Text extracted via OCR from the original document. May contain errors from the scanning process.
SUBS
06$ financial Ser'Aces rx
private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CN170057465170119 vt 0
Account name: 6HISLAINE MAXWELL
Friendly account name: Indy CherdcfCar
Account number
Your Nnaadal Advisor.
Phone 212821
2I2-82l -70
600.308-3I40
Questions about your statement?
Can your financial Advisor or the
RMA R
Ois
• 1000.
accoun
Resource Management Account
January 2018
PO. BOX 308
TEANECK NJ 07666-0308
Value of your account
on December 29(11
on January 3! (1)
YOUr assets
41,946 32
36,522 63
Visit o Er wabsito:
www.itscornifiuncialsennces
Your liabilities
0.00
0.00
Value of your account
$41,946.32
$36.522.63
Items for your attention
. Help protect yourself horn had and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
wwwannuakreditreportccen
Tracking the value of your account
Sources of your account growth
during 2015
VS* 01 your .xcount
I Thousands
ors's. end 2017
$41.94632
Net deposits and
7t6
wthdrarvals
.15,432 44
Vout Wriestrrent return.
43.9
11.9
°ward and
interest axon*
$875
36.5
•
Change in
martin value
$000
1.9
Vats of your account
on Senn 2011I
ra.ca
Dec Idle
Dec 20tS
Dec i0l6
Der 3017
ten 2018
PA•mber SIM
CW7000300574651 7 Net0001911650,X03 Ot 18 03057503 4 Y123576550 000000
Page 1 of 6
SDNY_GM_00325143
EFTA_00197918
EFTA01307184
UBS
Resource Management Account
January 2018
Your account balance sheet
Summary of your assets
Value on
January 3l It)
Percentage of
your =Wit
A
Cash and money balances
36,522 63
100.00%
B
Cab alternatives
G 03
0.00%
C
Equities
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
Account none:
.-2,s15rAriE MAXWELL
Friendly account n
• In1 .th
5
r
Account number.
Value of your account
536,522.63
Your current asset allocation
Total assets
$36,522.63
100.00%
A
Eye on the markets
Index
5&P 500
Your Pi sandal Adviser:
. Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS CDC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important nformadon
about ow statement on the last two pages of
this statement 101 detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31.2018
3-month Treasury bills 1 45%
One-month LIBOR 1.58%
Percentage change
;mussy 2018
War to date
5.73%
5.73%
627%
5.27%
5.02%
5.02%
-1.15%
-1.15%
CAP100:0005746518 W0001971650003 ON 8030575004 XI 23576550 030000
Page 2 04 C
SDNY_GM_00325144
EFTA_00 97919
EFTA01307185
Resource KAanagennentikomunt
UBS
January 2018
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
nckiding investments transferred
out
Dividend and interest income
dosing account value
Account name:
GI4SLAIIE MAXWELL
Peiendly account name-Indio Clse(slCat
Account number.
January 201812)
Year to dale (S)
$41,946.32
$41,946.32
8,053.68
8,053 68
-13,486.12
-13,486.12
8.75
8.75
$36,522.63
$36.52243
Dividend and interest income earned
Re Outposts c( lbs statement. temblity of Werth and clecttoci krterne has been cluenrenel (Km a us
to ItP:enn9 perspective Based tepOo the residence of the Account hOrdel. (Cream? !pt. or pecestxt type.
some interest ands dri*n0parnents we not be %Mtn to united Sties (VD area P ten° Rico 0.8)
Itwome Doss The there it-grittily Staterrel Is rot Inetiwkd to be used and rann01 ere bled iptO or IS(
Pun:ones Clents shookliele, bathe 40 eatee to reporting forma ihey ft(eht Nan UPS aianualy. such as
the Forint 1099 at the rams 460 foe tar repareng inktenatico rt is the puck* of UPS to Ile the
4a.plicatie to reporting loons veer: the US Internal Raenue Sehlth 34 PR lleEtury Demurrer& aci0In
such term: ND:fairy Meaty 0vDerict an I Or 'merest as ION earns, or Ituatre eNCOnt React cOr6.11 y0.0
rnhedual tat prepare,
January 2018 (5)
Year to date
UBS Bank USA Deposit Account APY
Interest period Dec 7 - Ian 7
Opening UBS Bank. USA Deposit balance Dec 7
143,198 74
Taxable interest
1 88
1.88
Total current year
$1.88
$1.88
Pr or year adpostrnent
6 87
6.87
Closing UBS Bank USA Deposit balance Jan 7
137,457 18
Total dividend & interest
$8.75
$8.75
Number of days in merest ceriod
32
Average daily balance
$41,460 82
interest earned
$8.75
Annual percentage yield earned
024%
Cash activity summary
Sn Account array reus monthIce dealt Mareet in your Sweep Opaorc xi mcludid in the apemen and
elccirg Mame; rive FDIC insurancean:6es tocheratte al UPS Flanl USA and al balks palcipaling in The
UPS FDIC !Steed Deposit Rogan. n does not Wy to deposes al UPS AG. stamen:I dash a bat
repeats pearecl thrOugh the U85
Deposit Account prcorets sic peCeecton applies to roller
rnakel sweep fund Fcldngs last not bank depcdit. See import:weak/mita, gagging( :Cement anti,.
L3St tve0 pays of to 000,Ment fOf deal;
January 201813)
Year to date (S)
Opening balances
AddtAms
Deposits and other funds credited
$41,946.32
8,053 68
$41,946.32
8,053 68
Dividend and interest ncorne
8 75
8 75
Total additions
Subtraction
Checks and bill payments
$8,062.43
-13,486.12
$8,062.43
-13,48612
Total subtractions
413,486.12
-$13,486.12
Net cash flow
dosing balances
-$5,423.69
$36,522.63
-$5,423.69
$36,522.63
Your Naandal Advisor.
CeP7000300$74651919,000I97I6500X0 OI 18 030575C04 Y123576SSO O0000D
Page 3 of 6
SDNY_GM_00325145
EFTA _00197920
EFTA01307186
UBS
Resource Management Account
January 2018
My Choice Rewards Points from UBS
Account name:
friendly account name: , I
Account number:
Rewards pcints me reflected a, or the 26th ol the month a the ;rice busmen do/ if the Mb Id Is on a
ettttndrdldp•. Rewards paint activity details uri be found on miw.ubsccomnanmentes
January 20I5
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
YCu have identified the following investment object wes for this account R you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager You can find a full description of the alternative
Investment objectives in Important inbrmation about your statement at the end of this
document.
Your rattle obJecthAe:
Current Income & capital appreciation
Your risk profile:
Pnmary • Aggrezive
nvestment eligibility consderation • Petrie selected
7,341
7,341
Your account instructions
• Your account cost base default closing method is FIFO, Fest In, Fest Out.
Your Ilmoncial Advisor:
SCOTT STACK mcwOrt F CASRIFt.
CeP700:6005746520itn00019716500X0 OHS0305750N M3576550[03000
Pau* 4 n' 6
SDNY_GM_00325146
EFTA_00 197921
EFTA01307187
SUBS
Resource Management Account
Your assets
Account name:
GHSLAME MAXWELL
Friendly account name-Indio
kir r
Account number.
