SoNem curt you mourn at Datong
bob« by arra-gemere *ifs the Mead minion
we nfemed Ion d Ihre retakeirth dunyta
~ad this IC~
h eve sae. eat flail and
wades se lased t UBS f namial Services and rot
the ntroolace0 bread. ed yta enn fade a repor
of nonce a amnion to both Imo
• At barbed nöd ate.et xretmenty yom mat
notdy us of any corces or bad noleng &eels
reacted on yOuf artmal wihn 30 days OW /I Van
Mika« node sortable
• Bose Wed ~Olaf <0171lairdt a vanes to the
f awe Clem Moan ~lent
et 101.351• 169?
cr toeing, r (00.35.9103. 800 A.M. lo 600 t M.
If Made, Stough Friday, a in one ro to tes
Pewscol Street, IX.. Cleat Reis we Department.
Bo. 166 Lawn DD. 18 07081.
• Al statements shall be darned torplett ad accuse
nor objected to n Arnim wan 60 days
• tot fl y services. Cal 844412.09% or from outside
the U. S. 011201.352.1495
• hone of enon a ~Ions iboit an eleetronc
Inds Vanier 0711 bil parent a UBS Vet debit
tag vanish:a; cal 800162.1000. or write to UBS
[rural Sown tus.. ICCO Harbor sol, ether.
Wagenten, NI 011/4 6, Ann RMNBSA Serven
Ca
wile t soon as you can. 4 you tala Yo./
statement a rata M1 wag et door rend more
nroonsen draw stints al he statement ce
recept. the fern or Cod bluer (as apolosble)mni
her from '<Lino It« to 60 days ri a the firm
tel you IM fact demente as wenchthe Era or
Problem ~red
- horde >us nano and wont nunte fat any)
- Date» at error et the wander you se wane
*out and npLin X &arty aly:o ceherhl yea
blew it is an ems a why yam rood rnse
riormalen,
- horde theater arrant of te waned erns
Use Ann a Card bsteeml emestoote yes <rant
and råa corned ray
era< pronoty for *nod moo
nating LEIS Vreaodebn cad treacto-6, d we tie
none thm 10 atone days to da Mt we mlI made
neck scant la the arrow* you Mr* it n MOs, to that
you vol Pate the use of ' ,among dart te tme
tales res to complete an neesIgion
Deane mix all doors payable to dorm or the
f monde' nattteet Mc:radon Se Dee a te
alltflarrt In addition to regular accure foot. *cams
may be %OKI to nsarana-ce fees. throes fa Ise
payment for sewn« purchases and domes fa u-paol
avant mash weals Acturet ta
transt•nd
to other Nablvlaaa MI/ be tidanxt toa needs lee
WS Sens* °Oak«
LOS often ophons fa »reped cash Kane b bark
doom accord at ncnalluted bats rd ablated
bunts and money Market Mad Ludt Wong fonds>
Dopat< accent al PAS Bar* LISA anclfgebStiegOd
boat Naming n the UBS FDK -rowed C
Program re ISK-nstred
er«
n weed
vahr
d
Crules
}Of moat ramton, phase me army Wogs Oepase
*sown el LOS AG Sistord (*arch eelsewn d
Monty Asa we not iwed ty the NYC.
Cant deals are nee protected hY SaC Moog fad
Owes se protected by SIM See "CBS lerncsal Sroces
:Saute ~on'
below.
open >ous ragmen baleen n to bark dopteat may be
*redrawn, ed than al a Money Turd may be
lacked and the aimed, returned lo yore ce >as
WS. OS mail
Yuan ~on
trott salable sweep *tons.
nc1xlio <wren, «CM} ten and yields. is sobble
swear mbs co-nsweemolds, from yves Frunnel Anna
a by <Ong 800 167.1000
tes f Mandel Union account protection
Ihr Fern 6 a ~Mbar of **Sontag ~to. 'rondo,
Cceteration DOC). winch [(oleos wines turn:~
d as~
co to 19*000 finduan 1254030 for
dorm fa cash) bplanatory brochure nobble 'son
reaei a t none 3.< 09 The SIFO and [reaction
lints~ toil *coastal you hold n a prilaabr
‘301Key
Tus Fen together at calan
The has abo
Psdood supplemental sonic*
manrn.m
mare papa to ad Noble deem adeornbundef
the polerhon c 1500 mikes at of (Mart« 10.1016
Saw to me poky condo" and lintannf. Oa} 0}
the Fern 6 Aster vouch* b
$1 9 mace, tn the
*9~
la il you etsenen hell in a Med,
rat:secCy A Sul <coy of dw polcy wadrg e awailabk
won ~et
tinter tit SSC ~when ra the stoplentetal
patch* apply to:
• Colin Innate sun overotied by(usl needed n
)nes «row vatel toe heed away kW% UPS Fna Kul
Saner, For eurnok <trial 6),nusexegecktnis,
ncladrg wsibk nut ,"
and fiblwei of "dual
itndbleahletta nth. rant of the wean holder on
Mt baas of the our a broke no-O,
• nwstment <cement a rwesiment merest, (e 0.
tents pstnnaps rd wrote placements) rut re
not inc.:red under the Stoutest Act of 1932.
• Connacht.. <ream (eg. talon nehargo and
pre us metal <woad* nclabo Idum convent
ed ceamodh *ton commis. rd
• Depose scowls Brave urge:am of choose) al IBS
Bask LISA. UBS AG U S tranchee and brit n öve
fDK bond Death Doom
nee YPC PrianICel Yid The im*Annonial prcenico do
rot apok, to these mots men 4 they ~me appear
onyx.' adtellenk The SIC protedion arid the
woolernentalprot«tion da not prow pans* chmges
in the model end el you roestrneres (Moan a s
result of market movement neat barknota
otherwal
Dividend Roinvesemane Program DNA
the once reflected it an sewage ate You may olden
the sod ace Iran yces Imrncral Musa Onlr dole
sewn me ~chased incite DRIP. pond shoes veil te
sold ed the <ash wit be depoutod h your scant The
dwdend 'enrolment pitt toped by the oxen mat
dew Iran the nod* Wee at Snail te Pnal~e}
resod
Caoharliou
DOI whit eats my be held n yos weal t par.
«mad toa panel uslt as a worn of a &nand paramere
or ~me. the NM witch« WINOS 'nil al
~De PlCt a asap n ~ell C}Mtfatla ty
regied Okmaner{ ad feel Y041 «Mee
~wane objediewa
the mean« °beams ~nth påk are weak to
est account and my way between yea x<or4i.
Nap. *how the Fein pronyibr n erdordere
°pecan ^mg. 41>ta awed «whence
nusame *Taws For 01th atel.int beld. you
<loose oro d the °bang .nosiment dajattnes
• Pro-1We Current Income Inn-semen taken the
generic. 01 mane orly
• Manna Coma 'AK...saw( tinninwas sorg
womb of prexpal rather ohm
gonfalon cd
ncorne
• Kok t Cambium., ot worn. sod 0~
Appiectån Irweumoms stekirg
tat
the generation
of «cm, ed 'oath of principal
OnegaN risk groan
• Corvenuae Set., to On3laell fad PO howl at
basrit ad sotdy to the account metal. non if
hi mum the accovit its not generate reediest
«owe ce taunt ltd may not Who Pace heth
eider,
• Modena Wring to accept two me to papal and
bins, some *Witty so sad bite. Mum;
• Anwae, With; to accePt I'4 ^* b len~ ad
ho robbery road, honour's oar In
• ~ow.. aria* Coaudngon I ~cod, a
paean of the perfectolog tat accuse may «La
corro&r. win" lamed ladrty and toss
Watley
Seatenwne Tousdbakiner
We mg ccoso-xlste al retied scant itassarts wit
the fare >flan} n the save emel:pe. e.g. because
they here worn who ebo ~an Ken dowse
relionshos vik other clowns al the sera alten d
>a prefer to maw lad road 031a1}011 marled n
warn ennapat, you no/ &dn. howaroblay by
calrg >sus inmal Adage
Friendly mown name
Ito Friendly account name R a<uicmda04'fWJrIWM'
chosen by you to snot you wits oohs neordtenana
has no kw] effect as you scam is not ntended to
reflect ary sunny/. prodAd nno~lon,
metrons objectse a rd pdile asoocuted web pa
scowls. and ena apram or garnve OM wrath
or ary learg al Matt <na wd be ahead. Al
enownerac mad tort of koc. alerta* Mk 01
lots of the were Mel:~ Youcanchins your
kody scam names thrOujOS Onln• Sennett or by
antacteg >at Inn hat Admor
Meow% —low
• Vete rat pas anoundpombia Net el dads med
lid:airs.
• Agell. IICI}X}H amitoble cahtutnes. solos fa
tnadtd seronti (eat), and Gob., Tare ~a,
wreaked nods to market. and Celeli106fett not held
by the fern Dots no, noble wonted searitelassets
at the add do par rd cast CaelleC pega a
rose nontmerea wonted nod option; and
atecoble not *prom
• (albytet extedet cleth Wax" ~sang neon
lorik <coda I ne. that account bison
• Ca:Mooney Wert: Total el uman,* adlabb
cash WIWI" p&4 depose biros al all lined and
ronalf herd bat, ed nosey mend mad fund
sweep biaren, a M close of she steam petal
Nonionerelty Inte wed. balances nyve .KONS4 at
NA setputa Irom over balxxes a^4 the Fern en,/
toe pryd thea 'Leda me ordvy two of es
harem thew finch an payable ipon your demand.
Do total o nadechn the ant prod clown rakt.
'mång infamation
For detailed Samson on the O em's lendrg Axtips
ed automat, refs to >as Clore eteboonthp
Aggennem a Accuse Acr~
ade.FGendi
Tents and Cottons COS Dahernent of Credit Fracekes
amiable nAg.em•nt and Ns tbzurn
ad oww u4.min -try re .4, As s hies
SDNY_GM_OO325O65
EFTA_00 197840
EFTA01307106
Important information about your sta leuxla (COMmued)
%e ses
Vott Pate nued ~es stextes ed oter enet, held
etb rave at the rodd te Mionlard pricra Tom
ad for *bry cd 'uty pad ~nos
ry irre
You mai [Heve vevd*l used at ban <otrer atm
Paire ans beinet due rotten Arv wcurbm
rardered lotet irn dana the statement p«edae
'sted el midel vale as d the end d the stabenent
p« ed
• ~brei.
In deternmno the <ost basa of the
~Mrs intbded n his liatement.t.tere redused
vadt the nurree '
ISS Froncial Senen ha releet
On Sammen cblared Itorn taren adainw, (as
friarar Serves. ndadeg ~manet Iran ~ha
leme Mot you mag have prceded to yois amenet
Adm« the garn dees not rudgatnintls ~dy a
~eke the x<voya valdty d wri Samneon
prorded ty searces *the the LeSfininail ~e.
addlicek *hot.* LeS in." el Senkes genera
tedon M .Bantunas e o mened the arm
don rot vonit arry Mitti« tat the niarnithe
~Con
base' sd 'Mrealcedg.Wlon o
retire at os %nedmed the summere. As such.
plire dorm 1.4 on his etarnilen •3 malte
~chow a ule datoent la lav parbasas a
Olhenent, A«/Xlntt Onkel.] totehm mai
fenad om-noe neomalm *ly loe te pral of
line they se hed at te inn More hblericel
urrien can be ridd by >as fraxiil Ackos.
• Unrealired ginelosses liten date is notable.
rumtid anediad omlunke se </kuttet kr
eductot year ry bal the traneten dau for
ndvdaat kes nya nalr n« reiten carrnasere.
Arget ada co:umy toorgri,:x.ca ~nu
Ort.knd sncl «her rens.-~ las r
viten<
archre ble ro etb «mened to Broly <ro
aeragad lei Th." Trade date" tobinn ~nis the
agnlatrameten rade dale
• [diablo suuntim. Beat ind pnlined mak ten
the -rour <dh for isy ~ion
Ml be setested
ir rhalig by lot Iren ~en a1 storities d ekst
Mue hed n out narre or nnomi-isna*. lot car
dients (al teatre ~on
is °bered bom rod
preet ed es roa) , es nol yierameed Odm
femnt ~renn whoh avta alten yekt. Øka
~en
vol be paceded ka:onnauer
• Pritievaluo erK44 Onoteyed lor servert, ad ah«
podar maibe hø« os byet tun the pnce tex
yx•would aktualitetane in the mark,' Pron*
ebtahed from ~yd
Party Rentes et the spe
bel:rette be Sable. bul ne do not %trente der
acency.
- %V* gentral‘• uti the <kano pie *he »dobble or
the ~ot
te bel and at priv, la åsted
~sees and optens a rev bid aen la OTC
setenes
— IeM nn.y trodd winnes *dy b prutel va» a
valateen ~bl or the inc., ren ake ve
cbtared ed myre realt« sr. ettal maket ake
a vau?
- («lan pashirn mer twer wilhota e ake and
watten
'pce nonet salane' d vie ae
,roble to cblan a eke la Manty-
- Otposts a uordet deremnsed n orre.%
ah« tron u.S. dottet re (*fra«, i the ~hange
rate asal the stremere date
- Fer perlon Rovene, Irring n nonicriermny
delemna, ens, ake ed pist ty daa rakemei
Hva bom atjusted to freknaproper raklane.
To oboenonn quotatorn, vewn nabb*. antatt
yas
41%0r
• Prima inveelmente and strand produas.
Private ~mnal $4014,14 (eClaaeq dreel
omveten Vedr«, end vel tiratt reintet PUS
manes) ad seructarelprodacts se gentraly higet
di.ed. («tan *utamd prodris ha* not ben
rerstered wth the Snart es and &dumt
Carmen:na yder :ny state rennes Unn Ph
prove. esimated vaies fer penede evetnen
teatret soa YrullVed vcclacte fa nicernsficnr
~X« c,
Auka} 4 not Man!~
- Dul* heles nUy del« salaseetrir kan inilt d
stry, si ,h1,4(h a inne ~inerti se“rity or
*attved product maj be boar* a tokt eid do
rot reken-var teomen the vale exe myr 'eta*
tron Squidren.
- %ed bety ',tentes of vele se as ot • (elan
date and ire tuppar:110 OBS Prorkul Serven on a
regys han bI n rdroenket Magtion Inn
- iccuu,
prmet crtponca andened ra
dry. re ~10
tie Fim by the nve.
gimra' panna" a spana ard may be tablett,
bieden dekn« ~on
kan tat used by
ted pines lo den* ref simated esle,
- Tau tan drain addia‘al rikmenn tearcfna
ured to detten.* the egnete ot
vake eid the disc ot te secrentionthat n the
bris sa the ramma by tontactrgyas
A druer
- Med party armrod vafla may be rentered
'Nr parad' n stmatenuatons• veen an
rd~ratt valt% on lem hat rot Øled cr
knatte to nygal e vale eten spe bare ~se
ta amaltem mere hes rored tet may ti la
Ire~
~ed
yale mo cuesron, cr nem J
*lue ma.ad be Nolay speoleare die 10 the ru/ve
d let >Mode
b...Onnot« an reluer, genel latsne et cperuce
ntmand vale 1
steder -ty einer, valga
pcmckd. the rale of te meny MI be deira<
from es peche,* pree
- 'Date/ krit to date' mer "lide repro ol
teel, irane a P0111
• 'ligna unit sve Vprevnli the mal ilt reg
pike ps inn end ~øla reiten year ant base
- OPP sd araMed Kfr teo"ies re nr lenden a
mimret sectabes ~e,
and art oter" ,
eksed relewn d the y (in be sold, the pal«
ram« mer be less ~te
Per slure *Pent«,
Vits Ødla n Ve .(etttal maleover
• Reelneted ~Mi
RiCNIlfd ~RIN sønwaty
art not apet rigebb la pa4:etc ule Les F na-K e
Serv<4,UPU the nurk« VOV Ol te tennirkted mak
ta the sene mor as an inpaetd vale lor ene
**kle/ slak kr popodes ofte lekamar/y. To
du Meld live finta red rorve es se <kable lor sale.
de vake weiøed mer be ubstrnital kos Kn te
~ed vake tonn.
• Cm (estenatee blar«. nemnt helte andras.
An utenat of anla ramt o basa, (n (Urent
deeitro ed alloren rale% ~tanna the stank. val
be hella ore yta from ruterne« dale or amt
tnryncy the manne 4 Cl+ å gildre, ar CV,ky
ad contrardtmant re not guranteed
(simrad mel mare and tanet raid la
talane/Phi of meitet mått node aret" of
PreX0al a tronalgers n Mitti rat the tel
;norne (ed tunene >eelc) «old be ~edit&
- (Aneled aval ntane ed <ni yeld and the
«roal navne indyeld mete be biter or hetet
the the estrnsted "ore
- An erimasool avaelred nome (dinand anda
intense dinded by thearven manet
~nano
bale« e~
on the Let dvdend
a ment paruret maie by the alte r and
nynn te lensar/eke:4es ml be neid les orre
ry tran she sl sanert bate or tanet ~selt
kerry ed cortiand veid se not ~nid.
• Aun not held by VIS Finsadel keik«. Cellen
asete ret enn held ty the lun vri not !Vann the
east ~tat
or tennt tren urde are
drolned on se sutenere lor Somrene'
Nepa« el, Postens and vaket pretented ae
pronded byte 6~9 tvm UBS lnantui Smett
not retpristde los rin rronnaten a-ddenne
girafla ds attorey. eine ~eks re nal parlad
by SIK or the arms aaaanenttl SPC covera,.
• Renate sharing end Øksesel ~nation
- n addei>n to tamme" ai tales and 17b.1 lem
mened n cennedie Wth the deerbarlonol niul
/ude to or <benes ne råa as 'Haiti rann
*vev Mang primtete Iran derktron ande
>down ot the trawl tint tal ne all theta
anasts re based am un> «kront arriznemst
te ra"
of saks by LØS of a omner nifat
hid friar lo ot* d*nel.. and OB the ~I rake el a
catnier ~kut land limi/s taes tiid at tir
fim
- We andas altlak el» recae ne, wal,i+) and
Ornerbris pansag lon nconsderem kr transfer
nem senitet the no ~de to the meual herdt.
thea tres omena% repad toen ~a
sortt
ert earual kad and re 31~4041r «matal baud
on the runt« ol staret at te bnakerdeake
holding ITLAWI bedi of the hid lamay
- h addti)n to tornnesanneened nornene.
eit the sale er dedrbution d arvely minte«. ed
teet ~me
Ytra tres lo Oar tlmM,, ne anda
os "lote raene tener.* Skrina (*Pente."'
fit...vyd the roveret ~perm andenwing
the rudy «made, ~res d the in ane
COrrpanon b sponset of the une ~antre mots
mdarbute
- n addain to tevmnsi"receted from the
~e
and sa cl Ne•TShres
sve «loar
altlab? teler? an asva.based
reseda.
>samen, from NeeSeeres danar-rors.
well ar
hedeg for latin:kg, cintbanent, uenig ed
arktren
-
aha rene Pedro (omrissa" ed
ot« carpensabe from rnival urde And ~roe
canainot ,a.hre proalett
dorb*
.• IV* wen* torroonsaton Iran LeS Dei Leik LeS
AG SurderclEtinch andronallitredbirks
th~
am Cash 9000p prOgnerl IM
CCrepanWirenervy bo a manthly pa ~i
lee cr
may tea paareaped &rage dalr depoet
tel ras
Activit?
hforrniron *ordna arnmetem and aher ~os
stared n tenecticn noti the enn-trona ras.
reld^3 gren vercxtens hann ncluded on
Conlinrulerro rX4,1,›1» furns.44 toar, ed mil b•
pro.idtd to >co acnvall a regane
Short
you re4~d
n den sting a sentay, yta may
ulte achge &e lo <sla. borvann, tose la ta
Who,lir seere,
Open alven
Peardn9 open or 'ased ittcentekt ceders tir
vimret ~mnd by the nemne dale, open bue and
sel nve orden re recbced by dit amma ol ehidrels
anen an an ordnidends cr nier.' date unnte
ntinsted ~ne
byyr Yta re responsa* lor
adr; tit re ~Med dat lo >ev lanse lo carte)
~seng open adr,
hiver
To dalen a <on ol as osten Cliern Priwxy Nake.
Please~ ytte rellnoslAden, a vet cv welasite
apeauk (4s.revnitenrien waf k k
- ISS Tnancial Smitete rot adr* The ItlAgEhanex
Smia; Account BSA ed RUA re lederne
at<ouni‘wh‘h Vade Utett to bal/ ing ~n
ånd
pakkis li~arrinotments nen :Atal ed bres
rd etir tenort, bets. and tenkt eten to
"Larke and anroity patxtt itsued by ~Mr«,
lhednirty "vane ernpanws trast muren
erney sakoclunn ol IBS Frontul Senkes nr.
- bedne«, Mare and mune IX/XLCIO
- ten ICK reval • No bare g‘warett• Mal lose~
- RMA Rorcarte lAmicemem Atm". Binnen
aarogreACCCunl ISA, MM and reerniberui batne
Manarment Moe" re raystered savet mrs d
LES frostal Sara
- ViSA o a regitNned Ve!~ *med by Voa
Vrainsi «ei Senete Amauten ånd utad Leder
Rense the ISS los «edb tids ed the IDS Vita
det« tids se ostett by ISS Stel. LISA with
roemissen Iran Vesa ti SA h apotaled Malm
Yedenakx reoared nedervd". servet midt and
regrand tenkemura re el fri reswkw
«moenes
ILOS Fistel Serviem Inc
Pen 701810
SDNY_GM_00325066
EFTA_90197841
EFTA01307107
SUBS
lies Financial Seances ex
Private Wealth Management
299 Park Avenue
26th Flsor
New York NY 10171-0002
GNP-83056844730419 Yr 0
Account name: MISLAINE MAXWELL
Friendly account name: ind CasIvSaviry
Account number.
Your Kneed/A Advisor:
Phone
Resource Management Account
April 2019
n
Questions about your statement?
Value of your account
Call your Financial Advisor or the
RMA eesourceUne at 6004 ,44-1090,
on March 29 al
on April 30 al
account
VOW' assets
173,792 07
166,344 71
tilde oar website:
Your liabilities
0.00
0.00
WWW Uncorranancialsennces
Items for your attention
. Help protect yourself From fraud and
renew Dank, credit card, and brokerage
statements regularly. Also. get your free
credit report annually Dorn
www.annuakreditreportcom
Value of your account
$173,792.07
$166,344.71
Tracking the value of your account
I Thousands
6,1447
9914
4,308,
Dec 2014
Dec 3015
6176
7000
173.8
166.3
OK 3016
Dee i017
Oec 2018
Mx 2019
NY 2019
Sources of your account growth
during 2019
Value o1 your .xcount
at year end 2018
1699954 77
Net deposits and
wthirarvals
Your investment return.
:Duodena and
interest Mcome
13.84825
Change in
market value
S000
yaw ot your ecoant
0009134 2019
$146.314.71
-1537A58 31
Member SIPC
Cee7000300S684473 Ite7000i 03696 00032 041903057SC°, Y12357555003000)
Page 1 of 6
SDNY_GM_00325067
EFTA_00 197842
EFTA01307108
SUBS
Resource Management Account
Aphl 2019
Your account balance sheet
Summary of your assets
Value on
ApnI30(li
Percentage of
your account
A
Cash and money balances
0 00
0.00%
Your current asset allocation
B
Cash alternatives
166,344 71
room%
C
Equites
003
0.00%
D
Fixed income
000
0.00%
E
Non-trade:offal
003
0.00%
F
Commodities
003
0.00%
G
000
0.00%
Total assets
$166,344.71
100.00%
Value of your account
$166,344.71
Account name:
friendly account narne:iii.
Account number.
Eye on the markets
Index
S&P SOO
Russell 3000
MSC I - Europe, Australia & Far Cast
Barr lays Capital U.S. Aggregate Bond Index
Intorest rafts on April 30, 2019
3-month Treasury bills' 2 38%
One-month LIBOR. 2.48%
Your Finoncid Advisor:
SCOTT T
KM
Y
API
Percentage change
Apr 2019
roar to date
405%
18.25%
3.99%
l&60%
2.91%
13.33%
0.03%
2.97%
CeP70008009934474 W10001869% 00XI2 Cri 9030575004 VI 2357%500000W
Popo 2 of 6
SDNY_GM_00325068
EFTA_00197843
EFTA01307109
*UBS
Resource Management Account
Apol 2019
Account nome:
Fdendly arcou nt nome' ind Cash/Samd
Account nurnber.
Change in the value of your account
Cash activity summasy
April 2019 (SI
Year to date (1)
Opening account va lue
5173,792.07
5699,954.77
Wrthdrawals and fees,
ncluding investmeros transferred
out
-7,775 92
-537,458.31
Divdend and interest ncome
328.56
3.848 25
dissing account value
5166,344.71
5166,344.71
Dividend and interest income earned
rot pv tan er lb, aement, leablIty ei hitast sed declend incorne hb teen cluerenreo fron a US
ta( leterhe9 per$Pedve edel Kreft the residente ot the seccunt Midel extOunt ta. Ol blad ta.
rome imeren and°, cia*nd palmens me/ fun be obsen lo Unled Slam (US) anda Puerto co
P
(N0
inkaer ura The <hent moniNy dalen-sent is not Inlenae0 to be used eg tanna be sekta an fa la
inntatt c knis shou0 ein to t be ai etle te« reden. ng formis Inni tesene flom UBS annuelss str h es
te* Farm 1099 ara the Farm NYO to, im repatmrs micernan it is the pacnce ot OBS to Ne Me
aps:kable ta ftp011ong fornt Mai the US inlernal Raenue Sende avd PR 'kraune Depannlem, mel in
sablar/IS acerately desRty anderas anda fl etta as Ia eonµ Ot lastierxorne nedst tursul yta
nasidual tat papaer
Apa 2019 (1)
Year to date(i)
Year Reaecial AdViref:
SCOTT STACK MAntLYLE CASRIEL
Le Arcoam arnwly Me mon/blar:atar ~eten your Sneip Osar xe 'naua in the cpenn; and
dam; balands kaue FOK «uante aret to adm at OBS Bank USA and ål barm pante:ab% n tro
UBS FDIC nsured Dart itaram n Coes na ddlY 10 ~NS al UBS A0. szarnfow aen WC
ototechon sies to money manet ~ap lund heidra: dd nce tank deporh Seetartant nto-mation
gavl your :Irene« ca the ist moen:d Ibud:arna"
ata"•
April 2019 al
Year to date (51
$0.00
50.00
328.56
3,848.25
7,775.92
537,458 31
58,104.48
5541,306.56
-7,775.92
-537,45831
-328.56
-3,84825
-58,104.48
-5541,306.56
50.00
50.00
Opening baknos
Adda tona
Dividend and interest nome
Proceeds from nvestment transactions
Totaladditions
Subtractons
Other lunds clebled
Fonds withdrawn for investrnents
baugtet
Total subtractrons
dusing balanse.
Taxable dividends
328 56
3,848 25
Your investment objectives:
Total turrekyl year
$328.56
53,848.25
You have dentified the following investment otsectives lor this account. if you have Buestans
Total dividend & interest
$328,56
53.848.25
abOut these obfficoves, drsagree wth thern, or wish to change them, please tonatt your
Fnancial Alvisor or Branch Manager You can find a full descipticn of tte alternative
imestment otjectives m important in fonnation abovt your statement at the end of this
document
Year ~are objective:
Colten! intome &C.aNtal appfeCiation
Year risk profil,:
Peimary • Moderate
Investment eligibility consideraticn • None setected
Crd7000~68405 !SMOGI 05696 00032 0119 030515034 YI23575550030000
Page 3 of 6
SDNY_GM_00325069
EFTA_00 197844
EFTA01307110
UBS
Resource Management Account
April 2019
Your account instructions
• You, acoxrit cost basis default closing method is RIO, Kest In, h -st 044.
Account name:
friendly account name:
Account number.
Your l'i Nokia Advisor:
CI,P7C00*Cen3 470,7%018669600X¢ Cm19 03057%04 vl 2357SSSO 00000)
Pogo 4 of 6
SONY GM 00325070
EFTA_00197845
EFTA01307111
*UBS
Resource Management Account
April 2019
Your assets
Account name:
GHSLAWE MAXWELL
Friendly account namelnd CasliSaong
Account number.
50me poccs..r«mt and fkarcni w4laCS shown may be axeovicame As a resit gam end losses ma/ not
be zmitedely reflected. ace important udamefroo altoo, >out statement S the end of Ms domineer for
me/ information
Veer Memoir/ Advisor:
SCOTT STACK MANTLY1.8 CASRIEt
Cash alternatives
Money market funds
Was, made, 1uØ se tether insured roe gumotteedLythe tedeld Deposit insureue CevPoIaliOn or an) «het gaernmenteCerCY hoinlitiond Prcre erkficoNlidOna munigsd rundt mod fir:4 ,11cl, net Sid 'on MA14
per snare to 1M neacesi tl 1 Øh of a rent reg. SI CCOZ3 Gmarrreem and reialreoner marlet funds sull tetanset to trax-xt a a stab.. f 1.03 net mel rim aribough money market funds seek to muttthe .aue el 'our
Investment al SI War that, lies pos901.1010,, money by ~mg in these turd,
ruelde d al n.nveaed chide nck n does nat snub any ca.h <We» nds nIt eetala
IX for the eiteposes of cdentigang hieingpen« or cod banter* share: Sou reeetw, each time Sou
,cotes) ehrdendS be< <woe a set:dial, la lot.
Cost /row o the oars purcAr.e cost of the secutty, ricludng reinvested clydernt The cost base: may
need to be ad inted I or celum Cl caatS rain-eves in orcki to detem•ne the adimmd cod ban: lor tar
revelom; almost,
Na( hast price
Nutter
Awkwa0e CtI(e
Olem
ficldno
dshaes
act share If)
immanent CS)
U85 PRIME RESERVES
FUND
F.5 SA Apo r•rf-nt o=ld 241%
Your total assets
Unroalrea (tad gam or ba It the df finance between the «trent taue and the cost bans rid~
Treaty be your tamde gan a loa 4 the seemly was sold on Hut 4.1e. The uncoaneel (tar) gan or lox may
reed b be alvsted for return cf alytd ~rosin «lottoget Krone Me reared gan or loss for tsr
reputing purposes.
mermen/ mum is the current vet* no nos tee mom, 'cm ingested I does rot Include~ INA ate not
relledeclon your sketemm, liactridng shares OW hare been realized as Witt scan ce aloft I Ma Øs
not include cash dndends that svite not reinvested
Cent
Net per Share
OXIS (S)
on Ap 301»
value on
Aar 30 (I)
166,344.710
•••This Information was ~abble.. •
1 CCOO
166,34431
mew on Apr 300)
Perm:age«
Cod
your account
boos(»
unredued
imestment Iaddng
gem orbs, (»
get urnIS)
peocd
larnared
unteMod
anna 'ammo (Si
gain cr lo:s
Cash altemetnms
Total
• Missing cost bait informal/at
• Meaty market funds
166,344.71
100.00%
4.009.00
$166.344.71
100.00%
$4.009.00
Cr.70003005684477 NIo0001856980C032 0119 03057,,P3a Yi 23575550 030000
Page 5 of 6
SDNY_GM_00325071
EFTA_00197846
EFTA01307112
SUBS
Resource Management Account
April 2019
Account activity this month
Oate
Act
Deunsaton
Account name:
friendly account name- I
Account number.
Dividend and i stunt income
Toms* d no: lend s
Your Pinandai Advisor:
Amount II/
AV'
Os:lend
U8S PRIME RESERVES FUND
32836
SYMBOL UPRXX
Total taxable dividends
Total dividend and interest income
Ode
Asram
$32656
$32256
Mount
Other funds debited
Apr I
Transf-
TO
-7,775.92
Total other funds debited
.57.775.92
Investment transactions
For more inlOorellOn about Ire Me value Orono for reStriderl SNOWS. Set vapottane nibtreition about
your moan at en meal ttos 'extreme
Dale
ACtisey
Oetniption
Oa/nifty
Thor (S)
Price 0)
numb Ron
Investment
trantaplon) (s)
Funds
vatIsdrenn ter
InveSertelS DOKIII
*clued
Iritrtft (1)
Apr 1
Sdd
SYMSOL: UPR)0(
4.920
Apr 1
Sold
SYMBOL UP R70(
-7,775.000
7,77592
Apr30
PhenetinfOnt
REINVESTED AT 1.00 NAV ON 0413019
SYMBOL UAW(
0.560
•0.56
Apr30
Reinvestment
REINVESTED AT 1.00 NAV ON 01/3019
SYMBOL UPR)OX
328.000
-328.00
Total
57.775.92
•$32156
0.70CC6009384478 tP70001869)600002 0119 030575004 scl 23STSS50 000000
►egs 6 of 6
End of statement for a«ous I number
SDNY_GM_00325072
EFTA_00197847
EFTA01307113
Important information about your statement
LBS f caudal Sweat enc. (Me firma U135 financial
Steven), k a mint« of al octopi snooty, centmcdty
and Mons ocha-ges UBS Natal Sawn md
Bart USA an rdnet skiplanes a LIDS AG ad
if ilalat of U35 Seaibtes ta the
Inannal
statement epalbblecponrequest the Fern's ~cane
often we it
LlaS Faired Strom
1200 Harbor Boulmurd
Mahn-en h1/ 02086
Oimont ga~ntc the ore, official goad of y~
•eS nag Swwes account Olh« records. ne.rol
oiled tar claunnett. tonlanng cordlcirg data sInxid
rot be Mod uSet F you bah.. thae 6 nara or
racoon. Mote opal 6 mendately n wog to the
Brooch Marucpr of K office senig tae cecount
Al~
at !gales down are mended tot* acorn&
vakaln! dra *aid not be used tor tar ~poses Pry
"atyen ye. end tar lonnt.be. Form 1099. 5498.
Ic
s
Vann 5~ tai return the Fern it
reqund bylaw to opal loth* RS alherde drn:lerdi.
reportabbnntnabh &Mends and tattle stied
earned on securees Ned n tow account. net crated,
on mg transact tat. ord tog base on orlon covered
amines.
Communkstione with the Finn
• Flom manikin wry oral carenmorbons n wring
to~
prats pur ratan. railing Yom Mrdalit
Soho, en ~rub Protena Act (S A)
• II Ma flawed roducn on te tcp agitate hoe
of eaut Sillanine <Mt LIASF•ltiCitl Sennett UBS
nancul Seduce{ cartes you mount at ilaann0
boka by yea-gnat with the rckated minx man
we domeed Kut the retehantga nhen700
~mid the teacup h to Mt »Ott Anil and
wades se laird t UBS f namiel Sena, end rot
the ntroolecna breed. and tco ens. (flake a ',ton
of nonce a ammo to both Inns
• At deeebed er te =CUM wretmentm tco mx
notdy us a any eras or bad nearing &eels
reflected ah your slhanonl worn 30 days Ma el eon
Mad« nude wobble
• hose Wed nAtontintanyAirdt a ~ran to the
f nn'{ Clem blows ~am
at 201.352 • 169?
atou No t Waal 549101 800 A.V. to 600P M.
IT Mardis though Frilly, a in toa ro to tes
fra of Sewn kg.. Cleat ~pore Department.
P.O. Bo. 766 Lawn Cly. la 07087.
• Al statements shah be darned corrolete .rd wane
non objected to n avian wahin 60 days
• fa TTY services. Ca 844412.09% or from ~tide
the U. S. 011201.352.1495
• hthe of anon a ~Ions abat an electron(
finds tanner (BAT), bill parent a UBS Vet debit
cad trantxtin cal 800762.1000. or *roe to UBS
Fria-col Sean yn., ICCO Harbor Bed, 6th I kor.
Wiegarkan, NI 071/4 4 Ann RMNBSA Savo
Ca a write n soon as )ou can. 4 h•-• hit sat
statement a recap( e way et dynu need mat
Sanwa arm a transfer an the statement a
nape. The Fra., or Card blow Ms amicable) mat
her from >co no Ito than 60 dy{ rya the fun
gait you to fact datimeet ar neither* Ma or
horde:taper
-
yaw nano and wont nunte Gt any)
- Desabe the mot a the wander >co se~
about and mpLin at dealt al yar ergid >co
Mew el it nara a why yaa 11~ inn
dorm/Ion
- Prowle the &is ammat of te waned error.
The Fern a Card boa odd ~node you <rant
and ra cornett ary «nu prarpty for alleged moo
nawg CBS Vaaodebn cad trryacto-6. d ~lie
more thm 10 ~non day; loda Mc. we aull «ode
yaw arown for led ant you thr* et n Mt. to the,
you vol ease the use of shammy durrg te tett> d
ties ust0 tOnlitte Os ~gala
Plane mix all tracts payable to term or the
fmandol mimsen Mooted an to hoed of tat
hahInont In addition to regular accowt foes. accords
may be AOKI tonun:mu-a fees. throes ta bee
~ ran ta saurian purchases and <Knee fa u-paol
awn n ash trawls. &mart ma ate transtond
to other •Xliviont tat, be aspect toa told« lee
WS Sweep °Mk«
LOS offen
cotton fa
fa sweepe0 cash Rance to bark
deposit accord at nan-Illuted bang and orbited
Dann and norm, Market nniuel leads 0Money Ards).
Dopat accent al LAS Bar* LISA and nanaddeted
bard; Needing n the UCIS DeC -nand Depot
Program re FOC-nstred n wean:bra wthrC role:
Fa aloe ado moon, phase not wee* lak.gor Deane
down el LOS AG Slanford Ban", W slyos of
Mary fords Are not ~by
IN NYC.
Bank Mails are not protected hYSIPC 1,40^<1 fad
shores are protected by SIM See "LOS I nomul Singes
akcant ~cm"
below.
upon »am ca
t hairy« an to bark depute may to
*redraws, and thaw at a Meng Fond my be
laiidelect and the tamed, returned to ran nos
stone et x(010
Futter ~on
tat amiable snap options.
nardga current .tint rate, and yields. o ~table el
vain das co-enweepyields, from tar /uncut Achisa
a by <Ong 8C0 767.1000
•
inancid Section account protediat
Ihe Fern it a MOW of **Sontag ~to. Protector
Corporation DiC), which woods sonnet curb:wen
d as members go to E00.000 Gmludna 1754000 for
dorm fa cash) &Monitory brochure nobble wean
ranv SOX try The SIK met Protection
Brno~ to al nooses that you hold in a prila.tbr
UMW"
the Fen together net celan *Balm has abo
Fughased supplemental conic* The ramt
am
swat pouble to ad eaigble dents. rolecrob under
the Resealm g 1SOOmlkat at of (Mart« 10. 2016
Saw lo
poldy con1 tom and Untie oh; tan al
the home hatar protected b cp
SI 9 miler, m the
"Magic fa
a( tOket bell in a parlgultr
~CO A ful <coy of I* poloy ~deg it ~gbh
upon mart
nether Ow SSC pardon ra thou:gametal
pranion gob t0:
• Conn Maxial anon antrotted by (antl ridded an
y01w «coin vale) toe hablaseay Iran UPS felted
Sena, Foe eurnok tartan 6)msorescegnadab,
"Wag grubb, ~be
and IiJ shafts of ~MI
Ands registered n the name of the wove hold« on
the bah of the our a twofer agmO,
• Imminent ccetlrach a rweslment Olereftl.(e 0.
lamed patnenhps red Angle ~cements) ht
not goateed erklir the Secantist Act of 1973.
• Commocket rowans (e g. tango ~barge and
pen an metal <road* mcludr0 haves ratans
id cornmodtT (Pia contra. and
• Depose xrounts Boone «rheas of depot«) a CBS
Bat LISA. UBS AG U S branches and brit n
MK ensued Daman Pray^
The SIC molnton and he tamffinnonial prontoo+ do
not *Moo these asset sam d Boy ~me appear
on now sidemen% The SIPC protection and the
implemental prot«tion oh not prow pans* changes
tri the market gad of tona evestrnerts (abet« at
•nd of market movement. mar brinpeya
oderemel
Dividend %investment Program (13lan
the age reflected el an sewage ate you may obtain
the actual axe Iran yvts ImartialMusa Only Male
pre, Me ~chased~ DRIP. peed sham evil be
sold rd the oath toll be towed in Out sao-nt The
dwdend 'enrolment VAC AIDPArd hi IA, mud ~1
dater lawn the maid age at shin. the ~NI tan
resold
CS.-in•liou
erkwhole can my be hid n yav ward t yra are
mend to a panel vat as a rattan 01 a dmalencl ~hero
a ~roe. the fern mRether WINOS unit al
~et ace a accept al ~Oil OH totted bt •
tharAnd clean satery. odlade y041 accord
T
admintotetmehoi
he ~striae °baton andnth peak are speak to
rot, account and may nary between >OS X<OS41.