Some once,. *wore and (tercel Fates stavn may be apormlmale Merest& (pins and losses ma/ MI
be tr<uidely reflected See important Worm:Won Moot your statement a the end of ths dxurnert for
elceneree
Cash
Cash and money balances
Om and /stk., M.-6%; may mxtscie ratite cash balanres 08$ Barre USA clepout account tothoces,
UBS F PC Muted Mogan Bank &Burets UBS AG %mama Buren Oepoal account balances and croney
Matti mtua lurid sweep Wane
See the important Mormepon *out iour Stateaent at the end of tits Women, foe detals anew, ttoSe
Wanes.
Ireld no
Your total assets
Your Rimed/I Advisor:
SCOTT STACK MANILYLE CASR1EL
tres Bali USA and SI
FIYC lagged FFOFEFF18841/4 (ItPOM &Wart bateFlet tit 'muted by the FIK rAiNn
;pliable im,,, Eta are not prowled by StFC UBS AG stamiced Branch <remit account balances at. not inured
by IOIC arc ale not thawed M SIK Miley market sweep taws are prelected by SPC ten a* KU *titledOf
the FOC
Openng Glam.
Closing baece
hIct per snare
Avesar
Peden° Rents,
Dais in
on rent (S)
on ran 31 (5)
on Ian 31 (S)
Fee
Petloci
pence/
Cep amount (S)
41,946.32
36,522 63
2sop:o.00
Percenteree d
Cost
Blenaltel
Unrealized
Taut co ran 31 ($)
your account
bass (SI
81113111 in( are GI
vino( loss)
cash
Total
$36,522.63
100.00%
536.522.63
Cash and money balances
36.52253
100.00%
36.52263
Account activity this month
Date
Actitilty
Dexnption
Urgent IS)
Deposits mad other foods credited
Ian 2
Transit.
JOURNAL FROM Y 1 235750/15LAINE MAXWELL
6.05368
Total deposits and other funds credited
$6.053.61
one
Attillty
OtHIIP11011
Amours IS)
Dividend and inter•st iacom•
Taiatfe
te:est
hiscerlaneous
Inter0St
UBS BANK USA DEPOSIT ACCOUNT AS OF 0110918
I 88
Total taxable interact
SIAS
UBS BANK USA DEPOSIT ACCOUNT AS OF 1212417
6.87
Total miscellaneous
Total dividend and interest income
$11.75
CAP700030:6746S2I I97000 19716500003 0118030575004 Y123576550 0:00t0
Pigs S of 6
SDNY_GM_00325147
EFFA_00197922
EFTA01307188
UBS Resource Management Account
January 2018
Account activity this month (continued)
Bill payments
OSe
attItity
Tan 3
Wthdrawal
Tan 4
Wthdrawal
65879
-
tan 4
Withdrawal
Jar 9
Wthdrawal
ACH WITHDRAWAL Saks Petal
-934 SS
Total bill payments
413.436.12
Account name:
LANE MAXWELL
Friendly account name-
.
net C
Account number
Your Pineadai Advisor:
DeS(OpliOn
Amount IS)
-1 1)352 84
-39 9A
Oird lbws for yam Attendon:
The new U8S visa Infinite credit card is hoe. Packed such fOC:usini easel benefits. more rewards and more of what yeu lose, includn; ettraadinany persona/teed senine. M
stunninglyclad in metal Visit ubscordrisanfmite or call us at 888.762.1232 to learn mere.
UBS Visa credit card(s)
paynwnt information
Minimum Pent Out
Payment Due Date
CreCil Inc
malatle C rat line
Outstare:Not:4r~
10 00
B5,000 03
135.000 00
10.00
TNs tatted istri:00m UBS PayCecil Card feature and ,AI autornetcaly te pad from ycut ecceunt Your payment 6 SChediPtii
to. /throaty 20, 2018
We march Ihn information on your UBS wracrcdl cant piety as °courtesy tow°. Tie uBS Use unit cadandaccount are Muni by U6SBank
USA UBS Bank USA sends yda the Offeel Oriented la inn account and Wu staid nate you; 'amen! COOrting tO
WeO3W onclud!yOur caistaxIng (RCM Can, betarKe in he Tawdry" a(Ount 64M uBS Financial Settees ire
Ode
Attnity
eescreacn
olsStrutli0"6
Amount (I)
Money balance activities
Dec 29
Balance forward
$41,94632
Jan 2
Deposit
UBS BANK USA DEPOSIT ACCCUNT AS C4 1212W 17
687
/an 3
Deport
8,05368
tan 4
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASCC 01103/18
.11,85284
Jan 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Cf 01100 18
69873
-
tan 8
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS O( 0110918
1 88
Tan 10
Withdrawal
UBS BANK USA DEPOSIT ACCCUNT AS OF 0110918
-93455
Me 31
Closing UPS lank USA Deposit Accent
S36.522.63
Tie uBS Sank USA Deposit Account lip:WOW/sweep omen
C*700:0005746522 N;100019716500X0 0118030575C04 Y12357655003000)
Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325143
EFIA_00197923
EFTA01307189
Important information about your statement
LOS FroncialSenices It.che limoUBS Finnier
Sawn). is a member ol all pnnopal ~at
commodity
and otters nehrgos UPS Ftenoal Spec« and
Brk USA re mired ialaselnes of IBS AG and
aiteales ol ll35 Starnes U.0 The F enfl f nancial
nal~
is 'nibble real reared We, Fall't sea-Aire
olies are at.
UBS Fine<w kraal ht.
1200 Harbor Boulnerd
Inetuden NJ 07086
iNs 041«n«11 Onenent. the «if ottital record of ycar
IBS &anti& Send*. bee Own Oder recta nape
OffErdtiSzuneret contanng wilting data *odd
nat be relied r.pOn t you televe then e r gafOf 0"
awn." Plene Øn n enntchatety n "fling lo the
Beane, Manager of the office semen; ',xi account
All~ al twee shown w• intendedton* accurate.
Pawner" data toAd not be used hr tat prpons. Nay
9:41/4 0" Yorend to 'cant 0e. Form 1099. 5499,
10425. et< >when pa arg you, lp return lha f.m n
~red b/ Ir 10 rettert to te RS ill tart'e d/nk.n:k.
report/6k nntinabh trndends and Umiak :merest
tamed intunet l‘ed nyte «en" net pow.*
en sae treorne, and cost bese vex cetttn cowed
~Wes
Carmunioniom with dat Finn
• pease reconlnma-re cr al communes/nos in vanry
tofu/thee proud your pa. stain; your
.a
do•S•artet »actor Protection An rÆA)
• it the ',flaccid run ten cn the up left of the bee
ol mal «samara 4 not USEnamelSerra
F runoal SiNC44 Cann a$ azantat <NON
Øa bysex-re«
wen the rck,ed eneion
We inlamed you of iheeelatiOroh0 w!WrsyGo
tored tho «e ran ban en s ?Xi Won and
^riles re located al UBS Financial Semites and red
the ntroaseng bro.«. rd >or, mat mer* aØ
ol reter," a armor so both fen
• As desobed n the ruart &of ewer" 110.1 mat
redly en of any ono" er had rooting &acts
reflected en you. nament *Rhin 30 days due it was
mate mAd• amlabb>
• Net dart ciAtemn ccmpLx: et myna< to die
F !nit Clem lelaticaDenatment at 101.352.1699
or kolhere X 9Z0.3S49107, IGO A.M.
600 Phl
Fr Mancha tHounh Friday, er in WI r9I0 lt5:5
Forkel Serntei M, Chen, %WV. Ceteetrnert
tO Bo. 766 Urion Cy, 611 07[87.
• Al sta1enerna shall be deemed (orrdete end <court
B not objected to n ~trig ache CO dais
• Fa rte «Mtn. Cal 044-612.0906 of Iran outside
Cal201.352.1495
• heat of neon et %aslant~ an electn:nc
hnds Ramer On/ bil payneiet UBS vet deb«
cad bresactrxes, cal 900162. I 000. or vane to MIS
Fr.rcd Savcl tic, 1000 llarbr
~rime" Id 07086, Ant RIMI55AS~et
Call write mØ as~ can. d ycea
yxr
eaternent a ~pi n reerg or ismneedmere
~Pt
axe Stint« ar the staldmi or
recept the Finn or Card haslet arplcabk)rnual
her from you no Ire thri CO days rip tel inn
urn >au the Ira ctaternre pen winch the am Of
DR'Rharn fl exed
- Inrode yxr name and accost number Of am‘
- Dewitt Me am ce the wander >cu a•unwe
about. and aptan nasal/as sutra/by ix‘r
We* rt es alone ce why yv needmore
recanalcr.
- bowie Meddler aØ
of te acceded ern".
Term. or Card bur ?al nveshaste your «molar«
and veil orned ry *nor nrcanty For alleged *non
moarna LIDS Vea•clebrl eadual:3cent, el we tale
more than 10 lasnee: clas to do the. we will aede
aW &Cali NW tel Snail you deck it net« aOlhal
abil l .* the use el fe money dunng tie Ime
Lees to to (Øde al enetleshon
Nate mire ell checks paylnt to the Fen or te
I ramjet infittteian iduredan X front of the
~men. In add/alto /*gold atuare ten, account:
may be object to maintenance fees. chaps fa late
parent it want.: pschxes and chart er woad
aeons n cash alms« Accoans that re raneernd
to new MIIILIIICAla Tar be cutinxt to a !Trisha lee
SAS Sweep Options
1.65 often «Mom kr 'mean; cash belakes to bat
depost xØ
al non-aff lined bat ad Stilted
bards maymale< nutualfunds (Money tut) and
th• ramie:rut opre Aswan (DAlta* entente*:
wrh r berm:mortal trance Management Mean'.
Depose xcores al UBS Bag* L6A ard n:nthIceed
bank partom.ing nth. UBS RIG-Preved Dep.«
Program se FOIC.nterad a 1I<OffaarCO veep FDIC flies
For move nfornnenn plea!~ sew* .16CiPt•OePtX•
*twists r UBS AG Stanford &Inch ad ~et el
Matey Pin* re rot 'wed ty the MC
be
to OA. cashbanes re swept to divest
accorres al UDSAG New Yoe* Brandt and LE6 AG
Ckenlaanch thrtedenlous are not noted by te
FDIC Elms held
the U3S AG Carr, Branch are
hartaCt.trgaPOIOda0 I. ~cm rel. ol to, Cayman
hints. and there's no parature or omir enlesicn el
LeS AG to repay the balances Mik on the UBS Carman
Branch's bods.
Pant ~Its re red protected by SIFC Monty fed
shads re Feuded tySlIC See "UPS linnet knees
Arson Aton-fion' below
LØ tea (*cost barret a I. ie bat debet may be
~am,
rd shies of a Reny Put my be
hyd•sed and the [reefed, retuned to your yX•
tear«, noart
Futhe riamatcn drat scalable mega optons
rebdrg carnal morn rates and yids e evadable x
wan ub: ccerenvooprekb, kern your tnincealAdttxr
et by oohing 9:P762.1000
IAS Pinencid ~ekes earn" probcdon
The Frm n emeriti' ol de 5~1145 mordo' af01(001
Cal:ciliation (SIC). which potent senate; wean«,
el smerten up lo 1503,000 6ncludin 4250000 to
:lams to <at) 6~ybroths*
antatfe upon
'mien er at wee :pc og The SIFC an« pritteden
in‘t: apply to an axes« X. you held an a parboAr
<4,4CI7
The Fein toepher a/Mc:turn ain't«, has *so
Purchaled ~rental ~roe
Wemadman
~um Pant* » al e8Ralt
(ollecteety~
this proteckn is 4500 milean atol Deceit« 10. 2016.
kbject to the cedcy ordtkns ad kneeler,T, cat al
the firm it Lathy protected la up to II 9 motion nee
~carte l« al your ~Out held n a pteltais
',patty. A 'SIMI' ol Iv poky wad",
upon request
Herb< pee 9PC pooch:in nor the appkreental
Preleclon xpar to.
• Certain Inuncial assets controded by (and re Wed n
sots account valeatert hell rear from UBS ;market
Senate> for ~Pie «elan 0 intern< Øb.
incbdno iristic metes. and 6) ewes of mutual
finis rmitered n the ~le ol the scant holder on
the beets of the au« ce binder altem),
• Votstrnent contact. or ~tide? Moran (a9.
Imod pannenhax rel gnav plx.emmts)flt are
net regmend under tel 9xunhes An o11Ø
• Corrmocibes contracts (et. f reran «beg and
pnxrxn maul
include-9 hAUCC4 canticle
and tonn`ldrI Callen cortex. and
• D4oce mcounts (apt calks« et Stoup a LES
Bak USA. UBS AG U S breaths and barite nine
WIC Intend fledota urogen
fit S/FC pretence, and fie supcmneenrce Kier, do
rel apply I0 these men tend' net ~ROW
on~ XX.neetb the 9PC potato and the
airderrentel I:fete:hen da rat Øn
against changes
in X main val.* of yor ~taw« (*Path« x
warn 0101160: ~Awe, mu:, braMateyCI
othenrcel
Dividend ReRvesenteree Pil~
Fan
The peke reflected it an bit Sat PeCt YOU Alaly obHn
the actualrice fir al» finnealAdveze Only ehok
tees re pAchend Ind« DInt palet thanes nel be
»Id and the extendbe depotded n your ~tent 11-e
dirderdrerveffinare price a-paledby X isur may
dtter from the malt pre. al *hie, R.> parhal twos
retold
Groh-RI-km
Goy wholevetsmaybe held in yorr axon ()nu are
enteltd »aortal we auntie, °lad/n*4W~
or ~wee. the rum WI ether fed Del el tn., el
~Let vuet accept en 111,31.01 det~itd by a
reoetcred <lea i-ra agency, ard credit yar xcant
Invanneento~
the runtare ONOCIInt and nth perk re specie to
nth Mount and ma, vay batiMVI1 yon actaree
Pbxe adnte the Pas pnxrplVn wing of ry
sind ant change in >as fionRI squats'«
nroarrwe ~ere
RI oath «out he You
(boxYeof the f olowing innotivent cbub•r.
• noddle CurrentWont trestmerts teekrp the
gemalen of mime nay.
• Attune CebttatAppnet•hon ~men% rear.;
sromh of pompon rein. then the gropalen of
,neont.
• FlockeeCombrutronohrcone and C.Wat.