Nap. »me the Fain Prompt n wing td any
tan ro
change on >tar lowed mamma
armament °brows For each twat bell you
choose ore of the forynng imminent <baths;
• Prockce Current among hrestmerds when the
generic. of acme air
• 'Wm.. C•pul Abp. ninon( inwsinwas «keg
gronth of atop., rather than the gonfalon cd
none
• pro-Axe Cambium:m*0mo~ endegfin
ApprecaNn hatthems scan bah the generation
of rgeme ondmomh of principal
Crowd rik peen
• Damns", SR., tomtan mid piston. ah
enrit and Wittig to the mast ordeal. men if
tal moon the accost does not gene* ocinficant
incent ce taunt and my rot faro pie oth
eider,
• Modena Wela-g to accept tone me to papal and
tolerate Kale Waleyb tet heter MUM
• Ancoose Wiling to accept )"41^* b fnixdi "
ha, robed ty ro teal. hasream owe tent
• ~toga ttgartty Comdr.!~ Isdoctod, a
~eon a the portfolio la tat accOart May ^du&
cotepan nog" lamed kaidely and rag
Wanly
Statenwnt Isousdaaking•
We mg cassoklite Mt relied wound itaserneets
the um >Slott in the some ernelcpe. e.g. because
they here won ate sbo matman pet dome
radonsters a/bother clot al the some astest d
ycv prefer to receive rod "SW itilemooll moiled n
copra. arynagaat, you ono/ ceder hanehabling by
<Avg »or inunnal Adam
Priddy mote% name
line frond, account name n äntandable *nialtname*
dyton by you to hint you wit, your rhordatelPha
hat ro egal effect on tar ~cut is not emended to
idled any sunny. pea/At nne~lon.
~
Anent *Octet a rd adile onocuted wit yea
•
and 6 not a prompt or ~rifle* sht wratt
or any Ina diat Mutt <al« win be ahead. Al
enownwa ends» tort of bis. mcludngte At 0f
loss of the antic neriareet you can chino* your
hardy acute runts trough tame Sennett or by
~flatten y~ innalAdana
Attoont ognriow
• Vete of pow enocrodpombia Net of ends and
Giadties.
. Amen lxkdes agetable mil banes. vile, la
"Winidn'0,611(est), and Gobi Tine Dhaates,
avenged marts to market and tenon omen not held
by the Frm Don not ncbde waged nositeintels
a the and of K prior and omen ~wary period. a
~die nontmeet wonted stock won; and
eugotattle nod *phone
• babltes Whin debn Wax" ovordng alagn
baht troda Ina, that acorn bison
• Catheroney baba*: Total of unmated aglabb
cad, DAY." p1.4 &poor Dints al almod and
nog* Nerd brit. and moray marlin mad fund
trap balren. a da <toe of lhottastront petal
Nonioneralty Iwo wed. balances in yaw .KCOLni se
asa segpntO from Other balances tad the fan my
mate aydd thee lunch me adnry caned it
bared Dow finch n payable rpm your demand.
Ties total it nclaied m the owlet prod clang glue
Leeds° ierfamenation
fade:add Manton on the fnas Wargo/atlas
rd &dawn, refer to you Chart Ratinonshp
daemon! a Leta" Ary~t and K Genital
Tenn) and Ccedbons COS katernent of Credit 'mikes
amiable nAg.ementa and0ivbwws
al yv au4 e tama riv rfri,h,ref
SDNY_GM_00325073
EFTA_00 197848
EFTA01307114
Important information abo ut yo ur sta le me ni (COinnued)
Year sea
Your talure denet mosen rd oh« anna held
n the odont :e the rodd he naamea arna You
my al for dandy cd 'uty paret trones ae arr, trio
You urry rørene ~ant used at ban folar atm
Paffed any batnet dut
hem Ary wcurbe,
meterred roddfm dåna the diamant tindre
blid al ~let vakna d the ml of the stahment
p« cd
• Cret bard. In *tann/q int <ost basa of he
~~
inbiled
i,
dataamta. Seere redueed
wd.the
orda«'
ISS Frontal knott hanod
ntormatat <bland hom torar, dh« Inn ISS
rund Senut reiving ~naten korn ~hor
fem« thit you mag have Øretad to lita loa-etat
Adm« ltd Fim don not nd•preckntly vordy
~ela
the x*. xy
'friday d an/ donnaen
Ø
y ~as oh« than La3Sfninc.al knue.
yre .unc.gh Les F nr< d Smett, genera
talde> dat ~donn
e o rearne, the Fm
don rot poret any nynna hat the niom.,"
udr 'Colt hm' ad •Urniced gan( loss' e
ame,» at os tv eteak the st/tamde At niob,
pkaw dama ali on tas ~mela,» malte
~chow« tala 6pasons, la ta. papm «
olheewiw. A«abrilf Uroland tote hm hei
fenad garrioss dafnien only toe te perod ol
leme the/ se hed at Od Fem More Intethet
realnatnn <ai be aaled by >as raca Ada«
• Unrealiind gindlosses Whan dau is nolabk,
nemnd drerfeed ~dimt, se e/kulsent kr
ndactsd year
lola the knallen data for
ulvetut kn ~lot nry nca ral k« trana:oh
Argot a d«taut' toorga+.2x.cnv
Damid rd olh“ mai
lon ant hitene
~han bh ro who:tron:d to
nerag.0 lot tin?' Trade date' <dann ~ritt the
ananlIkarodenn pa* date
• Callable mourItin Brårh and pdlned mak dut
the saus tab for est ~ion
wil be saknad
~dk
by lot Irrån araced dl Hardna a ta at
eat nek n Out ruta or n nomne* sne fot då
dens Cal kna ~kon
is obtared kom herd
patos ard Is >fancy rs rol gatranteed Otte <al
baun arb/ *.al ibah anla aften dekt ~led
tanna«. ml be rionted ‘Gort raguen
• ~vaia
Prud thiatayed lor ~in
and dir
daffet mai be hø« or bryet ten the pror hat
su »ull aen", mene n the marki! nat ao
aataraKaram ~an re d Party ~In aanah roe
beisen e° be retable. bul st 03 not %danke her
•CCLIX.y.
We "nen* um ho clahng peke ..hen notable ot
the renpol he bel and oh omn la åsted
seonbes and edda
crey bd dus
OTC
Stalin
- lar aemUr ~~~
nuy ba Fritø farg a
valsecnrnxbt « the mon roem pre vat
ctnned ard may nol rene« i , >Rudmaket tue
«dat.
- Cdlan poshins rr.M sper wahoui a pike and
roe show al 'de. ~roa sale'
if roere
kneble to cbbn a e id ld 5.anty
- Otposts «attenes deromnsed n orren
dhat tron u S. dottet "(Wien«, i the erehngt
rate not the ~mere date
- Far calanavana lening n noniortormrd
denomnahrs, pete and ~tty ore fobi) rroy
hon ben atjusted to f who» dcon valuta, .
To oboen <dram quotatom. *hen nabb». trøe
tots Ftunnel 41nd
• Fluat inveRtmenta and strand ynda
"nede nvanInalliab4.$ (e-cladeng drer
Parttiseron Valta" end feal <stat nestment bul
månes) ard sen..nvedirodacts re genera, hard/
diant Ctrl na ua
oala hare not bnr.
~od
wds he Stede a; and Etc harap
Carrnoson
..ncke an hale stitrup lan Yte
~de ostended valna lee anna anammt
innInn ref ~herd dodues fot intimlaven,
1,-(O44“
Laban; 4 not guatinthed
- Thed vdarsinsyclater hbsernalk kan Pron. d
JITy, at sstkh a dane .Platn-n aale
*uttur& poda« yvdbe boar* d
ed do
not nnehnly recensert the vita su rna mede
Llan Souidarhon.
- thrd party 'stands of »ta se as el • dean
date and are suppantio UBSFrureut Savces on a
N9.Ar base byr rdnoenket valanon ten
- kaua. ~ai ormer cr Øre eatroud di"
d ry. ro ~Sed toteFem by the alur
general orrer or Kalla bad may be catalina:I
bardon Utfart ~maori kom hat tad by
tid polet lo dane ter simrad mars
- You han cdart actStenal ~nuen tegarcfng
hr .nteu4.4,i used to derutine the eslende ot
hela and the date ot he ntermathn hat a the
baus Id the «trana by ontaergyas innful
Adrnot
- Tnrd party ordnaled vabcfs rnay br rellonni as
"Nat prood" n ~al duatons' nem an
~
St« altion Ion has rot hnildd or d
duble to enson vaka eten roe ~ame arvet
hat amtnu ne« has losred hat ant cdIa
On~ banal alle MO Coca«. «.nen •
flue sold be hola, spenane old 10 the nave
cd he secunty
- %RO., norna an na" gaina barnet a spri«
innland ralat 1
stadar -ty armtid rasart
prowlxt te raka of the sonsty Ml be dekn"
from ts dathaseproe
- thertut ons to daa' mag aka» alba, øl
andel, orane a both
▪ 'Onorui une
aprananli h res dlenng
det ps rna and mynt alka sd ~base
- OPP and With Kfr medtas re nat ladden a
nattadi doane, ~e,
and re onroll/
etklid ard nen d tel on be sold. the ond
~ed may be Iss ~hoper store rann,
ild prowdad fe the naus' titeiner
• Reelnated ~let
Fetrend annal« "Meny
tro notarriet digiblr lor rd:dtc ok Les F ~ul
Sann ut" the ~k« tnt el ta irenincled stodf
of the satse stum as an riand vatn la the
redncied stod for porpases of hi 'Memento« To
%a anta dal regneled rann se <hal* lor sale.
he vake rderred mag be ubstentitlif len Ilen he
miurnd vale hann.
• la (estrnated) namn. nemnt yetle andratt&
An enmin ol ~d
nome is basa, on wiren,
dirdent rd niwatt ale% al
tie stabnn daa
be held la ene yta' kom haterne« date te ditt
maur, IT,' «tomte «ank a gaalre, Malay
ed ~tenkt enn» re not guarantant
f• Famn! ~at mare and turnere raid lot
nan ta!~ el dosen «uk' indlade ~km el
vand a <meitt gits n *hen test he ni
;norne (ed tonen, >feid) traud be ownlated.
- Estinded ~Y nome rd <trent yfeld end the
tetut nano and yed rnehi be bier or ?daffa
than the nansted ananas
- An *nonneol inled
norne (dvand ida
innad) draded ty the <dh« matet
~brage
balance e~
on the Lit dvdend
et ~tnt parnent male by the nuen and
annan he wedadvdeposts dart W nekt les ord
>er kan the sl inndra dete a un/Arma".
Aeoracy sdtorn-urd yed se not ~rand.
• Anna not hold by VIS Kordial kvida (erlen
assen ert nat held by herm, are rot finn the
n% ~ab
Or <reol Thed ~et art
dnplaytd an raf natenient lee rdonnahrul
depot« «dy Pedant and raten promad tro
proadd byte ~nal«
UBS tnantui Seerene
not respristae for ha trommen rd doet ret
gutane. M atturry. Gno adels ne rot podeent
by SIK or the Fats tiaaamental SPC roverage
• Renne 'hating and addildnal werceneation
- b /Menn to connanarn on saks and 17b. kn
mened neonens. wth Ihe doerbdon of ~Lut
hånds to od deres roe neia os radd real*
nerts hang pardon Iran &saturn ~Or
)11.1‘crt ot te trutwl fult ral wo dal filen
mant re ',sedan tero «kront orrponadst
ra rora el sakt by LØS d a pa, cuir matal
hal frk/ lo as ad" and OB le and radd a
ettuner ~ug tret batats seden hid al h
fun
Wc arderatnlene eln rettet ~folna and
ornntus vatnarg lan n conbaleancon for vanler
nem smien hai .rorord to the ~ur herdt
edb toet gnir" ro bid kan nirotta X44« n
t amsvall and and st afart
delta alun band
cn the ~br of scoret at to brolterdnle
hoting nutåll I✓ta,dl of th., urd I amty
- ar addlin to eormnsomneemed n ~ion
ne, tid saka i:bakut:n d anuly onani rd
ehestrnal hal unt lo as
roe anda
cd "lute adv. ~ru
ShainG andenlatran
l ede
oi the rourarce ~nem uneknaring
the annUity orerant, afilirn d the nonna
baerpana b tpoosen ed ha dd ~nye
hatt
*e datlouto
-
Øre and anyhrishenrnemd from the
~e
and sak cl ~sin%
we ander ar
attlate neaw• an aninned n!~
horing
ohmen from hintStures ddrladors.
well
fundna for inhrology ckwborneni. Panna and
edutaien
-
aho recne trid.; corrincra ard
oddr cdrpornahr fron, ~al fr.* sd enara-e.
«trona
prodactt
eintbåbe
entrd < ardontal on han ISS Brd. L6A, LGS
AG Styrnad &anen ånd ncnalfelded barks
hvesst. OUe hish 9000p pai n
Tvi
arnpnbannn rnay bo a ~Ny per accani la cr
rnay be a pacentsfie ot nage daly Murt
bilsers
Activiy
hformaron reordna <Glimta-n and aber duots
nemnd n to-nectitn niti he ruos on of vades.
udbadet cOten annens hatten included on
ordirrninons
4,,,›Wkr furns.44 toral. ard mf b•
pronded to hau domdf/ an meidd
Short adling
you x. eroard n hoe ding a tetudy, y umay
nos a chsot dat lo dean borvann, costs Ice tet
prhalr ~kr
Open ordets
P.93.6 ng open or '9:ed inc" akt «das dat
«enos nedad by the surne« dale. Ø
bey and
sel tida orden re redueedbf the .navt el chado-da
arr.
on net tinde ds« nrith die unen
unnasted otrane by yd/ nou re responshit loe
orden hit st ~utid 0.» lo sd båre lo tiard
~hg con dekn
hiver
To cbtan a copy ol as omet Gliret Prince titrea,
Please contal ytre rit".01A0C« «vet då midte
hwa ffbfrtmfematonsik
- ISS Froroid krotes b rot *bar* The BMA, Danen
Smien Account BSA rad IRM re broken,
m<ount‘ wh‘h bada tvar lo bra eng «Nat ard
pal" indayNarrangen~ wen adtilabd brik
are ote udpin bads. and dorskt aften to
inuance and anturty doar. issutd by unalfil.i1,1
Thyd.41tY flit/ n* orroann Sva* insurne
soroy sktaclunn ol LG'S Front Ul Senkes bat.
- ~ment, indret rod snu ty Vaia
- ton FCIC nand • No bant gunsten Mal lose~
- MIA Anane lAnagemem Att.," Binnen
Saven ACCCunt ISA, BAU and niernitami Ratane
Management Møde re 'addend sav« mrs of
15$ tnameal Senkes tnt.
- ViSA n a regi~ed ',Ondt owned by Vita
Mold us ~e
Mor falda ånd und Led«
Rense The ISS Isa freda <aids .rd the 155 Vita
OR« frøs se ned by 185 Sank LISA dana
damhavn Iran Visa U SA Incorporated Mehet
regotred tradervaa. senet ~k, and
regerered temd marka re el esi res~
«alpin..
ILOS Fnentialkeviom Yta
Par 4IBIO
SDNY_GM_00325074
EFTA_00 197849
EFTA01307115
SUBS
UBS Financial Senices
Private Wealth Managemeni
299 Park Avenue
26th Floor
New York NY 10171-0002
OrP70354$17750519 VI 0
Resource Management Account
May 2019
Account name: All5LAINE MAXWELL
GHISLAI1E MAXWELL
Friendly account nine: Ind CasIvSaving
Account number:
Your IS nodal Advisor:
SCOTT STACK Mate LYLE CA SKI
Phone
Questions about your statement?
Call your Financial Advisor a tie
Value of your account
RMA ReSOut«Line at 800-swis.1000.
account -
on acaril 30 IP
on May 31 (1)
YOUF assets
166,344 71
157,379 38
Vide oor website:
www.tbscornifnancialsennces
Your liabilities
0.00
0O2
Value of your account
$166,344.71
5157,379.38
Items for your attention
. molp prow yours40 from I raul and
review bank, vein card, and brokerage
slaternents regularly. Also. gel your free
Cradit report annually horn
Sources of your account growth
www.annuakreditreportccm
Tracking the value of your account
during 2019
Van of your ,xcount
Thousands
at yam end 2018
1699.954 77
Net deposits and
6,1447
wthdi &sub
4546.75785
41.20
Your olleSbrent MUM,
Dundend and
interest ncOme
1418266
Change in
market value
1000
9iia
6176
7000
157.4
•
166.3
Value of your account
Dec 2014
Dec Zols
Oet 2016
Dec i017
ON 2018
40r 2019
Mar 2019
on My 31.2019
$157,379.31
Member SIM
Car70(03006.461 775 197000183706 00032 0519 030575034 71235755SO OCOCCO
Page 1 of 6
SDNY_GM_00325075
EFTA_00197850
EFTA01307116
ft UBS
Resource Management Account
May 2019
Your account balance sheet
Summary of your assets
Valueon
May31 (S)
Percentage of
your =Cunt
A
Cash and money balances
GO)
0.00%
Your current asset allocation
B
Cash alternatives
157,379.38
100.00%
C
Equities
000
0.00%
D
Fixed income
GC°
0.00%
E
Non-traditional
000
0.00%
F
Commodities
GOD
0.00%
G
000
000%
Total assets
$157,379.38
100.00%
a
Value of your account
$157,379.38
Account name:
GI4SLAITIE tvt6MVELL
friendly account native:Ind CashlSaiting
Account number.
Eye on the markets
Your Plaeaciai Advisor:
SCOTT STACKmanLYIE CASRIEL
tlelec
Percentage change
May 2019
Year to dare
5&P500
-6.35%
10.74%
Russell 3000
447%
10.92%
MSC I - Europe, Australia & Far East
-466%
8.05%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasu-y bdly 227%
One-month UBOFt. 2.43%
1.78%
4.80%
CeP70038005481776N77000I83706C000205190305750D4 VI 235755500=C°
Pogo 2 of 6
SDNY_GM_00325076
EFTA_0019785 I
EFTA01307117
*UBS
Resource Management Account
May 2019
Amount ilatesa:
?deadly «Cent name- Ind CastiSanng
Amount number:
Change in the value of your account
Cash activity summary
May2019 (5)
Year to date (3)
Opening account value
5166,344.71
5699,954,77
Wrthdrawals and fees,
ncloding investments transferred
out
-9,299.54
-546,757.85
Dividend and interest income
334.21
4,182 46
Closing account value
$157,379.38
5157,37938
Dividend and interest income earned
for PU COLO nil thS Ofgefnent Welly of Inkiest an <bar Intent ins torn *Rime« hen a VS
tai tee*" nO Persorove Lased Winn the fesIde me of the «COO, rider. aCIOunt ta. of prodim ta,
sane imernl enter 6:andparents ire not be Mint lo tinted Lees (UA cede Puerto flicia (PR)
in<orre tees The (Tent monthly statement is rot Mended to be used and (enrol be retied wen foe la
ImPnset dents shoote: der to the app ice< is itlaring fors they retell. firs UBS annuedy, sigh as
the ferns 1099 and the Fars .010, too lX, retorting infoonarn tt is the peaces. of UBS to fie the
eacteabie ta, reporting logos with the US Internal Irenue Sersice and Pa Ileaury oepanment. mg in
such terns acct.:air (leafy de:dui:fiance« ireeresz a tee carrot Of team terre. Mee consul yen
ndvdual tat morn
May 2019(31
Year to date (1)
Your M model Advisor:
SCOTT STACKMAIILYLE CA5RIEL
Le Aecoura anent), tha month lot agate Baron on your SweepCroce are inducad in the opeorq and
dosing balances sits el)K insurance ran torpor at UBS Bank USA and al banks partcpabrig nibs
UBSFCIC Muted Ottrlit Piero I! reS na aXty 10 deposes at UBS AG. SilantOld Branch. SiFC
ptoteeton oriel to smarty market :weep fund hoidens tut net ban &pouts SeeImportant mbemeten
&beet your eseenene r the Ist too pre: of Ihi:doss:flint kr &le, .
may 2019 II)
Year to date (S)
Opening balances
$0.00
$0.00
Addireons
Dividend and interest tome
334.21
4,182 46
Proceeds from nvestrnent transactions
9,299.54
546,757 85
Total additions
59,633.75
5550,940.31
Subtractions
Other funds debited
-9,29954
-546,75785
Funds withdrawn for investments
bought
-334.21
-4,182 46
Total subtractions
-59,633.75
-5550,940.31
Closing balances
$0.00
$0.00
Taxable dividends
334 21
4,182 46
Your investment objectives:
Total current year
$334.21
$4,182.46
Total dividend & interest
$334.21
54,182.46
You have identified the following investment otsectives for this account. if you haw questions
about these objectives, disagree wth them, or versh to change them, please contact your
Fnancial Advisor or Branch Manager You Can find a full descripten of the alternative
investment objectives in important in fonnation about your eta femenrat the end of this
document
Your return objective:
Cuitent income 8,<aptal appeciatite
Year risk profile:
Primary - Marinate
investment eligibility consideration • ',Kee selected
ChP70003005.481777 WM00183706 OCCO2 OS19030575004 Y123575550000CCO
Page 3 of 6
SDNY_GM_00325077
EFTA_0O197852
EFTA01307118
SUBS
Resource Management Account
May 2019
Your account instructions
• Your account cost basis default closing method is AFO. Kest In, Kest Out
Account name:
GHSIAtIE MAXWELL
friendly account name:md Cash/Casing
Account number.
Your limeade. Advisor:
SCOTT STACK MANLYLE CASA'S'.
CW7=9005481 ne TrOGOI 83706 00X2, C619030575004 VI 23575550 00000)
Par 9 of 6
SDNY_GM_00325078
EFFA_00197853
EFTA01307119
SUBS
Resource Management Account
May 2019
Your assets
Account name:
GliSLAINE MAXWELL
Friendly account name:Ind CasNSanng
Account number.
Some Ann, 4xCivne andConcnl edst$ShOten may be aporminwie As mesdt. cans endless.. may not
be Emmen& reflected See InpOrl0nt till0InlateCn elawt000r Statement a the end ol ths dxurnert Col
ntr. rIcordttcr
Writ Fadden& Advisor.
Cash alternatives
Money market funds
Wray ma let flinch at nether instant re, guaranteed by to fedeltl lama Insurence Comm/Aron or any other gnemment b/rey Imtitutiona font et10 until04nd murk pd funds roust flea their net asset talon (NAY)
per ore tome neatest 1r I cceh d a Cent (e g, SI CODZS Gotterrrnem and serail irony marlin funds nal c oreinn lob/bat a a tilde 51.03 net asset value //thou/ money market funds seek lo resent the rased sour
anwswent a MOO per shah its pas9bk 101o51 money by . (Atom() in these Swat
Total rameorted c Melon, of al nnvested dudenes n does rat inducle any cam chum nth els rd a Is
at for the croposes of cleteminng hating pen= or cost base Ihe sham )du ,em
each twre you
tonna dudendS benne a separate Mx lot.
Co:t toss is the Iola purchase cost of the securty, nthaing reinvested dkntera The -cort basis may
need to be alusted for celthei d capta pagrorts in OrCei to deternne the .dental toe bans for tat
repOning What.
Mane
liddng
d Shoo
U8S PRIME RESERVES
FUND
157,379 380
FA S3,7Ah C.rtorit yield ? 38%
Your total assets
PorCheSe Price
Average Ante
Client
per Share IS)
imestrnen
thlioalced (tar) gam Of Pa it the Offen/me between Ihe citron, vane and the cote bags ad woad
gentry to your taste ga n a lost it the smog was add on teat dap She erwaned dee 9anollA11 may
ree.:110 be edusted for ream of optai wants in order to Clete mot ere netted Gan Or /on for tax
recoam9Pnrcoses
firmamenttown4 the current max onus the amount SW landed I dares :10: Include daces Thai ate not
reflected on yew gaterrere: includngShOntS Tha have been realized as ether a gam a MOSS, I $9.) 0:eS
not indtple cash ch.aenas that nese not reinvested
• •.This ridotmation was unewaibblett•
Van on May 31 (5)
Cog
Pine getable*
bads (A
en May 31 (II
1 0000
Veen CO
Unntlatd
M8531(5)
con ono% (3)
157,379 38
Parc/heard
Cost
your accent
bras (S)
Estimated
allrua inceme (SI
Innstnem hddhd
cetera :5)
han013
Witeaded
dad Cr :MIS)
float. altentertnees
• 1.1440/ market. funds
Tot%
• slissin; cost bait inlannsam.
157,379.30
100.00%
3,746.00
100.00%
33,746.00
4157,379.38
ChP7C003005/0 739 ItaT000183106 00032 OS19030575004 Y123575550 OCOOCO
Page 5
SIDNY_G M_0032 5079
EFTA_00 197854
EFTA01307120
SUBS
Resource Management Account
May 2019
Account activity this month
Dividend and interest income
iambic thwlends
Other funds debited
Account name:
Friendly account name. Ind CashrSaving
Account number:
Voter Pi mamba Advisor:
Date
nanny
De minion
Annul lb
May31
Dividend
U8S PRIME RESERVES FUND
SYMBOL UPRXX
334.21
Total taxable dividends
Total dividend and interest income
ale
Litho
Gest Ipton
133421
133421
May 29
Transfer
TO
-929951
Total other hoods debited
49.299.54
Investnwnt transactions
kit
intorin3101 &Cot Ito onceMae snonn for reStriCtedSeCultieS. See 0,00rtatil inibisaitiot1 abaft
your StltMerif ll the sod cif toss cbctrrent.
O$t
Actinly
May 29
Sold
Ow lotion
.0 540
SYMBOL UPRXX
Proceeds Iran
Funds
investment
rethdreern fa
Act Ned
OurellIty
Pave ft)
mot (5)
ItansactiCof (0
iniethrentS POPP (5)
Warned (I)
May 29
Sold
-9299.000
9299 54
SYMBOL: UPR10(
May31
Mime/tuner
0 210
.021
REINVESTED AT I 00 NAV ON 093 V 19
SYMBOL tWRO(
May31
Reinvestment
331.000
-33400
REINVESTED AT I 00 NAv ON 0931/19
SYMBOL UPRXX
Total
1929954
433421
cwnoceoosoei iBO trocol 93706 ooze, CiSt 9 030575004 v123575550 000000
Page 6 of 6
End of statement for account number
SDNY_G M_0032 5080
EFTA_00197S55
EFTA01307121
Important information about your statement
IS Francis' Snots am. (Me firmer UBS 'intros
Seemed. as a member ol atprndpalsednty, canna:Sty
and options
habaes UBS Enamel Samos and LIBS
Bart USA re tilted obsclas at UPS A6 rd
if Nies of WS Smuts11C the km% frontal
laterite. it nobble tor request Therein's ennutto
offces re at
LBS inarcael Senices n.
1200 Hata Boulevard
Waharden W 07086
IM flainnt r•r•contc the ore, atrialWWI of you
rnmial Seems account Other records. t**91
064 In clocurerts. e Wring coracle., elatitshaid
not be relied boat F you bele* there 6 rarer a
emotion ohne report a marredately n twang to the
Bergh Marucpt of der office wren; pa roles.
Atha* al Mures dorm re melded lobe acorn&
inane% data tail nos be tied for en rowan ray
*Zs" )'04,14 tar lain. Se. Form 1099. 5498.
tic )Man Frani, YOU. Ire return the Fen it
mound be taw to sepal to he RS all untie drglords.
reoortabbnrtnabb dnidends end !nab* Merest
earned on tecuntei held n sots recent. net proceeds
on sae prole am. a4 curt basis on clean canted
:taints.
Caremankations with the Finn
• neat fe.Welinn ay sal orrenawabons n wring
to further pram, you firm. raort3 your
butt to Sena pi traitor Prot•Onn An (S A)
• II tho Oneidd cacao', on the fop leer cite More
of thit isienere 6n1 ASS Felting SMACK IASI
MANI Sows cartes your roam at (hang
&Ow by rarer*
avir the rektod f 10 *A On
We ntOnnwl pad the FAS:orb fltoInro
oPentd. theratan h By case. as kali and
wades we located a UBS Franco, Sown ad not
We nod Ag brcter. and saw ens. make a opal
of any ma a amnion to both In, s
• As devised n Re 4CCCtal Wrementz You ma!
notify us of any eras or bad nrolmorecls
reflected a, your searomont *mho 30 den ether it was
Mad a made notable
• Mem drat OnTOWoi Welitninit a VtIlinti to the
ern% Clone Mica Deparement at 201.352 • 160)
tol.bee a B00.35.9103. 81:0 A.M. 1o600
IT Made, though Foley, a in led cg l0 CGS
nrool 5e yce+ax.. Clore IttleMon Department.
PO Bo. 766 Lhon Cep In 07087.
• Al statements shall be deemed complete a-drone
it not *bonedto it rang stabil60 days
• for TTY sewn. Cal Bu-612.09B6 or from outside
the U
CA2171.357.1495
• h (Me 01 elt011 a 0..knIOIS *OA an elnera
fats trier (Efil bill parent a 1.135 Vet debe
<ad ',nixie:meal 804762.1000. Or *Me to UBS
f narcul SWOPS ex.. ICIXO Harbor Sad, 6th flow.
Wishaelln, NI 07084 Ann RMNBSA Sawn
Cita wale n soon as )C•J <an. sae hit pa
statement a /wept 5 won) or you need more
Mammonabout a transferal the ironer+ a
mecca The fern or Card basun aroluble)rrtni
hear horny:ono lie than CO days aria Verem
sea scoevfnt daternire al *rich th Ma or
Problem *Pend
- Prow:. sax name rd accare minter Of any)
- Desoto the error or 04 transfer you so kilose
about and Api , *chief", asyty cal will )co
We. A K n error a why pa need more
dorm/hr.
- horde the dollar amount of to expected error.
The Fern or Card basin. nvestore your <emplane
and on correct airy at prirrotb• Foe Anted cats
maw .?l 5Weeckbo cad transacto-6.l we tie
crone thin 10 banns day; to do Iht. we men &
you watt kr the anate you the* is n MOO met at
Waived rue, the ute of
money dung to Imo
tales tes to complete at ntesIdatran
Plea make all chocks payable tote rem or the
faincial nrittbsien cdcated an he arra of to
statement In add/ionto roves roam fens, accounts
may be 9beeet toman:enrol fees. chases for Ire
payment for retort.; purchases and charges fce u-pa4
anions mash reams. AIOT.ret that re roanefand
to other oblivion. may be sullen to a tinier fee
WS Sven* °pekoes
LIBS cite options kt sweetwq cash balances to bark
depose *comet at ncebailluted bats ardaHilated
bans and nay Markel Maui lends (Money fbrds).
Depose accosts at LOS Bari, LISA and 4:n.21th:cod
bents priming n the UBS RIC -Mend
Program art MC-nosed n accordance wthDr
i
C rule:
For mam riomtabon, please wet maw tocsin. Depose
account at UM AG Slorlad arch rd tors of
Nasty finds re not ivied by the FOC
Barn deposits are not protected by SIPC Monty hnd
shoes we protected by SIPC See "WS Inmost Services
Accent Pretence' below
won at masa baron altobat alma may be
*redraws. and sham of a Navy Raid may be
Itiadaled and reamed, retired to pa a cow
tOCW4OS woosd
Fallon en:moon tout tradable stamp options.
nclxlma eaten meant nines and yields. basalt* el
www bbs cansweepmelts. ban yoke Channel Arno
a by <aim 800 762-10:10
UK financial Services account protection
Ihe Her it a member of he Stomas nada Praencn
Capaabon (UK). which VOIPCIS wisest customen
of OffrOfbelliAt to 1500.000 (nclialmt 1254000 fa
dame fa cash) &planetary brochure nobble tea,
Muni a x wave SOX or9 The SIPC ate Cnalection
lints ;pet to if newts tot you hold h a prikular
browny
The her, *tether with clean affilates, has abo
Pschosed supplemental cosine* The rroarbm
a,nrl
parable to adage* norm. coltrob under
the prolechon 1500 mllas at of Decanter 14 2016
5ubpo tote coley condi." end In
bah al
ale
6
ho( prOteCted lee gale SI 9.'4101ln Ow
aggregate ltf
you anants bed n a probate
(Aar ty. A hal copy Of the poloy wardirs; it amiable
boon retort
Wetter We SIC pramlon roe the steaparmetal
Oltfle1WOly 10:
• Crean 'nabob, nun anvoried by fad molded A
sit lad" yawl bur led away ROMMS financul
SNOCel is enwolt orlon 0/inv.:extort/loll,
na.drsa drub* tematos. ind
sham of mewl
Ant no:need r, the name of the roam holder on
atebecks of the out, a trier nee),
• Penmen! carts a nwsinerst nlereS11. le 0.
tented patnenhps ard aerie placements) that re
not reacacd under tie Spumes Act of 1932.
• Commocarot <crtracs (e Lire
oahargo ad
pre< as metal colliaolf./. int lodot)
oteirlat
wd lre l"Cdt7 (VW. contra; and
• Depose accounts Oncept trek**, of deposit al U35
Bre LISA. UBS AG U S branches and brit n It*
fOK bestedDepose Proorn
The YPC prolKIWI and Me ta.ppetmenial pronto" do
not apple to these rime earn if they armee< amen
onyx.' stiernenti. The SIPC protection and the
supplemental reelection cb not protect agent changes
me the workes veer of yes evestrneres Wafter es a
mu, of market movement, is,.. branWtYa
othenbisol
Dividend Reinvestment Program DNA
The r^ cYrgthChfd an anrale VC.. you may obtain
the actual ace Iran WO, Hamra Ad iser Onlr Mon
chef we me thamd unde DRIP. partial shoes mil be
sold rd theta WI be &pouted n your xcc•-nt The
dredged 'entrain,* once stabolod by she issuer may
defer from the male ate at which toNebelsham
refold
Cads-ireliett
0 * whole' tan rosy be held nye' ware d you re
enured boa panel vie as a wail of a &Mendburner
or ~roe.
The rem weether sell whet unn at
owlet ace a accept at SWUM determased tat a
reaVend trans army. rd credo yobs OCONWI
Immanent objectives
The rwestmat objectors rdnsk bred Ve are speck to
ear account and may vary between your
Nap. aced therms prormlbra waling ol ay
Op/Cant Can). A so-flawed maw a
Inostrofe oblectiws For eh Account Mkt you
<homeore of Mr &bong imminent thaws,
• hake& CurrentMont Inentmerts team the
otnereicn of none aly
• Atha., CaptarAopwarbet yynninwits sting
growth of amp., odor ten the genranxi
mom
• Probe* CombnetcAoritkome owl CAMM
AppfeCkiti3n eareumerns seeking tar the generation
of mem, erlgomh of principal
OvreN fhb frrMFNee
• Conanvolne Seen tO martentali anal web
lore ridc rd salinity to the acorn *mat men if
MO mean the noose does not gene* remnant
roan, u fauns and my nOt loO0 pre en..
nbM
• Moderate Wing to accept taste nob pnecpal ard
token, sane said ey fa seek sine.return
• mates, With; to accept NO ^*1° pnrKpal ale
hgn sobbley to cud ho ()mint oar lea
• fen:owl ArAty ConselorrAA I **cod, a
paten of the patlao for ha roan fibly entlud•
*amps,. Ont•Ciott. leered Iranlm and raw
yarn,'
%element Thossaholdrer
We may ccesso-dalt al retrA0 account itaWnerts sitm
the same xklms n the sane ernekoe. e
because
they hem wenn who abe martin pee accee.ni
/flaw...hen a+ other okras al the sane eotess
yea prefer to mew tnd ideal statements mailed n
copra. enscbspos, you marclecloo hooter:king by
calrg sass throat Mama
Friendly wow% name
Rte kende/ &awn name 6 fa tudanctible •nokrorro•
Masa, by you to ewtt you wit, you reosidttepro t
KM ft, kV] effect en per IWO" IS nO1 mended to
(Owl fry stn.
Want, fttlefiroalilna,
mertmentcbjectne a rd: pohle minuted wit you
'COMM and a not a promo> of garflee that wrath
any Internal mutt. aria wit be when.] Al
WOOTIOtt WOW teed of lab nekedtv to nit of
loss of ten title etamma Youcandung. you.
Pronthr rattle names throe* Oran. Sanas or by
caaace4pr inabulAdmor
Accartomnriew
• Vete rat axe accocrot9aambia Net ol assets rid
bet
• Abel Preludes naafi* UM biros. solos for
'twinedtaunt/ fest). end Gobi Tn.. Depends,
vrealued mires to market. and (nun amen not held
by the cm Does not mesh inked seasihriassels
the add tie prior rd oaten pairmee periods. a
rase onannwes. anted dock *pions and
mercdabb nod *phone
• tobless K1det debit Wlac.0 amtring nova
loans. trod In*, that rout balances
• Catht.oney Kaarce Total ol brineared notable
cash talamm IAA &poor bine, al alldied rid
nayafflubed bares. rd worm makes ma.* tad
sweep biros. a the dosed the It
perod
Naniormsedly het credit balances opt a(Canl se
ml
from other Defames a- 4 the Fern tray
toe ryda Ora lots me adnry Ian ol as
banns These funs are payable con your demrd.
Dv, total is marled m ten cant prod ebbing value.
Leans infremehen
for detailed Scallion cn the Fans Iran; practices
rd &clown refer to yen Clore bebteornhp
Ageernent a Anent AWtiffifffl and tie Gana
Terns tad Com:Mons UBS kelernent of Credit Minket
araiabk nAreem•nt and C.& busts
a sawn u4 a meu en reri,lm,rrs
SDNY_GM_00325081
EFTA_00 I 97856
EFTA01307122
Important information about your statement (COMmued)
Yew sate
Your astemesse Armes metes ed ceter nuts deld
nee etas. Y the end of the afflismeril ynrc<1 You
enry ail ta 6:Mai:fluty pad stones xytoro
You murraene when*. used at loan <Arra Om
• ing any bolase due on them Arr wcurbm
vadered ro the fem dreg the statement pen:Owe
heed el met« aka« of the end of the statement
tamed
• ~bd.& hdttemneg the <on ban of**
sewn« included n eksamme *Sege "dated
was the nurrte
l8C Frontal Senn« has Wed
a ref ormaan <blared Irons ~on other Man un
nancul Sax« reledrg ~nee
kan ~ha
Irma due you may haw. proeded to yaw lensed
Admix Te farm donne ndirpcnintll vollya
gars". the xo..r dcy a validly of erg dogmata+
Ø
traded
scisas other than ILBShuncul Salo«
akhough
nrc Serve's antra
eaten** Monnitie as t o mewed the firm
does rot vow* mny 411.0"44 tat de nlarnalen
~Cost
ban' a-d • Urreiced gad loss' n
*mix* as of do date, of the statemere at ouch,
pima da not fisli on to, nlarmlo-ig mike
archaise Yle acmes, le In papaws a
oedema A«oants translated to utfan nay
felled gar/loss dormant+ only for tie (wed of
line they se feta at the Fr« More historical
rikeinftsan can be sided by >as Filroa Acktot
• Unrealized iwintflosna When dots is nobble.
Waited areareed pantihose, se akutted for
c.d./clot seam bh Tie tenant0n data for
Medea as mayor NWme eel lid arrenstiore.
chart ada to:umy toorga.,:x.ca ~nit
Oudend and deer fdry~i
lots als lystarret
~chap? WI ro eachcan:in:A toOdds/cm
~aged lot Tv' Trade date" <Mann oessans tie
aralkandann trade dale
• Callable securities Beds and ;named deck that
the owe( cab for tarYfederroeion wit be selected
~at/bylot Iran snag al nube d that
eat ned n our rune or ri nominee name lot ca
dents Cal kart ~bones °blared kom thrd
peen ard as xwxyt not waranteed Other <SI
looses may test Mu:head alai raj. canine
Menacn wit be wonted w:On (goon
• Prkeivalue Prat Ottotayed tameurt« and other
pealecit maybe hone or twee this the ea that
>nu would aCtua* wen* n tee mark« eras re
iteined I ron~wd
Pity s0a1 i wheh wt
believe to be Sable. but we do not %wane der
aawars
- We genera* use the <bung price sheamiable a
the Twee el taw bel and aik pikes la åsted
~as
and optic:~ rig bid was kr OTC
414V44.1
- 4a anal,. traded ~nut may be rail taue a
vaharon nodal or the roost record pnce
~and and may ra reflect an actual mrk« ace
oral*
- Cagan pottens my spear wlhoul a pike and
we show as 'ace wand satin.'
we ire
in* to 01014. once Sce XniAny
- Oepostsa utukt denomnsed n care
other to u doles tat reed«, at the ~her
rate ad the =timed date
- Pas «news hscveses trading n nonicrienn;
denomneces, price ed ante, (lace value) my
haw been »utled to t ado» proper valuator.
To obtarmsrad quotation.. when nobble, «dad
yas Ffundul Minor
• Prima inveaments and strafed ~due.
novae nwwirneni wastes (rClOnq deed
paletten MT«, al /eel Watt roentastnl blea
scostet and strummed prodacts are gentrify rep,
iuyd Cain, waived trodais hare not bee
readered nth the Satin« and &clung*
Carnation a anda ry state sten
ben We
provde estimated vans tor plate ~we
wares ed ~lung ;nodes fa ntormaficnat
0,-(0:4“ any ni.n.eley 4 net guaranteed
- Thew esteem* OM« sibilant", kan anes d
any, ai which a pr wale ~anent 14<ls
structured product may be boat* e soll ed do
not mi assely inseesert the vela yter mw receie
Lian Souidadon.
- Dad pst, «linen of »is se as of • calan
ebb and see SuppOn110 UBS ;toenail Save« on a
«We ban by a'. ~km
"Marion fern
- ketee. ~at pens of caeca oatmud rate"
d ry ettsted to to Fim by the mar.