Appeaser:. tenet tnenb salig both fe generate.
etane and groat of trrepal.
Overall risk profiles
• Corwiramet Seal to mama., ',attn.roper. wth
low en rd ~ally SD the sewn utalt even 4
that man to roovn don rot generate sgof ere
mews or ratans ard nay rim keep pace wk.
,rorm
• Moderate Wilng 10 teCipl sane ed' ta pennel ad
tolerate son? ~ley sa se« be
• Itgynsse Wang to Rope try, Air so Inne•Pal ad
hey, rolairley to Peel hop rekt/11 oser tae
• /net mr•At Eigibley Cendwahon tseMa4 a
lemon of the acerb/oboe to acccere may netide
coed?. a
united Inudrry and reef
Wane,
Seaterneralvaushokinc
Werner temoRtete dlreta S account *ferments with
the same arbless In the srne entice. e g beaux
they have comer: eh, ate manen Ant xccant
ralationtheat *nthother charm al tel urn> adlet
>nu prefer to reome vicars:La dalantals maned
ware enseopet. you may modne hooter:icing by
<WON» Fran° al Ache«
Primly mourn name
nw Friendly exeunt mime o • untenuble 'n•lmswe'
chow ly you to Jaffa ray vah yOlal faatOrdktaPn,
ha no legal <Rev on your more You can charge
your Fewody wore name, 'dough Orin* Serve« ce
by orertna y.cy F ~cud Ad nor
~writ overview
• VA* of pee socoo~
Net of awl, "I
Malees
• Ja-aserl Indudn avala*cash balances ram tor
~need 'aunty lee /. and GlObal roe DIM"
wreaked mens lO matel. and cereal) assets not held
by te Finn pas. Nn include Larked *walk-lab"
et the ende. the pro/rend (Went ?sterner« pen00%
engirt nettmentk wetted floct whom and
~row» nod< ~Oa
• Letdes, tacks debit baletes, Ølåg
mergin
Ion, mat Ink short ~se balances
• Cashbroney
eneorned nobble
cash balances, pin depot, notinceo al aff need and
nunatliuted
et, at moray nand emnaal herd
tweep balx«, a Vie <bee X I. «aware prod
tion-comnatty tree ova balagt nyar route a.•
not segregated Porn other balances and **fem.ma/
the ry to thew furls n the «tinily mine of n
teorien Slier finds" peed* tan your deri d.
iha total it rcUied in the osrent penad clow; value.
SDNY_GM_00325149
EFTA_00 197924
EFTA01307190
I mportant information about your statement (COnbalutd)
Landa, ~matho
derkd entarnaton on the Frun': lenclegpadkes
and dalcores, Ma to yes Clara I1/44touhp
Agreempo a Apor" Aromers ard the General
Tams ard ConSicni LES 5.‘aienini d <red« Pr Yl <n
•volOtle inAgeemran andOrakocres at
ear sets
ros orren derroes sporde and other assels hold
efne vand el the trad al the lialemell ilrad YR.
may al. for *Siri of ha Nid stork is at etny tina
You nix~
~in
vad as loancolletwal tir
pari a"balane dr on :hem Ary wartes
nattrad to te F im drog the slatenent pred are
Ido] al rote vak» x of the end of the namn:
parad
• ConCdetO.pii hamneg Metan base of te
smula induded n hrt osunt" enen nireaoad
rarti the katter
LES anslagStryka bf aled
i:n 0~0.
Chanel eon. sorCes oter don UBS
FnancW Sang" nclodeo etdouche Ironi anods«
lamor thx you mag fine ~ltd
to mr hnincial
Avista. The Fan dat not edepcnclintly 'Mya
'smitt Me ~rya
uldet city
etanoton
fromobd ty ~e
otha Man UlaSanarets Sa<von.
h addlon although IOS ruta Sago*, genera
~n
rama en sals recolved, the hen
doa rot tron0e any hunnen tal the Mormage
unr« 'Cal bris* and 'Untaked dailloss*
accurse a of de daled the lunnare. As suiti.
Oxe do not tai on tik rianybon lo rake
online puk Organ. fata. ~Ml a
~e.
Accents droferred to tre Fem mw
rellat oart brA Ornat*, only fa te pand of
Im* IN, se hed at rean MOM. hiliCreeCal
netamen, can be adled by you korkat ådror
• Wanalallnidgantikena ~dra
is holibk.
tonad trrearkedsonerbane
eakulatod
ndychat 'eon" bis Tetra-orts. dua fot
nd,rd.ol benet p mar not ref led manen"
chrges eda snurily reogrizaek esenb.
Oirdend and aha read
kis and witeenatic
Pigthee kb are erh torterad lo ck% au
sorxrd lo! Ro 'Trade date' totem potents the
~nr Madvin trade date
• table pecaritiet. Boncb arid prefored stock tut
Itu mur <db for try radan
bal be oaktad
trean" by loi Iran ankno al mordet ol thai
gsa hald
out name
n minn» name fa ou
dinas Cal samre ~inmaka n oktank kom thed
pen and as ack:~ h nol cartraitee0 oroa cal
kans minin Mich
ana iiold Øre
~ten
*il be proided Ørepen.
• Cott~res of depouit(0)8 CCI are FIX hund
tala
1250,000 n pina eal and road nagel per
depott and pr dop:odon. ~tein n xerscbnce
MIN [DC tubs.
• rriceirakaa Akts clialayed la snudds and othr
~rh
mar be Poria Om bes Mn the pnce tut
ycv rodd actualifreorve nit* matte Prat are
cAnaned hon visurt
py sans vfrigh
holme to be tobak». bua noi do not gumma. ther
acceacy
- We genat 5f ose
obsug peke *hen ~labbe or
the ren of the bd and ad. pur la Sned
tronin and filion a onybd antas la OTC
Kanin.
- Ler arm* trad nosen n17/bo parad ung a
valkat«, modet a te mod nord ;rot re
cbuted and "by rot tenta natnat murket pm
c« vela.
ClelinGeelem Indy appel *end a plet and
enli der an • price nog not anstabk" B we are
~le lo obeain apris for a 'of".
- Depotte 0•14ewen ~idel
il <Leret,
she flet LIS ~inse MINIS e *e «hane
Lee as d the natanen date
- for aulan tecuare rang «in:nod aning
denoninatons, FU ard oart" Ilie vala) ma
Kw bon avilund to hinka proper vaktrum
To obtam osunt sotat rons, Mun nattro. tontal
PM 'tunika kliva
• Privat investrnents and structwid produtb.
Fnat ~imma 'ents (nkr:kg decl
panµr on tiogran ad real ense ~are« trtot
smit« and ~VedFodras ae generaly h•ahlt
Jadi fanan drucAnd ~as
han not ben
regnnod we, the Seastes and Ncharge
Conmte:na Led« ty oxe ~NK lam We
prowle enmetod vaket for plgate ~amen
south rd ~ved pakets la rdarnalona,
oroa* ny A~acy n not granod
- Tate yras mr/ dnr sd:ntent41, Iran enet d
etny, a nekh a primm moment 'maya
structuredproduct ~y be~
or sold and do
not nresanly rePera the veke pea ene we.,
kun Squdatket.
- Tyd parry onnela of vat» aura ~nar,
dra and to soppled to LIK 'rivna' Since on a
recit basg by a" nclaperdero val-ohon tror
- Muff, gemålpannor ce vadar nimrod skar;
d anii are uppled to telim ty the niar.
Sonat, Palta or poau and ma be <avier'
borda, delart nlanybn Ironi Ihat vsed by
*ud pant to den.e ter ente~ udais
- You can dann antidal nlanuton morden
ett mreludolow vad to drimine die «toure d
ven ad the dr* ol the ~namn thai n the
basts Sr the nona» by contartro you I nakke
Mat»
- %Ed party runrad va*, mab relkicted es
pr.e.ce n teewal puller' sten r.
n:ledande« vakeke lon kat rot 'uppled a n
Ø
KO huri a valt ~Ve tymme swae
tret a ~Mal et« be «ante~ ~y <SI
~nomad
valt nio orsten. c< sten a
rak» anad b teghy spo/lats* da lo the rinn
of the otounty
Whon nerta an »ar, gonad partner or sponsor
annaled vaka ria a th«dparty eanuted vals n
prostled. the vir of the seCiati nal be
front ts profits, pre
- tuktads to date' nto/Mode mundl
captal, kuprit or ba ,.
- 'Crignal und see regnset h ind offring
rake per eta and mar net realen rar con ban.
▪ DN and tröskel KIT nosens ro no, Inled on a
naoorol anors ~unge and are grinar
akked ad ovan d thoy <anta sold the pres
«med nix be ins Man the pet dore eromated
»ix ~ed n the accost ratemen
• faartriched ~it«
Retreat xantin ~alp
ge rot enssy elgbh la pub k Wo. UBS frontal
Ser4f. ism the ~kel 'metall. ~We!
130:k
el IN Lee ene i. a I MONS Wir lo< the
~road nock kr popen of eho Settn101044, To
the edert that rest oted konans are eloblt kr salt
tie vaka agerad rnay be ubstritially less tante
/farled vikte down
• EK (doradta homo. oron% rink anden«.
An enmi of and ~nr h boted on cument
dridend and nuna rate arenan tu teorin ed
be hedfa one no kom dataman dato or ont"
rom" avs enanis n onhr a galne. '<curry
and tomted man» are not guaranteed
- Fornatad rast mene and extern >mild la
tartan twes of *mein <oråd intide aret" of
pracoal a opilll gans n sexti tax the et
igen"! Und etara pel0) ~Ad be onni.leti.
- blindef ra rt ncome andenrem vidd red de
etui ettome and 'eld wort be brut or hopp
the. the etentei ananas
- An astmas, of ~kod nior. klvdand eda
emenn)Orded 4Wecement fortet
vabrinaga betaro 4 baud nie Laet obs:band
og nuna paret made by the norr and
assets
14Kuy biff/ep:40 enl be hell lra»
yes from de stal~ det 0 unbloutoy.
Accuacy ..nal <around yeld se not ormed.
• Artats not hold by UDS /handel Sankta Crtan
asets ro not hedby Oro Rrm ard rot niten do
Fm.", ~enen a cmtol Thai mes n
depbsd n ettur new( for Sormat~
pax« DNR. Postens and galon pesenud mr
prondad by the rssong lem UVS PonoåSterus
not respasbk tor One ~non
and das not
"santo ils
rxy The asiats ant rot perected
by WC c< the fans otipkmental 51C <over.?
. Renons skrien and bakland oamPantation
- h ordler an
tonammanais on saks and 12b I fm
mened nKantelewth the 0~ton ol ~hal
heds lo os <hems in anda ar ateet merg
mulna 'firre pairnents ban damalts anda
amtet d the maxi fint dat vo
Thet
amoral are baud on
bio
citerad tolads
(J
te man of salts by URS ot a paircular nUvaa
hind f vril/
ona
and ta the aset als of a
durf<0‘, "Awlktd larnlYS Stures held al ihe
km
- We and ar alf hate aho fetare mes, en and
~bus apeln; kel n («narra. fa transfer
apawsernn samm tal r
op
e* to the ~al lunds
Tw*km genua.,
ord rom temaaraen
the nuualiund ardaa a fred dalar ~ord baud
on ro rutt« ot rom« at
Ofdar-deiler
MIN nymf linds of tut lind torsk
-
adolticn to <omnibus reurrtd n ornedion
~h the saka cliarbuten of anway «nyans and
une ~sinnet In» tia leet <IMob at ria
or "lyte reane nuna skanna coacensat on
tran nunt of the rorna <omtar.« udeni. n ng
te strut, <ortvant, affioas of the nkr",
CCMPariffl Or sporeat of Co um ~ment vom
diontxtte
•. h avidian to agnrnssars remvod from die
Nedlåst and sak of W45~ ladli we anda CV
Mswe reain e, insteaused reverer slutna
parant lian PardSlores dn,tvice. as well as
itrdenik, led~
developronit. trana, and
tenten
- Our all lias rso etuiet trairo ~Mai" and
ara ccerneturon trom ~hal hands
ad nan*
anspann Mese prOSK11 VM ~e
-
mene an ~allra ban LOS Drk USA ad
LES AG Starrfou Br.r4hd se 01)5 pr mon,
vinror so the buetis ydret tte ISS Bra Sexto
Rogry
Adivity
hfornwion recrdn; <annexet and ah« chrges
nctrrod in ornoctian Mm te ~oron o1 trade
indodna naken traraxtern has been ncluded
confirmaboro prevetnir fornlod to you. and "dl N
Proaded to you vontell an toque
hopt regin
you ge engged n short sarg avse". you etnap
not a ~ge du< to «dan bortom» osts fa dir
orma' xantat.
Opal orders
PeSurdroa open or • gaod takanelet adr, ed
we. roi reor ed by the namnan date, opm buy and
sel slcocrckrs re 'tömd ty te snart of cluderds
argas on niviniclands or nors date unit
nsinsted ~vd
by ya, You age rearnsbli la
«den ilut me noacuied *Au. yar tein tö tama
tantig zoan odon
Priera
To oktan a an, Oi ar ont Cherd Proary Netlit.
Pl age oread ya; ~enl Adusa og vet ou enbet
ai yww i.M.nmiawrbutt..
- LES atomtid Sance o ret a brk The RIM Banner
Sonke Accoum BSA and RNA ro brotten"
a<counisairch pronde act.% lo bre ng oron and
prockerts MØ martyriums wie. analand banko
~flog Madkny betelt and provades access to
hitta-Tas and aneny polaris mosvi ty ~Ifred
~party nsu oxe «mpanin ltrouOinsurane
agte
Waskbiries of LEK Fruncial Siveroe ix.
- lues~
nstrance, nf snu ty produis
- hkr !CK ecued • ko bad muren. May bients
- SMA dn:~ Manacproint Account Butan
lonke Accord Bg, aer and Ornatens, Rean
Meinerient Ateng
ogas-ed arm marks ca
ISS 'tornat Snit« Inc
- VISA K a tniiwie leadereek ovned by Vo
hugnat~ Sanna ~rutas and ined mier
lame The USS Vor <n01 tarokt d thel,n Vita
Ø
ords se svid by UgS Bank. USA *di
parminin fromToa USA. Korpa/led Atoll'«
tradonaM, neg Metod tra:kmats. «nie mans ard
rangerad NOW* TIM re el tog repad...
companies
UtS Festa. Senen Mi
Ito. 191711
SDNY_GM_00325150
EFTA_00 197925
EFTA01307191
SUBS
UEIS Financial Services
Private Wealth Management
299 Park ANTAL?.
25th Floor
New York NY 10i71-0002
CHP7c0s6930290210 m 0
Account nattier: GHISLAINE MAXWELL
Friendly account name: lndiv Check/Car
Account number
Your financial Advisor:
Phone.