Basal pens a spews and may be <ablated
bawds Men.« nkern6nn ken that used by
thed panes to derive ter nimited saual
- You can clean addicnal Hammon regeacfng
tie ,..teu4.4,gg used to deterrent the einved
value and the dale of h nterution that n the
bans la the «taut* by ant actrgyea FIsanea
dicia.or
- med party «united values maybe reflocact as
'Me aced' n areal snakes' were re
rdapenlant valt%
Inn has rot ~led as
ur lue 10 .egna yaks hem we become ~se
that a ~end here e va ,oared Ina ~guile
peretayraØed ale na cuesron. «Men a
value maid be highly spaulen Oat 10 the nave
01 the fts<0nty
- Whon nodose ao aur, gear, partner or spada
«Inuad ea,* ror a ewdoey rifled rag
prow:lei the vale d tee sonny wit be defaced
from te patch». pree
- 'Dated ens to date' mag «bade ravn of
mane a both
▪ 'O grut unt sete ~ewes tie Mal editing
one pee test end myna reflect >as «debases
- OPP and Wined KIT s«,dres re ra lead on a
national wastes entenae, and are gavery
skrid and men I the can be sold, the once
received may be Ins tan to per shre tarot«,
value promticd re II* aCcani predele
• Rearieted ~lee
PKCNII.d ~RIM "meaty
are not arm* Sigel* Sy otte sale Les Farssul
611~$ uses tie mark« once of tie unalreled godt
of de sane issuer as an waded yak* lor the
restricted slo:k for p0Ø3 of ty statement airy. To
thy Moil due celleled wades se elgbk for sale.
the vele re<exed may be ubstentital len than Ine
nweed aka. drawn.
. la (estanate4
yields and ruven.
An namne of arva none is bezel nn current
denied and ~rain,
«urge.
seamen &I
be held fa one yea from emend dale a abl
mean threes:Mate any a gudetro, afanCy
ed catnakil mime ae not guaranteed
Ennead mad mane and canard raid la
<elan MP« Of ~ion toad inckde net" of
Preece' a Wittig" n talon <wean eft
name lard anent yell would be °wale&
- bladed .nya mane ed oral Weld and the
actual none and yeld mica be beer a het*
the, the earorted amounts
- An onmasool rmialrod income (dinclord ender
Merest divided by te cum« meet
~beige bale« A~
on the tart dividend
ex mew pa/rant madebites man and
awns tie ucat widepost. wit be hb la one
kan the st seed bate or untilmeaty,
Acosacyrdeortnuidyad se not garsaid,
• Asaitts not held by tIgS financial 5•IViDel. Calton
assets are rot Atli by the rem ard ny1 *Ann the
leas ~senor meant These Met eie
&pined on nos statement for damned
pØ
only Potions and at« preened are
prorated by the nun, ben UPS anedui Sam«
not reseentats for rid Maniar radon~
Gutman is, storey thew awes at radl Neale/
by MK a the ferns teahenents1SPC Ør.94
• Revalue sharing and Sditanal ~nation
- F //Mein to commensal sales ad In. I It«
mewed nonnedor wth the cherbacen of mutual
bedstoas dents we ada or atfliet maim
mans Meng p,7, nit Iran daneasal ardor
>dotal ot zbe mewl had t,ai we cell Thew
exists re bawd*, two dellaot orepeentst
sew ~
of saes by tBS of a PanCislY MAM,
Ville* to oar <belts and Oa the as« gated a
~Cuts ~ballad le/s sears held .0 It*
firm
- We endow alp lair eh> ram, networang and
antas tomsag lees es consekratai le trader
nerd writes tus so grade to the msual herds.
These toot gem.% re pad from meow autos n
the mewl tend and We a feeddata amorin based
on the rants of account at thelearadater
holiag meal finds of the I urd lan ey
- tr addtie to cormehan reared n ~ion
Mt+ tee sale or dead:whom of nutty <Øx% ed
ura nwstronst and vets load clan, we anda
as "lute main men.* 5hhliM arransen
Iran enry of the rounrice ~verse, unclenweng
the annuity oreracc, affair.« of the nuance
COrrpinsal a Sp00163 01 da use ~Me* Inn«
we darbuTO
- In addition to anans.sis recited Iran th.
tamt and sae of NedShes fink. we adaOs
aftlate team? An ,whaled ~A
snoring
women, korntkeShres chartaAors en well as
lundng fa Icahn:kg, development traitg and
edema,
- 0v 411,1oles oho recs.. wring commissars and
oter carpornee from Tr-dualfun* eel rearece
cث
shoes pec&as vLo dabs..
- We owei* correoniato, Iran UN Bel L6A.
AG Surdord Chinch and nealf .1.sted bras
*resat. our cash Map pre/ rot NI
CernpnoSafren may be a ~thy pa secret fee a
may be a wants:ad ~age dal, depart
telexes
Activit?
Munition regsdroarnmnsem and other ~an
incurred in to-nettle win the neon of treas.
reladeg gone virceans hasteeen ncluded on
Ccesliernsinny r 4,1~
furnsMid
'CM and vali be
e nded to >co tromd/Y an neaald
Shen selling
you re .gaged n that soling a seamy, you may
•
a °woe A* totalan barowna oats fa that
Whale security.
Open eras«
Pagnhing open or 'Ted idloteakt orders that
en not ~mad by the darned dale, open buy and
eel slop <rim re reduced be, theamount ol einidects
a nees one an n*dinde daa writh date unless
nansad ot.rwee by you You re responshie la
ada« that re tamed ali to ywr false to can te
~Sting OW Øn.
Privets
To °Mena copy of as carat Clem triacy Notke.
Plan~
yet, relln041,16AnCe a yet as waste
a
-
%BS
tneciaSeroces b rot• dirk The R/A4, areas
Sea:Account BSA ed NIA re brokerage
a«ouni‘wh‘h pease!. access to base erg «teas end
pales le~arrangenents doen ablated bat
and dew ihedowty bunts. and freaks Keen"
isvante and anrasity vestry issued ty knaltilatal
thrdterty
n• ~panes avast, murene
samy se.hsclunn of LBS Front id Senkts
- Keane«, Mace. and sau ty lanX1.416
- bla FDIC mind • No bid quarter Maylose~
- tMA Rasarie Iteagemem km" Busiest
.anicet Account BSA, RMA and manatees Ratane
Management Accost re mastered 'ewe nurks at
lg6 frumt Seniors M.
- VISA is a agittened Vadanalt owned by Una
Vawrubetifi Sir«. Atueutai and utad aide
lame The WS Use credit <ads ed the UBS Via
Ø<s
+
CJIS
nard by I oe 5944 USA with
Penrose+ Iran yea USA Incorporated Mona
'mares, mastered trademarks, serve, mat, ad
regentred sannce marks re of tee respect:*
<roman«
ILOS Firma Stea lic
Pen 701810
SDNYGM_00325082
EFTAint 197857
EFTA01307123
UBS
UBS Financial Seneces tx
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10i71-0002
OrPnC6S2$66906i9,02 vi
Resource Management Account
June 2019
Account name: :1-IISLAINE MAXWELL
r
imm
Friendly account name: Ind CaslaSaving
Account number.
Your finned./ Advisor:
Phone
Q..s6ons about your statement?
Call your Fmancial Advisor or the
Value of your account
RMA ResourceUne at 8008144-1C00.
account
on May 31 (1)
on lune 28 (9)
Your assets
157,379 38
151,952 18
I/fakeer webilte:
www.tbscornifnancialsenoces
Your liabilities
0.00
0.00
Value of your account
$157,379.38
$151,952.18
Items for your attention
. mole protect youtsag from I ravi and
reuew bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
Sources of your account growth
www.annuakreditreportoan
Tracking the value of your account
during 2019
Vake of roue .:count
I Thousands
5,144.7
94;4
DK 2014
OK 4415
Oef 2016
Dec kl 7
OK 2018
uay 2019
152.0
fun 2019
at year end 2018
SE99.954 77
Net deposits and
wthdr &Nab
Your rmestrrent return:
Omtlend and
interest income
14.477 79
Change in
mane/ vitro
8000
Value of your account
03411W1 a
2019
$151,952.1.
-1552.48038
Member SIPC
0070003006529669 N2200030190 02032 0619030579204 023575550110030
Page 1 of 6
SDNY_GM_00325083
EFTA_00197858
EFTA01307124
*UBS
Resource Management Account
rune 2019
Your account balance sheet
Summary of your assets
Value on
lune 28 (1)
Percentage of
you accent
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
151,952 18
100.00%
C
Equities
000
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
003
0.00%
F
Commodities
003
0.00%
003
0.00%
Total assets
$151,952.18
100.00%
B
Value of your account
$151,952.18
Account name:
0F4SLATIE MAXWELL
friendly account name: Ind CashiSainng
Account number
Eye on the markets
Index
Percentage change
haw 2019
Year to date
S&P SOO
705%
18.54%
Russell 3000
7.02%
18.71%
MSC1- Europe, Australia & Far East
5.97%
1A49%
Barclays Capital U.S. Aggregate Bond Index
1.26%
6.11%
Your ilmeecie Advisor:
SCOTT STACK Fab:LYLE CASRIEL
Interest rates on June 2% 2019
3-month Treasury bills' 2.06%
One-month LIBOR. 2.40%
CbP700080:628670 W1000301912 0C002 0619 0305750De M3575%0110=
Pogo 2 of 6
SDNY_GM_00325084
EFTA_00197859
EFTA01307125
gstUBS
Resource Management Account
Jar 2019
Account nenne:
GHSLlurIE MAXWELL
Ymir Ileaedal Advisen
Priendly accoure °amer Ind CashiSanng
Amount number.
40
Change in the value of your account
Cash activity summary
Mie 2019 (1)
Year to date (S)
sire dierourer aetAlry
montnIcd dotait 0:dament. your Siveep Opaorc tee wedudid In the opeorq and
timing baramin saur DK triturante eplan to debout at UtitS Bank USA and dl bank{ partcpabrq tette
Opening accotant value
$157,379.38
$699,954.77
UBS FOC snured Oft:etil nogram Ir ores no, syhy ro dermes al UK AG. SUMIOKI &Mit, WC
protecton Øk: to money manet weeep fund hcidurqs but net barn Ceposits Seelrmertare informai:in
about your:f tenon< ce the Ist Mo Poe: el thc *amen, kr {Hat:.
Wdhdrawals and fees,
ncluding inveStrnerrIS transferred
art
-5,722 53
-552,480.38
Dindend and interest nome
295.33
4,477.79
dosing account value
$151,952.18
5151.952.18
Dividend and interest income earned
rot PO COSeSci th$ 'Liement '<Kelly CI ionien ard décima neotre hm ores doemwito 11011 a VS
ta encore perspective *nard mon th, rende nce of the account rider. accon, ta, or o1Ø1 tee,
'cale inter'', amibe dnIknd parnents rime, col be y-tint Io Unted Sien (UR. zedo Puerto Rico (PR)
Snorre bit
The Oient motel*, galerne,* is nor Intended lobe used end (annal be
umn vor le
ImPZet Cie« shoote eier to the Agi Re< ta leCOrli MO foret orry re<the toon ues an/nain. ran as
the Rems 1099 and Me *cm 480, toi re repose irerrnarce rt il the magne or ues ro rio the
applicatle re tepOnag lotus 'eh the US internai Agamie Senne ad PR Nesery crepanmem. eld in
sutte lame mosarey <rassit, dans /inca nets a la, terre or renié niant lite. consul yen
richrdual tac pope'«
2019 (SI
Yoar to date (I)
lune 2019 11)
Year to date (S)
Opening balances
Additions
Dividend and interest nome
$0,00
295.33
$0.00
4,477.79
Prcceeds from nvesunent transactons
5,722.53
552,480 38
Total additions
$6,017.86
$556,958.17
Subtractkms
Other funds debned
-5,72253
-552,48038
ronds withdrawn for investments
baugtet
-295.33
-4,47779
Total subtractrons
-$6,017.86
-$556,958.17
Closing balances
$0.00
$0.00
Taxable drvidends
295 33
4,477.79
Your investment objectives:
Total current year
$295.33
$4.477,79
Total dividend & internt
$29533
$4.477,79
You have dentihed Cie following investment otectives for Md accourt. if eu have questions
about Mine objectes. dnagree with them, or vie to change them, pince contact your
*mancie' Adosor ce tanne Manager You cas find a full descripten of the alternative
inostment objectives in Important in lonnation about your statementat the end of thn
cbcument
Vo« Mani obieethre:
Cuitent in< orne & negal appréciation
Voir dsk profile:
Primary • Mrderate
tnéestment eligvbdity cmgderatice • None srnected
CeP700030C6S286di hW/00030190g 04032 C619 030579004 vig357SSSO ii00C0
Page 3 ot
SDNY_GM_00325085
EFTA_00 197860
EFTA01307126
ES UBS
Resource Management Account
line 2019
Your account instructions
• tout accent cost base default dosing method is RFO. Kist In. Fey Out.
Account name:
friendly account name: Ind CaskSaving
Account number.
Your El mtmlai Advisee:
Ne7000301942 COOCa C659030575034 Y1 23575550 HOMO
Page 4 of 6
SDNY_GM_00325088
EFTA_0O197861
EFTA01307127
UBS
Resource Management Account
June 2019
Your assets
Account name:
Friendly account name-Ind Ca* Saving
Account number.
Some pr<cs, mom aM «went vases shown may be toprovinvne As a testa. gam anclIosses "fir nol
beae<utaelJrene<I!d See important oloimatecn afoot >our statement a the ~of ths &manta for
nme •rdoenation
Your Rmodal Advisor:
5COTT STACK MAPOLVLE CASRIEL
Cash alternatives
Money market funds
Maly Magid kinds a e neither 'Inured ser Oubanteed try the Te(kite Demit Inks in(e cupootion or any Other gCnernrrynt agercy inStitutOM perry ad innitutonal monk pd funds must flOS their net aid Mutt NA'
ter shut tot» niette III Can Cf a cent
gt. SI COCO Goommtra and mist money mallet funds w11 (ovennut to transact at a stade f I.03 net asset value Yahoo/. meaty market funds stek to ;men* tn. vault of 'our
inwswent a 1100per mace, It 2 paSSibk lOIOSe money by "eying in these SunOS
Tofat reentosfed n Pre loci et al *carted dvdends a don net include any cash decant,. II is rot a Is
IX for the purposes of detenonng hddrg renal% or cost base Tere shams you recent each litre you
(coyest Ondends become a seghavate tax IX
Co:f Ann n the low purchase <on of the securty, insuring rernresteO dodenah The con baot ma,
need to be Oulted f or return ei capts pzpreret in orekt to detetenne the adjtaeOcoa bats for tax
reTantO CoMMes
Purchase PK«
Number
Average once
Cheat
HddrX)
ce• shoes
per share (11
rtneStrnent (S)
U85 PRIME RESERVES
FUND
FM 53 571 r • r f ,;(1 p4,1 ? 35%
Your total assets
flnmeas'ed(tar)gamor ba et the deference between IN curom ,..áuo and the cost baat oldwould
oenerily be your tayatle gan oe toss if the sectsty was sdd on this cite. The unmasked dad gan or lens may
reed» be alusted for velum en coats parents in ode< to get< mine vie ream, gan or loss for tax
reporting purposes
I trieg(neeg reven is the cut ent value rrtnuStfe arrOvnt you ',nested r Otes rot inciuck Maces trot ate not
receded on your stakewere, includngshareS that have been matted as <Ater a pan or alas. t $10 rises
not 'Mode cash dredends that were nat relerretted
COP
Pe« per Share
bag I»
on un 28 IS)
Value on
Jun 28(5)
151.95? 180
• -This information was istmo•lable.• •
1 0000
151,952 18
Value on lul 213 (5)
Peirontard
Cost
your account
bast 01
unmated
investment Haring
On olio% (9
teleran) Pelted
Estimated
anruaincornf
unman and
game< las (S)
&al alternatives
Total
• Missing cost bases mIcanwen.
11 Money market funds
151,952.18
100.00%
3,571.00
$151,952.18
100.00%
$3,571.00
0.70001006529673 WT00030190 00032 061903057`Ár V1235155501100:0
Page 5 of 6
SDNY_GM_00325087
EFTA 00197862
EFTA01307128
*UBS
Resource Management Account
line 2019
Account activity this month
Account name:
friendly account morn.- - I
Account number.
Your Financial Advisor:
SCOTT STACK FAANIOnE CASK!.
Ode
nanny
Desceptton
Amount (i)
Dividend and i stunt income
Ta.oble c 1/4 d end
km 28
Dividend
08$ PRIME RESERVES FUND
29533
SYMBOL UPRXX
Total taxable dividends
$29533
Total dividend and interest income
$29533
Other funds debited
e
A.1,..1)
Dn.; epton
hi) 3
Transfer
10
kes I8
Transfer
TO
Total other feeds debited
-65.722.53
Amount (II
-3,722.53
-2.000.00
Inv/soma transactions
rot more isternaltiOn about lit encl./ +due plena for minded wanes. see Important ardolloatOft *CO
'out Sir/tentenf al the end ol this ex...Pent
cat
tiaiwy
Desorption
Ouallity
vase (t)
Price (1)
Pnxeecx non
IfIveAfttrill
'sensations a)
Puna
wapawalcr
ifiveStiritnISIX44.1(I)
Accrued
tnler(910)
Jun 3
Sold
LOS PRIME RESERvES FUND
SYNd3OL: UPF00<
-0.530
Jun 3
Sold
SVIV1301: VPFOIX
-3,722.000
3,722 53
fun la
sad
L€S PRIME RESERVES FUND
SYMBOL UPRXX
.2,000.000
2.000.00
Jun 213
Rem wstment
REINVESTED AT I CO NAV ON Oar 28,19
SYR/SOL:
0.330
-0.33
fun 28
Rernwstment
REINVESTED AT I CO NAV ON 06/22/19
SYMBOL: UPRVC
295.000
-295.00
Total
65,722.53
-$29533
Cle700000C6529574 NvT000301942 00)02 0519030575004 Y123575550 I I0(00
►age 6 of 6
End of statement for account number
SIDNY_GM_00325088
EFTA_00197863
EFTA01307129
Important information about your statement
LOS &uncial Sown thc. (the firmer USX 'intros'
Strop s a a mutt' of al Knopf (*arty, cannot:Sty
and <ohms
hahaes LOS Enamel Sterns and LOS
Bart USA an norm etbscianes at LOS A6 ad
afetalet of LBS 54meitees ILC the km% runnel
lament es evabealt upon request Therein's oaten.
°floes re at.
LOS rand Slake% he.
1200 Hata Boulevard
Weehwelen N)02COS
IM 11/ 1~
1 normntc the ore, official wad of Ay
LOS farina Senices ac<our* Other recordS. er.del
off( el tat doomed.. e ontweng coracle., <lag shaAd
rot be relied tor
F you &des. Mae 6 enema a
*mop" rkaxapat it nirreckielf n reritng to the
Berth Uttrucre of the office swim rots oxoLnt
Ara*
at Mures thaw. a• Mended lob* acante.
stieniert drag-ail ml be Lewd foe tat rowan rely
TIeys
onrrend
brink C.o. Form 1099. 54%.
t ic.)whm worn) as tar return The inn is
mound by taw *Opal WM. RS all untie deeded.
reportable nrtatabb dddends and !stable :ties.
toned On ittunkei 1.6.111.".
xmn. net Crated,
as sifellarerlire. 4.4 WV basis On (Man amered
secant.
Caremunkationa with the Finn
• nose re.cadinn and oral earenroyeens ri vetting
lo ðer pale )01.0114 61. r<b-C1i9 low c9it
Vdfe th. 54<yd es V•driter Protechr. An (StA)
• II to finale.' cacao', on the asp laff ci te from
of 1.4 0.1144ntri a
and LIBSEnricalSdenC1.1.
MANI Sews cartes your roam at (Isom
tether by arra-rent
eviti the nekt‘d .16144 en
we reformed acted the relinianth0 'hemp)
0040 .11. thilr(a.ni e. th. me. SOY lifiXt1 and
intones are localcd t UBS humidSown and not
the ntroctxng Dec...4, rd tau ens. mate a repon
of sy ma a ammo 10 both Ion
• As ddvbed n the occa.nt Kretinents. you mat
ready vi of any mot; or need nrolortodycls
reeved ce. your Oa/4mm' snow. 30 days
n was
01.1.<10 Mic14. soda
• Meta dead custon.... aniplardi a n1p...1.11 to the
ern% Clem linden C...parces.nt at 201.752 • ID*
tolthee at 800.35.9I03. (MOM' to 600
IT Made, throygh Folly, a en ran ro to LOS
hunt .4
ix .ClcrilbeteMore Deprive&
PO. Bo. 766 Lhon CIA 1607081.
• Al statements shall be deemed corrolete ahlaccesae
ii not abettedto n rang stabil 60 days
• fa TTY seven. Cal Bea-612.0W ot Iran outside
theta
Cal M1457.1495
• h(Ine 01 Mon a 0...”101$ 41:0A an electron(
ISM Vander (DM td parent a U85 Viet debit
card oansectiam, cal 804762.1000. of vent to UBS
f na-culSewes Inc.. ICOO Harba Bhd, 6th floc.
Wienastrt NI 070316, Ann Rkid/85.4 Swedes
Calor/de as soon as tote <ant 6 you twit yoa
statement a /wept is sword or f you need more
nformaton about a tuns* on the statement a
retept The fern or Card basun apolcalt) net
Mr Morn you no It.. than CO days dna th• tem
ware you to kg gateman on *tech the Ma or
Fob*" *Pend
- Prow:e wxr nano rd axare nuntee d any)
- Dasab• the art or the reefer you a* wave
*out and *vim *dere as you can oh/ A*
blew n K enema a why you mid mat
dorm/ben
- Provele he dews arnowel of the expected error.
The Firm or Card busied nee:baste your <emplane
and teed correct try error prerrptb• For altiged areas
choke"? C85, W.Va.:bon cad nansacto-o.l weir*
mane than 10 banns day; to da to, we Mll mode
Axe attcown fee theanent you thrir le n mot. so Ma
yawed No.thug* of t* nton./ duet.; the Imo n
tales ust0 complete at neesIdahan
Please make all checks payable to te rem or to
fnancial nfittaien Molted at to front ct the
slidtment In add:conto regular accould fon, accounts
may be abject tOmontenrce fees. chases to late
paymern fa secure* purchases and <harms Ice u-pa4
;mourn n ash reams et<COSO that re roanthend
tootle( minder. rnay be tutted*. &redo, bee
WS SW* Oplkal
WS ONO 001.06.1a salet.n) (46h Rant, b bark
depose *comet at err alleged baits rd atria/lad
banes and money Market (Null lads (Money krds).
Depose accosts at LOS Brit LISA and egn.ah Argo!
bags pxlcptng re the UBS
-Wised
Program ar•FDC-ntwal n accordance wtheirc
for mot riomnbon. please est wow Ida. re. Deposit
4«arlf MUDS AG Stamford arch ird tors of
Natty firth re not hidedby no FOC.
Barn deposits ay not protected by SIPC May rded
thins we protected by SIPC See "LOS Inane.' Smites
Saari Prenatal' below
upon tar mesa lastrices mt.bra alum nay hi
serrhdrawn. and ;ha; of a Nary !aril my be
rd the proceeds returned to wanted'
$..Curd es dao.rd
Father ricnnaton tout suable saw.* options.
nc1xlma <weed newest ram and yields. es asatable el
www tbs cansweepwelds. Man you. Fmantel Achiscr
a by <atm BCO 262-1040
Handel Sore** account protection
1he fern es a member of tee Sonnet raga Preetnen
Canaria. (50()....tith VOICIS Setted.ds curionwn
of es mortars, da to 1500.000 (ncludeo 1254000 fa
clam fa cash) &planetary brochure nobble 'son
Mum, a t sissy SOX or9 The 51PC 46Stt Cnieotion
lirasAwed to SI accoutts that )0u hold:13 p.rtn..br
<soarty
The rem together nth (elan *Nits, has abo
lastrowd supplemental cosine* The rnorrrun
swam payable to **able clernc comer
under
the °telethon 1500 met
at 01 dantor 10. 2016
Stapp° tone poky condi." and Intro%
It. Fern 6 Mho. aotsdted ke
$1 9 mile
ranter
erred*. fa
Dews nants heti n a prod('
CaPaCty Alta <coy of tw poky warderg w anglablt
loon retort
fleeter the SIC warden roe the steoplaneetal
prattloducoly 10:
• Goan 'named to
conratied by fad needed
YOY
yawl tt$ heti away IrOrALOS f Arad
Sawn Ea ...nick wean CO antetexe geoids,
na.drd drub* notes. and f.J shun of mdtul
hest rev:noel mix name of the *oxen holder on
the becks of the our a terrier earn),
• hemmed anon a nwsinent Merest, (e 9.
lemon patnenheas and wale placements) hat re
not moored unite the Sarten Act of 1931.
• Commode.. <cream (a q,
enhrgead
pecan metal calradl.... r1( 1....n.) luting rontrias
wd tearrodtT *ton comer's. and
• Depose accounts &rapt eat dote; of devouta LOS
Bak LISA. UBS AG U S branches and brit nit*
KIK McLeod Copan Proorn
The 54PC protectors and the sethatmcnial prattler do
nor apple to these asseh men if they othasyse appear
on or garments The SIPC protection and the
supplemental prot«tion eh not protect agang changes
the market new of you' mestrneres (*hither es a
•eu, ol market movement. wean baknpltya
*thaw.*
Dividend Reim's:want Program DNA
The V" N tin i nf a an arrale era. you may obtain
the weal ace Iran yaJ IiunculAd aser Onit M ,141
stars ere µrthasdcndr DRIP. partial 'hoes tell be
sold andthecash WI be &pouted n your scco-nt The
dodged renegment once Roofed by the neater my
dale horn the dirket ate at AMeh the Partial shams
re sok,
Caehdreliest
01/ wholeVMSMON held en you roam If you"
'Mad 10a pink., int a s read of a dmdend present
or ~roe.
the rem wan either stipend urns if
mnM ace a r(44)t in rail
deteernasedbt a
note end cternra army. ardveda yea; KIOL.n1
Immanent objectives
The rwestmom
pat s rdnsk proem re speck to
ern account and
ary between yea rat -MA
haw adde therm, prOnAbi a wetting a m/
sql/.. ant change as pt.-flawed MAW a
tooUrn•re COJeClotO For each Account Mkt you
<homeone of the °bang imminent object.*
• Peaks& Current Income errestmeds team the
party
of name air
• Adams CoptelAorteWutco ....vdinWit$ Sting
Tooth 01 amide odd nen the gavials", cf
recent
• Probe* Combnetcn of worn. **ICAMM
Apprectaten InAmmems seeking bah the generation
of eccme r4 comb of principal
Owed rile wean
• Co.000.10.e Seek, IV marten nled pito* nth
Wendt ad salinity to the man orwal, men if
that mese the account does not genre* verdant
move* a means and may net Lap pre teeth
.rtbon
• Moderate Meng to accept sane nst to pnncpal and
tolerate scene valibley to seek Mier return
• Aareswe Wilig to acoecd
Pio *betty road, ho (nun ow tent
• frale,ter-tfAgotty CanselwArev. I **cod, a
paten of the patio* teethe rated may n<lud•
carpi*. ataleg.m, knead lipdmi and Text.
Walk ,
StatenWrill10.440101for
We mq (COWitlit al retrA.0 eccouni UAW...WOrot.
the same *Pins in the some ernekpe. e.9. because
they hem omen oho Lebo mentan pen rave
eelmonshos who olive clods al the same eaten t
you prefer to dead end /dad statements ma end n
(operate ernetopos, you true &one hoorah:43N by
calrg you inroal Mama
Friendly mown name
Rte fiend/ kdowlinanw R hteacmdable •ruckrurre•
darn by you to assns you
you reoofclkeepro t
has no legal effect on your Jac." is not retenektd to
led**,
summery. onad.AL velem/Artier*.
me:trent* *Otero a- rd: we'd anceuted
Far
marls. and es not a promat of garde* that wrath
or any Inannal mutt. <ri a *el be xhomel
•3/4 0.1Iniatt whave It* Kt el
netakv to na of
lots of the era* nammen Youcandung. put
Pnencly ratan names Ora* Oran. Senncos or by
contacted Ate f named Admor
ACCOlattovervievd
• Yaks Or* , accocorpom1/444 Net ol assets aid
• Aspen redo*, male* (ash btfances. togas foe
agnold taunt/ (est). ard Wad Time Depoots,
vrealued mots to melee. and (snail ands not held
by Ow ;cm Dots nol attack traced moiler men
at the end a do poor ad omen caterreen periods. a
row emestenret anted dock *bon; and
etercnabb nod apron.
• 1...b.Itos PEW.. snit DAMN. Oulgrang rage.
loans. veal Int. that roam bar: et
• Cr....Arty Wenn Total ol unmoved hobble
oath bilan11.1, p1A opal totriat al all Nod and
nem aff tut* bares. ad warty math ma.* fund
snoop laterl. ate toted Ow gear( perod
Non-conerotley het cade balances n)os ray. re
not
from other babexes ski the ran may
toe re
these fiat nit* minty (Cane of et
bares. Thew tint re payable teat your demrd.
The total n needed, the cured prod eke., value.
Leans infeemehen
fa dared nIcemabon on thefnws Iran; practices
rd &clown refer to your Clore Ralatecenhp
Agednent a Amax duyee.rnynt and to Genteel
Term and Com:tons LOS kokeentht of Credit 'mikes
salable nArem•nt and C•Cx bscuts
a low*
SDNY_GM_00325089
EFTA_00197864
EFTA01307130
Important information about your statement (counted)
You. sea
Your datemee nences :cosecs ed otter anets held
nth. seas. Y the add tie 113/mell plod YOU
ma, ad for el:hwy.:fluty paid stones e any errs
You mur wawa 14<an1.4 used at loan totanet alter
• atna any Winn due rodent Any wane
trandeatel to the fem ding the statement peed me
haled al made? vala of the end of the statement
laded
• ~bade. h detemenna the <ost base of**
~Ain included es to datement.wfwm ndawd
wth the reerlsx '
LEIS frontal knees has eared
ce Somme^ <blend Irons ~en other than u3s
Cereal
$.
Seinam. relideg ~maim hen ~ha
Irma hayou may haw ponied ,o you lenaroul
Adorn Rearm does not ndrpcnimywdya
gas*. the
acy
vandty of re Menders
eronded ty ~as other than L8Sh•ancul Senncet.
Is addle" akhough LEK Freed Steven genera
tollsers *es Mernatm as l o mewed the Firm
does rot omit my Mai*, tit to! Semite
~Cost bwe' a-d • Unearned genos o
imam* at Os sodded dha neomo. Attu"
please da non I* on tbs rilarnalm to mite
~',chases sale bosons. le toe ~set a
enhems». A«ounts transferred totehem mag
felled ganta domain, only foe te peal of
line they se held at the inn. More historical
recar/tOn can be added by >6.2 raca Ackta
• Unrealized stindlossas utru data is nobble,
mended iseedeed ~dims., art <Auteuil«
nductul witty bh the Iran/Ien dala for
edecled hes nya ~nee eel /et carmen/a
charopo rala co:umy morgaN:x.ononoct
Ort.knd and niri rdn.,~
Ion an, entiere
~thaw bat arro eachcarom-4 to datt' Cr.
awceakl lot Th. " trade date' <Øn ~ruts ti.
~macron
trade date
• Collide mountlet Beds and ;rotated lock that
the *sud nth for tarY ~eon
wit be wlested
~dig by lot Iron men ai ~es ot that
eat Fed n out rum, or nnomns name la as
demo <al kart ~ono
obtained from third
pates and as xosacy rs nol garsmeed Other <SI
fonts may trust which ~la affect yekt. ~pleb
Manna«. wit be wonted ian (squad
• Pritervabe Need dedayed 'emote*, and dhed
extant owbe hop« or twee thin the pee that
su would antra* wen* re the marks! Peas re
ddairwd tran vray, twd Party %antes wtwh wt
belt., to be ratable. but we do not %wane the,
deny.
- We genemne uer the <bong eke sheamiable a
the mend the bel and at pees la åsted
WA • diet and opera ,arty bid wen kr OTC
feeVbel
- Le« xtralr tradedmove« nuy W proeleaseag a
valasen rmdel or the mot nxem pnce
~and ani may me reflect en actualmarket price
crud.*
- <Man postet', meir awear wlhoul a eke and
we show as 'ern wand salane' dwe are
unable to ebb. a once daa Minty
- Oeposts a *auks deremnsed lances
other than u i. doles an relecnd at the ~her
rate ad the enammer date
- ice eaten hev van »Ina n non-contemn;
denannynes, ante ed dirty dace ward sy
base been atjusted to telltale peon valuate.
To °beano:rem guotatem. when nabbe. «net
yas Fninetll /41..a
• Prand• invealmenta and strueiureelpeodueb.
Private ~nee Wu/Ye (n(Ø died
lbelt0/0" VOnllnl animal eltde "sterre /IS
mutes) ed steutesedeod-ects are genera/ hip,
~id
Cedar, touch-red ;molds had not been
miaowed weh the Satsnam and &change
Connote a under ry stale Xynfiiben Ian We
enonde estimated nits:sloe preale nettnat
leaflet rd rrullbred aCCIXte la nlormaficnat
Cis0:4“ MY Au") , 4 not ,~1444
- Thew vales may Oiler subseinteng Iron Woes. I
any, ai whi(h a p wax ~nowt' security or
«mute& product mal ttboatt d sold and do
not rents-vet ~ewe the val sums/ recde
Squidaten.
- Died tarty estimates d »la are as d • fenan
ebb ana re Supp4/110 Ullbiturnal Saven on a
m9.re base by an edhoenket weans', tern
- Kara% geed pen« co Øe& onenoud eat,"
d ry. ae.sppted to to Fins bir tronar.
Waalpan a bana and may be <ablated
basedon Menem ukemenn km tat used by
tadpawn to derive ter simated iseluen
- You can olden actSteenal recrmallnnieewcfng
Pe ...teu4.4,,eg used to deterrent the tunene
value and the date of h ntomation than the
basis le the encase by tonen at yea ennui
ada.or
- Thed party munaled values maybe refloodd as
'Nat end' n sewalutuanano wee re
rd.ptedant valtdon Inn has rot ~led or 6
unable to assign a vale nhecivre become ~et
the OrMiltrild ~It has ceosred hal. maycalla
~V
retooled wale mo emit«. ex when a
venue weak behold, toe-Jame due 10 the nubs.
OI lb/ Musty
- When ~ha en *Z.', 9~11 luturd of apace
Mended odl ror a ~dory rifled rat» it
panted the rate d tv teeny wit bedeleted
tons es latches/name
- 'Nuts/ an to date mag alte *ern el
<wit* rodne a both
▪ 'Origrui unit sete Mr ~II the heia dieing
pen per inn and magnet relied pee MI base
- DahandelMed KIT tro-es re rid lined on a
robed wastes ~mat and re Clate•••
skrid and ewn I they can be sold, the pme
received may be less tan to pee share tainted
value promOsd ri the accusn admen
• Reelnetedmaaitiot P•anned<Weble SØNWaey
are not Miley eligible la od:alc sale Les Fnrid
6~44"V" the mark« once of te unrestreled Pock
of the sane issue as an nailed yd.* lor the
mended sled for pepases of tai statement ody. To
6/ Moil that mire led sear. es at &sablefor sale,
the value we-Fedmay be ubstemitla, less thin
inweed vale. drawn.
• Est (emanated) :scant went yet& &States
An estrum of awl ',cane o bawd on wren,
dividend and utnest rates, ~env the seamen wit
be held fa one yea from puttered dale or until
rnatacy the acetate e ay a gullro, ataxy
and evened emcee de not guaranteed
fornded nasal ream and current raid lot
Wan MN. Of wishes «ad include a rehm of
668Xeol a bipila
whilb
the all
income fed term, yelp) would be emended
- blinded araaif nee and tend yield and the
actual nubne Ind yield enstd be bate a bet.«
than the estensted mounts
- An onmasool avuotrod acme (dvdond ante
intent) dirded by the eaten mere
~near
balance e Axed on the tan chtdond
ed merest pagrrent madebites nere and
aven tesecusitrideposts wit be nerd le one
re km tie dewier* bate cruntilnunnly.
Acceacy
cortnued ye.] re not greened.
• Amu not hold by %BS financial 5•1\4010. Cerun
aset are rot held tor the rim ervt
with', the
Inn's ~senor <enrol Thad Met et
&played on your statement fa Sounded
pØ
rely Potions and als pt•wmtka are
pronclod by the rourghem UBS fnresui Seen;
not fropdistae la tin Mammon att does no
guarantee 65 ecurey thew nods at rbl vended
by MK a the Fats *(panenes SPC coverage
• Renne sharing andea:anal compereatien
- alm addetion to ~women sales and 7.b. I lees
yenned noceneden wth the diserbdon of mutual
heds toa dents we anefor ors allise maim
nuen hang perms lea denotes ardor
admen ot the mewl tint that wosal lbw,
awn re !aced en two &Mont ~nut
(J
is nob d lake by 1ØS of a paneulr mAuat
Vol trial to our dents, and Gt tea awl rat» d a
ceitbAr maws land la m,/ s sham, hid al the
ten
- We and oar delapet also ranee networIng and
ornbtrus prOaleng Ices ncoredtrate la transfer
awe smices //I rer gremkle to the ~dal herds.
These tees genitally re pad from mime /Cat n
the rnsual tend and re a heed dada mast bawd
anthem-unlace ol scores at Ow brdwreleake
holding maur finds of the I urd famey
- b addt bri to <oneness" reeved n ~ion
wit the sale or didrbution of tenuity convicts rd
val neetnent Inn/ unts toot/ (lens. we nice
as titre mom femme naming rert:ensaten
bon nary of the rename ~vanes Lindemann
the aviary «rerscc. Alex« cf the infanne.0
CO/panel a 1pealat at the une ~nee mots
~detain
- ei adiutbn to cpensmens neared from the
cuituse and sale of Nerrnees fin% we ante< rat
Aide tenor? n aset-based ~searing
>amen, from NeeStures ddriarlors. en well as
fundng foe technology clnebpment training and
educate.
-
aha recs.. naming cormisscers ad
ate cerponsafen from mAialfurds and ', arme
caroones when products yea dabs*
.• We went torroontaton Iran LeS Bel L6A. LGS
AG Startord Chinch and non* dated barks
*foist. ow cash 9000p prOg re NI
eallp0-4/ ran nu/ be a ~Mr per scam fee a
nay D. a parentageof &wage dal, &root
telexes
Activity
Infarnaron reesdno comm.:see and other ~es
incurred in connection rah the wee-none, vas.
entbden3 often anesters has been ',eluded on
Canarrobone gene/ r fumened tona. and ali be
ended to you prondlf an raa»,
Sheet selling
Il you re eroared n short sating a se<Lny, you may
nov a °woe Oat to <elan barman, costs I« that
Whorls seentir
Open orders
teaming open or 'Ted taken:Ad' cedes tar
emend emend by Ow edam« dale, open buy and
sel slop <rim re reduced by Meamount ol dude-4s
or nees on an ordmdends a co NI* dad unless
nested ~en
by you You re responstat la
adds that an, named OA. lops 1Mg. le cancel
(.61/9 Ø
orders
Privere
To olden a copy of as anon Clem Privacy Nock*,
dowse~ yew Fennia/thea Ce eel cur webste
d >now obtrneowearros.rt
- LEIS f «mod Spices b rotator* The MA, Business
SewnAccount BSA rd NIA re brokerage
at<ouniowh‘h prow!. Mant to Dwane «noes ad
[sedan theasyNarrangmems «du adulated bat
end mew thedoety bards. andpos.5es access
watter and annuity Croat" issued ty krultilded
Ihrdearty narein ~ones trout ',erase
agnvy seAnclunn of LG'S impel Senors M.
- hegment, ~roe and a-nuky linXLCI6
- P151 FCIC rand • No beta gummier May lose val
- RIA Arrante Movement km" Busiest
Sends Accwn BSA, Okla and raernabcrui Resource
Management Acco.re re reysteed fern nwas of
LGS Arena, Seem re
- sitSA d aregraded tadanali owned by Um
Wealth:nil Senn Atwater:a and used unite
Rend The WS lisa credit reds eel the LEIS Vb.
debt Ca'S at owed by ISS Sant. LISA with
Pennine Iran Yea USA Ix erupted Maher
trademarks. regelord trader-eds. serve< mers rid
reg mend senor. marks se of trot respect.*
~panes
LISS Pistoled Swine MA
Per ?Olgt0
SDNY_GM_00325090
EFTA_00197865
EFTA01307131
SUBS
WEIS Financial Seroces
Private Wealth Management
299 Park Avenue
26d1Flaor
New York NY 10171-0002
ruoP70056cee670719 VI 0
Resource Management Account
July 2019
Account name: /1-11SLAINE MAXWELL
n
Friendly account name: Ind Casiflaving
Account number:
Your limed./ Advisor:
Phone
Questions about your statement?
Call your EnanoS Advisor Of the
Value of your account
RMA FleystectUne at 800-8M4-1C00.
account
on lune 28(31
on Ash 31(11
your assets
151,952 IS
475,242 24
Mat our wank.:
wwwtcorNfnancialsennces
Your liabilities
aoo
000
Value of your account
$151,952.18
1475,242.24
Items for your attention
. melp protect yourself Irons fraud and
review bank, credit card, and brokerage
slatements regularly. Also. get your free
credit report annually horn
wwwannuakredirreportocen
Tracking the value of your account
thousands
Dec 2014
6,144.7
9314
Dec 2015
Der 2016
Sources of your account growth
during 2019
Vake Of your
count
etyma end 2018
1693.954 77
Net deposits and
vnthilantals
YOUI atIUSUrefif !MUM:
Dividend and
interest income
14762 91
-1229.47544
Change in
"8176 -
7000
475.2
martal value
$000
III
I
1520
Value of your emoted
cm Ai 31, 2019
W5.242.24
Dec i017
OK 3018
/on 2019
Ai 2019
Member SIC
A7.70003005646663 717700011)340600)31 0719030575604 Y123575550060060
Page 1 of 8
SDNY_GM_00325091
EFTA_00197866
EFTA01307132
SUBS
Resource Management Account
July 2019
Your account balance sheet
Summary of your assets
Value on
July 31
Percentage of
yore account
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash ahematiyes
475,242 24
100.00%
C
Equities
003
0.00%
0
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
F
Commodities
003
0.00%
000
0.00%
Total assets
9475,242.24
100.00%
6
Value of your account
$475,242.24
Account name:
GHSLATIE NtaxwEll.