Resource Management Account
February 2018
Cliestions about your statement?
Value of your account
Cal nur Financial Advisor a the
RMA Resoutceline at 80pRMA.1000,
on January 31($l
on Febualy 28 ft)
account 029023576
Your assets
36,522 63
45,673 53
1fisit nor witbslte:
Your liabilities
0.00
0.00
WNW sancomfinaricialseonces
Items for your attention
. Help protect yourself from fraud and
reaew bank, credit card, and brokerage
statements regularly. Alto. gel your free
credit Now alnually from
www.annuakreditreportccm
Value of your account
$36.522.63
U5,673.53
Tracking the value of your account
Sources of your account growth
during 201$
Vthe of sour ,rcount
Thousands
alyer end 2017
141,94632
Net deposits and
71,6
wthisanais
93.71056
Your mestment return.
43.9
41.9
457
Clam and
interest come
11665
365
fr ommism....
. ....a
Change in
1.9
mortal value
$000
Vaba of your amour,
al hob 211. 20111
$45.673.0
Dec /Obi
Dec 2015
Dec kiln
Dec kin
;an p18
Feb me
Member SIPC
0.70003005a43021r91000I03073 0=3 COM 030579:04 m23576SSOOPOOCO
Page 1 of 6
SDNY_GM_00325151
EFTA 00197926
EFTA01307192
*UBS
Resource Management Account
‘,..brury
Your account balance sheet
Summary of your assets
Value on
February 28a)
Percentage of
your accamt
A
Cash and money balances
45,673 53
100.00%
B
cash alternatives
0. 03
0.00%
C
Equities
003
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
000
0.00%
F
Commodities
ace
0.00%
G
Other
000
000%
Total assets
Value of your account
145,673.53
S45,673.53
100.00%
Account name:
GleSLAPIE MAXWELL
Friendly account name:
ar
Account number:
Your current asset allocation
A
Eye on the markets
index
S&P S00
Your 15.oncial Advisor:
. cam and money belancesmay include
avaiable cash balances, UBS Bank USA deposit
account UBS FDC inured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual hand
sweep balances. See the important nformadon
about ow statement on the last two pages of
thisstatement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2018
3-month Treasury bills 1 63%
One-month LIBOR 1.67%
Percentage change
Fatuity 2018
Year to daw
-3.69%
1.83%
-3.69%
1.39%
-450%
0.30%
-0.95%
-2.09%
C*700:0005658030 HP7000183073 00033 0218 03057%04 YI 235765500000GO
►age 2 of 6
SDNY_GM_00325152
EFTA 00197927
EFTA01307193
*UBS
Resource Management Account
February 2018
Change in the value of your account
Opening account value
Deposits, including investments
transferred ri
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest ncome
dosing account value
Amount an:
FriendlyEwen name-I/14v.
Amount number:
veva., ry 2018 (S)
Year to date IS)
$36,522.63
$41,946.32
13,477 37
21,531 05
4,334.37
.
-17,82049
7.90
16.65
$45,673.53
545,67333
Dividend and interest income earned
rot ouposes oF the stStment, Imatillty or Inkiest eyed stint el Interne has been (*harmed from a US
MI Mall ha Penljt0 ftt Bated coon the tendenCe d the OCCount hpldet ttODunt tsne, a 0100 <t
scent interest ands dri:nnlparnents may era be haled to United Sian (Us) arse Puerto Rico (Pt)
kW< tarts. The (Ilene monthly statecraft is nal intended to be used and tanner be abed µet in for is,
popeses.Clents mould kfer to the 44:0Keitie tax reirahn9 tows they re(elwe ban UBS annualt Such AS
the Penns 1099 at the Cure 480 for to repareng inkernatial tt us the practice of UBS to Ile the
MINIM* tin ripening terns yeah the US inteni Revenue Senn. and PR beauty Deptittment, and in
such terms ateurattly eiscIty clvrana salts interest alai eiarroe or Taub* stout neat µ06U, year
indvdua U innate.
February 2018 (1)
Year to Pate
Tavabk interest
7 90
9.78
Total current year
$7.90
$9.78
Pox year adjustment
0 00
6.87
Total dividend & interest
$7.90
$16.65
Cash activity summary
Ste amount anon* Mu montnIce death liatanset m you sweep opera zit abdudid in the apemen and
accirg baamm eau* FDK Inwranre it On to rarer al VaS Brit USA and at balks pal cipaing in the
UBS FCC Wide" Deposit Pregann n does not acOy to &cosine, UBS AG. sternum laarah a bent
&poets Needthrough the uBS international OePC6n Account welfare PK protectors socks to wont,
rnsket sweep fundWangs to not tank deposit. See Important inforcesbon *batting( .tatentent cn the
L3St Me Pages of the Pouirnere for detail.
February 2018(1)
Year to date CS/
Opening balances
Additions
Deposits and other funds credited
$36,522.63
13,477 37
$41,946.32
21,531 05
Dividend and interest ncome
790
166$
Total additions
SubtractIons
Checks and bill payments
513,48527
-4,334.37
$21,547.70
-17,820.49
Total subtracteons
-54,334.37
-517,820.49
Net cash flow
$9,150.90
dosing balances
$45,673.53
UBS Bank USA Deposit Account APY
tnterest peozd Jan 8 - Feb 6
Opening UBS Bank USA Deposit balance Mn 8
33,727.21
$45,673.53
$37,457 18
Closing UBS Bank USA Deposit balance Feb 6
$45,673.53
Number of days in nterest period
30
Average daily balance
$38,511 05
interest earned
$7.90
Annual percentage yield earned
025%
Your Nmadet Advisor:
ChP7000300SMODYI Nee0001830, 3 00033 0218030575004 M23576550 0000:0
Page 3 of 6
SDNY_GM_00325153
EFTA_00197928
EFTA01307194
UBS
Resource Management Account
February 2018
My Choice Rewards Points from UBS
Account name:
You Iliseacial Advisor:
Friendly account narn
Account number.
Rewashpoints cee reflected as of the 26th of the month a the ;Oa busneot dot it the Hen taco a
weekender:ads/ Rewards paint actrirty drtob urn be found on iww.utoccorronanmentter
February 20I5
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
You have identified the following invesorent oteecowas for this account. I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achtsor or Branch Manager. You can find a full descriptic
CF the alternative
investment °tie( oyes in important information abouroour statement at the end of this
document
Your retire objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggrevve
kweStrnent eligibility ccnederatron • None selected
7,341
7,341
Your account instructions
• Your account cost bases default closirg method is FIFO. Fest In, Fest Out.
CeP7CCCE005658032 !nap' aeon °tow 0218030575004 Y123576%0 COD=
Pogo 4 of 6
S0NY_GM_00325154
EFI'A_00197929
EFTA01307195
istUBS
Resource Management Account
February 2018
Your assets
Account name:
Friendly account name: Indio Checkkar
Account number.
Some Precl. .eXOtt allCartel values shown may be toorcoirnalt Asa resat goos and losses may ml
te xturaely reflected See Importers sloimafron Musts's, 'totems?' S the end of ths document for
rice oloareeion
Cash
Cash and money balances
Con and /sooty bane.: may .nctick avatare case balances. UBS Bank USA wont account Waxes,
UBS F CcC Insured RoganSank Marko, UBS AG Stamford Branch dessoel account Waxers and nrcney
irtakel nUua lund sweep botaxes.
et the m portant olonnavon alxkuovur dattv•ent at the end on thiS Women, foe detals about hasp
Wanes.
Hoeing
Vow total assets
Csamng °flax.
on Feb 1 (1)
Cluny Maine
co lib 28 (11
36,522.63
45,673 53
'Mut on Feb 28 (9
Year Foam:id Advisor:
SC TT T
CIA
se F CA MR
1/135 &Mk USA ald all OBSFDIC Mittel FrOgtM Stink deppit &toot btlifitt Me Inivied by I he FDIC WIN.,
au:citable I mts, but are not prattled Cy UPC UBS AG Stamtrd Branch deposit account balances ale not inured
by FOIC led are not protected M 9FC Morey market song balances ace prolanted by SfrC ten ase noninsuredtry
the FIX
111(t per shale
Astra?
Dmicleact Interest
D
en
on Feb 29
rat
Polod
NOM
Cyp smolt TN
250)000.00
Percentage d
Cost
Blimatecl
Unrealized
you' account
basis (SI
armlet Income (SI
wino( loss (S)
cash
Total
$45,673.53
100.00%
$45.673.53
Cash and money balances
45,67353
10000%
45.673.53
Account activity this month
Dale
Minty
Deraphon
Amount 10
Deposits and other feeds aedited
Feb 1
Transfer
FM YI 23575 0100
I 3A77 37
Total deposits and other funds credited
513A77.37
Crate
Atlillty
an( rtphort
Amount IS)
Dividend and interest income
Takeo!, 'fleeted
Feb 7
ntorost
UBS BANK USA DEPOSIT ACCOUNT AS OF 0306116
7.90
Total taxable interest
Total dividend and interest income
Dde
Aaiiity
Feb 5
Wthdrawal
ACH WITHDRAWAL UN(7 ECHEALDIONE
65579
-
67.90
37.90
Amount IS/
Sill payments
convnued nerr page
0.79028009l60203 IfF7000I ER073 00033 CRIB 03057504 YI 23576550 °COCO)
Page S of 6
SDNY_GM_00325155
EFTA_00197930
EFTA01307196
UBS
Resource Management Account
February 2018
Account name:
CHSLANE MAXWELL
Friendly account narniiilia.
Account number.
Your limeade. Advisor:
Account activity this month (Continued)
Ozte
AdInty
Cesoption
amount IS)
till payments
Feb 5
Withdrawal
-3)635 64
Feb 5
Wthdrawal
-3994
Total bill payments
44.33137
Card Items for your Attentke:
The new UBS visa infinite credit cad is here, packed wth esdusue easel benefits, more rewards and more of what you love, incluarg 'needed:roan y personalized 'cwt. Al
Stsrevngy cldTI in metal Wit ubsccwartanfnite Cred US at 999762.1232 »lean mire
:amen" Payment Out
Parent Due Oat
Ciedt In.
Avalabk Craft Line
Dublin:kg Bdance
UBS Viso credit wolfs)
payment information
10.00
335.00000
135.000 CO
$0.00
This credt cad Is <marvel
UBS Pa/Cecil Cad Teague and vAl automatuaty te pad ken yam mare your payment n schectised
lot mane 70, 70113
We Blonde Ind entcematen en your UBS Visa cads care sckly as ace/Mew lo you ie UBS Na ovdt card and mourn are Issuedby UBS Bank
USA UBS Bark USA Send, you the OtIK‘al daemon, TOT th6ECCOvni and pu Shaid mot your >amen acednote their instrudien,
~cis not old ydl your cctstasdng creels cad Dance in the haw de year account wth UBS Manna Sarum ut
0-ite
ACtMty
Oewrimen
*merit IS)
Money balance activities
Jan 31
Balance forward
S36322.63
Feb 2
Deposit
U85 BANK USA DEPOSIT ACCOUNT
13,477 37
Feb 6
Withdrawal
U85 DANK USA DEPOSIT ACCOUNT AS OF 0210918
•4,33437
Feb 7
Depose
UBS BANK USA DEPOSIT ACCOUNT AS OF 02106018
7.90
Feb 28
Closing UBS Bank USA Deposit Account
$45.67333
Ire UBS Sant USA cepoat Account n mamma/ ~en action
0.70008005659D3A Nn0G0188073 00X0 ce e ceonsoo.
23snsso C0300)
Page 6 of 6
End of statement for account number VI 23576 SS
SDNY_GM_00325156
EFTA_00197931
EFTA01307197
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. ur realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325157
EFTA 019793?
EFTA01307198
Important information about your statement (CObtlatutd)
Lena, Womeation
detailed intarnahon en the Fnys Itendro practices
rid dadoosn, refer t0 you Cleft I1/44.nci-chp
Agnerrat a Account Areemert and the General
lams ard Cordhan LES Pair-NM el <red* enrat
ra4.tle in Agn, ..nt: and Dedarres at
shy,
et,m/areismirrAgehruin
Tar sett
Yea galavant Popes pewees and other esel< Mb
n nee .15(0‘rd d th5 fra, d tht Kfflemtfil PIK.00 Y0.1
may al
deS•ory d full/ paid sec...4,1sta-, Erne
Your"), went ~met used as loan collateral attar
parng any balanceOxon:hem Anir woven
Pandered tone awn dsng the slatement prod are
load at motet value's°. the end oe the wear,
pored
• Con baii• YrMmming Macon bass oft*
~Mr included el no In
, *here M[Ø
wits the nuerttr ' I ,• 1.18S Instal5e~ hareled
Sonnaben &lined bon wort*, oner than US'S
annul Senrces. exkdro ~Meter Imes anode<
Inn or Out you mar have fronded to you Financial
Mart The Fern donna ndeprobawly Soll ya
~awn the martyrs valdy
et
ty
mation
~city
~on otha than LES Pewees Sams.
In addict although UM grata Senecas wen*,
Leadates or rikneue on n ce(0.44 the ken
does na trowle any assurances that the SaMaICK
under' Coll bass* and • Urreaked (*Ito's'
mode at el the dated
th eakedwet,
sumarnere. As aBh,
please ¬ rebi onna rianuton map
wahine a sale Orono, la tai pAptatI
~rat
Accounts brokered tote inn mar
rak.-t garilass Sanwa, only fa lee prod of
tine they re
ref"
More hroncal
Plormatai can be added by you ~rot Admot
• Unrealised eallingliama ranen data is ardelabb,
ennVed ...Peaked ounarlostes
cakulabadk<
nivclualiAcktrybis Taurean". daa for
eld~ leta
a
nOI MI5« ~me, Kra
chars ania >runty moots-axial **Me
Oirdend and other aen witrfenl lob and warns<
can!~ ist area heartened WOW-a/re
~wed lot The • Trade date <casnn present the
agnri In
bade dale
• Callable ~thin Bonds rd preened stock that
the 1152~ oils for city medleccemoen wil be onde
frpi"
by la Iran ":(19 ad apesena that
59K.
held
n our name ot n none.» name la N
dame Cal leave ~finnan obtanKlkom be
‘`,1,55•5$
555.5"( nol cummiteed p
leans may eat Miler coral site yield, umpire
Mammas., ad be prondeed Øreduen.