Friendly account name. Ind CasheSavng
Account number
Eye on the markets
index
S&P SOO
Your Pinaciai Advisor:
SCOTT STACKWAELYLE CASA'S:.
• Cash and money balances may include
avaIable cash balances. UBS Bank USA deposit
account, UBS MC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances, See the important in formation
about your gatementon the last two pages of
th is statement for detabs about those balances.
Russell 30O0
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
intorest rata on July 31, 2019
3-month Treasury bills' 2.07%
One-month LIBOR. 2.22%
Percentage change
July 2019
Year to date
1.44%
20.24%
1.49%
20.48%
-1.26%
13.05%
0.22%
6.35%
AbP2C00300S6.1866.4 W7000183406 0X001 071903057%04 v123575SSO 0:0000
Pigs 2 of
SDNY_GM_00325092
EFTA_00197867
EFTA01307133
Resource Management Account
T
July 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest ncome
dosing account value
Account manse:
Friendly account name-Ind CashiSaung
Account number:
July 2019 (5)
war to date al
5151,952.18
1699,954.77
613,035 00
613,035 00
-290,030.06
-842,51044
285.12
4.762 91
5475,242.24
1475,242.24
Dividend and interest income earned
tor outposts c( the sheen-cent. teriatilay of inked and dricknd income has been delemintd lion a US
sac norm* berSbeelbe Btbed coon the residence a the account noon. (Mum bp,. a product trde.
some interest ands driebnd parnents me, not be ssidied to united Stitt (US) anSa Puerto Rite MO
Oxon* boa The dint rronllay datentre it n01 Intended 10 be used and renn01 Oe reled Spat for la
PVCOles. C knIt sham refer to the aild Katie kb Utah ng 10M*6 they rettive flan UPS annualy such as
the soma 1099 and the fauns tta to IA reporong mIcernatai n is the owner. of INS 50 fie the
voice". icy riponog tams with the US Internal Raenue Sent(' and PR lleE6uly Deportment, ma In
OnthiCnIsS alb:fatty slaty dvdenct any or interest alai earFcc Or Itesbbt onCarle near. (OnStil your
indwdual tat prepare,
July 2019(S)
Year to date (5)
Taxable dividends
285.12
4,762 91
Total current year
5285.12
54,762.91
Total dividend & interest
$285.12
54.762.91
Cash activity summary
See Amount actreny rnu mortnIu C44 can Martel on your Sweep Opaorg ate incluckd in the comp and
diming mance; vat. PDIC irKurancobsOes toScouts at 085 Rank USA and al banks partocabr9 in IM
UBS FCC Muted Deposit engin. a dues AOC =bib deposits at UBS AG. Stanford Branch. SIPC
on:tenon ;pie: to money mabet sweep fund Iddir9 bat nd bank depoats See Important in 'Demarco
about your ;temente., theist Mop:sae: cf lb:document for &tab.
tuts 20191$)
rear to date (1)
Opening balances
Addarons
$0.00
50.00
Deposits and other funds credited
613.035.00
613,035 00
Dividend and interest ncome
285.12
4,762 91
Proceeds from investment transactions
140,030.06
692,510.44
Total additions
$753,350.18
51,310,308.35
Subtractions
Other funds debited
-290,030.06
-842,51044
Funds withdrawn for investments
bought
-463,320.12
-467,797.91
Total subtractions
-5753,350.18
-$1,310,308.35
dosing balances
$0.00
$0.00
Year Remodel Advisor:
212-821-7CCO800-306-3140
Your investment objectives:
You have dentified the following investment obpectives for this account. if you have guestvons
about these obiecbves. disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu Can find a full desuipuco of the alternative
investment of:pectin., in important information abort your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Year rkk profile:
Primary Moderate
investment eligibility consideration - None selected
AP.700030056414t6' 519700016•340600031 0719 03057SCOI Y123515550000000
Page 3 of 8
SDNY_GM_00325093
EFTA_00197868
EFTA01307134
UBS
Resource Management Account
LA), 2019
Your account instructions
• YOur aCcount cost bash default closing method is RTC), First In. Fest Out
Account name:
Friendly account name-
I
Account number.
Yourh•adS Advisor:
SCOTT STACK miwirtE CASPIEL
m*70003005648666 Nr70001884060,Xth On90305750N VI 235755500070W
Pogo 4 of 8
SDNY_GM_00325094
EF1'A_00197869
EFTA01307135
Resource Management Account
SUBS
July 2019
Your assets
Account name:
G14SLAME MAXWELL
friendly account nemegnd Cask Saone
Account number:
Some r<cs. .o(Cene Vldfwlenl waves mown may be appectilinnie As a mpg gains mascots gray not
tie excufarely reflected See Important ✓Jamatnw
nya itaemert a the end of INt dxurnere tot
otre ,flIcmsiticr
Cash
Cash and money balances
bin and
rrn ntla mare cash balanteS UBS Bank USA aw*t account calyxes.
uBS F DC Insured Piogarn Pant Balarxes. uBS AG Stamford Beano dep09I account Warfel and money
inssel meal lund syrup laceences
See the Important olonnamon *out )out stneteent at the end or this document foe detalS about ttose
balances.
acidng
Cash
Total
Cpenng Want.
Closing Whore
on Jul 1(0
on M 31 (S)
0.00
.304 g30 CO
Year Esenciel Advisor:
V65 Past USA 4etdslIVIISFIX Inured Frowns Barg deport amain Makes are Iniofed by ine SOK WINO
arpillable tents, Da an not prixecied by SVC uBS AG stanviati &awn depose account boraxes me not enured
FOIC arc ace not watt-tea by 9PC Money market Sang [abaft. ate prOleded by SRC tat me rot enuredCy
the FCC
Once per share
Average
on Jul 31 CD
Fat
Otadenalitairst
D43 n
Perini
pried
Op encore (S)
0.00
54,930.00
000
250,000.00
1.00
I.93%
tun I to Jun 30
30
250,00000
Cash alternatives
Money market funds
Monty ma Ill f ask at miner imaged nar guyanteed by tat Fedeta CNIOCCIt linutalCe CCipOtatiOn 01 ant other g:/romrrent agngy institutional point and Instil ubonal mums pal funds mull nog Dalt rat awl W un (NAV)
pit Mate toted neantst IIIOC/Choi amen
g. SI cote Goomrrem and mai rroney mane runds net rontinve to traxact a a stiOke SI CO rim mei rive Mthousp morn market lunch ark xi RenameOw vivre' your
Iowa/rent a SI .00 per Shaft It 6 OSLO* lobte money by meeting in the* lure,
f0.00
$0.00
total reinvested R Int total of al *melted dvdends n clots nix include any cash defends II is rota to
lot lot the purposes Of Oettnlining hOiCIng MAWS Of cost basis The snores you fete* each time yOU
tegIsett OM dent); beCOMI a separate LW lot.
Cost Wks Is the total waves, COSI Of the 'fluky, Wkly.:log rein/effect0 idends Tie COSI basis may
need 10 tie Owned lot town et (total motets in orckt to deterrnne the MIssled con bass 101 tat
PUICOSei
liddng
FUND
Purch.xe pied
Martin
Average price
Clieni
et sheet
per snow (St
',net/trent (II
tiereeteee (tart gam of du is the Onetence octneen the ctlrent value and the cost Dees aid Aoki
tertiary to your text, gen or loss if the secunty was scld on this die. The umetilzed BM) 93n Or 108 may
need to be aluged ter ret,tn d caata oarentsm order to oete mne the reared gan or loss lot tar
retorting Runtort
investment return is the current rake tnnuf
,rover yW listened t dal not include owes that ote not
reflected on you' statement. InCluCInt)1hateS that Mee teen leafed OS el her organ a alms. torso rtes
not Oda* can defend that were not reinvested
Con
Price per stise
Gtis(S)
Ca kJ 31 IS)
VSue On
UnreStled
Jul 31 (S)
win or /ors (S)
Investment wiring
re urn IS)
period
EAx $10,97aCtrrentreld 231%
475242 240
• • This in loirmation way troars3Sable--
I CCOO
475242 24
APR7000300$641.567 Nr700018840600031 0719030SXX0a Y1235755500000:0
Page 5 of 8
SDNY_GM_00325095
EFTA_00 197870
EFTA01307136
(SUBS
Resource Management Account
lab 2019
Your assetskoninved)
Your total assets
Account name:
Friendly account name-Ind Cash/Sas-ma
Account number:
Value on Jul 31 (1)
Your Plaaadd Advisor:
Percents:red
COO
ellimarle0
your aC(Cont
bomb)
annual i IOW* (V
unissued
clamor lost (1)
Cash alternatives
Total
• Missing cost basis iniamattcn
• Money market funds
47524224
100.00%
10,978.00
Account activity this month
5475.242.24
100.00%
$10,978.00
08e
anbny
DraptiOn
AmOuni (t)
Deposits and other fends credited
hi 26
Deposit
308.105 00
BUKBG822X>Bc
Dividend and interest income
Taxabledn.:lends
Other fends debited
/LI 31
Deposit
FEDERAL FUNDS DEPOSIT BY MISS GHISLAINE MAXWELL AT BUKBG822
304.930 00
Total deposit end other fends credited
Ode
ActiOly
Otoxriptiort
8613.035.00
Amount IS)
ILI 31
Dvidend
SYMBOL UPRXX
28512
Total taxable dividends
Total dividend and iaterest iamb.
Ott
Acton).
Cie.< tpton
3285.12
6285.12
.Wnunl (1)
Jul I
Transfer
TO
3006
hi 15
Transfer
TO
-1060000
Pi 22
Transfer
TO
.13090000
1,4 26
WrIhrskawal
FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Cohen and Gre•,ser
LIP Allot AT IPMCRGAN CHASE BANK. NA
-15002000
Total other fends debited
-5290.030.06
A14'313003 005649568 Nt7000183406 OXIO1 0719 030575004 W23575550 00000)
►age 6 of 8
SDNY_GM_00325096
EF1'A_0019787 I
EFTA01307137
Resource Management Account
SUBS
July 2019
Account activity this month (continued)
Investment transactions
Account nano:
?deadly 410:01111t name Ind CasNSanng
Account number:
For more mlonalen stout Irt PAWv.:gat 1110.1n fee ItSingted Waste,. Ste Important ánkomalkon •80(.4
pea st•Tenera am tne end of teas dockrnent
Dale
Ottrxty
Dascapbon
(»amity
vim (t)
once (S)
Proceeds Iran
investment
tramall«[ (S)
Fulls
«theemto
ACClued
mar:Words Inkjet (S)
neen'« (S)
Jul i
Sdd
V85 PRIME RESERVES FUND
SYMBOL: L/PR>X
-0.060
Jul i
Sold
SYMBOL: UPF00(
-30.000
30 06
Jul 15
Sdd
U3S PRIME RESERVES FUND
SYMBOL uPRXX
-10,000.000
10,00000
lul 21
Sold
U35 PRIME RESERVES FUND
SYMBOL. UPRXX
-130,000.000
130,000 00
Jul 26
Bought
Le 5 PRIME RESERVES FUND
SYM3OL: UPRXK
158,105.000
.158,10500
Jul31
Ran vestment
I.X3S PRIME RESERVES FUND DIVIDEND
REINVESTED AT I CO NAV ON on 3 V19
SYM301.: U1~
0.120
0 12
Jul31
non vestment
REINVESTED AT I 00 NAY ON 0713 1119
SYMBOL I.PM
285420
-28500
Jul31
Bought
SYNI3OL Ulf=
304,930.000
-30493000
Told
8140.030.06
-$463.320.12
oat
Admit
Delawal
*Mount 19
Money balance *divines
km 28
Salaam fanner!
80.00
Al 26
Bought
58,105 00
AA 29
Sold
R MA GOVERNMENT MONEY MARKET FD AS Of
0712.919
-58,10500
AI 31
Bought
5493000
Sul 31
Closing RMA Gonn1rnelet Money Market lid
854,930.00
Your Mamie/ Advisor -
The WA GOaeinment money Makel Fabs Ow secondary sweep 00101
AP.7000300560669 rin000I834060CO3i 071903057`Á0e xi 23575550(00022
Page 7 of 8
SONY_GM_00325097
EFIA_00197872
EFTA01307138
*UBS
Resource Management Account
July 2019
Account activity this month icontinueth
Das
Attitity
OeictOloi
Amount IS)
Money balance activitios (con (mod)
Sue 28
Balance forward
60.00
kJ 26
Deposit
UBS BANK USA CePOSIT ACCOUNT
250,000.00
Ai 29
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASCE 07126/19
.25o.00ctoo
hA 31
Deposit
250,00).00
Sul 31
Closing UPS Bank USA Deposit Accouet
625cootoo
Account wane:
Mond& account nom ind CasMSawng
Aaount numbs,:
Your lierwid Advisor:
SCOTT STACK manLYLE CASRIEt.
The ultS Sank USA Pewit Account is pis primary sweep O1:AlCo
AW700030D5648570 NP7000183406 00001 0719030575004 YI 23575550 CCAXCO
Pepe $ of 8
End of statement for account number
SDNY_GM_00325098
EFTA_00197873
EFTA01307139
Important information about your statement
WS Francis' Senn H. (the firma WS financial
Semen, K a motet ol al penapal uo.nty, cownccity
*adoption...thanes UBS Enteral Sonya and US$
Bart USA are milted sthsclartesct CBS A6 and
ANN. of WS Sccuntes ILC Thief im's franca,
statement it nobble anal request ' ,etre', meat..
°floes are at
f Anal SeraCeS
1200 Hata Boulevard
Weehantan al)07COS
IM 1141~
1 reite•centc the oray oft Kral Wad of ybf
MS Enema' SenntS account Gibe. records. er.ide
*Nat tat clocurerei eanseing coracle., <In shocAO
roe be relied Lear k you bele* they 6 rare. a
Cencipori. atar Mart it nirreclaiely n twang to the
0ranch Martacpt d the office seran rats co: cove
Alta* at fawn thown we mended lob* ar(imilo.
litaltniert cara twat ml be treed km Lao rowan rte'
"Zen rex-mid tar lams, ee. From 1099. 5a98.
)whal ream, Yekrt4. naafi the inn n
enured be taw to sepal let* RS all untie &nen*,
reportabbrintscabb dnidends and !nab* Men
tamed on leaflet held n )our noon'. nee emceed,
On sr baron cm. a4 eon host, on oaten covered
saunas,
Carmankaliona with the Finn
• Fleraaticarrinn arriaalorremnorbons n rimy
to further prate yoenrym. radi".3 you e
,
%rd. IM Unitas
de.
Vanier Prokican Act (S r A)
• II rho finical cacao', on the in lei a re Iron
of end0110ra' 6 ml IBSFnrtal Sena(*. IAS
MANI Sews WY *4 pa IRCOull at (tern
tether by regnant aviti the Mead Mlita
we a-donned sued the reblionthia 'henry
akinidehdaarial In an ease. you lad, and
.cane, se braled r UBS f nowtSown ard rot
the nvoctxrq backer, and you enss make a report
of ay ma a amino to both Inns
• As devised n the accanl animas. you mat
eddy vs of any ono; or head swolortodycls
related on your slaromonl *inn 30 dap 4fter n reas
frialala nude nett*
• Mem drat aroma aniplardi a na.m6 to the
F ern% Clem 1.141alt Cipanniine at 201.752 • 16e9
tol/ree r B00.35.9103, 81:0 A.M. to 600
IT Monday through Foley, a rn we. n210 le5
hark.' Sewn x.. Clore IttteeKre Deparerwe.
PO. Bo. 766 Lhon Cly. In 07087.
• Al statements shall be darned cornalete a-daces:Pe
ii not *bodedto it retro oda, 60 days
• for TT' services. Cal 1144412.098S ot from °Aside
nett
CA21)1.357.1495
• hose of roma onion *at reit:Iran
firth Wanda (EFTL bll parent a WS Woe debit
card wansetirs, cal 800.762.1000. of *cameo US$
na-eal Seats tic.. WOO Marta OW, 6th f kor.
Woholen, NI 07086, Ann RMNBSA St ant
Cara write n soon a; )w<an,1 ya talc pa
statement a recta 5 twOrili or 'Wilted more
stains(* dicta a transfer the gement a
(*tept The Fern or Choi basun aroluble)rnasi
hear horn you no igni thanCOdays Sian ton
Mil yam tit hot claternal al ohohehri Mr or
Problm 1PPOral
- Prowde yas row rid wean nude" fat any)
- Desoto the nos or the renter you re. tram
about and *vim alder/ as you creel So
Wove n K enema a why you cowl mat
rionnalim
- horde the <War arnaLnt of to expected error
The Fern or Card bus ail nvestore your <emplane
and ad cornea fry frnt. premptb• 101 alleged areas
mann LCISVoaeckbo cad tranactons.l we lie
crone thr 10 bacon day; to do tn, we ad ant
noon axcette fa IN.anent you that I, n MOO tO
Waived tato** uta 01 he Money dung to tint it
tales 4.610 complete at owsloatran
Plane make all tracts payable tote rem or to
f nodal notraicei ennead*, Iv here of the
venni In add/ionto rogues noon fon accounts
may be ablest to monterance fees, chases fa late
paymern fa secure.; purchases and <Kars for u-panl
anions n ash roan's. AotaniC ehz re wandered
tooting rowan may be suefeene a wester
WS tonkew
WS o
s fa areepro (soh Winces to bark
deposit accorm at ncodllated bats rd attired
tans and money Markel (Null firth (Money krds),
Clopm accomc al WS Bari, WA arid nrathlreed
bad; panK pain ei the WS PDC nandD
Program an FOC-rnund n accordance wehr i
C rule:
For rt . riomtabon, plena est rem 'Styr. °KOK
Kraut MUDS AG Slentad &arch rd tors of
Many Feeds re not Musedby the IOC
earn cksosies se nee pr011iCiatby WC Monty fad
thanes we protected by SIPC Sc. "WS Inmost Services
Secant Prolectai below
tor str recant baron n tieback depute may be
withdrawn, and than of a limey !aril may be
liyyld and the proceeds rehired to you or you
Wales eacksid
Fate rt.:moon abr.* mailable own options.
meta:Eng <arm, interne reef and yields. is aaatable
www.albs cansweepmelds, from yer insmalAthisa
a bi <atria BCO 762-10:10
MP Mondial Brakes account prof etion
The Fan is a member of the Stettin r'atta Protectcn
Cameron (SVC). which same wade, customen
of its Meerbel
to SS00,000 (oxide.; I29100) for
clam for cab) &planetary brochure nobble coon
Mum, a r www SOX aft The SIFC owl Crolection
limn note to if accasrts tat you hold n a praxis
<vanity
The Frth together arts clean *nano, has Am
Padvad supplemental coerce The rroarkm
amti payable to all Oat* awes. COLetine under
this prolechon it 1500 mllai at 01 Oiroator 10. 2016
Sabo° to Ow poloe
and Intotheq (Mal
the Fins n Mho( protected Ice to to St 9 miler in the
alginate for all you account hekl n a potholer
ca00C ey. Alai Cep, Of the polcy leaden it amiable
non rewert
fleeter the SIC prceeclon ref the steoplentetal
VC/Klan manta:
• Goan Inmost atom onvoned by fed narded
See 4(0411 MA) bat held away ROM UPS Feral
SenoCel Foe hack oaten CO entrant podia',
ncldn, drub* areutes. and liOsharts of mi.daal
AAA moaned ate farm of the roan barite on
the becks of the our a brier nen),
• Penmen «meat a nwsiment fittest, le 9.
lenin patnenhps lei prate Placomeol0 tof are
not reward unite to Se:unties Act of 1931.
• Conwocitrot arenas (eq, login **charge and
pair ad metal ccreraoltt nthdri)lithni (oeirlat
and arrodt`f ntiancomraas. and
• Depose accounts Brant catenates of depose) al WS
Bre LISA. UBS AG U S branches and tat n the,
f DK hewed Noma Proven
The YPC prOleadn and the stppernmial pronto" do
not apple to these amen men if they drawee peat
an you stiernenn The SIPC protection and the
supplemental pra«tion de. not paned aganil &angel
in the market neat of sir mono-net (*hither as s
mu, ol market movement. wean barktweya
othavnal
Dividend Roinvesentent Program BSA
The price *hood a an artier era. you may obtain
the noel ace Eta.' sky Inrscnl&data Onfr shale
*urn me puthamduride DRIP. partial 'hoes roll be
sold rd the <M WI be &pouted n your scco-nt The
dredged rem...amen Once ,sped tY the Ohlef mot
flaw kern the nia10e4 PM* at ,etch to lanhst Sher,
resold
CathOoliett
01/ whole tan may be held m you non, d you Xe
Mad 10a pink., Valk as a roan of a &Mendgement
or ~roe. the Fern mReifar sell parte inti 41
th/f/44 Mae a wont at rant determesed tat a
region etterwa perky. ardvede yoke accord
lenvonant objectives
The rwestenee objearres ednsk predie ere 'peck to
Padaccount and may vary batman yes enset
•
the Nth proentbrawrilogole,
011/Clfq Change .n )4%1 Ihitettii asthma
ITailrTre ObleCtiwi For n, Accost Mkt you
<looseore of
folkmng imminent deaths;
• hake& Current Income Innotmeres wenn the
genrecn ol none oly
• Aram. CaptorAopwaton reminwits siting
growth of amp., !not than the genteel of
rKorne
• Probe* Combnitco of income owl Caput
AppieCASS3n trinnernerns seeking bah the generation
of row. andcomb of principal
Dwell risk pee4Me
• Conatowthe Seek, 00 martenm.1i ratapol. wth
ka risk rid vamilly to the man *mat men if
that mere the noose clan not genre. remnant
moon, a roans an my noT la° pre web
(*!hale
• Moderns Wino to accept some me to ponce:al and
tolerate sane voltam tt,
n•te rams
• Ancuavit Wiling ro accept I.•101 ^* 10 imrcl"I rd
fish ealabley ro tea ho (*hint oar tent
• frale••r-tfAgotty Condoms. I saved, a
paten of the podia° for the eaten flay ettlude
fOreplot alalogott,101,10011atdmi and rant
wacaty
Ststemernellousaholdeter
We fen cono-dalt all feteA0 account itaWnerts mt.
the same *Sams n the sane ernekpe. e.9. because
they ham We*, who no fi nnan pre sawn
reloonstan wth other cams al the wee ntess
you prefer to mane mod rare statements marled n
separate eartrocrai, you tram &ono hosneenidna by
cairns.% inmost Manta
Friendly accown name
Refrendli Erwin rant it fa tuatAntible •nekrarre•
dither, by you to /ma you wits you reardlatipto t
hit no legal effect on you accost is not mended to
relied.", sweet. product rtarrir•MIllen,
mertmentdatectne a re& profile *sweated nab par
Mann. and es not a promo* a warren that wreath
or any leaner main aria wil be ache vtd
nacanifiet nacho tea* of Ian etbdroj to na ol
Ion of the tart rwromant YoucanChange you.
FriealV rouse ems taro* Orlin. Soma or by
conactec yeti f nen tat Admor
Aeccantovenriew
• Vote of you acc000dpamion Net of assets rid
lit:ft its.
• Assn hely*, nibble (ash birot oho for
'twistedtaunt/ fen). end Gobi Tent Departs,
wreaked narks to market, and anon Oath not held
by the rm Does not nark winced seesinelassels
a the end a the nor rd omen naterrere ponoas.
am* neestnwn wonted dock noon; and
earcoaba nod *phone
• habletti fl,bM debit 1)11.hOt. as111/05/9 magi
tort veal Int. than accost balances
• Co: 'coney Waren Total of unmoved notable
oath talan:n Dens &poor talents al althea end
ncmatf toted bares, rd morn main maudlin
wan Latinos, at the <bead the Annan prod
Nen-cornmedly het 'seat balances (*you Saar. re
MA seas awed from other ['nixes ad the Frrn nary
ere ryda these lint n the adnry Cara ol it
barns Two firth are payable tent your dental&
Tit total a exIxledm the curer pen:deka., nee.
Leans inferenetien
fa detailed nlermabon en the nWs twangy/action
rd &clown fife to you Clore atatateornhp
Ageement a At (an loyerfottft ardt*Gennal
Tern tad Cantons MS kaleentre of Credit 'makes
salable nAgreem•nt and C•Cx busts
lovd nh. e-tolo-tos rof,h0ors
SDNY_GM_00325099
EFTA_00197874
EFTA01307140
Important information about your statement (counted)
You. sea
Your datemee nences :cosecs ed otter anets held
nth. seas. Y the add tie 113/mell plod YOU
ma, ad for el:hwy.:fluty paid stones e any errs
You mur wawa 14<an1.4 used at loan totanet alter
• atna any Winn due rodent Any wane
trandeatel to the fem ding the statement peed me
haled al made? vala of the end of the statement
laded
• ~bade. h detemenna the <ost base of**
~Ain included es to datement.wfwm ndawd
wth the reerlsx '
LEIS frontal knees has eared
ce Somme^ <blend Irons ~en other than u3s
Cereal
$.
Seinam. relideg ~maim hen ~ha
Irma hayou may haw ponied ,o you lenaroul
Adorn Rearm does not ndrpcnimywdya
gas*. the
acy
vandty of re Menders
eronded ty ~as other than L8Sh•ancul Senncet.
Is addle" akhough LEK Freed Steven genera
tollsers *es Mernatm as l o mewed the Firm
does rot omit my Mai*, tit to! Semite
~Cost bwe' a-d • Unearned genos o
imam* at Os sodded dha neomo. Attu"
please da non I* on tbs rilarnalm to mite
~',chases sale bosons. le toe ~set a
enhems». A«ounts transferred totehem mag
felled ganta domain, only foe te peal of
line they se held at the inn. More historical
recar/tOn can be added by >6.2 raca Ackta
• Unrealized stindlossas utru data is nobble,
mended iseedeed ~dims., art <Auteuil«
nductul witty bh the Iran/Ien dala for
edecled hes nya ~nee eel /et carmen/a
charopo rala co:umy morgaN:x.ononoct
Ort.knd and niri rdn.,~
Ion an, entiere
~thaw bat arro eachcarom-4 to datt' Cr.
awceakl lot Th. " trade date' <Øn ~ruts ti.
~macron
trade date
• Collide mountlet Beds and ;rotated lock that
the *sud nth for tarY ~eon
wit be wlested
~dig by lot Iron men ai ~es ot that
eat Fed n out rum, or nnomns name la as
demo <al kart ~ono
obtained from third
pates and as xosacy rs nol garsmeed Other <SI
fonts may trust which ~la affect yekt. ~pleb
Manna«. wit be wonted ian (squad
• Pritervabe Need dedayed 'emote*, and dhed
extant owbe hop« or twee thin the pee that
su would antra* wen* re the marks! Peas re
ddairwd tran vray, twd Party %antes wtwh wt
belt., to be ratable. but we do not %wane the,
deny.
- We genemne uer the <bong eke sheamiable a
the mend the bel and at pees la åsted
WA • diet and opera ,arty bid wen kr OTC
feeVbel
- Le« xtralr tradedmove« nuy W proeleaseag a
valasen rmdel or the mot nxem pnce
~and ani may me reflect en actualmarket price
crud.*
- <Man postet', meir awear wlhoul a eke and
we show as 'ern wand salane' dwe are
unable to ebb. a once daa Minty
- Oeposts a *auks deremnsed lances
other than u i. doles an relecnd at the ~her
rate ad the enammer date
- ice eaten hev van »Ina n non-contemn;
denannynes, ante ed dirty dace ward sy
base been atjusted to telltale peon valuate.
To °beano:rem guotatem. when nabbe. «net
yas Fninetll /41..a
• Prand• invealmenta and strueiureelpeodueb.
Private ~nee Wu/Ye (n(Ø died
lbelt0/0" VOnllnl animal eltde "sterre /IS
mutes) ed steutesedeod-ects are genera/ hip,
~id
Cedar, touch-red ;molds had not been
miaowed weh the Satsnam and &change
Connote a under ry stale Xynfiiben Ian We
enonde estimated nits:sloe preale nettnat
leaflet rd rrullbred aCCIXte la nlormaficnat
Cis0:4“ MY Au") , 4 not ,~1444
- Thew vales may Oiler subseinteng Iron Woes. I
any, ai whi(h a p wax ~nowt' security or
«mute& product mal ttboatt d sold and do
not rents-vet ~ewe the val sums/ recde
Squidaten.
- Died tarty estimates d »la are as d • fenan
ebb ana re Supp4/110 Ullbiturnal Saven on a
m9.re base by an edhoenket weans', tern
- Kara% geed pen« co Øe& onenoud eat,"
d ry. ae.sppted to to Fins bir tronar.
Waalpan a bana and may be <ablated
basedon Menem ukemenn km tat used by
tadpawn to derive ter simated iseluen
- You can olden actSteenal recrmallnnieewcfng
Pe ...teu4.4,,eg used to deterrent the tunene
value and the date of h ntomation than the
basis le the encase by tonen at yea ennui
ada.or
- Thed party munaled values maybe refloodd as
'Nat end' n sewalutuanano wee re
rd.ptedant valtdon Inn has rot ~led or 6
unable to assign a vale nhecivre become ~et
the OrMiltrild ~It has ceosred hal. maycalla
~V
retooled wale mo emit«. ex when a
venue weak behold, toe-Jame due 10 the nubs.
OI lb/ Musty
- When ~ha en *Z.', 9~11 luturd of apace
Mended odl ror a ~dory rifled rat» it
panted the rate d tv teeny wit bedeleted
tons es latches/name
- 'Nuts/ an to date mag alte *ern el
<wit* rodne a both
▪ 'Origrui unit sete Mr ~II the heia dieing
pen per inn and magnet relied pee MI base
- DahandelMed KIT tro-es re rid lined on a
robed wastes ~mat and re Clate•••
skrid and ewn I they can be sold, the pme
received may be less tan to pee share tainted
value promOsd ri the accusn admen
• Reelnetedmaaitiot P•anned<Weble SØNWaey
are not Miley eligible la od:alc sale Les Fnrid
6~44"V" the mark« once of te unrestreled Pock
of the sane issue as an nailed yd.* lor the
mended sled for pepases of tai statement ody. To
6/ Moil that mire led sear. es at &sablefor sale,
the value we-Fedmay be ubstemitla, less thin
inweed vale. drawn.
• Est (emanated) :scant went yet& &States
An estrum of awl ',cane o bawd on wren,
dividend and utnest rates, ~env the seamen wit
be held fa one yea from puttered dale or until
rnatacy the acetate e ay a gullro, ataxy
and evened emcee de not guaranteed
fornded nasal ream and current raid lot
Wan MN. Of wishes «ad include a rehm of
668Xeol a bipila
whilb
the all
income fed term, yelp) would be emended
- blinded araaif nee and tend yield and the
actual nubne Ind yield enstd be bate a bet.«
than the estensted mounts
- An onmasool avuotrod acme (dvdond ante
intent) dirded by the eaten mere
~near
balance e Axed on the tan chtdond
ed merest pagrrent madebites nere and
aven tesecusitrideposts wit be nerd le one
re km tie dewier* bate cruntilnunnly.
Acceacy
cortnued ye.] re not greened.
• Amu not hold by %BS financial 5•1\4010. Cerun
aset are rot held tor the rim ervt
with', the
Inn's ~senor <enrol Thad Met et
&played on your statement fa Sounded
pØ
rely Potions and als pt•wmtka are
pronclod by the rourghem UBS fnresui Seen;
not fropdistae la tin Mammon att does no
guarantee 65 ecurey thew nods at rbl vended
by MK a the Fats *(panenes SPC coverage
• Renne sharing andea:anal compereatien
- alm addetion to ~women sales and 7.b. I lees
yenned noceneden wth the diserbdon of mutual
heds toa dents we anefor ors allise maim
nuen hang perms lea denotes ardor
admen ot the mewl tint that wosal lbw,
awn re !aced en two &Mont ~nut
(J
is nob d lake by 1ØS of a paneulr mAuat
Vol trial to our dents, and Gt tea awl rat» d a
ceitbAr maws land la m,/ s sham, hid al the
ten
- We and oar delapet also ranee networIng and
ornbtrus prOaleng Ices ncoredtrate la transfer
awe smices //I rer gremkle to the ~dal herds.
These tees genitally re pad from mime /Cat n
the rnsual tend and re a heed dada mast bawd
anthem-unlace ol scores at Ow brdwreleake
holding maur finds of the I urd famey
- b addt bri to <oneness" reeved n ~ion
wit the sale or didrbution of tenuity convicts rd
val neetnent Inn/ unts toot/ (lens. we nice
as titre mom femme naming rert:ensaten
bon nary of the rename ~vanes Lindemann
the aviary «rerscc. Alex« cf the infanne.0
CO/panel a 1pealat at the une ~nee mots
~detain
- ei adiutbn to cpensmens neared from the
cuituse and sale of Nerrnees fin% we ante< rat
Aide tenor? n aset-based ~searing
>amen, from NeeStures ddriarlors. en well as
fundng foe technology clnebpment training and
educate.
-
aha recs.. naming cormisscers ad
ate cerponsafen from mAialfurds and ', arme
caroones when products yea dabs*
.• We went torroontaton Iran LeS Bel L6A. LGS
AG Startord Chinch and non* dated barks
*foist. ow cash 9000p prOg re NI
eallp0-4/ ran nu/ be a ~Mr per scam fee a
nay D. a parentageof &wage dal, &root
telexes
Activity
Infarnaron reesdno comm.:see and other ~es
incurred in connection rah the wee-none, vas.
entbden3 often anesters has been ',eluded on
Canarrobone genet/ rtum9ed tona. and ali be
ended to you prondlf an raa»,
Sheet selling
Il you re eroared n short sating a se<Lny, you may
nov a °woe Oat to <elan barman, costs I« that
Whorls seentir
Open orders
teaming open or 'Ted taken:Ad' cedes tar
emend emend by Ow edam« dale, open buy and
sel slop <rim re reduced by Meamount ol dude-4s
or nees on an ordmdends a co NI* dad unless
nested ~en
by you You re responstat la
adds that an, named OA. lops 1Mg. le cancel
(.61/9 Ø
orders
Privere
To olden a copy of as anon Clem Privacy Nock*,
dowse~ yew Fennia/thea Ce eel cur webste
d >now obtrneowearros.rt
- LEIS f «mod Spices b rotator* The MA, Business
SewnAccount BSA rd NIA re brokerage
at<ouniowh‘h prow!. Mant to Dwane «noes ad
[sedan theasyNarrangmems «du adulated bat
end mew thedoety bards. andpos.5es access
watter and annuity Croat" issued ty krultilded
Ihrdearty narein ~ones trout ',erase
agnvy seAnclunn of LG'S impel Senors M.
- hegment, ~roe and a-nuky linXLCI6
- P151 FCIC rand • No beta gummier May lose val
- RIA Arrante Movement km" Busiest
Sends Accwn BSA, Okla and raernabcrui Resource
Management Acco.re re reysteed fern nwas of
LGS Arena, Seem re
- sitSA d aregraded tadanali owned by Um
Wealth:nil Senn Atwater:a and used unite
Rend The WS lisa credit reds eel the LEIS Vb.
debt Ca'S at owed by ISS Sant. LISA with
Pennine Iran Yea USA Ix erupted Maher
trademarks. regelord trader-eds. serve< mers rid
reg mend senor. marks se of trot res~
~panes
LISS Pistoled Swine MA
Per ?Olgt0
SONYGM_00325100
EFTA _00197875
EFTA01307141
SUBS
LifiS Financial Seances eK
Frwate Wealth Management
299 Park Avenue
26th Flpor
New York NY 10171-0002
ANP7C05635Sliceis el 0
Resource Management Account
August 2019
Account name: All5LAINE MAXWELL
BOSTON MA 02114-3252
Friendly account name: Ind CasNSaving
Account number.
Your IS nendel Advisor:
Phone
Questions shout you r sttement?
Call your Froancio Advisor or the
Value of your account
RMA Resourceline at 800-RmAdC00.
account -
on July 31 (SI
on AuguSt 30 (9)
Your assets
475,242 24
65,958 38
dt our website:
www.tbscorNfitancialsenuces
Youliabtlities
0.00
0 CO
Value of your account
$475242.24
$65,958.38
Items for your attention
. Help prolea yougelf from fraud and
resiew bank, credit card, and brokerage
statements regularly. Also. get ycm free
credit report annually from
gww.annuakredgreportccen
Tracking the value of your account
S Thousands
6,1447
94;4
Dec 7014
0176
700.0
475 Z
Dec ims
Dec 3016
66.0
Dec 7017
oec Zoie
M 2019
Aug 2019
Sources of your account growth
during 2019
Val* of your Kcount
al six end 2018
1693.954 77
Net depOnts and
wdyliaivi1
Your tilieStifent
Dividend and
interest ncome
14.97905
Change in
marbat value
$000
Value of you mond
co Aug 30. 2019
SUMS
-5638.97544
Member SIPC
AnP7000300$535511 N7700018045300031 081903057`604 Y123575550000060
Page 1 of 8
SIDNY_GM_00325101
EFTA_00197876
EFTA01307142
UBS
Resource Management Account
AugliS1 2019
Your account balance sheet
Summary of your assets
Account name:
friendly account norm. ind CaskSamng
Account number
Value on
Percentage of
August 30 (1)
your acccont
A
Cash and money balances
a co
G00%
Your current asset allocation
B
Cash alternatives
65,95a 38
100.00%
C
Equities
G00
0.00%
D
Pi...arid income
a00
0.00%
E
Non-traditional
000
0.00%
F
Commodities
Total assets
0.00
0.00%
003
000%
565,958.38
100.00%
Value of your account
565,958.38 •
B
Eye on the markets
Index
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 30, 2019
3-month Treasury bills 1 91%
One-month LIBOR. 2.09%
Your Financial Advisor:
Percentage change
AuguSI 2019
nif to claw
-1.61%
18.31%
-2.04%
18.02%
-2.58%
10.14%
2.59%
9.10%
AN>NO[EOD5535512 hIPT000183453 00:01 CGS 9 0305750D4 YI 23575550 CCOCCO
Pogo 2 of E
SDNv_GM_00325102
EFTA_00 197877
EFTA01307143
SUBS
Resource Management Account
August 2019
Account name:
GHSLAtIE MAXWELL
Friendly account name-Ind CasliSaving
Account number:
Change in the value of your account
Cash activity summary
August 2019 ($1
Year to date (S)
Opening account value
$475,242.24
$699,954.77
Deposits, including investments
transferred n
2500
613,060 00
Withdrawals and fees,
nc lidding investments transferred
out
409,525 00
-1,252,03544
Dividend and interest ncome
216.14
4,97805
Closing account valve
$65,958.38
f65.958.38
Your MINCIdel Advisor:
See 'WOW"! acre* Nur montnleg dead liSanret in your Sweep Osore ate ,nduchld in tee opennd and
aping basdot vat* f DK encurancoexpbes to &poen at OBS Bank USA and al bank; partcpating in it*
UBS FCC inured Deposit arogam. n does not aptly 10 deposits al UBS AG, Stanford Branch. SIPC
woke non addle: to money market walla fund hddingis tul nct bank depends See/moo-Cant inbematvn
about your ztreinent an theist hena paws d Inn &ament kr eclat
August 2019 II)
Year to date (S)
Opening balances
$0.00
$0.00
Additions
Deposits and other funds credited
25.00
613,060 00
Dividend and interest ncome
216.14
4,979 05
Proceeds from investment transactions
409,497 10
1,102,007 54
Dividend and interest income earned
Total additions
$409,738.24
$1,720,046.59
Subtractrons
col OUVORS of Ors statement tenabley of Interest end deolind Income hen been doem-med from a us
Fees
-25.00
-25.00
tar leVorsr9 PersProrre etbedr4, 041 the residence of the account how!. account type, or plod[( type,
some 'Meted anew dvi*ndparnenn may not be LAW to united Slates (U9 anda Pueno Rico MO
Other funds debited
-409,500.00
-1,252,010.44
Income lays the client monthly damsel is MI Intended 10 be used exl tanned be relied Wen for UN
purposes. Cleats shoun inlet to the 40 Katie to ;epoch ng (own they 'teeny (Km UPS alnualy. Pith en
Funds withdrawn for investments
the Form 1099 ape the rams aeo for la. reporung inkernerron n is the prame or UBS to fie the
avicatte vat reposing towns whit the US Intend Revenue S<NIC I 34 PR lieteury Otthrtmerc, and in
bought
-213.24
-468,011.15
loth teens arowatey ClE69ty dedenCt ado interest as la, taivo or unapt no:me neat (WW1 yawl
mdwdual tat prepare,
Total subtractions
-$409,738.24
-$1,720,046.59
August 20i9 (S1
Year to date (5)
Closing balances
$0.00
$0.00
Taxable dividends
216 14
4,979.05
Total current year
$216.14
$4,979.05
Your investment objectives:
Total dividend & interest
$216.14
$4,979.05
You have identified the following investment obsenves for this account If you have questions
about these objectives, disagree with them, or with to change them, please conuci your
Pesancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important information abort your statement al the end of this
document
Your retool objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibility consideration None selected
APP7C0030OSS3SSI 3 HP7000'80453 PM OBI 9 03057SCOI Y123515550 030000
Page 3 of 8
SONT_GM_00325103
EFTA_00197878
EFTA01307144
SUBS
Resource Management Account
Auiust 2019
Your account instructions
• lout account cost basis default closing method is APO, Ant In, fist ON.
Amount name:
friendly account nano: Ind CasteSaving
Account number:
Your rimincial Advisor:
•WT00030055355Ia mm00160453 0XICJI 0319 03057%04 el 23575550000000
Pogo 4 of 8
SDNY_GM_00325104
EFTA_00 197879
EFTA01307145
4UBS
Resource Management Account
Au just :Öl 9
Your assets
Account name:
Nienelly account name 1nd CasNSanng
Account numben
Somt pres. acone anclCdreel valis :hoven fløy te xecamale. As a rasul. qm vad losses rare nol
te acerdely reflecled Se Importe« becemeleces Maie Aue dehne« d Ih< end Uns de wert fold
litte vIcm-atiort
Cash
Cash and money balances
Oldencip tdarxe
OdIng banne
Ildeng
cn Logt ($)
on Aug 301S)
Cash
LeS BANK USA CEp ACCT
Total
Ince er dort
ove rede
on Aug 30(1)
ad<
Toer Mmedel Advison
DeglenClItitertft
IXT3
Prio:1
onnod
Ca srount ($)
-30,1.930.00
000
5a,9Ø.00
0.00
1 00
1 92%
Jul I lo Jul 31
31
250J:00.00
0.03
250,00000
S0.00
å0Ø
Cash alternatives
Money market funds
Clane meidet furch se naher inosed rot guaranteedtrythe Fedeal Deppen Inywarce Capealice a ane aner garemment nett. Irettutiond pree andirditutronal municel funds man Poet their ret atzet clues eugn
er stete reue neeresi 111Øh GI ete« kg. 4! .CCCO Caerrenem and edel regne narrte (und nin erneue lo teresed d ad de 11.0) Fiel MO ehre AMtodd recal manet (und, "O 14 Pesete Ile edue of )044
Mestmere d SIp)per erde. PaCOmable 101de money by neging in lese tune
bles eiseitel oll* Idd al dl nimestes <warne n (an nat include arry cdh dgendynis rote Im
Id for Ihe purpmes d delendring holdnegelan or tost Oma Tee steteel,OU redet eter time you
reimet dgeena Welle e smanTe I& KI.
Core bus,, n la total parcere cod cd the secunly, aluind terneeneddederds TM COStba3n rrIW
neid to to aluiteclIce toluin d capid perrens in Ofen 10 detainne IM allelfe CO« bagi Ia 1]t
*Tab n9 TurToset
Fade,
FUND
Purchase inne«
Hunter
twerage gilt
snavl
per Mond/
Irrwernern (5)
Unearecf dadgein oc bus i, the dffeence beinen Ine tum« alte andthe toe batisadwotte
gereray be ytar texte Gante Ions Iahe dorre was seid en 1N$ ekele. Tee unedlted RE Wend las møy
nee lobt aluged for ret wo of Geld pe/ntmsla Ortet lockternie ee mened gan of 015 for le
reerting purpown
fereeennent (num e the <urent value rn nus de nun you innta lt don KN induce indes Tal alt nal
renemoon your natemem, ifxiudnoshares ereil ree teen vedda I% her agen d alert. wire Ces
not Indias cxh dedend tat wee noe remnited
Cosi
Tee per Man,
bit)) (1)
on Aug 301D
Wie on
Aug 30(1)
Innaule
ensmed Keltin))
ogn ot
(1)
KOMM) itencd
(Al: 51.412 Cucrent deld 2.14%
65,958 380
• -Timt ladnatron was enavaPlable • •
10000
65,958 38
ord7000300553551519,000180453 OCCe 0319030575004 Y12357555000003)
Page 5 of 8
SDNY_GM_00325105
EFTA_00197880
EFTA01307146
UBS
Resource Management Account
A i_OldSI 1019
Your assetskontived)
Your total assets
Cash alternatives
Total
• Messing cost hoses inlarroben.
Account name:
GleSLAINE MAXWELL
Friendly account name: Ind CaslYCavung
Account number
vabe on Aug 30(1)
Your It nandai Advisor:
Percentage or
Coil
€stmated
Tour vgicanst
bass*)
ennuiname 0/
Unteaized
gang toss (1.)
• Money market funds
65,9511.38
100.00%
1.41200
Account activity this month
S65,95838
100.00%
S1Al2.00
ose
Actisity
DersaPhon
anwont IS)
Deposits and other fends credited
Aug 5
TIJIldel
MISCELLANEOUS ADJUSTMENT AS OF 061021 19
2500
Total deposit and other bads credited
925.00
Date
Activity
Desopuon
Ansaurt1 IS)
Dividend and interest income
Taxable dividends
Fees
Aug I
Dvideod
Aug 30
Dvidaeiel
UBS RMA GOVERNMENT MOSEY MARKET FUNDAS OF 07131/19
SYMBOL UPF0(X
1.90
2)3.24
Total taxable dividends
Total dividend and interest income
DSe
ACIlilZy
Aug 2
Fee Charge
-25.00
Total fees
425.00
$211.14
DeserPtori
Amount IA
Pao
Activity
Aug 2
Withdrawal
FEDERAL FUNDS TO Leah Salton inc AT BANK OF AMERICA, NA., CA
400,000.00
besciption
Arnsunt
Other funds debited
Aug 2
Withdrawal
FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Cohen and GreScee
-100,00000
ISP Attor AT JPMCRGAN CHASE BANK, NA
Aug 2
Withdrawal
FEDERAL FUNDS TO Haddon, Morgan and Foreman. AT WELLS FARGO
-100,000.00
BAW, NA
Aug 12
Withdrawal
FEDERAL FUNDS TO Leah Sewn Inc AT BANK OF AMERICA, N.A., CA
-100,00000
Aug 20
Wrthcibwal
FEDERAL FUNDS TO Isabel Marcel AT BANK OF AMERICA, N A, W
-9,500.00
Total other foods debited
.$409,500.00
AfP7033000SS355I 6 Net0001 93453 MCI 0919030575004 5123575550000000
Pep 1 of
SDNY_GM_00325106
EFTA_00 19788 I
EFTA01307147
UBS
Resource Management Account
S
Account activity this month «ontinveca
Investment transactions
Account name:
friendly account name-Ind Caslv Saving
Account number.
10 mye mfortnotim: &Out lit DMe/ :SIM :boom for resmcltdsecuote5 see VAPOInnt inforrootion *cot
rave 'teener,: al the end of Ns :Roc ‘rnent
Die
Aanty
Co: motion
Otaltity
vitt It)
Pnar (5)
11we% from
low:Went
camshont ($)
Fund:
runcraym 1p
icooltnolt: In1311101
ACOue0
woorou (S)
Aug 2
Sdd
V8S PRIME RESERVES FUND
SYM301.. LPROt
-0.100
Aug 2
Sold
SYMBOL: LeFOCS
,199,997.000
19%997 10
Aug 2
Sad
SYMBOL uPRXX
-100,000.000
100,00000
Avg 12
Sold
U8S PRIME RESERVES FUND
SYMBOL: UP FOX
-100,000 .000
100.00000
Aug 20
Sold
lAiS PRIME RESERVES FUND
SYMBOL: UPFOX
.9,500000
9,500.00
Aug30
Rs-Investment
LeS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 100 NAV ON 02I3019
SYR/0301. VOW<
0.240
.0 24
Aug30
Ron vestment
1195 PRIME RESERVES FUND DIVIDEND
REINVESTED AT I.00 NAV ON 0&3019
SYMBOL 1117R)0(
213.000
-21300
Total
1409.497.10
-$21324
Your R model Advisor:
SCOTT STACK MalLYLE CASR1EL
Date
Annoy
Oes(rOCCA
Amount II/
Money balance ocenritios
Sul 31
Balance tones's,
1503000
Augl
Sold
.5.1.930 00
07/31/19
Aug 1
Bought
290
07131/19
Aug 5
Sold
.290
OET02/19
Aug 30
Closing AMA Government Money Marketed
Iro RIM Goonnntont Monty matn Cobs your secondly :Atopconch
10.00
AoP7C00300553551 7 1970001904S3 00:01 0919030575001 Y123575550 000000
Page 7 of 8
SDNY_GM_00325107
EFTA_00197882
EFTA01307148
*UBS
Resource Management Account
August 2019
Account activity this month (continued)
Dar
Money balance activities Icon intud)
Jul 31
Amount nowt:
GHSLANE MAXWELL
friendly account aunt ind Casnd Saying
Account number:
Adnity
DescryIv,
Mann forward
$250.000A0
Your Plitandd Advisor:
SCOTT STACK ma/LYLE CASPIEL
Amount tit
Aug I
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS CC 07131/19
,250,080.00
Aug 30
Closing UPS Sank USA Deposit Account
UBS Paw USA DepO9 I Account 15 'tor primary smep 00loca
$0.00
AAP7CCCOOOSS355I 8 W73001 /30453 0:001 P319030575004 n2357555000=
hue S of 8
End of statement for a«ount number
SDNY_GM_00325108
EFTA_00197883
EFTA01307149
Important information about your statement
1.85 Runnel Sonnet hc. (the firmer UBS 'intros
Stoop. as a member of al prnapi uo.nty, ccnvncdfy
and options
habaes UBS inaroalSobrces and LIBS
Bart USA an mired sLbsciartesct UPS A6 rd
if nem of WS Smuts11C the aim's Inane
statement it avalialr to:amount The Fern's mentot
°floes we at
Scoff] IX.
1200 arbor Boulevard
Werhardan N)07COS
IM 0/1~
1 (el:4,44M the ordi official Wad Of you
lan Faroe Son,c(1 ac<ount Other records. eakeed
omen tar 00Curntrtn naming coracle., elerhocid
nor be relied won I yOu
they 6 rare a
racoon. pleat re0at it alnethatelf n reitng to the
Bergh Leaner of the off iee terra you' oxoLet
Alta* at Man Raven we Melded lob* ac(uale.
ellaIeniert drag-cull ml be used ter two-awes ray
"Zen rex-mid is lams, ee. Form 1099. 5498.
IOAFS tic )Men Team, YCO.
raven the inn it
mound be taw to repel TO te YS all untie &glen*,
reportabbrirtnabb dnidends end !nab* :math!
toned on nevem held n )our rant. net Craft*
a, safe transal cm. and eon base on <erten covered
secuines.
Cownwnkationa with the Finn
• nem (tardier'. a,/ cralmernaborbons n uttrg
to queer pram, you ntm. radng yob rctit
raw the Saul Os Haab Protect*, Act (S A)
• II the finrcie cacao', on the fop Ms, cl the teat
of thud 0.104ntre a
anti IBS Felting SlenCla UBS
MANI 5HVC44 Calf et yet X<Oull al thereby
teak w by arrarent evil the rocit‘d nand On
we Sensed ad., ed the relleknthia 'henry
Olatnal. tha raise hay arye.)0,11 knoll and
wades se localcd i UBS fnaneulSterces and not
We no:1,mq broker, and ycw ensl mike a report
of rimer a amnion to both Imo
• As devised n t e docant Kretments, you mat
rofify vs of any Olny, of Mad adolag ctecls
reflected a your claim/a *inn 30 doya after it was
Malala nude available
• Metes deal (Won'tr aniplinli a rfls*e to the
Yens Clem telaloni Deproment at 201.)52 • HA)
tol/ree
800.35.9I03, BODA.M. to 600
IT Made, though Foley, a in Ant rOtO CBS
enamel Sewn x.. CIM IteleMore Department.
PO. Bo. 766 Iron Cly. la 07081.
• Al statements shall be deemed cornalete ad none
it not <bodedto n rang stabil 60 days
• for TT' seven. Cal lia4412.09% or from outside
the U
CA21)1.357.1495
• hose of errors a outstay ieCa an eledrorn
firth transfer (IDIM, tell parent a WS Vet debit
<ad transxtiam, cal 800.762.1000, or *Melo UBS
annul Sava, lc., ICOO Harbor OW, 6th f kor.
Weehawken, NI 07086, Ann RMNBSA Sawn
Cita wale n soon as )0.• Nn. i1 rad Fmk you
statement a recta 6 neap or f va. nted more
nicomplan about a tuns* cn the %lament a
iwt•pt the fern or Card beer (as arolcable)rnati
her Morn 'tun° IS.. thane° days ri te te ton
cont you to Ina venture on sabch the Ma or
Fob*" *Pend
- horde act/ nano rd accare nude/ d any)
- Dasta• the aro. or be reefer you rea6Ve
about and 0pLin x cis, assx• cal Will No
Wove el K n alb
why you neollnxte
- Provele the dollar amore of to expected error
The Fern or Cad bus sail nvestore your cemplone
rd coal correct ary erns. prarptb• For resod areas
maim? LCIS Vaaockbo cord trabsacto-n.l we tie
more than 10 Penns days to do tn. we Mllmde
sat attcown fee the amaat you the* le n snot. so Ma
you nil hue the use of Ow money dorm; he fine
ties Leto complete or ne•slothan
liens make all checks payable tote fern or to
fnancialmittaien Mooted*, te front of the
stannent In add/ionto regular account, ton. accounts
envy be abaci to mantenrce fem. chrges fa late
papaw for secure.; purchases and charges Ice u-pael
arbors
accents. Account ehz re bndtned
tootle(
rnay be sutler, 50 a &nit/ lee
OAS Sweep °pekoes
CBS often options fa sweet ) cash berm to bark
depose accost at nen-ablated bats andattired
banks and money market /Null tenth (Money cede).
Depose accosts at LOS Bar* LISA arid 4:n4Mb:cod
bads palicaang a the UBS PDC :mend
Program ar•FOC-nosed n accordance
Depots
rule:
rot rmt riomtabon, plea. use rem
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weans at UM AG Slanted Brie and toes of
Monty fleck re not Mused by the FOC
Bank deposits1re not protected by SIPC Monty fad
Minn re protected by SIPC See "WS Inmost Sauces
Secant PreacetcW below
upon rake masa barrow n the bat depute may P.
weadraim. and sham of a Maly !aril may be
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eft dig <aim, interns reef andyields. o abatable al
www.orbs cansweepyields, from you. Feun<ut Arise
a by <afros BCO 762-10:10
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inantiol Sorokin account protection
the Fern as a member of tie Sautes romta Pratcorn
Corporation (SVC). which protects Seturem customen
Of asmarten bia to SS00.000 (ndiadro 12%00) for
darn for cash) &planetary brochure nobble won
rtg-e, a al me. lea or9 The SIPC owl Protection
grin ;Pi toil accost that you hold n a prikular
<vanity
The Fen *ether with cerlan *balm, has abo
Pechowd supplemental coerce The rruarbm
anart payable to all Niataeclerns. colecirob under
the prOtecbOn 51500 mlla1 at of dieter 10. 2016
Subpa to the polc• cord, tom and In trodn. bras at
the fen n kohl protected Ice tp to SI 9 mace, in the
aariae la all pa ecculs held n a probate
CaPac ty. A 1111 <CO/ die poly wade.; es bailable
LIDOn feCtdeft
Wetter the SIC premien ref the steoplanertal
pecacion gob to:
• Cron 'runnel atom anvoied by find nchelof n
YOks AMON yawl hi led away IrOMIBS f Arai
Sawa Foe emr•ole talon (0,inteexebrodelt
ncLdnb yob* armates. and I.Jsaw, a nutaal
finds registered mho nine of the roan, holder on
the becks of the *lbw a aria re -0),
• imminent cruets a nwsinent Merest, te 9.
limed patnenhps rid puree placements) hat re
not rog erred under the Secuntin Act of 1931.
• Conwocites <cream (e
fire on **charge and
prawn metal <creel* ncludms haves rontricts
and towebdt`f Waco comraas. and
• Depose accounts &rapt teethe**, of deposit al CBS
Bark LISA. UBS AG U S branches and to-knew
KIK hoard Dope/ Provnt
The S4PC protectors and the tmainnenial pronto" do
mil *pit to these amen item nr they otwase appear
on you sli ernenh The SIPC protection and the
supplementalprotection ohne wow agent* changes
the market vele of you. owestrnerts (whether as a
rest of market movement. mute barkacliY
othwwitel
Dividend Reinvestment Program 03Fi'l
The V" reflected a an anrale tea. Vey may obtain
the actual awe Iran )cote Iiurcal&d isa Only amok
*wet me esthaedutme DRIP. partial shoes roll be
sold rd thecaw:II be deported n you scco-nt The
dredged 'treatment once roped by the issue. my
dater !Kin the made Drat 31 v"ch toP arhal Owes
resold
Caehirtrliete
01/ whale tat/ may b held m you roam d you are
enteled Loa DIMSWO as a fault of a &Mend genre
or ~roe. the Tem weether sell panel unn al
rewbee awe a rope at rant determand tat a
regime' (learn) fl aky. and credo yob/ Klanl
lemmata/It objectives
The rwestetee objectrres ad nsk predie are speck to
ear account and my va-y hewers
x<ordt
Naa see n• th• Fon proerplbr n writing of eV
sada ant change
you' fond maw a
ITailrTre objectives For each Account Mkt you
<homeore of the I °bang imminent dajwows
• hake& CurrentIncome arrestmeres seam the
generic. ol none air
• Aram* CopterAppwuron yaminwits siting
*math ot amp., ratter Man the genraten
Mint
• PfceAk• COMisnatel 4:4160)eit 014004-0
APPIK.A.00 etreurnerns seeking tar the generation
of tome erl comb of principal
Om& tisk ;Silo
• Croons", Seeks to newton Mel catgut wth
bar rid rid barley to the man metal. men if
that more the none does not genree a inner
'went cr taunt and may not Imp Pro *1k
.rttien
• Stoderee Wiling to accept cone nth to pnntpal and
tolerate scan validiiyb seek bete rams
• Aortbave Wiliba to accept hot ^* l*fmx1F41 ad
hq, verity to ad. bonen/en ow ten
• fralo•••-tfAgotty ConselwAran f veloctod, a
paten of We podia° for the aware may Mud&
earlier arategen, Unwed liaido, and rano
'rottenly
Statement Itouseholione
We may centoWleit fit related rowel itaWnerts loth
the tame adders in the same ernekpe. e.g. because
they hem owner, who abe mental, pin sawn
rolabonshen wtholher clans al the bre oaten I
you prefer to memo end ideal statements marled n
operate ornefopet, you may cfrodno hoorah:Are by
cairn you inroal Meese
Friendly Keeton name
The Hindi/ account Aerie R Stistontable •rekrurre•
chosen by you to art you wit, you reafdlatoto t
fin no lead effect on your accost is not mended to
reflects,/ water* or:1AL relent...alien,
eminent *teethe a rd: profile anceuted with you
'<earls. art it not a prone! of 'axle* that wrath
or any Internal mutt. < ri a will be xhered. At
• actrniatt adaa tent a loot nekbeg to nOt of
loss of nearer. renown You <an dunge you.
handy YCCA111 ones tea* Oran. Sanas or by
“nlacteg yoke f rum ol Admor
Aware okenriew
• Veda of you eccortrpartfotia Net ol asses ani
li boon.
• Atsen. Model avalbli<45/104eddifef.velJef la
nti
i
ktadalual (est), end Glees Tent Depoutb
vreahted meat
e
to market. and anonassets not held
by Ow ;cm Does not re1ele werced 'tante/men
the and a the prior and °mat astern:ea prods. a
aerie neannwek wonted dock options and
earCiabf> reed *phone
• dubltes whin dim biros otstring male.
brat veal Int. shoe roam balances
• Cathaoney baron Total ol unmoved notable
tat tulardea OA &poor taaLthai al alt need rid
ncnafflubed bares, rd moray mate mate fund
snoop balances, at the coxed thr sternum prod
Nrconenedly ION wed. balances ri your sam e. re
net eeae anrd from other Defames ski the fern mug
toe ryda thew Famed me adnry can ol
bares. Thew tench re payable neon your demrd.
Dv, total is oda:Wm The curer% prod ekes, rebut.
Leans inferenetien
for detailed Mention on the ferns lerdng prelim
ad &clown refer tops Clore Retatecenhp
Agreernent a daart durtailatt ardt*Gobral
Terns and Cottons CBS katernent of Credit Fraction
salable nAgreem•nt and C•Cx busts
Dv a. r.4 e-dat, red,dav
SDNY_GM_00325109
EFTA_00197884
EFTA01307150
Important information about your statennest (COnteued)
tem su
Vors mentaal ~es moet ad etter Mets held
n th* anord at te ani of te fl emen, po-cd var
enry ad tordeh<rya fuly pad ~nos at age irre
var ntai Wen. («uraan gal at ban tobteri altl
• ang geblatedoe ontbeen Aryent/ge
Vadeed totefan ding the statement endale
berd at madet vatrak d te end o# the statement
etod
• (piber ia. h dettemneg
(On baks ofte
worda indook!! n am alarment. gnoe mica/d
wth th* nart«
Le5 Front& Snees has eend
lan Sommen cblaned hom sauna ot «tal U3S
frieg Seroces. reludrg racematen kan nota
Irma' ttut you mag haar gemoed to yes tinrede
Motor
Ilweern does not odeon-eend; venly or
~riet
the K<VKyw valbat of ege Aalmem
Ø
oranaed ty sorces ot« than
ed
Fnancul Sagen.
adelboek akhough LOM inre
Sames genera
taiga thn ~Ming
ft o retened the trin
Ø
rot endt any astrain tal tee dentalcl
~CUT bate' ad •Urnateedgirlloss-
*mam* at os ~date ot te «memory Agueb,
okay. dalro reyen *PS roemama malie
geduw,' tale decnves, da tav penows «
"enne» Actoantt aansla.] tot* hm mat
rel)", galedims Asmam only lor h perod of
hee tiry se hed at re Fam. More hetere&
reennahn ca be atledby >cue raren, a oto,
• Unreelited gaindosses neen dames ~lage,
mansted yereiged ~Oom ee gkuteedfcr
nivelut wcuroy bh De onrein dag. for
rchrolot ken mater ~enge nel krt «random
chrgat ader ganty gOegn2X na raagt
Orndend and aha gen!~
tors ant vademt<
~uw bst ro <och cc/TOM to daag/ ce.
amagad lot
" Traclle date" <Øn pntynts the
0-dradkarnagen aide date
• ealtable muffin Wit»t gehoed dak am
tals mue• gab lor *NV Fedemobon wal be wkseed
naartallg by lot Iran arena ai wort es od dal
esse bed n out name ot n nonret name lot ar
<bents Cal lense ~kon n obtaned Item tred
prees ard as gong, rs nol garanteed ()dm <al
fond mag ani went cola aften velt (Øleg
~ce.
wit be cronted stern eggen
• Priostralue Prees elabyad ler savais bid oter
paf" ma,' be Iatm. Or ba< tin tro pee that
yoowould act.* mono n te Mark« Prat n
~me
reol ond Party »nes *tut ne
below to be !etage. ba ne do not galasnee Oor
a«u• dry .
- We gen« eg uw te obsing pek* aten ~tabla or
the men ot thebd and rd. arken la bied
5W.Idet a-dopten, Wat beieren kr OTC
watten
- Las aemy ~~~
may D1 vod Mer a
Matm model ee the rnon mem Fase `we
cganed and may ren teflon a, >Mul makst vice
or valt.
- Canon ~ken mat speer wilhoul a gig and
Milten% • wc. wand malta.' d we oe
knot* to ebbe, a voce fa a seonty-
- Oepons w teostes deramnred in curna-~
«her than u t. doen ramleed at th* ~har
rate ad the -.goeman dab
- For tran teevee, tairg neonen-termes;
dencmnstens, pree aal gurety Ilxe st) rnsy
Na ban »asled to *rasa* peper 'alaam.
To oUmnetereni quote:nl...hal malta?. contacl
gas Fnándul Adas.
• Meet* inwielments and Metend produOts.
Private ~ment 54<u>det (KØ dun
Witgele., Voorn ani gat egale mesenent stol
wart« ad gruttendgod-ets ae gentraly hiyhk
ilded Ciertan *uiver, troetels hare not been
rmactered och th. Seoulos and Tachngo
Carrnosena u-dr ege stele stouts tm We
provele *sieraad yaleslot praat* netto
sonates re/ rust Ved uotlacti to. nlormahenat
PsPal“ ook, Ai.nnot d no graalmoa
- These vita insy dal« stinin140,<Itcenceoes.
age, *hit a prent ~omen' 54(Vity Or
*gewed omdat ma; btboate a sold sid do
reos nnessody inraam the vale pm enry regie
gaan Sauidnon.
- Ihrd party onttrok, of vale sex ei *celen
dak and are yuppink Minimal Saven on
maft base by n edelwant Marion fan
- item. ~ai pasnee «Mama altraad raio+c
dry, are ~Stel teteFirn by theear.
waal panne' or sponsor and may be cablated
Damden «kat« nharneon trom thai rad by
'bid potas to deme eer esimated wen
- You tan drain adStinal Hemmen regnorrg
ta
wed toaften-ene the eenwed
vake ni the date ot te reennationthat n the
buk lee the entrutoby <gaatten yots Enantal
Adgot
- Thrd party enrroled valies maybe Slaand as
'Nat pased' en ~at smalrang aten n
rdiptalint vatton lam Ni rot Ølod or
inabk to asgil a vale ~we Detant ~se
tal a maknid ment Na geared tal mat Odia
~V
~ad raar -nto giettien, «eren a
var sold be Nyly spaakt., daglo te rare
of the money
- Men~
an tesi, ge rorl partner er cps-ace
matlad valay i
a tnanny ranad valid
potte. the »be of te soosey wil be deken
tom es gachase pree
- -06trixa ons to date' mag rade redrnol
opaal, norm a bod,
▪ -enorui cast We' regelend te MM diamg
pree ps erg and enry ro relled SOV «ni base
- Dit ni Wind KIT sames se roe kneden a
nettenal mof Ren entriae, and re omwaai
skrid and am d they ca be sold. the eng
~red mat be len ta, to per shake eninated
rak.* promoot, n the aztani gummi
• Ren naled ~stee arranciad ~dm "way
n not «trery togble ror pik safe tleS Fenol
Sen an Mts te ming voce of to treesteled stock
of die stee slum as an inpUltd vak». lor te
renrkied stock for Danses of ta M<Ø onry. To
tre <neen dm fetaled staat a se <Nettelor sak,
te vake rneMed mag be te.bstitnititt leef Kin te
inputed vale taan.
• Ea garnauseaconm. went gele and ~es
An «mee ot read /ere n barden sado,
drakal and nile
alt% norm? th snotn val
be heb fa one na kom statement date asend
tnamay Dm «maté e enk, a gudelne, acaexy
ad cenlnaml no:~ n not guaramaed
Earnrid mal mam ad <teem geldt«
((elan l'11>PI Of ~in
«ad tnebde a retun of
galepal ee wilg gans n itheln teutte en
interne fad wamt Welob noodt. omdat&
- Eginated arasid narerdtoreol geld and te
schaal none ad Weid onsto be bon ee Imker
Osende ntenstedantoure
- An onnut* ol aamatrod ',coma (dvdord ander
infant) deded by theetante malet
soldavano Daim> e~
antal last dodend
a inwast payrnent mag by tral nam and
~ren te leeg ar/trost t vnl be neb la one
ga kan te st strem iiste c+ oftemat".
Asoracy
cortiard pad se not garnerd.
• Aura not SIM be VIS linancial 5•Mow. Celen
Sneb" nat heklby t Fan andre Mem the
leng posumen or <inrol These ~es n
drodytd en yw natroned lor Som de:na
atpow< «ly Octant and vake< peeeented ae
proØbyta nsurg hem biti Fna~uiSeencni
not onvast.> led Ion rronnaten a-ddoesroe
oenig ns a‘corry ene adats n rol gogen)
byWC a the Frees eadranntst SPC *taverne
• Beraamt sharing end addiganal meebalen
- YI addain to onnesseen en laks and 17h. I km
rotwed neonneon wit, the dakyam of ~Lol
hands to os genas we andke os natte regio
neme tang paltsen. Iran domer and«
acht:na tronavl trek tm sporol tag
nam are banden tem dato-ent taler ose: g
to non of saki by llEtS ok a etssla Inlaat
had forslat to oor clone% and Gd lal arme rat» o# a
cmitnia nxnuOkni Is.iy, shot, Add al 'he
fim
- We adat alf tune ah» recem netwodim and
ambo. aanlag lees n conagration lor transfer
nam unies Pui fa porti* to te nasaal fan&
lhno ba g. net" repal han mime ace« n
le rn.tualkrid and we Meed &nv amen baud
en to runt« of =cum at IN becar-okale
hodtg ~uil funds of th. I urd lam ty
- In addtin me conenagnsrnand n carection
wit te sale ee diabution ot sneb «neg% ad
tnt nwstnnel bat unts logs tiert, we ida
as "koe .temt .enret, ~int ~maten
kom may ot the ',farce ~net
veltemeng
•
arnuity<ererses, reins of ene nosset
conganet a spanen of the unit fro~lielt Indlt
medittlauTO
- b addain to gmlonyntrettmd Iran the
geduw and sak d talasies fint. we ander os
afeiste regye an asset-bad reserve Pakro
>amen, kom NedShird ohniaalors. as ~II as
fundiny (oe ledviolow okselopment, tranig and
*data en
- Cm starts aha reces. Fadeg (trim." ad
eter carpensatkin from rolaal fr.* ad rema-ne
talspant ahra groabott wo danbos
- We mine corroontat en Iran U95 Bar* USA, LeS
AG Surrdordeansh ad non alf daadbras
t-~
au! cash ~Cp proga-m led
~sr
may be a ~TM, pa nou" fa or
ma!, De a percentage ot ~ge dak trog
balancen
Activity
nfornmion reordna ontman and Øa trots
~led n to-netten mei Ine enoaton ot naai.
"Lag gaten vereactens nettet nduded en
catnntons prenany 'omdeed to >0J, and wil be
Pronded to go tomaat, onree~
Short Delling
you reengrpad n short wang a warm, >eet may
nut a ~ge 6» 10 gein banaan, cons la tel
Pato..lr seority.
Open adats
togtoirg open of g:ed otter-nekt orden taf
meeroe ~teel by age namat date. open bug and
sal slop orden se 'wand by the amant ol ebido-ds
«eges cri re eed...den:ha ex arts date ogen
nstructed «Snese by
You ae respornbb lor
adat leut åre ew(kAtd dat log.: latte to otXta
~Ping °Dan orden
Men
To °baan a gay of ar demi Client Privacy Nog*.
ohm~
>tv Femnatetteer ee wit cv wobste
at yvem.c.t,reavornanroat
- Let5 Fanaat Seroces è rotator* The Ith14, Baren
Snees Account BSA nol MAA we &gram
mgonit wheh pandt mat to Dring wroet and
pralen drast rang!~ wen :Ahmed bres
and ot« thretplrty balla and ronet reen to
nsu,"ce and anrorty vod" isred by "WIJK,
Ihrtaarty rovane <</nPlnon trotst engen
adercy ordos of tel FrontulSenees
- heramege, ~ra.
ani a-nu ky prctb
- Dagl FeK ~red • do badt quanta May lost. vale
- MIA Itesarce ~nemen, kaant Binnen
Saneet AteOtall BSA, PolA and stamstaal huts»
Manra en Maart re rent wed snee maks d
Lei troon., Smet te
- VISA n ar/gewed tadamart Owr,W by via
Mom ons SaaW41/4 AtWubal and Med inde<
kent the Lei Is» credit tot vad the leS Visa
deal cards n naad by I.S5 Sant. USA web
gemaal Iran Vna USA te aporadd Motet
tradrins, re alted tradernads. servet mek, and
mg ~cd tarwe markt se el thee respect.*
companin
UB5Fnenéelkeview Y,c
Rov. 701810
SDNY_GM_00325110
EFTA_00 197885
EFTA01307151
UBS
UBS Financial Seneces hc
Prwate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
ANI7C064672170919X/4 YI 0
Account name: GHISLAINE MAXWELL
Friendly account name: Ind CasIvSaving
Account number.
Resource Management Account
September 2019
n
Your financial Advisor.
Phone
Questions aboutyour statement?
Call your Financial Advisor or the
Value of your account
RMA ReSOurCeUne at 800-RMA I080.
account
tasit es or wobsitra
www coscornifnancialsenuces
on August 30fn
on September 30 (31
Your assets
65,958 38
65,997 20
Your liabilities
0.00
000
Value of your account
365.958.38
$65,997.20
Items for your attention
. Nola protect yourseff from fraud and
renew bank, credit card. and brokerage
statements regularly. Also. gel your free
«odd report annually from
www.annuakrechtreportccen
Tracking the value of your account
1 Thousands
Sources of your account growth
during 2010
Vale of your &count
at year end 2018
1693.964 77
Net deposits and
6,1447
vsthltaivals
-1638.97544
Your intestrrent realm:
4.20
401
Ow,dend and
interest ncome
15,017 87
Change in
3;4
0176
moo
martial value
1000
•
o neummume660
40
66 0
Value of your account
Dec 2014
Dec 2015
Dec 2016
Dec il)17
Dec 2018
Aug 2019
Sep 2019
on Sep 30. 2010
$65,097.20
member SIPC
sairstooccsoc6suni 7 NP7000300iO3 OCCOI 0319030575004 m73575550 1001 0O
Page 1 of 6
SDNY_GM_00325 11 1
EFTA_00 I 97886
EFTA01307152
UBS
Resource Management Account
::•:.otenioer 1F'
Your account balance sheet
Summary of your assets
value on
September 30 (1)
Percentage of
your =OSA
A
Cash and money balances
65,997 20
10000%
B
Cab alternatives
0.03
0.00%
C
Equities
000
000%
D
Fixed income
003
0.00%
E
Non-traditional
003
0.00%
Account name:
GlISLAINE MAXWELL
Friendly account name:
Cash/Saving
Account number:
0.00%
Total assets
Value of your account
565,997.20
100.00%
565,997.20
Your current asset allocation
A
Eye on the markets
Index
S&P S00
Your Neencial Adviser-
• Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual erred
sweep balances. See the important .in form/non
about yaw statement on the last two pages of
this statement for detals about those balances.
Russell 3000
m5Ci - Europe, Australia & Ear East
Barclays Capital U.S. aggregate Bond Index
Interest rates on September 30, 2019
3-month Treasury bilk: 1 84%
One-month LIBOR: 2.02%
Percentage change
September 2019
Year to dew
1.87%
20.55%
1.76%
20.09%
2.92%
13.35%
-0.53%
8.52%
Atau007—^721 8 rie7000300103 00001 C91903057%04 x123575550 100100
Page 2 of C
SDNY_GM_00325112
EETA_00197887
EFTA01307153
SUBS
Resource Management Account
September 2019
Change in the value of your account
September 2019 (SI
Year to dateII)
Opening account value
565,958.38
5699,954.77
Deposits, inctiding investments
transferred n
0.00
613,0W 00
WrIhdrawals and fees,
ncluding investments transferred
out
0.00
-1,252,035 44
Dindend and interest ixome
38.82
5.017.87
Closing account value
$65,997.20
665.997.20
Account name:
Your Financial Advisor:
Friendly account name: Ind Cash/Swung
SCOTI
, . E CASRIEL
Account number:
Dividend and interest income earned
for pupates °, the Wien-ant larabley or Inkiest and CIMOtral Interne nas been deleenned Irma a US
to Mann PeoPt0Ne Bated tarn the residence of the accent hddet acount type. or pn;Ost ts:oe,
scene interest andor cirtUncloarnents may not be sttalat to Ur:Ma Sloes (US) anercr Piano Rho (FE)
Oxon* lam The (lien monthly state:T*0 Is not intended 10 be Ned SKI tann01 be Sled tarn kr Its
rotaries. diems shOokd
to the alaiStifle der Indring toms they receive horn UPS annualy. such a
the forted 1059 and the Faint 4613. for to reprong intormator n is the practice of UBS to fie INt
idclicatta repotting loons with the US InWnS Retenue Sande and PR lormay Won:mere. asa in
turn torn accuratay Meaty (hyaena ands interest a tar earrpt or ware aeon Heal (Orall year
inekidual tanpapaw
September 2019 (5)
Year to date (5)
Taxable dividends
38 82
5,017 87
Total current year
$38.82
$5,017.87
Total dividend & interest
$38.82
$5,017.87
Cash activity summary
see Account actny Ulu month lu do ti Banes on yam Sweep Odom re included in the opening and
rising balances taut FDIC immune. sacCes to Spools at OBS Bank USA »OM banks partcptrq m IM
UPS FCC hsured WOW PrOcern II Odes floe say to awns al UPS AG. stamiere BrdnCh SIC
prole-flan ;sloe: to money Markel sweep fund Eddins tut net bank &posts See0oportane inbematvn
above your Sewer r theist Moons d IM document der eclat
September 2019 IS)
Year to date (S)
Opening balances
Additions
60.00
60.00
Deposits and other funds credited
0.00
613,060 00
Dividend and interest ncome
38.82
5,017 87
Proceeds from investment transactions
65,958 38
1,167,965 92
Total additions
$65,997.20
$1,788,043.79
Subtractons
Fees
0.00
-25.00
Other funds debited
0.00
-1,252,010.44
Funds withdrawn for investments
bought
0.00
-468,011.15
Total substaovois
60.00
-51,720,046.59
Net cash flow
$65,997.20
$65.997.20
Closing balances
565,997.20
$65,997.20
App70005006e672I9NP7000300I030000I 031903057SCO4 Yi 235155SO10We
page 3 of 6
SONY_GM_00325113
EFTA_00197888
EFTA01307154
$UBS
Resource Management Account
September 2019
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about that obieChves. disagree with them, or wish to change them. please contact your
financial Adusor or eraxh Manager. YOU can find a full description of the alternative
^ vestment ottettives in imam-mot information about ma statement at the end of this
document.
Account name:
GleSLAINE MAXWELL
friendly account narne*Ind CaslYcouno
Account number.
Your return objective:
Current income 8, Capital 4:V00300i)
Your risk prefik:
Primary . Moderate
Inetment eligibility cceraderation - None selected
Your account instructions
• You account cost bass default closing method is AFO. Ant In, felt Out
Your Financial Advisor:
A hP7O0C50C64572Z0 NP7000300103 00)01 0319 030575C04 Y123575550 ICOICO
Pogo 4 of 6
SDNY_GM_00325114
EFTA_00197889
EFTA01307155
UBS
Resource Management Account
September 2019
Your assets
Account name:
Pdendly account name: Ind CasNSaving
Account numbest
Some pod,. Kome and (vinyl cdueS Shorten may be corororroe As a rod*, cony andcodes may not
be roue/N) reflecled see import.« Alamafro, e.toot 'out rseteepene a the end ol tils ekcumere fee
mere infoimarion
Cash
Cash and money balances
Cam and nosy Dame: may indscie avniane rah balances, UBS Barn USA ~at account balances,
UBS sere moved Rogan Sant Laances, UBS nG Stamlord Blanch ~rod account 'ninon and money
~lid indite lurid sweep ~Ices
See the important refonnx,on go« pue sleteesent at the end or this document for cletals about dose
bronces
Year Memo:id Advisor.
utts Bavl USA andll UBS
cowed Fegen dank depend Aran Moves are horsed by the FDIC nliNn
aroroble icon, but ate not prae(led try WC UBS AG Stamford Bia« depose account planen ale not ~NC
ty rOiC and se not preceded by ScPC ~no manet Sang balances ace protected by 5K but ate rid enuredOf
the roc
CI:erieg Oda/X.
Closerobalrme
111ce per share
A*tas*
DNIderIlitleleS1
Darn
ricking
on Sep 1 (4)
on Sep 30 (I)
on Sep 30 CD
rate
Period
Period
Cap anount 0)
U65 RANK USA CEP ACCT
0.03
65,997.20
250~00
Your total assets
Percentage d
Cost
Estimated
Unrealized
Wave on Sep 30 (5)
lout account
bans GI
armed income (SI
con« Ion (0
cash
Total
$65,997.20
100.00%
$65,997.20
Gab end money balances
65.99720
10000%
65.99720
Account activity this month
Date
minty
OesceptIon
Amount IS)
Dividend and intemstincome
Taxable (144:lends
Sep 3
Cindery'
Sep 12
Dividend
08$ RMA GOVERNMENT MONEY MARK ET FUNDAS Cf 0&31119
U05 PRIME RESERVES FUND
SYMBOL UPRXX
-290
41 72
Total taxable dividends
Total dividend and interest income
630.02
33822
Ar.700:60~722I W7000300'03 0003, 031903095034 Y123575550100100
Pena 5 of 6
SDNY_GM_00325115
EFTA_00197890
EFTA01307156
UBS
Resource Management Account
September 2019
Account activity this month rcominvern
bwostinent transactions
Account name:
GMSLAWE MAXWELL
Friendly account names Ind CasteSavIng
Account number.
lee roe inktinallon about lK pixelrah< 'SAWA for rtlIrKleCIS4Ku abet see vsporont ofornanortabour
Sour Netersent el the end of tNs oXunent
Wte
ACtrxty
Celt Inter'
Ouinirty
vat/t(5)
Price (5)
Nana km
Suna
Inveltment
anbOrsernIcr
/Nova
Namacbcos (I)
investments tocupt (S)
r merest (5)
Sep 12
Sold
SYMBOL IRR)0(
-0 340
Sep 12
Sad
SVIV8:01. IPRKi(
-65,958 000
65,9573 38
Total
S65.95$30
Your financial Advisor:
SCOTT STACK Mesa:LYLE CASA'S!.
Date
Mindy
Desagica
uncurl (5)
Stoney Walton °dividers
Aug 30
Salomon forward
$0.00
Sep 13
Deposit
UBS BANK USA DEPOSIT ACCCIJN7
65,997 20
Sep 30
Closing UPS leak USA Deposit Account
lie UPS sea USA °epos° Account is your wirnarytweep cotion
S65397-20
nnaa30:5036•57322 rt7000300103 MO C919030575034 Y123575550 ICOI CO
Pogo 6 of 6
End of statement for account number
SDNY_GM_00325116
EF1'A_00197891
EFTA01307157
Important information about your statement
LOS Canal Saran Isc.(the firma UBS fatal
Sawa as a muted al octopi seamy, canna:Sty
and ahem mar?, LOS Faecal Scams and LOS
Bart USA re abed .(mien a LOS A6 rod
Allies of LBS 54cules ILC 'Meant InrW
lament it adialtuna request the an', edam.
often re at
LOS fnaxyl Sena% ax.
1200 Harbor Boulevard
Wawa-en W 07086
IM °annum remelts the onty Octal lifted Ot )W
LBS Tarsal Sent(% Want Gibe. Yon. .**91
of4.c
tact:warts. e ageing oracle., elaa shaid
rot be read Lagn F you ale* thee 6 anew a
rap" plate resat A annedately n reitng to the
Bergh Mager d to office area rats .:cart.
Alta* at Mures Pawl re Melded lob* arcrialo.
staleniert
icyy not be gaud he tar roTosos fay
*Zen re-md to tome, be. Form 1099. 54%.
IOAFS Tic ) TP*11 Prang Yeisa tar man the Fan it
reputed by taw roseate lea OS all untie &ran*.
reportabbnntwabb dndends and table Plies!
toned On %Curet. held n 50or Klaft. net Craft.,
M tie liner at. rd tog basis onoatencanted
:roam
Cownwniations with the Finn
• Pease ear lier% ell oral annalcations ri intro
to ',Fehr Taal your rgFm. aktorg Year
vide the Savers Hiner Protectal Act (S A)
• II Metaled cacao', on the sap lit of Pe font
of thit 0.10ftir. a
anti IBS Entail Siena. LSI
MANI Sows atm your roam at arm)
add by arra-rent wit% the rckird r61 &A .5n
we Saved load the rebeknrO nanyar
oanal. thoraces' h Bn me. you filth and
wades at laird r UBS analSenses and not
IM nvoctxng
ad tcw meal mate a few
of sy ma a ammo to both Irmo
• At dashed m Ike occaal Krements, you mat
nerdy vs of any swat of Para amino Precis
reflected on your graham *inn 30 days alter n was
01514.0 nude available
• PAM Oran oynonft aniplirdi a Vftwirt to the
rem% Clem Ieb1<t6 Deparithent at 20I.)S2 • Han
ce tol/ree i 800.35.9103. ITCO A.M. to 600
IT Moldy time Foley, a in was nytO LOS
Faunal Steve%ass.. (lent Warn Deportment.
PO Bor 766 Lhon Cnp In 07081.
• Al stamens shall be darned correlate ad atone
ii not abetted to n rang wan 60 days
• fa TTY service Cal ilia-612.09BSot Iron °Aside
nett
2T11.357.149S
• h (Me of ton a Oren" *CAA an elatroa
fink Vanier (DM bill parent a LOS Vat debt!
cad Tantaliser; cal 804762.1000. or lora to UBS
f na-mal Swat Pic ICOO Harftellisol,6thfkor.
Wenn.. er, NI 070314 Ann RMNBSA Sewn
an mile as soon as )ou<a.1 taa Ma %or
statement a receipt 6 mug or I yclir need more
Sarnia . efta a tinter as re gainer. a
meg the Fern or Card bps fat ealuble) mad
hear Novaya no Ire thanCOdays ri se a rem
coil 5ou to felt anemia al *Itch the Erie or
Fob*" aeral
- hoed. %a./ nano rd acorn ante fat any)
- Dada the error a the renter you so kilos.
about and npLin *der* asytu er
)co
Wove el K r gm"' a why you nen:Imre
dormaan
- Proate the dollar arnowit of to maned error.
The Firma Card as will nee:tore your <emplane
rd unearned try arra priratb• For raped iron
arta? LBS Voaeckba cad uroacto-n.l we tie
trona thr 10 buena day; to da to. we sull made
Axe Want fa the ammo you then la n mot. to thi
wood has the use of tenons., dorm; tie Imo e
tabes LA to complete at awsloahan
Flaw make all &nes payable tote rem or the
lanai nntaicn Maeda Iv freed a Ma
tinny. In add/ionto nova accove foet accounts
may be abed to mantarce fees, throes to late
ammo fa acumen purchases and <hers fce rapid
rant n ash reams. Ateasts chi ate roansfand
to other mla sa. rnay be wheat° a &flier lee
IAS Swim p Oplkwas
LOS ONO OriOni fa tftePrO Crib Rant, to irk
deposit acearm at ncesalluted bats andattired
tants and money torte mail limos (Money kr-ds)
Doposa accosts al LDS Brit LISA and egn,r4 Argo!
bards priming a the UBS RTC :mend D
Program a PDC-notal n reactance
inks
Ca are riomtahon, data use war felcgor. Depose
saarrif ol LOS AG Strad arch rd 'hoes of
Wow Fink re not axed by the FOC
Sant dtpotits are not protected by SIPC Monty raid
tarts re protected by SIPC See "LOS lanai Sauces
Saari Prolectai below
wan yar
brricot ntio brit tloptac may hi
*ream% and sham of a Ucnry !aril may be
and the proceed, retired to pact ,PS
Unties liars..
Fate nfammton tout tradable sweep options.
mclaing current intern rico and yields. is aatable al
www Ws cm( sweepalds. from yov Ftan.ul Admscr
a by <atm% BCO 762-1040
Leif Mendel Sorekes account probation
Ihe San is a member of to Sava; aorta Protection
Corpora (WC). weir watch Maas outman
of as madam
to 1500.000 (includext 1254000 for
claim for cash) atlanatory brochure nobble won
'net a r mereSOX or9
SIPC owl Crolfttron
lints ;pet to if account that you hold n a prikular
<vanity
The rem, roarer with cerlan *balm hue also
lartrowd supplemental cosine* The rroarkm
rev. payable to all egisae deem. colecirob under
the oration 51500 mica at el doirlief 10. 2016
Sae° to it. polcy Aridly % and Interne.. On. al
the eta a Art., protiend kr a to S1 9 miler in the
aggregne for al you aacals all in a prickle,
rain. Cy. A hal <ay of the polcy %rodeo a amiable
soon wart
Wear a SIC preeclon roe the capplantetal
potation apply to:
• Celan lanai atom or/rated by ad ridded n
)0.0 AC(0411 vale) toe hekl away ROM UPS f Arai
Sancti For email< <elan COantrexesrodah,
ne.drg drub* excites. and BO awn a mutual
AAA ranittral nth. nine of the scrota holder on
the becat of Me arra aria nee),
• fragment (coats a nwsinent Merest, (a 9.
tented ortnenhiss aryl aerie placements) tat re
not rog and %ma the Secunas Act of fait
• Commocite <err acit (eq, fire on **charge and
pricy metal <car acts/, includno furies contracts
rtl taTerodt <Taco comraas. and
• Depose accounts Baia scathe**, of depose) al U35
Bag, LISA. UBS AG U S branches and bras n
MK Waal Dean Proorrt
The SIPC pretax% and the twaitmental pretax, do
rot apply to these assets (Mn if they otenwee appeal
onyx.' era entente.
SIPC protection and the
supplemental protection eh rot protect agent ranges
ri tne mike. yea of yas antrneres (whether et a
renal ol market movement. recur barkrWya
othestiel
Dividend Rainy's:want Program (I)Pi')
The TTXT *hood b an Sneer era. rya may obtain
the algal Prce Iran oar Inanc,i &alter Only nftle
ram me me thamd unde DRIP. partial 'hoes toll be
sold andtheash WI be tamed n yens scco-nt The
dodged reagent,* once Roofed IN ter issue mat
diner lift the make ate at whet% *e analam
re soil
Cadarliata
Cat waletams may be held m you ream d you"
aria. lea Delhi! Wit as a retiall of a &Aland ware
or ~roe. the rem at eller sell wad ads 11
nude prat:except al raft determased by a
magend canarrey. rd (tufo yore Kau.
lareadowanteilioctiros
The eastra-e <beams rddk p.
yo
weak to
ear account and ray vary bear your ci
Nap. rdwo the FmprotWebr n wrongrb,
%aft change a your
maim a
flyW
mine. Object... For each Account hitt you
cameone of the fon:ming imminent objatas
• Parka CurrentIncome arrestmeas teen; the
generic. ol axone at
• AnIen•Coptaaopwiron nammeetaac
growth of areal niter. Pen the gamier
are
• shoat Combater orinotme salOOti
AppreosKon atreurnerns *erg tar the generation
of Boor La comb of principal
°nal titan. Boa
• Camara Stet to anion mlal conctnt reek
bas rid( ad .drily to the moan anal. an if
the mean the awn don not genera remnant
ace,* a mime ant may not Ye0 Pao alb
• Moan. Wing to accept tone nth to pnncpal and
feint. sane matey,' sea bite return
. Anse Wil hp to accptmine it to pnncpal rd
Pio rabbit to tick ho ()mint ow to
• fraltner-tfArAty Con:drew. I toloctod, a
paten of the podia, for Ni
it
ow valud•
earlier array., Unwed liardoir and Term
Walk,
VA May cento-delt oil retrA0 googol itaWnert1 rift
the tame address on the sense erneka, e g because
they here anal who abensibn pitsoave
relational» a/bother clans el the sere eaten I
you prep' to mar end rolli stamens marled n
apart. eaclasot,
onsarciactne hover:oda by
oalrg yap' Seismal Adria
Frieda accowit near
Pe Feebly account nine re a<Wont+. •rucknaft•
eaten by you to Punt you wit, your recordlyepro t
has no kg. effect as your accost. is not mended to
read any graw. prod.AL reanadia.
marmot <bnewe a re& made associated wit pow
acorn. rd 6 not a promo* of guarantee that wrath
or any faunal result aria wit be xhewd. Al
nontresint /Woe Ilya* or lac rctdrgte nor of
lots of the area natant You <an dunge yaw
handy roam names enough Oran. Santos a by
Oillactecifte Truax tat Admor
Amur ovenriew
• State rat ex/ ecoatartfotiO hr ol asses rid
kiadas.
• Asters Wades nibble ash biros. atm for
nitrithd woe), (ere and Gobi Tent Deposes,
smealed arts to make and (man asset not held
by arm Don not nada waxed nava/men
at the end a the prior and caeca °stamen anode. a
paw orestnwert vented doe cyan and
maroonb no atom
• tablets MLA. debit Pita% ontrang nuegn
try vests Ira Ian roan balances
• Catheroney &Aron Total ol unsnap:oda. *fable
oath totaftep pea &pm tolLiftt al aft died and
ncmaffluta brit ad tro-ey mate mita turd
swap balances. at the <boot the gamete peed
Nan-cormedly nee cad. Patinas lips sayn re
not seat anrd from other babrxes a^4 the Fern troy
roe ryc1 the lugs :.the adnry case ol it
harms Taw finch are payable icon your demrd.
Ter total n added m the curet prodcamp nen
bade; inkeenatien
fa detailed Scallion on the nWs leering radices
rd &clown refer to far Clore Ratateoenhp
Ageernent a at(0.01.iyeihreint and P.Genial
Terns and Ca.:tons LOS kaleenMt of Credit Pralkes
salable nAgreem•nt and C.& busts
al ivyv ch.
rernThir mini.
SDNY_GM_00325117
EFTA_O0I97892
EFTA01307158
Important information about your sta te me ni (COMmued)
Yew sate
Your astemesse Armes metes ed ceter nuts deld
nee etas. Y the end of the afflismeril ynrc<1 You
enry ail ta 6:Mai:fluty pad stones xytoro
You murraene when*. used at loan <Arra Om
• ing any bolase due on them Arr wcurbm
ordered ro the fem dreg the statement pen:Owe
heed el met« aka« of the end of the statement
tamed
• ~bd.& hdttemneg the <on ban of**
sewn« included n eksamme *Sege "dated
was the nurrte
l8C Frontal Senn« has Wed
a ref ormaan <blared Irons ~on other Man un
nancul Sax« reledrg ~nee
kan ~ha
Irma due you may haw. proeded to yaw lensed
Admix Te farm donne ndirpcnintll vollya
gars". the xo..r dcy a validly of erg dogmata+
Ø
traded
scisas other than ILBShuncul Salo«
akhough
nrc Serve's antra
eaten** Monnitie as t o mewed the firm
does rot vow* mny 411.0"44 tat de nlarnalen
~Cost
ban' a-d • Urreiced gad loss' n
*mix* as of do date, of the statemere at ouch,
pima da not fisli on to, nlarmlo-ig mike
archaise Yle acmes, le In papaws a
oedema A«oants translated to utfan nay
felled gar/loss dormant+ only for tie (wed of
line they se feta at the Fr« More historical
rikeinftsan can be sided by >as Filroa Acktot
• Unrealized iwintflosna When dots is nobble.
Waited areareed pantihose, se akutted for
c.d./clot seam bh Tie tenant0n data for
Medea as mayor NWme eel lid arrenstiore.
chart ada to:umy toorga.,:x.ca ~nit
Oudend and deer fdry~i
lots als lystarret
~chap? WI ro eachcan:in:A toOdds/cm
~aged lot Tv' Trade date" <Mann oessans tie
aralkandann trade dale
• Callable securities Beds and ;named deck that
the owe( cab for tarYfederroeion wit be selected
~at/bylot Iran snag al Kwitny d that
eat ned n our rune or ri nominee name lot ca
dents Cal kart ~bones °blared kom thrd
peen ard as xwxyt not gassved Other <SI
looses may test Mu:head alai raj. canine
Menacn wit be wonted w:On (goon
• Prkeivalue Prat Ottotayed tameurt« and other
pealecit maybe hone or twee this the ea that
>nu would aCtua* wen* n tee mark« eras re
iteined I ron~wd
Pity
wheh wt
believe to be Sable. but we do not %wane der
aawars
- We gateror use the <bung price sheamiable a
the Twee el taw bel and aik pikes la åsted
~as
and optic:~ rig bid was kr OTC
414V44.1
- 4a anal,. traded ~nut may be rail taue a
vaharon nodal or the roost record pnce
~and and may ra reflect an actual mrk« ace
oral*
- Cagan pottens it
spear wlhoul a pike and
we show as 'ace wand satin.'
we ire
in* to 01014. once Sce XniAny
- Oepostsa utukt denomnsed n care
other to u doles tat reed«, at the ~her
rate ad the =timed date
- Pas «news hscveses trading n nonicrienn;
denomneces, price ed ante, (lace value) my
haw been »utled to untie,, proper valuator.
To obtarmsrad quotation.. when nobble, «dad
yas Ffundul Minor
• Prima inveaments and strafed ~due.
novae nwwirneni wastes (rClOnq deed
11.16041Cei MT«, al /eel Watt roentastnl lutt
scostet and strummed prodacts are gentrify rep,
iuyd Cain, waived trodais hare not bee
readered nth the Satin« and &clung*
Carnation a anda ry state sten
ben We
provde estimated vans tor plate ~we
wares ed ~lung ;nodes fa ntormaficnat
0,-(0:4“ any ni.n.eley 4 net guaranteed
- Thew esteem* OM« sibilant", kan anes d
any, ai which a pr wale ~anent 14<ls
structured product may be boat* e soll ed do
not mi assely inseesert the vela yter mw receie
Lian Souidadon.
- Dad pst, «linen of »is se as of • calan
ebb and see SuppOn110 UBS ;toenail Save« on a
«We ban by a'. ~km
"Marion fern
- ketee. ~at pens of caeca oatmud rate"
d ry ettsted to to Fim by the mar.
Basal pens a spews and may be <ablated
bawds Men.« nkern6nn ken that used by
thed panes to derive ter nimited vann
- You can clean addicnal Hammon regeacfng
tie ,..teu4.4,gg used to deterrent the einved
value and the dale of h nterution that n the
bans la the «taut* by ant actrgyea FIsanea
dicia.or
- med party «united values maybe reflocact as
'Me aced' n areal snakes' were re
rdapenlant valt%
Inn has rot ~led as
ur lue 10 .egna yaks hem we become ~se
that a ~end here e va ,oared Ina ~guile
peretayraØed ale na cuesron. «Men a
value maid be highly spaulen Oat 10 the nave
01 the fts<0nty
- Whon nodose ao aur, gear, partner or spada
«Inuad ea,* ror a ewdoey rifled rag
prow:lei the vale d tee sonny wit be defaced
from te patch». pree
- 'Dated ens to date' mag «bade ravn of
mane a both
▪ 'O grut unt sete ~ewes tie Mal editing
one pee test end myna reflect >as «debases
- OPP and Wined KIT s«,dres re ra lead on a
national wastes entenae, and are gavery
skrid and men I the can be sold, the once
received may be Ins tan to per shre tarot«,
value promticd re II* aCcani predele
• Rearieted ~lee
PKCNII.d ~RIM "meaty
are not arm* Sigel* Sy otte sale Les Farssul
611~$ uses tie mark« once of tie unalreled godt
of de sane issuer as an waded yak* lor the
restricted slo:k for p0Ø3 of ty statement airy. To
thy Moil due celleled wades se elgbk for sale.
the vele re<exed may be ubstentital len than Ine
nweed aka. drawn.
. la (estanate4
yields and ruven.
An namne of arva none is bezel nn current
denied and ~rain,
«urge.
seamen &I
be heldua one yea from emend dale a abl
mean threes:Mate any a gudetro, afanCy
ed catnakil mime ae not guaranteed
Ennead mad mane and canard raid la
<elan MP« Of ~ion toad inckde net" of
Preece' a Wittig" n talon <wean eft
name lard anent yell would be °wale&
- bladed arnma mane ed oral Weld and the
actual none and yeld mica be beer a het*
the, the earorted amounts
- An onmasool rmialrod income (dinclord ender
Merest divided by te cum« meet
~beige bale« A~
on the tart dividend
ex mew pa/rant madebites man and
awns tie ucat widepost. wit be hb la one
kan the st seed bate or untilmeaty,
Acosacyrdeortnuidyad se not garsaid,
• Asaitts not held by tIgS financial 5•IViDel. Calton
assets are rot Atli by the rem ard ny1 *Ann the
leas ~senor meant These Met eie
&pined on nos statement for damned
pØ
only Potions and at« preened are
prorated by the nun, ben UPS anedui Sam«
not reseentats for rid Maniar radon~
Gutman is, storey thew awes at radl Neale/
by MK a the ferns teahenents1SPC Ør.94
• Revalue sharing and Sditanal ~nation
- F //Mein to commensal sales ad In. I It«
mewed nonnedor wth the cherbacen of mutual
bedstoas dents we ada or atfliet maim
mans Meng p,7, nit Iran daneasal ardor
>dotal ot zbe mewl had t,ai we cell Thew
exists re bawd*, two dellaot orepeentst
sew ~
of saes by tBS of a PanCislY MAM,
Ville* to oar <belts and Oa the as« gated a
~Cuts ~ballad le/s sears held .0 It*
firm
- We endow alp lair eh> ram, networang and
antas tomsag lees es consekratai le trader
nerd writes tus so grade to the msual herds.
These toot gem.% re pad from meow autos n
the mewl tend and We a feeddata amorin based
on the rants of account at thelearadater
holiag meal finds of the I urd lan ey
- tr addtie to cormehan reared n ~ion
Mt+ tee sale or dead:whom of nutty <Øx% ed
ura ormenett and vets load clan, we anda
as "lute main men.* 5hhliM arransen
Iran enry of the rounrice ~verse, unclenweng
the annuity oreracc, affair.« of the nuance
COrrpinsal a Sp00163 01 da use ~Me* Inn«
we darbuTO
- In addition to anans.sis recited Iran th.
tamt and sae of NedShes fink. we adaOs
aftlate team? An ,whaled ~A
snoring
women, korntkeShres chartaAors en well as
lundng fa Icahn:kg, development traitg and
edema,
- 0v akelue oho recs.. wring commissars and
oter carpornee from Tr-dualfun* eel rearece
cث
shoes pec&as vLo dabs..
- We owei* correoniato, Iran UN Bel L6A.
AG Surdord Chinch and nealf .1.sted bras
*resat. our cash Map pre/ rot NI
CernpnoSafren may be a ~thy pa secret fee a
may be a wants:ad ~age dal, depart
telexes
Activit?
Munition regsdroarnmnsem and other ~an
incurred in to-nettle win the neon of treas.
reladeg gone virceans hasteeen ncluded on
Ccesliernsinny r 4,1~
furnsMid
'CM and vali be
ended to >co tromd/Y an neaald
Shen selling
Il you re .gaged n that soling a seamy, you may
tour a °woe A* totalan barowna oats fa that
Whale security.
Open eras«
Pagnhing open or 'Ted idloteakt orders that
en not ~mad by the darned dale, open buy and
eel slop <rim re reduced be, theamount ol einidects
a nees one an n*dinde daa tridua date unless
nansad ot.rwee by you You re responshie la
ada« that re tamed ali to ywr false to can te
~Sting OW Øn.
Privets
To °Mena copy of as carat Clem triacy Notke.
Plan~
yet, relln041,16AnCe a yet as waste
a
-
%BS
tneciaSeroces b rot• dirk The R/A4, areas
Sea:Account BSA ed NIA re brokerage
a«ouni‘wh‘h pease!. access to base erg «teas end
pales le~arrangenents doen ablated bat
and dew ihedowty bunts. and freaks Keen"
isvante and anrasity vestry issued ty knaltilatal
thrdterty
n• ~panes avast, murene
samy se.hsclunn of %RS Front id Senkts
- Keane«, Mace. and sau ty lanX1.416
- bla FDIC mind • No bid quarter Maylose~
- tMA Rasarie Iteagemem km" Busiest
.anicet Account BSA, RMA and manatees Ratane
Management Accost re mastered 'ewe nurks at
lg6 frumt Seniors M.
- VISA is a agittened Vadanalt owned by Una
Vawrubetifi Sir«. Atueutai and utad aide
lame The WS Use credit <ads ed the UBS Via
Ø<s
+
CJIS
nard by I oe 5944 USA with
Penrose+ Iran yea USA Incorporated Mona
'mares, mastered trademarks, serve, mat, ad
regentred sannce marks re of tee respect:*
<roman«
ILOS Firmaa Stea lic
Pen 701810
SDNY_GM_00325118
EFTA iMI97893
EFTA01307159
SUBS
UBS Financial Senecas tic
Prrvate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
ANP7C050716971019 VI 0
Account name: :1-115LAINE MAXWELL
Friendly account niftier Ind CasIvSaving
Account number:
Your finned./ Advisor.
Phone
Questions about your statement?
Call your Financial Advisor or the
RMA ReSOur«Une at 600-0441000,
-
account
Resource Management Account
October 2019
n
i
Value of your account
On September 30 al
on October 31 (V
Your assets
65,997 20
66,963 45
1Adt a or webs's*:
Your liabilities
0.00
0.00
wwwsbscorNfitancialseneces
Items for your attention
. i-relp protect yourseif from had and
reMCW bank, credit card, and brokerage
statements regularly. Also. gel your free
credit report annually from
www.annuakreditreportcan
Value of your account
585,997.20
586,963.45
Tracking the value of your account
1 Thousands
DK i014
6,1447
9914
Sources of your account growth
during 2019
Value 01 your Kcount
at yon end 2018
1693.954 77
Net dicositsaod
wthiranalt
-S638.01567
You' atieStMeilt
Oundend and
interest ncome
Change in
6176
700.0
market value
•
660
670
Value of your secant
Der O015
Orr 3016
cc Oct 31, 2019
Der 2017
OK 2018
Sec 2019
Oct 2019
15.024 35
1000
$6408.4s
Member SIPC
ANP70003005071697 HP7000178492 MO 1019 03057SCO1 Y123575550000000
Page 1 of 6
SDNY_GM_00325119
EFTA 00197894
EFTA01307160
UBS
Resource Management Account
xtobar 2019
Your account balance sheet
Summary of your assets
value on
October 31 (1)
Percentage of
your =am
A
Cash and money balances
66,963.45
100.00%
B
Cab alternatives
Dao
0.00%
C
Equities
0.00
0.00%
D
Fixed income
000
0.00%
E
Non-traditiortal
0.00
0.00%
Account none:
Friendly account name: Ind Cash/Saving
Account number
0.00%
Total assets
Value of your account
$66,963.45
100.00%
966,963.45
Your current asset allocation
A
Eye on the markets
rdex
S&P 500
sour noosed Adviser:
t Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS FDIC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important mktrmadoo
about ow statement cn the last two pages of
th is statement foi detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on October 31, 2019
3-month Treasury bills. 1.55%
One-month LIBOR: 1.78%
Percentage change
October 2019
Year to date
2.17%
23.16%
2.15%
22.68%
3.60%
17.43%
0.30%
8.85%
AtiP70X130:4011690 NV7000178482 OCOW IC11903057%04 vl23575SSOCCOCCO
Page 2 of C
SDNY_GM_00325120
EFTA_00 I 97895
EFTA01307161
SUBS
Resource Management Account
October 2019
Account name:
Friendly account name' Ind CasleSanng
Account number.
Change in the value of your account
Cash activity summary
°Caber 2019 (SI
Year to dale (S)
Opening account value
$65,997.20
1699,954.77
Deposits, including investments
transferred n
959.77
614,019.77
Wrthdrawals and fees,
ncluding investments transferred
out
0.00
-1,252,03544
Dividend and interest income
6.48
5.024 35
Closing account value
166,963.45
166,96345
Your Finandal Advisor:
set Account acwva thu monInfor Ge4ati Rawer In your Sweep Opsorg se ,nduchtel in the cpnrq and
Moroi:igen:et vats FDIC trourancozphes to ekpmats a US$ Bank USA awl dl bank; partoCatoT9 mite
Urin FCC muted Deposit Kogan. n o:ies not 80Oy to deposes al me AG. Stamford &arch. SIPC
sotocton =lie: to money mantt :weep fund hoidens tut net bank depotits See important inbemation
Mover your ;femora< on theist two pow: cithm document kr totals.
October 2019 IS)
rear to date (S)
Opening balances
165.997.20
10.00
Additions
Deposes and other funds credited
959.77
614,019 77
Dividend and interest ncorne
6.48
5,024 35
Proceeds from investment transactions
0.00
1,167,965 92
Dividend and interest income earned
Total additions
196615
11,797,010.04
Subtractions
For ou poses a Ito Manta laratally or Interest aid clAckncl Income has been deltwood lam a US
Fees
0.00
-25.00
to never* Irtadne aSed Ora, the residence Of the =owe meat. acount twe, a want tyae,
ante imeeest ands dn*nOparnents may nor be %Men to untea Slates (Us) ida Pueno Rico (Fa
Other funds debited
GOD
-1,252,010.44
Own* Usti The dent monthly StatertOrt as rot attended TO be used and canna be FOS tarn ear la
Putts:net Cleats SROORI peter to the asp Kant Um MOOMng hymn hey re(elm fuOM UBS amualy. such as
Funds withdrawn for investments
Ihe FOrMS 1099 and the rams 103. for tar irepseng intormatoo n is the practice of IRS to fie tNt
colmatit to crooning toms with the US Internal Raenue SOW* ald PR 'Unita/ onertment. and In
bought
0 CO
-468,011 15
suchten StAteete4y chary dvdena ma or interest alai earnest or ma* vacant neat (0e6S1 yOil
indoduil tax papaw.
Total subtractans
$0.00
-$1,720,046.59
October 2019 (S)
Year to elate IS)
Taxable dividends
0 00
5,0I 7 87
Taxable interest
6.48
6.48
Total current year
36.48
$5,024.35
Total dividend & interest
$648
$5,024.35
Net cash flow
Closing balances
$966.25
166,963.45
S66,963.45
$66,963.45
*n.7000300507' 6a) tiPt000I 78482 00a3I '019 030575C04 Y123515550 OCOCO)
Page 3 of 6
SDNY_GM_00325121
EFTA_00197896
EFTA01307162
*UBS
Resource Management Account
October 2019
UBS Bank USA Deposit Account APY
interest period Sep 9 - Cki-t 6
Opening UBS Bank USA Deposit balance Sep 9
$0 .00
Closing UBS Bank USA Deposit balance Oct 6
$66,003.68
Number of days in interest period
28
Average daily balance
$56,569.03
Merest earned
$6 48
Annual percentage yield earned
015%
Account none:
Friendly account ',ant
Account number:
Your investment objectives:
You have identified the following investment °I:retires for thisaccount g you have questions
about theseobjecoves, disagree with them, or wish to change them, pleasecontact your
Financial Ad4sor or Branch Manager YOU can find a full description of the alternative
OweStment oblectives in important information about your statement at the ad Of this
document.
Your return objective:
Cunent income & captal aPPreCrabon
Your risk profile:
Primary Moderate
Investment elegrbility conederation - None selected
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out.
Your Pleandel Advisor:
ane70003005071700uP70001784820X0 I019030575C04 M3575%00:0=
Pig• 4 of 6
SDNY_GM_00325122
EFTA_00197897
EFTA01307163
*UBS
Resource Management Account
October 2019
Your assets
~bunt mime:
Friendly account a/ma-Ind CashiSanng
Amount number:
Sane prten. >tynt and (wog raves onoten may be cormienole Al a icy^ 9aine &dime nw nee
tmuidely tellected See important uttotataco, aboat 'our statement et the en3 of ths ckcumert Cot
Mate inimmalion
Cash
Cash and money balances
Cain and minty Dance:may taffy& ay.:11MP Ian balances, UBS Bank USA atpasåt ac «cunt balaxes.
uEISFC•C Inured RoganGant Market, UBS AG Stamlord Beano about account nåaxes and rroney
~eel mAua bid Swetp ~KM
Set the MtpOttant telonbobon alactot >ow steeds.," t at the tad cd tnK030XneM for *tag about stat
[satinet',
Your Financial Advisor:
UBS Bant USA eaddl UBS FDIC enured FrOgarn Bank ckpOtat &toast Mantes are 'nutted by lee FDIC a4tNn
alfable unit, but an not Dtanied by SIK MS AG Ranked Bianca ~It
account barmen arc not ~tea
by 10IC and Se not rain-tut, M ScPC Miley market tvteep balance, an pectlecled by aPC ten ase rat «novaCy
tne ;OK
Ctenng Wane.
°burg balance
ante per snare
lacidn9
on eel 1 (la
on Oct 31 (4)
on On 31 lb
Cash
0.00
959.77
LII3S BANE LISA CEP ACCT
65,997 20
Total
A*Mr?
rice
onidenouneven
oars n
DmIntl
penal
Cap "aunt (S)
66,003 63
250P0000
Your total asset
S65.997.20
$66.96345
Vaue on Oct 31 (b
Percentage of
Cost
?Out e<COtal
NOS (SI
Simattrcl
anruad 'name (SI
unreatzed
ban or loss lb
Cash
Total
$66,963.45
100.00%
$66,963.45
Cmh end monay balsams
64,96345
100.00%
66.96345
Account activity this month
Dice
Aellaty
bestreenn
Amounl It)
Depositsend other hods aeditad
Oct 31
Transfer
FM
959 77
Total deposits and other funds credited
$959.77
Oak
actitity
Desotphon
Ambush (1)
Dividend and lament hecom•
ramble interest
Oct 7
Interest
ul3S BANK usA 0E~ ACCOura AS OF 10 04/19
648
Total taxable interest
Total dividend and interest income
5646
7646
M.70003009)71 701 N770001 78491 OCO3I 1019030575004 Y12357SSSOCOCOCO
Page 5 of 6
SDNY_GM_00325123
EF1'A_00197898
EFTA01307164
*UBS
Resource Management Account
October 2019
Account activity this month (continued)
0!e
Money balance activities
Sop 30
Salaam forward
565.997.20
LOnlly
Amount nen:
CHSLAVE MAXWELL
fiend& account namt Ind CasNSaymg
Amount number:
Your littancial Advisor:
DelerV101
aimunt IU
Oct 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Cc 10/04/19
648
0031
Clown USS Bank USA Deposit Account
The UBS Bank USA Depeet AC(Ouni 6 rat Canary Sweep 00.00
566.003.60
APP7000700507I702 Ne7000178402 0000I 1019030573001 VI 23375550 000C00
Par 6 of 6
End of statement for account number
SDNY_GM_00325124
EFTA_Oni 97899
EFTA01307165
Important information about your statement
LB5 Fnencial Sown re (the Firma U3S I inartoal
Sonoma, o a member of al needful %anti,. ammo:fry
and optens «braes
UTIS Farrel Sena, red LEG
Bart USA re naked ulancianesed LISS AG rd
inflates of U3S Searibes U.0 the Pim's Innteal
statement rs eveldalncian request 1he 'Ms ~nine
oflas re at
ISS Farce' Sriet1 ex.
1200 rØ
, Bouleserd
Weawden P4)020136
IM 11/ 14~I
M 4~
16 Pe or., official/peed ot 3~
LBS Enron Sansen rant
0th.. reCCPS. .**91
ofl.c
Imacknerts. tonlanng tordltiregelatr1/4 •41
not be relied eØ
1 you bete* thre 6 merra a
*meson. please~
it rrenedotely n reekna to the
Bergh ktardepe of the office sent; ps mean
Altuere alfatel thown re Mended IOW amnia.
armlet data dad not be erect fa Ire paoses fey
Treyse n rr
•nd
Iona De. Form 1099. 5498.
1
TIO T,wre Franel
reaum the Fane
round by thee toapen tote ltS altande derifend,
reportable n:n-tnabb ~ends and tattle annen
caned alias«,
held n your rant.
net crocet4f
en sale !tread ere. rd lesi base On «Pan Pels ed
pa/ nee
Conmunicetione web the Fine
• Ilamet.confinn any cold carrruncreona n ~tog
tofurther broad YOkr ferns. rx1-er9 yaw
41
...7
vide, the Snunes Inunter Prof
16.6 Act
• II Korrad
(CAA«, on the lop lell el re awe
of M44~
es not leS6•1~31S1~14. Les
aunNal Sams curet your ~um at <Isom
Øa
by arrriemert rite the rekated mina en
We lamed wad the reblenrb nbersja
evened this moat
In the rte. or, SMs and
wades re lamed at UBS I named Sown and rot
the ~loco
becAa, and p, nun ~ea
',ton
of wry once a airmen to both Ira
• Az ~bed
r Ue ~al
tenements, >a ma!
rotdy vi of any eino; or irn3 swohng ~11
(PIMP on per clit•rnent vatn 30 dap "V n was
MAP« made ~tr.
• Teludret ~sop
<anger« a ~~
to the
trws Chem lelaficenDepannent at 201.352 • 160a
a talker r (.30.35.9103. BODAM. lob.® P FA
IT Mad,/ through Fr.Sey, aen WS reS10 L85
Te»xel 51.1~11x . (lent ~Keel De91.1~11
PO. Bo. 766 then Cly. Ia 07087.
• Al statements shall be darned corrolete rd atone
å not <bettedto n wan; ~his CC dap
• fa TTY serval. Called-612.0S% ot fromabide
'MUS. Cr 701.752.1495
• hem of won a ~lens
teat role:bon(
lada Vendee (EFT/ bill pynt
or 1.13S Vase deb,
cad Tommie:a, cal 800.762.1000. of wee to UBS
FMaW SeepplIc . WOO r4Ø Bed, 6th flea.
Wienaniert, NI 071/4 6, Ann Rfilan3SA Sawn
Cal a wile n sort es ye., can. 4>a Lot sat
51.1enent Ce Wept 6 t~9
Ce I yeio need POP
~.~«.
Pm. a order cn the strement
rotten
Fern or Card bluer Des tepplable)mni
her from lar no Lit« than 60 days rum the Fem
am >co to fret aroma-ten *tech the rya or
Problem Wowed
--- hair
>or rani rd roast nente Gt any)
- Cesabe the roe or the wander ya, se wane
about and npLin an der/ as yu
erd oar
Mere n In an era a why >aneedinn
dorm/ten
- Wade deeded> meant of da waned erra
The Ferm a Card ban nil nvestate your Ølsos
and oaf aced try Ina FØ9 Fa aped anon
~no
LEK Vesa•ckat cad teretten. d weir*
more thin 10 batons days 10 a
Itte, we 6.11~e
Axe atcotxt Ice 1,1+ arrow* you tre it n mot. so thd
you vat Pa,, the use of %be money dun; te tore
tin tel. complete as ~31.93~
liens mix all &eels payable to reran or tree
frond,' enstiLsien ndatedcn Iv fort a the
statement In addition to regular mown Ices. :became
may be ablest to
let throes fa late
posesel fer »curses pischases and dwgat fa' u-pael
rant
nebb a«oults Mt.:yeti:Fa ate tramfgrrod
tooth« nitivisen may be stAtea le a tina
Is.
/AS co
ttonens
Les o
, km, »reepro cash berets to bark
damn mourn at nere-dlloted bats red "Laud
banes and wavy Markel revue' lends (IVone~
Depose ream at LB5 Bare LISA and an. aliened
ants particating n the LICK FCPC Tared Deposit
Program aw
os
n rar« da~
reole:
Fa mat rdomtabon, please mat was Idcgoar. Depose
accosts ei UM AG Slonford Birch led stues of
Wm./ finis ore not ivied try Me IOC.
Barn deposits are not protected by SIPC Money find
rim re protected by SIPC See "LDS Innett Sawn
Steam, ~at'
below.
LØ ~tiara
baron n te bark Oopeac may be
wham% and Mrs of a Money Turd may be
ladatd
and reamed,
returned to >a« >as
~Wes s«P.re
Piste mensen tag addable »ego opiens.
nc1xIng <untie «rest rates and yields. 0 ~Mk
el
www das 0~weepyiekes, horn yea Faneul Adescr
a b, calm 800 262-10)0
LIS f ~del
Services account probac6on
Die Per is ammeter of ter Sauces reran Phaeton
Con:anion (WC). rebid, VOlettn Searrlen curb:oven
of as ' ,reties Lp to 11.00.000 fendiard I2S400) for
darn; for cash) bolas/May Øre
nobble wen
(~,
a et ern. nan'or9 Te SIP( sink Crealeden
lirib appy to 411 rearm that p, hold in a Nebular
aped
The Firm, together orth anon *lints, knob,
~chased supplemental rear*
We monmsn
rate
payable to al Mead edems. colecreeb under
the protectors c ISCO miler, as of tveroter 10. 2016
sutt el t0 te poler mreShom rd erneltnns. OP et
tnt fern n tut« polerte la tp 10 SI 9 miler, en the
anftWe le. al you acloeref hell in a palKt„ I a.
esPacee A hil Pp ~poky
~dreg it available
won ~est
fleeter the SIC pearden ra the ~metal
acted« , sob to:
• Colin Inner nun oretrotied by fend ridded n
yes row
valel ba feedaway Iran UPS Fereel
Sawn kw einkterlain
ensare
na.dr0 drub* ~be
fed lihhafts of fytuft
had, regnrand nth, name of the ran
hold« on
Me bah, of the our or orde agne),
• h....2~
<moats a nvesimn merest, (e 0.
lensed pattunha ard pure Platemm10 the' re
not rearmed onda the $eerties Act of 1931.
• Commedmes <errant (eig. !anal ...charge rd
precop metal ~Mel* n<ldn3la ses nattrus
rd<anØy.111~
contracts. and
• Depose accountsGrape PISK~ be cleaon)al LBS
Brk LISA. UBS AG U S larches and brat nit*
MK eased ~se
Proyam
Te 9PC Dretenon rd the wahreenial pranks , do
noe app/3 to these assets eon if they aflame cam
asps sidemens We WC protection and the
upplernanalprotwion dana PPP agerim doges
en the market in.* of yes eneestrnerts enheder as
renry of market movement. mum br*notcya
othenwel
Dividend Reinvestment Programs (DFM
the dice reflected et an umage ace. 60.3 may 01~
the Pull ace 1.06 pas Faw«eel Leaser One strok
*urn me pu <based under DRIP. prof 'hat; eli te
sold rd the cash will be deposdal n your acco-nt The
dendend ray!~
once W01.16611W the PUP PP/
dtw han the ~Id ace at ne <h the Pineal shres
reØ
Ceeb-indiest
Or, / wholetams rear be held en per ware
d pure
mud toa palatial at a result ol a &slaw.] p4MnI
or ~pt.
Ow Fsen metier' WI
ed vill al
main are a accept in annum Otterma,n1by a
~end
cbtem stry. arc ktada yo4.. «card
~warn
objective'
The ~street *beam
nsk proton re speak to
(MN account and
'nam
way
be
rases
Pens sdsne the P.m promsfb, ai ~
4,9 01 ry
~feint ^me 4, >as lend
«MOP«
I3~~!
~Ps.
for nth rant
fat you
<how or. of Me fob:mina resentment deject...en
• 1Øe
Current Income anystmerts seekrB the
perimeter of twine air
• Aram, CaperAopenyton ~omens steamy
womb of prop., tare. Pin the ~tact
cf
mine
• Peace Combnishat or income etriCeanal
APPIKAtibt• be-tureens seeing bads the generation
of ryane end growth of principal
On& rek prof ilaaa
• Cot~me
Sparero
Mud
seth
bend, and salinity to the wart owns, nen
that mere the 4~
MP not ~PM >enfant
income a tokens at may non Into Pre *O.
suen
• Model/are tinting to accept save me to precool and
tolerate sane Palleyso she here reb.rm
• Ann:~
Wilha to accept
erte
f mw11.1rd
han sabbIty ro tad high want our atm
• fraantentfåraityComdmrate
tHactol, a
pakett of the widelot hat rainmay Mode
earpley ankle, lowed lAudrty and germ
varied
Statement Tousaisoldnta•
We my wattoase all related want 1139.~0~
the same abbess n the same emeka. e.9. twause
they here omen who also martian pie 'awe
telronstseas wills *thee dents el the »re address I
>a prefer to man nd roar 1131emenft mailed re
topno 331P1.39«, yen mairadon hosoradno by
talg year inpnal Adam
Friendly wow% name
the Priebe account newt de Puetteneible •reartarre•
chosen by you to art you wife your reaedentand 1
has no legal effect en~
ocean. is not rtenad to
reflect are sow ege. pro:1AL rtarrerkralen.
metasent <bate* a rei pofele arcattd wets par
«carts. indoor apar..* or warren Put meal".
ana IMIMImutc.. <Pa wits etterel Al
moment( enave Krit
d Ine, nØ
to nek of
bos of the emit rem:~
You <an Chnep poesi
PoinCI9 rant
names trot* amtmo serve-en a by
<aeatng>w FreeticulAdmor
~ant
overview
• Tate of poor anoundiem1/440 Net of ads rid
title in.
• Sewn Weak, ~Akita:Is ben"
vales fa
rewind ^MI (est), ard Globd Ti,. Dnrins.,
a -reekedads to eta," and MIAs06W% not held
by therm Dees not nede woad nositelmets
slow red of she peer and Onert datarery prod, a
Wale ~61~erk ~POP/
MOPS and
edecaabb neck wens
• 3u/sites YELP debil 9.11.91146 anteing may.
loans. <rock Ine. Mtn acoaurt ~cot
• Ca:Mooney Warne Total of ~trod
nolabb
tab tolart, plat apar Wren al allhoa rd
non-W4rd brim rd tarty main nail fund
sweep bairn. at the <bred eie stavmen prod
lioniornnolty lip weds balrces new accent re
nr weaned from other Tawas end the Fem ere/
va ryåd these lesa n tie «dory tare of et
barns Wese tench re payable earn your demrd.
Ter total es ,Øen
the ant
prod closing enka.
Led% kilo:WNW:0"
fa detailed mammon en tho Prtn's lendrigoraclas
rd &can,
øla toar Clert Retaiomhp
Artemem a Accost keet.~1 rd K GIMP,
Term red Conditions LIEtS kalement ot Credit 'mikes
amable nArem.nta an I Mt bacon
al Irmo ie
re,
SDNY_GM_00325125
EFTA_00 197900
EFTA01307166
Important information about your statement (contamed)
Yost saes
Your ealeman ~es mates ed other ants Feld
nth. nose at the end of tee 31310~ prod You
enry all fact:hayed fuly paid secantassarry ter*
You ma/ wewe 44(4.44/ *4 used at loan <Agent Om
PWrel any balance due cn them ley weurny
yenned nthfirm data, the statement piled are
heed el ~del yaws, of the end d the statement
',teed
• CMOS In cletemnng iht <oat be» ol the
nestles included
in
unmet. where ideated
wale the nrrte '
LES Financial Sam« hasrated
ormatowblared from tauten other than Les
Cared Sinns, net...deg Marano" Iran ~ha
Irma inst you may haw worded to you financial
Aden The Fern don not cud •~1)
, verdy
411.4414114.ty
xy
cd any
ia
snots otl•er than ILBSf nernal Snit«.
Øen
akhough LIM Fared Stokes genera
ezdates Ow nternaten es el ea mend the firm
does rot von* any Jenne, the the 'Scanner,
~Cat
ban" sd •Urreaked gait loss' o
*mere as ot the due d the suomare. At such.
Please do not rayon tut etimilot »mat/
warner tale anon% la la. rea:OWS
otherwise. Accounts tereferted ion/lam mat
felled garnass damalun only for fa pared of
line Ihy se held at use Fem. More hblerical
hkarukan can be added by pas fetrcial Acki.ot
• bandit:ad gintalossas Mien dazes nobble.
einesved areented gem, losses se </kind kr
:ductal toasty lout The knack on data for
rdad.si be, nya may riot eel kal ccerrensienh
Argot war navy morgriargaowenct
aniseed rd deer ren.~
lots tel syiliMatc
puthaso kegs 3ro eachcombo:A to Opt,/ ow
near:Jed lot Thu 'Tradedate" <Mann assants tea
414-~
1141,541COP trade date
• Callable .notheis. Bads and ;mined dock that
the Mu« fills for tarY ~ion
mil be elected
Mesh" by lot ken sørg a1 stosaies d that
jaw Melk n our run", a n nominee name fa car
clients Cal leave ~ban
is obtared loom *ad
pales and as '<wiry es not guaranteed °the <SI
Iona may own which could eta
conk.
etannabcr• val to wonted upon reopen
• Pritetvolue Preen c.leptayed tornados "loth«
pectins maybe hprow or twee than the once that
su would actually mew in the market trees le
<tabard lnom vargan aid party lake, Much we
bk., to be Sable. but at do DOI ~ark* ther
satiety.
- We genfly use she eking erve shenobble or
the mood the bet and aik vises la åsted
wades ad oaken, a any bids:ten n OTC
~444
- In< actmelr traded ~ma may be reed Mfg a
welphanmxkla the mon wan price we
!Waned and nsay tel reflect an actualmarket eke
or vat*.
- Cann goshMa may spew without a an and
wit show al • etc. wand softie' d we se
unable to ebb., a era le a Minty-
- Otposes a names Otramnsed in osnren
other than u.S. dotes "(WWI«, at the ~hang*
rate alai the ~mere date
- Ft/ sertenstkunke, trade, nnoncortormno
denomnst ens, once rd caste, (lace vie) may
Km been zjusled to telltale aeon wheaten.
To oboe' non cantata when swab*. wan
yeas leureul ~or
• Prima inmeMlflo and strand ~dudes.
erase inneuran wanes (Inc beg don
celeoatan Man ad real hute (Mmenl "el
wain)
senetenhlaoducti re gentrify hip,
dipped. (*run *wised ;raids haw not been
Nattered wth the Setae es and &champ
Canbsena Wee ry ,tale '<cunt*, km We
~bent/naiad vatp tor pentee eteammt
stomas rd sturtLred acducts fa informations,
pØ
«At Auktacy 4 MI ,,,,Meld
- These valet may dal« sabstaltib kan aner d
any, ai vki(h a pram ~anent setvr eer
groundproduct nary be baste a sou sal do
not innately rcaesert the sale you mw meta..
~I iquidation.
- med party estimates of ens are as of • oaten
date and are supple:110 UPS green, Semen on a
regale base by an edneeket valuation tern
- taw. went name cr Øra anenaud rain.
d fy. ar• sa~ to to Film by the esle.
gene,' pros a *nor and may be cabiated
bawd on daluere nternean ken tut used by
eh:dowers to dime pur esunated wars
- You tan drain addienal nkrmak:ntecpcfng
the
quad to deterrent the estimate of
value andthe dew of h ntandian that is. the
basis for the «emu by metattegyos Francis
Admor
- Thrd party onmaled values maybe rellani as
14:e send' In semi saurian,' atten re
edeperdre vak onn tinn has rot ~lad cr
~to
awp via Mar we became ~se
the am/Pk' event has ceosred last ~calla
0~Yreceded value on entan. ce when a
value Ina behold, tpaulna dat to the nose
al tee haunty
- When netter an tur, ~prove
of cpcmcf
eilMaled Ws,kt 3 0/r0ply niM400 vases
pro ltd, the rate of the sonny MI be &Ira<
from es inch». pre.
- 'Onlettitent to elate mar «IL& rei•nrs of
<sitar, name a both
• 'Ordrui unit 54114' /411. ~MI the nei dewing
pike pee inn and ~yin riled >am ant base
- DPP and Wined KIT wines re ra listeden a
naked wanes tala pee, and are C1~/141
dsØ rd ran 1 they can be sold. the as
reamed may be less ~eta per share rains«,
soles prouckdrithe scam esteem
• Reancted ~Mt
Reann/dCW4.44 pfsitaly
are not osrat
purk sale taltSFana-cial
Sennt Uta the market once of twurrestretedstak
of the sstse etle as an Moiled mks la the
model shad forpapaws or daa treenail ody. To
the Meal live mkt led ward es se elgbit for sale.
the vie we-Nedmay be ubstentitill less the tre
inland vat* town.
• la (estanated) nØ. current yields and rates
An ntnane ol mad ream es bauden current
&abed and ~min
nerve. names yid
be held la one yew from statement dim or trid
many flat ectmato 4 cak, a gueklita, actuary
rd tatetaid income re not guaranteed
•• Ennead mil ream and carom raid la
<elan libel of wanes saud wicksde naafi of
Preebal a Wilallaens 844 *Fish caw tin tel
income fad mama yØ would be owned&
- blunted aroutd nare end tuned yid and the
road name andyea mete be bane or lute
than the 'denied anneal
- An *finale of rnnlod mom. (dmelord antler
Mani) dunded by thee...nee make
~avenge balance ebxM on the last dad end
ex man payment mase by the nut and
antra, te wasibridroosts wet be nerd lean,
'es /ran she st smart bate
until malardY.
Aturacy rd canard ye.] re not eusanierd.
▪ Agana not held by MIS financial Serricrom. Cedar'
meta tee rot het' by the Fnnard Mt nivin the
lires ~tar
or crawl f hese attics are
displayed on se statement la edonmatanal
Neva« sly Paeans and oaten pranced
voided by the 'twig lam UBS annul Sewn
not rapassta lee rid namna ad does na
guarantee 45 aCCur%y. Ibex awes aw nob panels/
by WC a the Fans tradementtl SOC coverage
• Revenue sharing end additional compeseation
- In ~Onto tonefana sales aid I 7.b. I lees
maned nannedcn wth the (labia, of mutual
fendstocar dents we neerce ors elfin wen
wane Sang parrots Iran ~en
ardor
admen of tin mutual hods ral we sell thew
rinses re baud*, two deletan carps-west (J
the wort of salts by 1ØS of a pa, eulr mutual
h.rd famiat •o out dams, and OB the awl mks ad a
parkuls (Tula, Sand lenta/s than held al the
firm
- We ar4 in if Is al» resole netwalna and
on ta, pcKnang Ives ncokkierakn for trader
need senitet that no Øde to the ~vial hods
These fan generally re pad keen mince awes
the nitvil lend and we aimed dolly swam bawd
cn the nadas of scores at Ow broker-dealer
holdrig mutual hods of that find famfy
- an Ø1 in to cornesicen wend flan-echo.
win tee sale or dibbution d tenuity antral. ed
rot attenmen Ina/ Intl low clines, we iota
as Man wen teams ,cueing ~mien
try. may cd the rennet ~arms undenatng
the muityartrinc, elfin ad the norna
merpanot a camas oh the une ~ant
busts
*a darbuto
- on slitter, to mensesensrecemd from the
Gaeta,' and sale cl Ne•rAves fink. we ada car
alflabe rearw an ava.based •••••~ during
>amen, from NeaSheres darlaadors. as well as
Landing fa technology clnelapment trait? and
edutaien
- 0v alblules also recs.e wring corrmiswes ad
other carperpt.44, kok ritfualtnil ad man-ale
car/aria sick products too dabs*
rani. cont•nsato, Iran lØ5 Bel L6A, LEIS
AG Sunord Beech .dem
died bar-ks
th~ our cash swap poems Then
~srvrsmy be amen* pa roan fee a
may be a p«antage al swage dal, depats
tines
Activity
Marnsion reardna canmenee and oste d‘vots
incurred n connecter. min the tau-nand van.
end-4^3 Oaten varcaceens ha been included on
« 444km/tom Kni)inkr urnsPod to )0J. and cull be
e nded to you awed/ an mesa
Short ailing
Il you re engared n shot wing a seamy, year may
nele ,°woe due to <wean barawna costs fa tie
Whaler snail,
Open olden
Forcing open or 'Ted idlcreekt ceders that
wow~ neuttd by fir steam« dale. open buy and
sal skocklen we reduced by the amount ol ehedaels
a rears on n «Andrei, a gne¢ die unless
mashed shaves• byraa You re rent:anti* la
ran That let consoled øse 10 ear false to emnet
«Ming *cm adr.
Privacy
To obtan a copy of as tarn Clam Ornery Nock,
den~
pa ratkcialkbea a ma as «date
wwwc.t.••esssenat
- 1ØS Financial Sens b ratable* The RAA. banns
SevenAccount BSA a-d BMA re broken,
nouns which am.* access to We* erg cervices and
Frodzis theasyr reran
ern, if elated brit
rd one *wham, bads. and roviles seen to
wane and anane padret issued by ~Mint
Fedory mane rompers Ter cut, fist, next
,,erne Mended', of t..BS FiunulSaven ae.
- ~anent, ~see. and snut"( 040:1-cit
— ewe FDIC rand • No bad guarantee May lose~
- Meta Renarra Mnagemem Atm." !leanest
Sawa. Acton ISA, IRMA and eiterniberui beano
Manaarnent Accost we watered win marks of
traS trumpet Scoxes n.
- letal e arenewed Vadansart owned by Una
Warns rend Senate Awe 'MCA and used Led«
Reese The WS Ina credal <aids edit'. LEIS vb.
debt cads se tined byU.8584M LISA meth
lannissallranVea USA Inc wonted Mahn
Indmarks, revered baderrads. serve, make enel
monad serviceman re of thee ~art
COliparlan
ILOS FirISISrevicw Int
Pa. 4IBIO
SDNY_GM_00325126
EFTA_00197901
EFTA01307167
SUBS
WEIS Financial Seroces NC
Prr.ate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0032
ANP7C055045811119 VI 0
Account name: AIISLAINE MAXWELL
Friendly account name: Ind CasIvSaving
Account number.
Your financial Advisor:
Phone
Qeesfloas about your statement?
Call your Financial Advisor or the
RMA Resour«Une at 800-RMA-1000.
account -
Value of your account
Resource Management Account
November 2019
n
on October 31 al
on November 29 al
Your assets
66,963 45
5 10
Mater wabsite:
Your liabilities
aoo
000
wwwAbscongerancialsennces
items for your attention
. Help protect youruif from fraud and
renew bank, credit card, and brokerage
statements regubdy. Also. gel your free
credit report annually from
wwwannuakreditreportccen
Value of your account
$66.963A5
$5.10
Tracking the value of your account
I Thousands
6,14 .7
41.20
. tge
Dec 2014
Dec 2015
Sources of your account growth
during 2019
VS
of your . court
at year end 2018
5693.954 77
Net deposits and
vnthiravals
Your ontestrrent return.
Dividend and
interest nom*
15.02945
-5704,97912
Change in
99;41
6176
mortal value
1000
•
67.0
00
Vona of
Dec 2016
Dec ii)1 7
Dec 2010
Ocl
19
•
your m
co Govt 9, 301 etre
9
e5.10
Member SIPC
nen70003005504581 Ne7000i 9242100001 111903057SCOI Y123575550000000
Page 1 of 6
SDNY_GM_00325127
EFTA_00197902
EFTA01307168
UBS
Resource Management Account
'November 2019
Your account balance sheet
Summary of your assets
value on
November 29 (1)
Percentage of
your =cult
A
Cash and money balances
5 10
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
000%
D
Fired income
003
0.00%
E
Non-traditional
000
0.00%
Account none:
CleSLAINE MAXWELL
Friendly account name:Ind CaskSanng
Account number
Value of your account
$5.10
Your current asset allocation
Total assets
$5.10
100.00%
A
Eye on the markets
index
S&P 500
Your Seam:lel Adviser -
SCOTT SrvicrmANtYLE CAMEL
• cam and money balances may include
avalable cash balances, UBS Bank USA deposit
account, UBS FPC Inpred Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money make mutual had
sweep balances. See the important n /o/melon
about ow statement a the last two pages of
this statement for detais about those balances.
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 29, 2019
3-month Treasury bills' 1 54%
One-month LIBOR: 1.70%
Percentage change
November 2019
Year to date
3.63%
27.63%
3.80%
27.34%
1.14%
18.78%
-0.05%
8.79%
AhaNX090:5504SE0 tInT000182421 00001 1119 0305750)4 Y123575550 COOCCO
Page 2 of 6
SDNY_GM_00325128
EF1'A_00197903
EFTA01307169
s
Resource Management Account
UBS
November 2019
Account name:
Friendly amount name-Ind CestiSonng
Account number:
Change in the value of your account
Cash activity summary
Opening account value
Deposits, including investments
transferred n
Wrthdrawals and fees,
nciading investments transferred
out
Dividend and interest income
dosing account value
Ncnember 2019(51
Year to dale l2)
$66,963.45
$699,954.77
000
614,019.77
-66,963.45
-1,318,998.89
5.10
5.029.45
$5.10
$5.10
Dividend and interest income earned
for Oup0SeS 04 Po stserent tegabity a Werth and dikkncl income has been clekm-snecl !ken a vs
140, PPM PR ohscecioe Med Lacon the reliance of the </mon, hadt1 Mount we, a pnaaxt we,
some Waal ands &land pasments may not be %Meg lo urees Slates WA ardor Puerto ROO MO
Wont Sexes Tne gent monthly Haterroft is nol intended 10 be used ad canna be Wad Loco kr la
a011094 Cleat %Wok; user to the 4148 Pate tax 91109ng Iowa Ihey realty Fan UBS alnuaty. sigh as
the femur 1099 and the Forms 480 kis tai reparong inlarnaton it is the pricke of UBS to Ile the
Malt* tin reporting toms anti the u5 internal kWh* knife and PR lawny Decoct:mem and in
such tars accunesty Malty Cluienct anon a prat a I at ereraa Or 1843014 Kant neat Oaall you
incliedual tan papas.
Noyeenbee 2019 (5)
Year to date (9)
Taxable dividends
0 00
5,017 87
Taxable interest
5.10
11.58
Total current year
$5.10
$5,029.45
Total dividend & interest
$5.10
$5,029.45
Your Num.:lel Advisor:
Sae ilecoure
rag montnIce afan maven in yam Stomp Opaorg xe ,nduded in
openrq and
awn; basal au. FDIC mamma 454444 to &pants at UBS Bank USA and Al bank; ;km140 4199 101140
UBSFOIC Pineal Ovals acqah. n COeS nor Say 10 depOses a1 U8SACL %shim Branch 5PC
ptotenon main to money market amp fund hdorqs Gd nct bank &peat: See/moo-Cant inbarmaton
aboviyout ztreneM en the 1st two pines d thc ClOOtront
floanber 2019 (5)
Year to date (S)
Opening balances
Additions
Deposits and other funds credited
$66,963.45
0.00
$0.00
614,019 77
Dividend and interest nose
5.10
5,029 45
Proceeds from riveStrrteril transacons
0.00
1,167,965 92
Total additions
Subtractions
Fees
$5.10
0.00
$1,797,015.14
-25.00
Other funds debited
-66,963.45
-1,318,973.89
Funds withdrawn for investments
bought
0.00
-468,011.15
Total subtractions
-$66,963.45
41,787,010.04
Net cash flow
Closing balances
466,959.35
$5.10
$5.10
$5.10
AIP7WO1D0'SSO4SS3 NP10001824210000I Ilia03057SC°, VI 23575550 OCCO:0
Page 3 of 6
SDNY_GM_00325129
EFTA_00197904
EFTA01307170
41E) UBS
Resource Management Account
November 2019
UBS Bank USA Deposit Account APY
Matey period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7
£66,003.68
Closing UBS Bank USA Deposit balance Nov 6
$O 00
Number of days in interest period
31
Average daily balance
$53,228.77
Merest earned
$5 10
Annual percentage yield earned
011%
Account none:
7,,i'l‘tiE mi., A ru
Friendly account name. Ini (. 3' 'D
Account number.
Your investment objectives:
You have identified the following investment objectives for this account t you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager YOU can find a full description of the alternati.*
mteSlineni otteclives in Important information about your statement at the end of this
document.
Your return objective:
Current income S capital aPereclahon
Your da: profile:
Primary - Moderate
investment eligibility conoderation • None setected
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out.
Your Pleartelai Advisor:
ANP700030055C4584 HP7000182421 00)01 i 19 03057%04 Y12357555003000)
Pao* 4 c' 6
SDNY_GM_00325130
EFTA_00197905
EFTA01307171
UBS
Resource Management Account
November 2019
Your assets
Account name:
GHSLAME MAXWELL
Friendly account name- Ind CasliSanng
Account number.
Son prim, more mod (fermi neves Omen may be monnimme As a mut. gam and losses m rd
be tmulaely reflected See St SOROS 1010/MSSOI 4.600t $41SetePtet S the end of ths dzionere for
Ina* onloanstion
Cash
Cash and money balances
bin 400 money baience; may oda. avalme casts balances. UBS Bart USA decoot account oalaocet,
um f NC Muted Rogan Bank Baron, UBS AG Stanton., Beano *cool account Waxes and n-oney
comet Fescue lunelSvereep bistrinCeS
See I he Important olonnsason Mout sow steteoent at the end oi this 000assent for *tab about then*
telanCeI
Voir Knead,/ Advisor:
UBS Bent USA and al UBS FIX Inured Rogansank *pm ac(Cuit Winn toe 'nosed by i he FDIC olINn
applu)le Pmts. Cul are not weeded by Sat UBS AG Stamford Branch demi, account bances air not enured
try fOiC arc are not protected by SIC IA3ney market sweep biL3nCel are prelected by SIFC WI it COI ertSWe0 Cy
the ccc
°Leong Want.
Closing Niece
MCe per sore
Average
Wiring
on Nov I(S)
on No. 7901
at Nat 19 (1)
fate
Cash
959.77
0.00
66,003 68
Total
Disiclenct Interest
Days in
patio,/
pence/
Cog anooM (S)
5.10
250,00000
Your total asset
$6&963A5
$5.10
vat* on tiOv 29(S)
Percentage Cl
Cott
rout exccum
bass (Si
Estimated
scruff mare
unrealized
oats Ot IDSS (S)
Cash
Total
$5.10
100.00%
55.10
Cash and money balances
5.10
100.00%
5.10
Account activity this month
OSe
Acilaty
Deunpiton
ArnOunl
Dividead and iaterestincorne
ToAabie interest
Nbv7
hterest
UPS BANK USA DEPOSIT ACCOLITT AS OF 1110919
5.10
Total taxable interest
$5.10
Total dividend and interest income
$5.10
Oat
Aviary
Nov 1
Withdrawal
FEDERAL FUNDS TO Leah Sal ,an inc AT BANC OF AMER
N.A., CA
66,963 45
Oe%iphon
amount (S)
Other funds debited
Total other hods &Mad
-566.063A5
AhP7C003005504505 ifh7000I 87471 MO 1119030575404 Yl73575SSOOOXCO
Page 5 el t)
SDNY_GM_00325131
EFTA_00 197906
EFTA01307172
*UBS
Resource Management Account
November 2019
Account activity this month «onlinueth
oat
Manly
Deur011oi
amount (I)
Money balance activities
Oct!'
Bala. fouword
St6.009.611
Nov 1
Deposit
95977
Nov4
Withdrawal
UBS BANK USA CePC)SIT ACCOUNT ASOF 11101/19
.66.963.45
Nova
Deposit
5.10
Nov 29
Closing Ulf Bank USA Deposit Account
95.10
Amount name:
Friendly account neon: ind CasNSanng
Amount nuenbor.
Your rinoncial Advisor:
SCOTT STACKMa:LYLE CASRIEL
Annoixe0C557.4586 Ny7000182421 00001 n9030575004 VI 23575550 OCCCCO
Pape 6 of 6
End of statement for account number
SDNY_GM_00325132
EFTA_00197907
EFTA01307173
Important information Mima your statement
LBS f gawial Santon ex. (te firma186 fin:nogi
Sorken), isa mamb( ol af «ropi «cumy, ormaday
and «M" «bogot Ub Fertał Sroce ad UBS
Bark USA ze niem sabooros d LOS AG rd
adlikales of
Sourit os 11C tlx Firn,' (namul
strono« n ~Ule tor requeg IheFrm's nettis
ollces we X
1.25 Ukroi Sanice Inc.
1200 Bobor Boulmord
Weehavilln h1)01096
Tho Oranwnl narowie Mo ony oMicial mord ot yos
LOS f nexia' Senicts rami Othr reccels. +PW
oM(9F Wid:~
fontanno <ornat.% OS slkot/d
roi bo reheil kaXrk I you bale* ~e 6 anna« or
«nowam olom epet o ~otell
n ‚okno to the
Branek Marocre d to office sen,ro yoe occoant
Alt~ at tgurn dawn arf runded to be aron*
storno« obiad-a:ok:I nos be anod kr ta parposes teki
sola
senro -end ta tono" P . Form 10% 5198.
I
410`kheel
YOS ta neum nie Fan it
requrod bibo toaleta‚ !plakiet% all teklo dwOordt
reportabb nrtaabh
end takle ilereg
toned on woskol hed n koke rek". net troceeds
• Nk itareación. end tog hun on orlon «metod
kronie
Cownwnicetioni wida dw Fina
• Pone re.conlinee recralcommunbrbons n retro
to ',Jeb« potni per ntos. exOdr9 %wir
selw Ma Stornel ~nlb Prolplpri AP p A/
• II tho «kocieś noctAcn on t* up bh ~rwe
tho ŚLInekre 6 nit U3SFPSOOM Seencet. UBS
nincul Swoi <ant pur mowo at (hańbo
trok« by worani wek the rckatad non.d on
we Sponad yOud Itd retahaterP oloSk Skr
~debit ocean, tt öu «m. >w lunit od
rudem an lared m UBS f namul Sitwes and roi
narocl<ng becka. and you arkn rrtNe a rebton
ol nr«
aannvon lo both fine
• As clexnbed n de Ittarel erretenenta. you rna!
nardy vr å any ceno; or kod cembr, dx<11
relloclird cn your slårderniml MOP 30 d. ias aha el toa,
Mika« nid, smlot*
• Bom <rei ~wnp ~lin% P ~nn to Os
f rtn't Cham f Smolt downem 101.351•169)
om tollr,a
930.354-9I03. 8-COA.be '0600 F hl
II ~doi !Kmh roby, a en raerg10185
Fneracol SPPell
. Cleni R«%
Departrrort.
P0. Boa 166
Cdr. lit 07081.
• Al ',mement' 'hall be ~med ~e
a-dacie:te
d not obocted to n rang ~bh 60 dwa
• f« TTY serwet Cel 844612.0%S ot Iran caOtide
the U
Cad 21:11.352.1495
• b nose ol enon «ol ers *tot an eAectronc
lsd: bander 0711 bli pifM%a UBS kret debo
ord Trucka; cal 800162.1000. o« lora lo UBS
namul Swa' t%.. ICCO Hart« BM, 6th f kor.
~hackera NI 01036, Alin UNOSU Sen.cot
CO u roik li 10011 x leC•J car.. 4 >OJ tek ps
galem** a recept o onang capa med moro
ntonetabr abxa a transfer on Mo ~nero «
ppp/ 1116 Fen, or Cod her(e‚ colbable)exesi
her arompano Lot« &tango dsys Si" th• ľ nn
cont >co IM test «momot «eri(h tho Ma or
Problem :Metod
- hondo ps osis rd axort nunte Gt wy)
- Darte Iw rot or 6rf transfer you asa»
about ind algin m doro as you cre ertd
bleve el R nala ce oby pa modeno*
domi."
- Prowde the ~ar amant ol to wanadem‚
lhe Firm a Cod busiali emestexte your amplom
and wal tomce, wy era pręty
siMprd rom
molwo LOS Vaaodebo cod tersacto-o. d kw lat
mona than 10 bacrent Myc to da esc, we aul, «adr
was rant for the ant youttink 'lnem:a. 50 ella
pawil rani **une ol tromoney durrw te tnie e
tios LO to (onego O/ nartlecoton
Nerw ~Ml dr is paystele to te f nn or tre
f mamb' mlNtkn rdea*d<n Ix hera cf
Vallernont In adama^ to nagub‚ acan tael accounts
mar be Zśpi« to mon:oka-co kos. chrges f« Ix<
prymem kr west« osobom and chargot kr u-pad
amourts n cash rokris Aroxres ths Xeboptmd
to «hr Plaulau may bo u-0;KM. a erthe
LM Sonato Opiłam
L105 olken «atom
sweepro uoh tkance to bark
deoosei xcore at ncn-rIlutod bat' ind allelated
batat ind morwy Market Mruki lsd' "lonty fards).
Depo« ront m LBS Br* L6A arka nr 314.1rd
banat partecorreg n the UOS X -Wind
Program
faCmsesed n redo«. WithrCrule:
ra nr* rdomulon, Osa KUA wow lek.gok. Onxot
notce n 185 AG Slitsad Osmoli red skarn ol
Nery fe.rds cne not bund ty Me faC
funt dtpatils are net POI!~ ly
Mono/ Fint
:hann we protected by SIFC See "CBS 1 namul Seneces
grot, ~cn'
bolak
wen par roourt. butros nt* bark tlnu« my ba
wthdrawk, and skon ola/Jan kod my be
briadalod od the troceeds rehrod to )Ra
ps
laOrrel Ol mosir
Fant« ~on
W
zwalin somy opbans.
ntlxIng <Lenen, «CMI nile% end y kld,- o artele ol
www abs OrPirdeepyinais, horn lxv Fnancul Adkiso
a br <Ono 800 162-10g0
UN f ~cif Soniom aoccont protegi«,
II* Fan is a ~Mb« Ot Ye Sowam rawo« Prexecor
CuPlnalKorKSOC). .Mich rowem triom cuttcrren
cl ols werben w to g00.000 0nd...bn 12%00) for
dam fa cdi> bplanatory brolame avlbk ison
rk'a, e>, «x weto SIX 09 fyr 51-C Pon Cnolection
ranie~ to m ocoosot hm you hollin a potkubr
<4010fy
lhe Fen logtrio web elan ‚Miale, ho. abo
~wad supplemental rostr« W* ~mn"
mas prysble to ad taiable donn. «dni web tandet
Mo «orlon et 1500 mllae at ol (Mart« 10.1016
Saab", to trepaki ordo" end Intetonf. OP al
K Fam n Aren «Oteted kr te to $1 9 milo" in es
"OmOtle k« ad >w PlOpelf hel n a NOKU«
capa( ty. rh hol <cpy d t* epicy modra; o andabat
aron recart
flottor to SIC ~Mok ra tht stopkom-tal
DIUKI«) Maler IO:
• On in f ~Nud ata% werotIed by (Ar4 ncidrd n
)0k4 Wtul Ma) bat toki nerw Iron% LAS f Wrot
Senin For mrok «elan 9) insesince «Odach,
nck.dro watbk, arniko. and Bbfwei d oviaol
ks* segioned nt.* noro ol tlx ront holde
the bo:bole* Por P UTOP neta
• ~nn«
ccolradl «udolne« nitrolea (e 9.
Imana prtnenhos
prirate gramot) hat re
not rogerodurder tfoSeuntos Act ol 1973.
• CormlOPtrot<Oltaat 9. arar mchowo od
proc~ metal enter*, ncludrg lumen coPraall
ara cowrocItT «tar comracts; old
• Depo« rosi‚ fosepo <makas ol deposill r LBS
Bok LISA. L185 AG U S bano and bolesne*
[OK bund Depach Proom
De SM POPI«, Wid Brtatppknsmalpraeclar do
rot rok togo* Mali eden i the, crerepse arce«
on yos sutener.% . lk SIK peleton and the
seeplerrentalprot«tion da not 1005<1 parol ~gol
K market Ma ol par ramo-we (Mmd'« ai a
•
A ol market marne" *rw barlenetcY«
othanritel
Diridand %imelmani Program 0:IPP)
Nr toto toknod b an areno erce You my obuło
'ho rial foce Iran ,asa InmralAdi,a Ony nt, D4
ton me puthased end« ORIP, pytka shres soli be
sold 3'ddiecie, *II be depeded h kiw norran oka
&Mend remeslment vice RIDIllsad b/ Ino mun mufo
dato bom the mak« paa at reherh te penis' ~ni
we sokl
Cash-in•liou
CoWsktole ine my W hell m ps rome d you r
«mad toa panela/O x a 'eon od a &Mend prymem
otemwee. ew Fon mi akr st4Ipengd Lali al
noY/44 pace a AtoryX n "MI delerrnhedbee i
reOPOPI (serw gm od «edo >w rant
~nam
ohjoethoa
Ikre raostrrox <boston od msk predik are 'mdc to
er, rount and mw way bobkowe~ xpre
Pono ~e thoFmt pronvlbe n ~ 109 ol anr
saphcant <hango n pr lonu, amor a
rewstonnfoblecton for ech 44~ hekt. you
dno,* ona ol ew I «kowno imegment dakactwos
• Prockce Omen, Inconte ~Mens 'tetro the
generaler ot mant orfy
• Mono °pt*, Abp.« uton twninvnts toetkebq
gros" d «nepal Kaem Pism the genue« cf
non
• Pro4a ComUnstab ol okom. ...10~
Appeecati>n Irenmems setki-9 lar$1 tle «nefron
ol «orne end posok of palmet,
Onanall tkkf:na«
• O~4~
See+,5
~bn Mol roikceal reth
rid, od Wstaw to the MOI" Owerol, esom
det no" dw ront dan not «narok «Acan
«onr er roluns wilna, non ktio pace vlh
erfbiek
• Sodu" Welon to rag tono n* to wyroi od
IobrYe staw Pataty sa sork Nie POJM
• Anc.:40 Wilię to ittte >cł' ^I lp pnrr<pal "
hgh plakley ro Ud horn"
owe une
• f exmentint 690.4 ty Canoclorgon d ~cod, a
pylico «IN pando I« Nr accast May rtraxle
Crtepin aury" 'mmd 14.edrty and garn
kolo%
Statorem% ehouseholcing•
We my («noki» ad ~40 rom, flakowe reth
the same »Jon n the tama niwko*. e.9. because
ther here orenn „bo *bo menton pro rani
rokoonthos wilkdher cleni‚ al the torre 1,3*C53 d
you «efer to ~we nd idei
~kl n
sopor ennlopat, >co snop CINIO0 humbakiem; by
cArgyao fornalAdma
hitdy azot« nam*
The frond,/ /Paki nam< R luStOf f Nta • rleCkruler*•
dosen by you to Miot you wit, your reerckeiona t
ha' ro koal dl«, on pm roso. is rot ~Med to
Mlxx ryton.
prockotrnornrerdatan.
innem« dajedne « rek reofile asr ottd weh pr
aCCOL843. rd o not *prom« or gar«
that weath.
« ano 'mamer mott cala will be azhevod All
/KOCINO« slwava *Y o* od lx; (tkacka; to nek ol
lots ol the erato nanarna You <an durno pa
frondy roso rome' throt*Ordne Semen «by
(«trag per Faktowi Adm«
Aecontoyerviow
• Veto of
accocotBombka Nn ol nut na
• Auta ?dan aaatable ath bern Mies la
anknoldsnotilY (nu), red Global Tamo Dwxoss,
kreealited marks to market and (*Mil OM" not held
by be rm Dora nol
de solce, searitelasseb
e* rod d* pn« and osom anorneg pona «
rwa% ~Omom ~stad gaci opon; ind
oarctabb Pod opiom
• bram, wbiec debil Dakron ~ring
wron
lort «ocli lro, thst roso broxot
• Cashimoney Wron Total ol unntorod aolabb
<atak balrot, plo dwo toin« al alf Amid axl
ncealf hood
rd mon mad« nad kaid
«wop babami.SIW cbs* ol eho tteenwet porad
Non-tonorolty titt wed* halince n pur ICCOLnl
na seg<aned from other Dolince‚ sd the Pm MW
mot wy dr* knis n to «diwy «ule« ts
barwa. West hr* att payable tean pur &maxi
Iks tota' o r(tdMin the cent posad clown wlot
LAMIN inhomeation
dotaeled Santon cn tho f nn' s lardreg prolite
rd aulos" rafo to yxr Cbre Roboornhe
dwennent « Amant tur~
anrite Gnom al
Tern rad Gratom ISS katernent of Oolit Pawik%
awaiable n AreemsnO ant I M t bzom
i ewo
..-ortr eek r ei,A),,r
SDNYGM_00325133
EFTA_00 197908
EFTA01307174
Important information about your stateurta ((onuco
yew meets
You Varna. domes sosem ad *„e mas Feld
n the accord at the indol te mottu psica You
me/ad tor &Miry et luty pad stosom a ary errs
You may mute wanes trod at loan otawa alter
PWN any balancedue cn them Ary wane
trareftred tote fins dreg the statement anod re
'led el madw veto as oldie end of the statement
ptetd
• Gmt basi. In cletternng the tost based' te
stories included n testament *toe Mead
**hele neto 't,' ISS Fnrcial Swan has rated
o, Somata. <blared lion, tones other tan ISS
Pruned Seans. rickdrg Manatom Iron amelia
Inna thy you may hawprordedto you Itnrcul
Aden ins Pon donna ndepercantly verify a
prateMet the kos.xy o varsity of any rat onęm
Fronded ty saros other than ISS ‚anal Serwet
h addison Aha.* ISS inwit d kwota otneraly
r.cdtAto M ntonnatcn as It o Teemed the from
does rot ;mnie any iwina IKS tle elamsiee
u-clr 'Cost boo' rd 'Urreolod gidiom' o
azotu at os te data Ne 0211411WC Alba
please denat rayon tui teamem amio
ircha"« Ole decrial, for ta papaws a
ahem*. Accounts trarderred totefn. mą
felled grass rdormalon only for tie prod ol
lm they se hell at refem. More heterka'
Wormatcn tribe added by year tacit Adrio
• Unrealized swintlosoas nerp dam is nobble,
estmated treariatelganticosts are °skated for
(duda storey lots the Untilen data for
rdrectst las nys mar x< relied carension
Barge oda natty Naps:rat events
Ourlend and that araneetni lots an, systemarc
puchate low re each orrebned to dyb/ cne
aeraga0 lot The' Wadedate' <Oryn peasants the
obtul nabodo. pode date
• Callable secutitiss Boda seandested Usk Mat
te murg ans for earY redemezmn wit be seteeted
orparliaRe by lot Iron raced rl stones d that
ewehhelid nor nam‚ or n notate name for ar
<lomb Cal kare rdcanton is obtaned loom tied
pales and Is Maary rs roI tested
Other call
foaled *wann whet eola affect yell. temple*
neornaton wd be wonted tan redom
• PAW raba hoi Ovtryed larwo-ion aid other
wodam maybe heater or bow thine* once that
you would rewą. Mane n te market Pron aro
dtaied front various Shad paty serce, which we
bele* to be *labą. but we Oo not ?mime tier
accuaty
- We gema* ust te tkong peke sheet mottle or
the monel the bel and at. takes la *sled
wines ad options o aty lad aces kr OTC
/Wada
- lat lamet tata anaba myb wed trag a
*akson nobla the mon mera ace we
obtained andmaynot reflect an actualmotet vice
aort
- Crean pasiko‚ mąt aye wehoul a pike and
*B Now os 'oc. walna softie' if we are
unobte to cblan a pite fora %Ony
- Ottati a wanks denomnred n cueences
other tan u S dots an refloat d a tik. ochrge
rate od ter-tame dale
- For Oaten tavern %adrią nonatioann;
cknomnaces, orce rid getry dace %aut may
how been a:lusted to foka* roper wlotom.
To dram ostre quotations. whin salto. dotal
yet 1-Aireol Aclesor.
• Ideate investment. and Wand ProdUOtt.
Private mennum words* (nludatg deed
meteor on Moans and real estate °esteem Mdl
stories) and struttred products se omsk NV/
goad. Cenanstruchsed crotch hen rot been
reciturrod wth the Stogies and Eedurcp
Commesina rider re tale mutes led We
prom* nemrod valor foe orate neumo
starte‚ ani n-united mans ta Sarmato-al
Putaxe• o* Aurae/ n MI taanteral
- That etat Mayotte vintintaik, Iron wers d
any, at wed, a areale neonem *Nity or
sbuetuted product may be boat* a sold red do
not namely morsem the vats you nity fetek..
Opon 6ouidatun.
- pied rety estimates or eola re w ol steryn
cha ant ire ouppied10 Un :maul Sotern on a
regis bast by al rdependont volution Inn
- care, gonni palne a „pono( Gammas witet,
d ry, ano staSed totoFilm by the
generalpanne' a sponsor and may be <ablated
based as dater** Manton ban ta toed by
!hid Dawes lo dense ter esfmsted .Wes
- You can drain adatent rtermatOntesserdna
Ne (ntsdAsr used to del trent the otrute d
••140 and the date of te nicrenation that n the
bates la the nosate by tontactrura intro)]
Adecor
- Thnd pary intended yokes maybe reAxwni os
1.1x paid' n awal Outran' teen el
tatarka valeon Inn has rot %COW oe
ruble to afign van Men we becone Neat
tel armarii ewe has oared tat mw calla
Cewo* reported oats MO Curaren, a when a
*atut word be hmlay spen.Amme de to the note
ol the wanty
- Won martw an 40-te gasi panne a (pasa
estenaied ola. nora teatry earnated vale is
prondid the eabe of **seciny wal be deltere
from n pachole once
- 'Ctetrixd cn‚ to date my rule rehrn of
mitt, hecom a both
▪ 'Caput una
reprelledi tie etiud calving
price per at and myna reeled ‚as cost base
- DPP and teemed KIT se<akiet are not limed en a
national Nowem odom, and are omrok
+kred re teen 1 inc) ca, be sold, the pice
rowed may be Ins taitepee share rented
value pętelka n lee roan parowa
• Reetriotedmorkim kamei urwie serwety
are no trnwty algi* for pstdc salo LOS Financial
Senon uses tie market cne of te rarrestricted stock
cl the site suer as an ireatd eat* la te
restricted stok for popases of 64 at•temtnt only. To
te eden, due were led sward es are <Israel or sale,
te tik< roeeed may be wbite tidy lem limn te
imputed vat* shown.
• Est (emanated) Mmmc orient yields and rates.
An etna* of sn,4 nom is hued on current
dividend and narta ala, alannt te Warta *11
be held fa one yew kom statement dam o, oil
owacy the tanu" o cny a ge•salnis acciracy
ad (vetted decent re not guaranael
fainted and teen
a-d current raid la
odarte/On a sear ion told include artisan ol
pretora a upili pans n Mire caw the nt
interne find anent Webb would be entrstatol
- Matted armil nowe ad cenni yield and the
actual „come and yeld enst• be bauer or ?bite
ton the atental stout‚
- An ofiarne of axial:ed income (dudami amia
interest carded by lat tuman made
sale noga balance c bard on the tar dnieni
tarot payment mada by the mian and
amant* te tenser/deposes ml be held larw
we' From te omem date w unhlmatrit
karaty sd cortnuedyeid te not steamed.
• Aneta not held by VIS Finarcial Saniom Oaten
oset‚ re rot heli by the Fern ani not eritn the
Inn% patatenCre tenant these met are
displayed on ras t atonal for COOlinaltAbl
woos ally Postom and vales peesentad te
voided by the mung hm uestnrocui Sawa e
not ervonstde foe Tss damam rtldonrye
guarantee Its tatary thew assets re col protected
by St( a the trews atcdomental SPC coverage
• Revenue sharing and additianel comperwation
- n adIcion to cormssurn en sales and 1;4"1 len
moved n connecto, with de 654We:inof mane
h-Sstoor dents we race w atlasie (Koi*
nets thing parems from darksaces ardor
Anoda the mutual had tal to tell taw
roves re Diodo, two detain wronem*
de amon ol males by IBS of a periods' mima
hal fa 14 bow dent, and Gd I. asset raked a
g ida nuta
r
kret Irys sham N at
W te
fee
- We andor alf luk rho retwe netwrorry ani
antis patat.; leer in cormderaticn for trarOer
awn services tui tea premiie to the nutu herds.
Mw too: oma% re pad trem meszce asom n
te raut !wid and we a hod dale aron based
on tenter
d accords at the breardeake
holding *uwal Irdt of that Isrd tam ty
- n eddeiri to cormissons maned n can tle.
wit te sale or ddrbution d nuty contrads and
ren mestmml Inne rrds lo our (tents, we ardor
os Wiole Matm cetna lhartil (alternates,
how may of the roratce <owinę‚ trielemeng
te nuty ccremos, Aloes ci the nosom*
torpanes a sponsas ot ta saw, f reKtallet Imm
meta n:a%
- n Adair, to cosensienretemd Wont*
ortu* and sale d ***Sham finds. we ada re
al/dat. retem* an asso.based resent twin)
pitnem Iran lee
&wiarom as well as
fu-d*, for ethnology clnebonent. Wanna a-d
*ducia,
- ors albinos the come iraing corrnisson ad
Oko torpom/fen from mamer Na* rd intact
tarpan« afar" acrobat we drobre
s, We mere conventa*, Iron IBS Beri USA, UPS
AG Stinted feanth and ncnaltelred bras
troop our cash sweep perm Ten
tompensr cn may be a meet* pee scan. lee ce
may tea otentre ol sewage day deport
balances
Activity
Intormtion *gated ornmosions and ether deers
feared in ccrnectkn mitr the earaonor Wedet,
e ch-ring Ptah tercactons hat been nduded cn
corlarnaiens prorok, f umseed to yaa, rd amiibe
eroded te tau rowel, en request
goon celtę
n you re enqapd n that celną a seciny, you may
emir adage dat lo or un barmen) costs la Vol
W oale security.
Open odm
Pegaedng opon or 'geod idleteceltd ceders tut
wireroe treated byte fl ama dale, open buy and
al slot acan re reared byt* .moa" ol raudach
a cetel ca an ortmlincts a w nth dre unless
aslnxtcd otawo. by >OJ You re retom,* lor
orders tut are nikeided due lo you false lo tantal
toting Ocen onlas
Privacy
To oblana copy of ar talem Client hiaty Nocce,
Clew cOntal Kor F einrnal kimo o vet os tome
s )4%*".. (As raut., hemeA e%
- IB5 ranee Seen i rolady* the ft/M. Berem
Senses Account IISSA and sled re brokerage
accountswhet, peon* aunt to bra erg servos and
Fredru trup ananorneis reny Alain‚ bats
ord Wee **dwy Dank. and prontes access to
nosate and annuat went issued by kra Maki
tad-Party mln*
tempa es trout, *warce
somy tbodunts of LOS Prymul Since‚ Inc.
- Keane% marea ani snuty proton
-
rcK roved • No kurt porter May losevale
- tMA Resorce Minsounem Amant Dusiłem
Sonat Account PSA, Patt and touted R•toarco
Manaptrient Acorn re recontoed wyce rues O
Frunteal Samos eit
- VISA d aremitted edam* owed by tea
Weensionie Savo Atwater:a and used le er
kense The ISS udo credit tads att the IBS Vila
debt cads are etaed by WS Sant USA with
Pentinal Iran Yea USA exonerated Maher
tradernarks, regotred tradtruts, servo mada rd
reg eared lance marks re of thee respecter
comprises
ISS Fienes1 Sinim, Mc
Pee 20IPIO
SDNY_GM00325134
EFTA_00197909
EFTA01307175
SUBS
UBSfinanctal Service€ tic
Prwate Wealth Management
299 Park Avenue
26th Floor
New York IV 10171-0002
Cere7c0789.16971219913 vs 0
Account name: All5lAINE MAXWELL
Friendly account name: Ind CasIvSaving
Account number.
Your 15 medal Advisor:
Phone
Questions about your statement?
Call your financial Advisor cw the
RMA ResourceUne at 80ORMA-1C00.
account -
Value of your account
Resource Management Account
December 2019
n
on November 29 (S)
on December 31 0)
Your assets
510
510
Visit e er website:
Your liabilities
0.00
0.00
www.o.bsconIfisancialumnces
Items for your attention
. Help proleCt yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also. gel your free
credit report artually from
www.annuakrechtreport.can.
Value of your account
$5.10
$5.10
Tracking the value of your account
S Thousands
6,144.7
Dec Zoi 5
9i; 4
Dec 2014
9176
700.0
0
Dec 2016
Dec ion
0.4,
s
aimata.
3;
Dec 2018
Nov 019
Dec 2019
Sources of your account growth
during 2019
Value of your acount
at year end 2018
1693.954 77
Net deposits and
vnUdraNdl€
YOut arieStirent return:
Oundend and
interest eicome
15.02945
Change on
mariat value
1000
Value of your soma
on Dec M.2019
95.10
-5704,97912
Member SIPC
CeP7OCC0007E00937 HP700030.969 00032 i219030575C04 n2357555010100)
Page 1 of 6
SDNY_GM_00325135
EFTA_00197910
EFTA01307176
tat UBS
Resource Management Account
:.?cerrby 2019
Your account balance sheet
Summary of your assets
Value on
December 3 (t)
Percentage of
your actor,
A
Cash and money balances
5.10
10000%
B
Cab alternatives
000
0.00%
C
Equities
000
000%
D
Fixed 'income
003
0.00%
E
Non-traditional
000
0.00%
Account none:
GlISLAME MAXWELL
Friendly account namw Ind CaskSaving
Account number.
•
Total assets
0.00%
Value of your account
$5.10
100.00%
$5.10
Your current asset allocation
A
Eye on the markets
rdex
S&P 500
Your nnendal Advisor.
t Cam and money balances may include
avaiable cash balances, UBS (tank USA deposit
account, UBS CDC inswed Deposit Program Bank
accounts. U85 AG Stamford Branch deposit
account balances and money market mutual had
sweep balances. See the important information
about )ow statement on the last two pages of
th is statement for detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on December 31.2019
3-month Treasury bills 1 52%
One-month LIBOR: 1.76%
Percentage change
DOC•mtw 2019
Year to date
3.02%
31.49%
2.89%
31.02%
3.27%
22.66%
407%
8.72%
ChP10003007820588IP700030196900C002 121903057%04 Y123575550 IMO)
Page 2 of 6
SDNY_GM_003251343
EFTA_001979 I I
EFTA01307177
*UBS
Resource Management Account
December 2019
Account name:
GHSLAtIE MAXWELL
Friendly account name' Ind Cast/St/mg
Account number:
Change in the value of your account
Cash activity summary
Opening account value
Deposits, including investments
transferred n
Wandravvals and fees,
nclucling investments transferred
out
Dividend and interest exome
dosing account value
December 2019 (5)
Year to dale al
$5.10
$699,954.77
0.00
614,019 77
0.00
-1,318,998.89
0.00
5.029 45
$5.10
$5.10
Dividend and interest income earned
rot ouposes et ths stalentnt tembley of Interest and cleclead Income nee been deternined man a us
1,I [Koran PersreclAe bard coon the reticle nCe of the *Main! holder. OCCOunt tpe. of maw type.
gent interest ands &send parnents may nor be L.Ojed to Uriled Slates WA ardor Puerto Rico (PR)
lix0rt* Wet The theft ManItily State:We Is MI blended 10 be used and rannOl be Felted ICCO lOr la
Pwrelel. C lents shOokt*Ier to the andKatie 'Si FOOOrhng (own They re(ene ban UBS annualy. lief as
tie form 1099 ascl the fawns 460. for ty repoitng aticernatCo It Ii the prame or UBS to fee the
aapecatre la reporting loins AIM the US Interns Raenue SehlIe and PR lleEtury PecOrtniertt, and In
such toms awatoy Minty ckwdenCS WO a interest a I no earro Or WOO* Dian Rest (0!661 y0.0
osusus tat moon
December 2019 (5)
Year to date (5)
Taxable dividends
000
5,01787
Taxable interest
0.00
11.58
Total current year
30.00
SSA/29A5
Total dividend & interest
$0.00
$502945
Veer Neaertieri Advisor:
SCOTT STACEMAAELYLE CA5RIEL
Sit Account am* rna montnIce delah litaLworet in your Sweep Optiort me ,nduded in Ow cowing and
closing b.lantet rd or FDIC 'mutant. zoos to decent% at UBS Sant USA alcISI bank; pafttiobb9 m Ire
UBS FOC tnufed WOW Progin. n coes not iotarocks:4),nel UBS AG. Stamford eraoch SIC
protecton die: to money market walla fund tongs but not banE depcnits Seeimporfant inbematvn
gag: your Ittlemenf co theist two pages d tM deeteneol for delst
December 2019141
Year to date IS)
Opening balances
Additions
Deposits and other funds credited
$5.10
0.00
$0.00
614,019 77
Dividend and interest ncome
0.00
5,029 45
Proceeds from investment transactions
0.00
1,167,965 92
Total additions
Subtractions
Fees
$0.00
0.00
$1,787,015.14
-25.00
Other funds debited
0.00
-1,318,97389
Funds withdrawn for investments
bought
0 CO
-468,011.15
Total subtractions
$0.00
-$1,787,010.04
Net cash flow
Closing balances
S0.00
$5.10
$5.10
$5.10
CPP700(A007E005039 NP7000304969 06032 1219 030575C04 Y12357555010100)
Page 3 of 6
SDNY_GM_00325137
EFTA_00 197912
EFTA01307178
*UBS
Resource Management Account
December 2019
UBS Bank USA Deposit Account APY
rarest petted Nov 7 - Dec 5
Opening UBS Bank USA Deposit balance Nov 7
$0 .00
Closing UBS Bank USA Deposrt balance Dec 5
$5.10
Number of days in interest period
29
Average daily balance
$4 .92
/merest earned
$0 .00
Annual percentage yield earned
000%
Account name:
Friendly account name:Ind CashiSaving
Account number
Your investment objectives:
You have klentibed the following investment objectwes for the account g you have questions
about thine obloctrveS, disagree with them, or wish to change them, pleaneCOntaa your
fndMial Ackisor or Branch Manager YOu can find a full description of the alternative
Investment objectives in important informarken about )oar statement at the end of this
document.
Your return objective:
Cunent income S capital appreciation
Your risk Profile:
',ornery Moderate
Investment etigiblity con9geratton none selected
Your account instructions
• Your account cost bass default closing method is AFO, First In, First Out.
Your PI meocial Advisor:
CePTCOOKK/7870590 NKTOG0304969 COCO/ 1219 030575C04 M3575%010100)
Pop• 4 of 6
SDNY_GM_00325138
EFFA_00197913
EFTA01307179
UBS
Resource Management Account
December 2019
Your assets
Account name:
GhISLAPIE MAXWELL
Friendly account name' Ind Cash/Strong
Account number:
Same prices. !rxerne °El Wool valfx$ shorrn may teeCOffloirnfle AS a snort. gans asX1105SeS rndy MI
te ~lads reBecled See impOrtent adeenefecn Moot >our ff iterated a the eng ol ths ¢re Co/
true :reformation
Cash
Cash and money balances
cam and tsasey
-; ries
avalarie Fain balances UBS Bann USA alx,sa ac<ouni Marx"
UBS FP( Insured nagen Bari Banos UBS AG Stamford Brands *pool account Galax*, and matey
irtsvlsel nUua lundSwetp badhaf.
See the MrpOetant olOnnarnOn anout)our sweat« at the end oi this Oxtrnent lot dents about COS.
toianco
tracing
Your total assets
Your Neancial Advisor:
SCOTT STACKMANILVLE CASR1EL
UIS5 BaI USA seal U85 Fac loused Frogun Bank depart arouse bdarseS are Insured by the FDIC Mho
ap;oraho Pmts. co are not pranied by 5UC uBS AG stricter Branch demsa account bArxes au not insured
by FOIC arc av not protected by SIPC. Morey market Sweep telathei are pecleded by Sit tun au WI enured8y
the FIX
~nog Want.
aos•ngoaénee
torero« share
Average
anneal/Knelt«
Darn
en Dec 1 (I)
on Dec 31 (41
en Dec 31
fate
period
period
inswen
5.10
5.10
250;00.00
Percentage d
Cost
Bbmined
Unedited
Whit on Dec 35(S)
your arrant
Gelb (I)
MIMS1We% (SI
»not IOU (t)
Cash
Cash and money balances
Total
$510
10000%
$5.10
5.10
10000%
5.10
Summary of approved payees and recurring payments
lased on your instruchiyn, the lotion's f ~es and teeming payment ocean:1de~ 'approved
poem'. As a inn/it Oa nu may Jut/10We addadOnal transfers to:nett:~
verbUY and WPM Me no
beget reeténng ondradoalcordnnamm for payments to filn 04).n.
Paso coseneocn
Cohen and Gresser UP Attorney Escrow Aceotrit
»MORGAN CHASE BANK, NA
Haddon. Morgan and Foreman. P C C0LTAF Trust Account
mepeyee and rervong pay:rents Itsfof f below do not *Mode OP Penneedf, fttenit Fends /unseen and
(«ran ante Medan Cornets, wants at UM IC you hew eddeconet payees andfor reCtierAng MstrultMIS
on es. youwe/WM* separ"lailkeitOx (tarn
anaranalAoSoot
re update of array any of (nose neffueriOns. Ooze «Oral oar f ~nab, MVO«
CatOursemam
Arneunt (Si susthoso
Typo Boni
iniquoity
uct used
Stan dot
Enddag
dare
vaned Federal Furst
Payee on file
Upon ro
est
Na
Na
Aug 02. 19
vaned Federal Fusds
Payee eel file
upon regyesi
Na
Na
Aug 02, 19
conrinued na..r page
CW700:9007(00591 19,000304969 00032 1219030579We Y123575550 IOICCO
Page 5 of 6
SDNY_GM_00325139
EFTA_00197914
EFTA01307180
*UBS
Resource Management Account
December 2019
Account name:
GHSLAVE MAXWELL
Friendly account name' Ind CasNSawng
Amount nuinbor.
Summary of approved payees and recurring payments (continued)
Pelee dtS(0,0tIal
Cisbursernall
•mount (1) metros
ismer/en
Prequency
Starl Sit
En! date
uct Ind
(We
Isabel Maxwell
BANK Cf AMER( A, N A , NY
vaned Federal Reds
Payee co file
Upon request
Na
Na
Aug 20, '9
Leah Sal fon Inc
vaned Federal Funds
Payee on file
upon request
Na
Na
Nov 01, 19
Soho Howe New York Inc
oned Federal Funds
Payee on file
Upon request
Na
Na
Ian 08, 19
Your Figoodal Advisor:
Cne700:6(07670592 Nr.300304969 0000? 1219 030575004 Y123575$50 101(00
►age 6 of 6
End of statement for accouit number
SDNY_GM_00325140
EFTA_00197915
EFTA01307181
Important information Mima your statement
LBS fiuncialSenien rac. (the firma LIBS fin:rent
Soncoa, k a monter ol ai potopi ottona, ccenmodey
and Mccl «boga Ub Fornal5,nel gid UBS
Bark USA ze niem saboores ct LOS AG rd
att dala of tr5 Seosibes 11C tlx Firn,' (namul
galeno« n ~Wale tcon aequo' Ihe rm's noniiw
ollon re at
blaS Inarnal Sanice Inc.
1200 Babo Boulnoad
Wahani-4n A1)02096
Tho Oranwnt (Kimnie rh. ony oMicial %ord ol ‚ar
LOS fancie' Senicts want OM« retach. +Pdt
oM(9F lat cloonrts. fontanno <ornat.% OS shx/d
rot bo rehed kaXn I you bal.* ~e 6 rara or
omotam. raks* nepot ennedotely n ‚okno to the
Oranci Manager d to office sen,ro
occoant
Alt~ at tguret stosu aro runded to* acana,
stakrnert obiad-a:ok:I not be anod kr ta pspases gdy
sola
senroend ta tono" P . form 10% 5a98.
I
whael ~N
Ps ta neum MFan it
regenci 41~ tongal toto .% ad taklo dradordt
reportabb nrtaabh
red takle intereg
toned cre warkot Pod n pur acan. rot troceeds
• sale leareaciten. end tog Wab on oman «metod
opsne..
Communketioni war tco Fina
• flesze re.confinee ary cni coorronbreons n retro
to furthr proc«, ton ntns. nittorg
P
your 9t
leda Ma Sinais
16.4410r rolpIpri AP p A/
• II Mo finrcol mutin on t* dito bh ~kra
of M.aatati 1 R nit ISS FPSOOM Sarno ISS
nincul Swoi cent pur mowo at (kanno
trok« by worani wet the ickatad nitan
we narred IOV d ltd retahaterP *heniek,
totored thoaccani re bo cne. >w kwit and
syddes e. Ic<red
UBS f namul Sitwes and rot
narocl<ng becka. and >co Insi rrtNe a lipa,
of ary «nr a onorpon lo both tram
• As dexnbed r, tet Ittarel erretenenty you mat
uddy to d ony ceno; or kod cembra &ocli
relloclird cn your slubeenant MOP 30 das siwe wis
Mika« nuda spetabh.
• Bom ~cl ~wnp «angin% P nyres to Os
trn't Clone f olm<nt Dogronam it 201.352 • I 69)
cr tot' roo
930.354,9103. 600A.M. to 600
IT ~doi *pop+ terby, a en rea na 10 at5
F ławico' StroCti
. Cleni Retar
Departmert.
P O Bo. 766 ~n Ca. fil 07087.
• Al statements skali be ~med ~e
a-dacie:te
d not abocted to n neon ~bh 60 dal
• ta Tfy serwet Cel 1144-612.09B5 ot Iron caatide
IM U. S. Cad 21:11.352.1495
• b (Me ol enonor ~ha
apat an tdenrOnc
lods bander (Vit bli pa/na%a UBS Vat debit
ord mostom t cal 800162.1000. o« lone lo UBS
namul Swat t%.. ICCO Barta (Ad, 6th Kor.
~Wark^ NI 07036, Alin UNOSU Sensot
Calu roik li $006 x>oeu car.. 4 y:41 fi lc ps
galen** a recept o we/g capa med moro
ntonets<nabxa a transfer cn the stanem lx
ppp/ 1116 tren or Cod buran aolbable)exot
her tran pa no Lit« tango dys ria t* one
cont >co to fra catomoi On bch te r« or
—
:Metod
- tondo ps osis rd ~st
nunia
ano)
- Dat be the ona or the order you se saltaie
flot ind mAin m doro as pa cre MV
Mowni‚ rsw a oby yo modom
domin."
- hondo tre &kr amant ol to wanadem(
lhe Firm t Cod by-cena amesNote your amplom
and od «rect nera pręty bo alkok ras
molwo LOS Waodebn cod tersactp-o. d wo tat
mona thr 10 bacom dat nods esc. we *dl credo
ps acan+ for tle rwe youthrk n n M01. 50 thal
~nil rani te* uli ol hemom., durra te lute
Ukos LO to complete 0,1 nartlectron
Nera mika al obiekt pytle to te fem or tre
f ^amia' nfittatir nkated on Ix Ikra cf fl
Valleferet In addendo to nagub‚ amon lool acan
ma be Plota to marunie kos. chrges fa Ix*
parnam kr sauno; purchan and chargot la u-pad
amourn n cash oceanu Amres Mx ato translared
to °dor Phitriau ma be u-0SOR, a erder tle
LM ~sap Opilcom
UBS olhen potom
sweepro uoh Rance to bark
deoost rococ at non- alluted bata ind united
bant ind morwy Market ritual lim* \ toney fard0.
°opata osann M LBS Br* LISA ana
addred
bant, partecorreg n tho ISS noCinsared
Program n FaC-nosed n leCedar<4. VithEr
ryte:
fa owe rolonnabon, pisa ren rwo ldcgn, Okpose
retort‚ at 165 AG %Mord Barty red skarn ol
Wary Rrds cne not ~ty
Me faC
funt dtpatils a-triol DrOltaadbYSIK MonlY Wet
:hann se protected by SIFC See "CBS Inmini Samce
41<cort ~cn'
bela*
owi par nkgs<t. bflxot nto bark dato« mao bi
torhdrawn, and skon 013/kra kod my be
liNdated and the trotoeds rehtrod to >ar
>as
laOrra OS maxi
Fant« ~ar
W
anatable ‚osep options.
ntlxIng OMOM «CMI nto end y kld,- o astable
ww* abs OrPsweepyiatis, horn pr Framol Anno-
or !wolno 800 3671000
ISS f isalm) Sroko aoccont protoction
II* Cetn es a omber Ol **Santon nogo Protecton
CatteCtanOr(SOC). *Kl, wolem tentom isrond
cl ds merrben w to E00.000 (ix luko 12%00) for
dom kr cen) bplanatory tnachute notable apa
atarg ca' x rewo kodag. The SIC met Piplian
Brata apvy to m anan Kl you hollin a prikubr
<4010fy
The ren Pad'« nt mian alliiales, han abo
~mad supplemental ro.sance W* ~run
man pytle to ad taigbet donn. colectrobundo
ht polekon R 1500 mllae at ol (Mart« 10. 2016
5065(1 10 ihe paki condi om end Intercern. (Mar
the Fam o funta Vota led kr ap to $1 9 milce, in es
sPnm0Se k« ad >w ato" heli n a pal<alar
453C ty . Alul<opyofKpolcywedn; ts andabat
con most
flottor to SIC ~Mion m tht stopkom-tal
torC4Kleten Mok IO:
• Cen in f ~Nud ata% worotIed by (Ar4 ncidrd n
)0k4 WOunt Ma) tut IW nera Iron% LAS f ~tul
Stanco‚ kor narok orlan Cbinstrince podst,
"ladro wata arniko. and Bbfwei d oviaol
hmthaeghtred nt.* noro of tlx rome holdte on
the bo:bole* Por P UTOP ~et),
• ~n««
ccolradf « toreslment nlerp16 (e9,
tenisa pstnenhps rH ornate obcem/on) ht re
not rogowo:I under tfoSountot Act ol 1973.
• Corm•ochrot<Oltaat (e9. talar achano »d
proc~ metal ornat*, ncludrg lutein <rerami
aticpr+Jdh<yia,comrxw; wid
• Depo« accounts (ospa «n d kros ol &posil) r LBS
Bok LISA, 1.195 AG U S tranchos and bolesne*
[OK arend Depach Proom
De SM POPI«, rd Thela.064MInlalprcteclOn do
•
topy lo liny! Metr eden i Owy ceerepse aoces
on yaLr sutener.% .
SIK orotedion and the
koplerrentalprot«tion dam orox<1 agend chrges
the market Ma ol par roestrnerts (obce'« as a
•eRA ol market rrovoment. Mim bank nOky
othaesitel
Diridand %internom Program (13Idn
;hep«. relkolod k an areno oto. you ma obuło
tlx woal pr<e Iran avta inannal Ada." OMY Mok
storn me pithated ind« ORIP. pytka 5hses MI be
sold sddiecie*, wal be deposded h prear accux. tlx
&Mend reniestment vice 6.4>Pnadbf IM mur met
defo bom dn mokce OP* P reherh trO Prl, ' "ni
Tniaki
Cash-in•liou
Wy wtok tratt roa
hell en os ettan g )1CV
minlod ‚O a parta! vol anemon od a &Mend parnem
or ~no.
the fam wReaM se4Ipengd unii al
nudot lorce a AtoeiX an "MI Cleterrnhedbee i
‚togami (kina samcy. ed «edo pur accard
~nam
ohjoethoa
the nosem« obsceny; ind nsk profile are ‚mdc to
eat, account and rruy na belotce)ar xprds.
Porn xhm tho Fam pronodbe n esdn9 ol sa
saphcant chango .0 pr ann, mamer a
~ono! oblectewn For ech 44~ reekt. you
dna* ona ol ew f ()kong ernemment dakattmos
• Prockee Omendocent hregmert s garo the
oreada, ol nom, aur
• Mono °pul Abp.« uton nwninvnts toetkebq
gros" d praxpal rak« eon the ~talon cf
rKOrner
• Peo4a Comennstabotworm• end Ce~
Anetę eeti>n
setking bah te pentudion
ol «orne sdtroMh of palnej:ul
Owal tkkf:na«
• O~4~
See+,5 to ~bn Mol 'ohm!. ~h
bw d* sd Wstaw to dx acan owal. non if
tet nesa the accourn dan not generale vordicart
«cno a. araro rd ^MI rar neto pace wlh
irtbbon
• Moderno Wato-eg to ‚ccm tono n* to powoi od
toktre setne Palba sa wek bitnie ran
• Anc.:40 Wilię to ittte IW,' nt 1° "CO "
hah plahlty ro Ud horn"
owe' leni
• f ~entent 690.4 ty Canuclergon f ~cod, a
pylico ok IN pestka.> kr to Jadali My «WP
Crtepin aron" hamad 14.edrty and tremą
olat
Statorem% Itouseholcing•
We ma ~klak ad ~40 iwom statertertsreth
the same »ket n the tama sekta.. e.9. becha
they here ~nn oho *bo menton pin rewo
rolponthos wlk Oho ~M al the sse* altan d
>ou wek" to mono lid robi nionu ~kl n
<oparto enrclopat, >tx, ano/ ONI.» baniakiem; by
<Min~ inraid kima
Mendy azot« nam*
The fiondly /POPI. nam< R atligetnaa • rleCkNerR•
damen by you to otur you wit, your repecktilani t
han n:, legi filet on pr accort. h not reended to
metlut sa ton. prodotrecornrerdatan.
• terem« daedne a ret: reofile astaxoted reet, Kar
aCCOL843. "tonce *prom« or gurem« that weath.
ary 'nexia, mott
Or red be achepel All
eiperneatt ebtt Kro ol kot (tkacka; to nek ol
lott of Kamie ~ma
You <an durno pita
franca xpre romeo throt*Ordne Samca «by
cmxl") ps Fax« ul Achnor
~art *eoni«
• Veto olyo« accouetBortebka Nn ol sm« and
• Pupa axaln aaaable ath beanem Min k«
taganad tauntY (nt), red Global Trele
no,
o
kinali:od marks to mokek and (*Mil Intif
t Md
by be fam Dora not oktod* arcnced searitelasseb
%K ind ce K prim and osom natną< rana cr
rosa ~mym ~stad gaci. opon; ind
oarctabb nad ogrom
• babami wbiec debil balacie" ~ring ergo
lort <rocki lro, thai acan boa ot
• Cashimoney Wron Total ol unnteroda,olabb
tath bab/ero. plo apat bainit al alt Amid rd
rcnalflubed Wnas, rd nona main ~od ind
tosop 64~4.4.34th* etted itat «gemm porad
Non-conorolly Inet vedel halince np./ POPPI st
not
from other babrxes rid the fan ma
era Tydd thesketil n to odma wite ol st
barwa now tank ra poyable teon your elmaxi.
Dn tota' o •(tioin the «rent posad <kong wlot
LAMIN inhomeation
for dotaeled Santon cn tho fnas lardreg parkot
rd aulos" Mx to ps Chart Raboonthp
downem or Amant A~etnt ord **Gen« al
Term rad Gratom ISS katernent of Oolit haik%
smithie n Areem•nt ant I M t bzom
i ww. /4, e-turu eiv Re,A),,r
SDNY_GM_00325141
Em_oo197916
EFTA01307182
Important information about your statement ((Onfinued)
%e su
Vete galanten ~es sterke, ad *er mets held
n the accora at the ed of Me star ent prud Tem
my ad tor ckahtly a fuly pad ~nos e arr, tree
Wo ~Mao Wolw taal at ban tolden/ dm
Men am/ baant* dut ontbeen Ary Wo/ br,
trarefered to to fim ding the statement pear]
bied at motet vake al ot the eed d the statement
pen ad
• Gin baai. In ddamnegthe<o,t base ot the
mades irkbded lbo aroment. *hele estleated
wehthe nart« •
LeS Frareal Saven het SS
m
hom tomen Oor Con
f nood Seroces. eneseng Mammen ban rotha
tem« Mat you mag have Øreled to yoga Imam.'
Adosa Ill Pam does not nd•pretnuy vent y ce
garde+ the Karonje« valdyd vc damden
Ø
baas Mis« dan IJ3S ?namat Sam«.
akhough LE
ES inreed Saven anerals
talons to ~staal
fl o nareed tbc fele
Ø
rot tronie any aftrain ttat tee Scanden
SCost ben" a-d • Urn:deed girtloss'
amor* at et ~daad Ni stattmere At <ach.
pkaw <b
eeryen tos etterrnibas So malie
pad"», a tak decem' kt tra pØ
«
othennot A«oontt Uanstated to te fan mal
etscc stariloss damalen only lor hemnodd
tree key se hek at the Firn More hetere&
Mammon ca" be addedby >ca fra-eal Adotof
• Unrealited painallossas MAsn dna nolable.
e:1m~ teeedoed ~glom are oalcubeedfd
Medet secaely bh the kaart on dan for
Murfut be, 'nam or matinee rol beet ccerenasoets
Aagot ader istory roorganartca trams
Orreftnd rel aha renkesena, lors an1 spion<
pachan ken ro each Ølled to diew ene
aorraad lot Th?" inde date" <Mam amant% do
<raat carnacten aide date
• Colette markies. Boordl and onland mak ihat
the issue, <db lor earY Federmnon wil be selsted
vraagt" by lot kom retna al ~os
<d thee
oor bed rums nam or n nomne• name tot ca
<tont: (al kart ~kond
obtaned bom thed
pales rd es ~Jay rs nol paramoed Othe <dl
krans nos men wheh cols aften velt ~plat
~onwelbe rionted koonnauw
• Pritátvaluo Prees Osptayed lama-dm bidether
praten my be bat« or twee dunt* por Mat
>aa would
mag n to makst teat n
idatamedlnyonrevs tod Party ~tm toch ne
Move to be netank. br we do nol ~ante tier
money.
- We genaak ure te <buing pekt aten mikte or
Uw man ot the bel and oik pree: la bied
WOv le% nl opkom a ais bidpen k« OTC
sOeut4.1
- Lint anaal,. te ~wao«
isry be pnod steg a
vabeon mxId a th* rnon nxem pn1 we
caXaned anima/ rol reilen or, actual makst vice
or val*
- Canon pashims maa sper ~out a pik, and
wal show as 'ace wand solide d we are
vente to cblan a ala he Mae-
- temasa« KOalftet dertamnatO meeract
Othet tm u
ata
,actie
at the e»thange
rate ed tbr maneten date
- Per (eettonfecvael fratInq nonieeiormog
cltissmn.iteen, OKe W gurety Nxe ribt) rnay
ham been atjusted to t ruk» proper stalualces.
To Man oteroni quota's" tohon nadat». contact
yas Fnntal ~or
• Prime inveamenta and Metend proda
Penre "mimet mades (Inc Ldi-9 dokt
~kogen Maan indeed note nimotene "et
~reef) ni attetvedprØb ore gereraly hotfry
etcted Ceetainteuttared(rOtials here nol been
manend wth the Securtn ond Tacharge
Comoor. or Wee ro stele >medio tm We
provoe estenated vaars tor probate etermen
marot ad reurkred ptedects ta nlormafficrul
PuVocas cn‘f Auknot 4 nol gteatánbottl
- thees vetes inly del« stbstantgni kan Irnes.
art', at oktth a pwase rrerititsenlsteOleee
s trata& prodket mal tapbast*ce fokt ad do
not rweessody inerter the vale yam my maa
nsen Souideen.
- meid party essenaks of rale re af ot steun
den and are stol:Melle Minimal Steven on
mala base by an edhoenkee 'biatlon Inn
- bauw. ~aiarmer fr <game earnaud rak«.
d ry.
sta:and to te Erin by th* mar.
waal panne' « sponsor and my be oulled
baddmdiktere Magnaat kan hat taxi by
*adpalm to den., leer tswnsted intro
- You <an Øn aidstast Mammon tegarcted
tbr ,n te,~
wed to Steemne the tstinste ot
vak,. and the date ot te nbrenston that é the
bios b the «taan by eraan egyar inartcal
Admor
- thed party enmaleri vakes rnay be mottad as
'hett pand' In smaannuatons• eren n
rchofrolre vak% on Ion hat rot keilwd er 6
tnable to enne vake neef. we beert? ~se
dat omslaat esa etje aaseed abt ~tata
0~re~
Ma OIO Cuettas Ce aten a
Moe ocald bebop, tpeettlatree ebt to Oe noen
of the money
- Whon non« an too"gationl partner oe Vaat
estnund Mae ror a tbrdpaly rantd rag rt
prowdal the "abt of to »new wil be &leas
trom
pachase pree
- 'Oactut ent to date' mag nek& raten ol
opaal, nome a bah
▪ 'Onorui une 'ge ~net ta raai <Menno
take ps ad and new ne rellen >or «ne base
- OPP and WindKIT
ées
noi kneden a
nsbenal sturtesadam, and "
ocntraPy
dload
eken dhl ca, be sold.
pree
sneedmay be km ta, to pee shag enenand
ralut promoot, n thé reani nanet
• Reetricted mooien Peanned <wam gentraly
are not arre atable la tatolc salt Lei Fna-cul
Saais oses ne nurk« ante pl te urrestrkted stak
ot the sant ska« as an maSed vakje la te
'merend Itok fer purpases of Ma statement oriy. To
ex <neen Mat fitte led scant es at <luistelot site.
te vake waadmam be sLbstament lest Kin te
mouted vale slaan.
• la (estareateeneome. went yalcb endemie.
An eense ol arnai naaren boadon <weent
dadend and ~ral"
manna *e mades wil
be held la ene sea kom entree dato ee ese l
«rury The aura» o <4 a gudelno acarxy
rid contn.idtmena n not guarantoed
Fernand ~al norne ad <urnen rad la
atlant/OM Of ~ion <ald trkbade aceton of
Prekoal ce opaalgans naken', <netto ni
nare fad wamt >iele ~Abt emestated.
- blemded waag «ome ird aneel yeld and Ce
Knal i,come and yeld rnti be bos or ?water
Man th* mtenstal amant:
- An onnut* ol rnaalnd nom. (detderd amice
infame dreded by do <omen ~Set
aaneen. balastro C~
and* last duidend
Ce Meent payrnent ~fa by tro noen and
~rent. r ia‹,sanidetx.sts vnl be tokt Ier ore
ra kon, te narent die a unhl ~solt
Acesacy abt cortnued yed re not gesimd.
• MMS not kW by 111$ Finodd Sorriooe. Celen
metsen rot heklby the Pm, and ne enne, tbc
bin's possaten or tarot Thea atti rr
drolawd on war statement lor Same trol
()Loot« city Penant and "abn pmented ais
proodedby Ilw man; han ues ~ui
Sames es
net renpristas la Ill rornam ad does nee
orante th a«urxy Thee aswels n rol maand
by SIP( «h Inas apeneest SPC oomerage
• Remises 'haring andedda:snol aterptewation
- n adiinn to toonsen eet laks and 171).1 km
mened n f onnerna, wet, the dabden ot maast
krat to ar <Irenes we nået or naliet mal.*
mens Naeg parnts Iran ~amen ander
admen of tb> rrotual hak Tm wo all These
nam gebased <n ton> dékeont exrpcncmst
lto rose of tikt by lets ot a partes», maat
leed fata/ dov <tent% and lia th* ana rake of a
~kuis ~kul Saud trijs shares beid at te
firn
- we **dar alles aha man network:p and
~bos vasten lees n coroderaia lee center
nero amices rut no otemde to the ~val tandt
lhno hos genet" re pad keen menu' au« n
Me in-halkid and at al ~Odia ~n
baad
enten runt« of >aards at to brolterdmke
heldin ~tal endt of the ladlamty
- In addtir, to cambsens racend n ~echon
wit, te sale or ditrbuten «array ontrat. ad
unt nonneel lno/ unds IQ OUt <link. we anda
aéltffie ram. name ~in; ~maten
kom ~velen* renet <omarm Warwang
te murw «maas, meiact d na nuance
corrourtol ce titooteet d lto urmt ~wet looit
m•delftsu70
- In addebn to annwiSentraemd fron, the
',state and sak d Ne•nhonts fint. sve reter os
altisur ret.t an asvaaased f•~
stariro
>amen, kom NntShires cbtrixdors. as aal as
Mengfa tahnology ckaboment. Canna and
educabri.
- Cm Maant aha reces, tradng toneelan ad
at« carocroata trom ~valfords ad reasa-ke
«samsnei theeco grol" wo derbate
wi ment conyensat ontreenLeS Bar* Lek LES
AG Sunted &and, and ronalbland bras
*reist. aa cash ~cp aoya-ns Ten
~ron
my be a ~kW pa aast lee cr
my be a patent/deed koog* day defect t
Nl ex.."
Actnity
nformation regsdna ernmosens and Øa even
ncurred n tornecta wei Ine enoot on ot kades.
nnad^3 <eten vároadons nabeen oduded on
carherndons pre/tank furnsrod
>al, and wil be
prosidtd to >ou romp<, on nessen
Short saline
you ro <and n short sten a seany, >eo may
nos a ~oe doe lo <titan bermen, omes la Mat
Paria» makt
Open orden
PoStedrg <Oen or • gled taai-gekt «dm to
«ene aaseed by °worgen.« date, open buy and
sel Iloponists se reduced by hanene ol asederds
ante am re eidradexh a ex arts dec unies
nttnxted deerns byrya You se respornbb la
acties 'hat afremt/led <kt 10 >as bare to <trad
«eng oden aders.
Pelen
To obtan a <opy ol ai aren Clown Privacy Nek*,
idemcontact yov Fractal Adescr ce "ot cv watste
ai yvemotmemnrormatrotn
- 165 Trance' Sein: è ~abc* The R/A4( Eloness
Senkes Acccunt BSA and NIM re brokten)
m<ounts whkh pand. most to Dring «even and
pralen Inasparranoterems wen afdeed bres
raf olle thrdpany bras. andpronkt acces.»
mono and anrotty poe" essued by knallibied
Ihyd.anY mane etmptorn tra* munt
perby sktodurm 04165 Fromul Servers Inc.
- ~mem ~ree. ani rnuty traixta
- tae FOK nyte[ • No bant gaarne. Mal koe vet»
- MIA Resane lAnasmem km" Busiwm
Sames Account MA, Ma and nternatomi hoorn
ManarnentAcco.re 'ere:mand weke maras
L65 trompet Senices h<
- VISA ee anodend Ia0anak owned by Wei
Voelmaat Same Amati!~ and tod ader
kent The LES lof credit <ons .rd the 165 Visa
debt <eds we moed by LES %nl USA web
Isermina Iran Vee k SA Inc smaad Mal'«
tradrarks, reoared tradonseld. servet mets and
mogend arme merkt reol fee respect.*
rompen*.
ILOS Fistel keview Yec
Rev 701110
SDNY_GM_0O325142
EFTA_00197917
EFTA01307183