• Certircates of ~pit (mai Cos are Øreved
Les to 1250,000 n pinroal and moved merest pa
deposers and pa &Boston. ~Orlon ei xorscbrte
wit, MC rubs
• ~value AKI5 6,515,54 la swan rid odm<
Products maybe
h45e
om Iwo than the price that
ye., would aflualif rat* core ~Mt Prat are
«shined I rat nears Ord pry tastes which we
brawd to be relabb, dul we do not gummier Ow
accuracy
-We gamp uMfhe acting rake nhen
le a
lab
the mew. ol the be and ad. pekes tor Stied
~its
and options a only t.dp,Kci la OTC
mutes.
- Lam ',Iowa/ traded 'nukes new be priced ten; a
valt4505. ~CM a tie mod NOW* fete we
obtained and may not tact and marks pent
a oboe
- Caftan PoPbrit may >Pp« *Waal a rue re
wipe tow en 'price rem not saitabB' Fes are
usable to obtain a price for a waxily.
- Deposes a seortits ~led
ei outran
on, thr US dollars are rellated st the «brye
rate as of the statement date
- fa certain ravtet trade.) r, napirorif awing
denominatte, prp ard quart" lime vala> my
haw been /pushed to twits,* awe 'abater.
to <bean arum notwen', when watt*, tonen
you financial Ademer
• Private investments and struteared predueb.
ervde trosaven Invites (nØ
deed
pantad nee poor . rid real *Wee nel~et enet
spurge) and stitclutd Indicts me gene,* hold/
dØ. Carman structured prodmis fuse rot been
regnueed wth the Sea/1.5 and tethage
Cannata:era tide( try flate cacurit.a lam We
prowl* °anted vams fa angle ~map
'rah
and ~red podacts fa alternations,
OuPoles *Mr A«uraey n nod guaranteed
- These vela, may dal« si-bstrintidb Iron taes, 4
any, at Mich apewen ~anent ~say a
Primped pro&t spy be~
or sold and do
not meal-rte. roveren the wan you my/ rest,..
holtare Steam.
- Ted parry runs« or vatn razor auran
date aid are supped so UBS Fn rcul Saran on a
regular bast by an ntlwardin eats:ion fern
- mum, general prier cr sponsor estimated wain
d ery, me wasted to fefim by the rekar.
SonalliMeoW a SNOW aid may be taktiaTed
tasdM deleran nIcan‘ e nn Iran That gad by
thrd panes to dares net storred weirs
- You can obtain ad3torial nkmuter regardna
to nwerodolog. teed to &tem..» to wawa of
valve and the One of re rAcKINKKK that 5 the
basis Ir the sama* by canon; you F nroul
Admor
- mad party sunned vaan may be reelected as
'hhe aped' in sera, muttons seen an
rdel155655 vaktatrYi leme rot
o
'ruble to imam a
vit
when we become rare
that å material rent has ccoseed fat mar calla
~reward
vald hie panion, or »ten a
value maid be Nghk5pKulatn• *a 10 the rerun
of the >runty
When nor« an karic, gonad partner or qxnsor
«muted vibe rev a terdparyenbed 'tali*
Pmedect she ealse of tee wore& sefl bed.' Pad
Ø
ts resolute Daa
- 'Distriatt an to date may <d ude ratan of
capital, ixane or bath
-'Origami unt ute Monet the newt oaring
fete per gaulend myna reflect pu, ant 15.935
▪ CH »dunned PLEB secure*. are net etteder a
woodyWonet 5rotran.)5 and arro vnally/
arklad rclewn d they or be sold the pipe
.akse
gnat be less than the per share «touted
eke crowded nthe accost statement
• Beeped morities Relatedse:~ general/
are rot prat br eaglab la pub k ule. UBS4runcial
Sense as uses the main price ei the ~wrier:IPak
of la tire* ioner at n imputed whelp< the
resirned pod for wrests oe exa nilese et Oak To
the ',ire Out restoted warden are Nubb kr sale
ter vale reamed May be 5241Kntiolly Ins ~re
nailed vaka *awn
• hi Bratinstet. intileleilh *anent yield. andMoe.
An cmos read mane is bated on current
dwelled rid men« rates, amino no ~rte. wit
be held fa or* yea from statement date a tel
-Enenotelles num.e n on ‘r a paint wormy
t wane are not guaranteed
ed anneal name and currant yield la
<elan ewes of seashin could include &Paten ol
Fnxime 44 <MOW
n wkeds urethane
mOrre
Orwell pelo) would be trealtaltd.
- Est:Ivied arrest some wi anent yield rid Ow
actual incense and yield mart be bar a Woe
Pundit estmakd smarts
- An *siennaal :naked ricer. klerdird ado
enured) daded by tA•cianwn mat et
~awes» balm«. re baud oath. Ian dintlend
a ~Kt parent madebin* »Jar and
non. she WUrBel/POOSO MI be bta fare
yea flan tie stal~ date
unhl matey.
Acaracy
ortnuid /*id re not perked
• Assets ~load byUKFinancial Services Cavan
assets re no,, held by the inn and not niter the
f inn's possess:as« ocrWol These assets are
deployed on you summers for rdormitona
papaws only. Boston; and vales presented an
pronclad by les floa; han UBS Era uer Senecas is
not regatta. lee Ors Mammon and don noe
gunners its >miry Rine ants art rol weeded
by SPCA the f ors 1~Ntal SaC coverage
. Revenue sharing and addkicaal ,.pandit
- h *air to commas-arson Ian ad 12b I fees
moved ornata' wth the dartAton of mytery
tends loos clients we seder as Abase were
awns Shang parents ban cktribldOrS ada
adios of the casual fen« Tat we all These
masts are based en two deferent tarnenems (a
Ow roux of sales by UBS 451 a WM.1/I MALI
fund Isv y to our chants, and Ga the avse also( a
Barltv‘r nidllaBknd larnYS Shan held al the
- We ardor alt la also rcce.se most eg arid
°maybes orationsIr . n coma, "on la order
aangeenrosm sawn that ~pen& to the mutual hard,
Two lees grimily re pad Irons manor assets ei
the mesa fund ache a freed dollar want bawd
C45 es. nab« et .405utill X KW OIC*15.0.114,
tldn0 ~WINN'S of tha lend farnty
- In addaian to tons-newt monied nornedion
win the sat! a darbution of weary wrath ard
sist mestneen1 nok ;set tow clan. we ardor
in aflame ranee resent Ilsang pecans* on
forn may ei the <tune <emote« ~song
tee annoy «mach, affiliates of the Connor
eanlsanne or egoroon of CO um res :ment alma
we decrepit*
es ~hoe to ccenremars mated from the
t:troluse andsale of bleinhines Vide, we anda os
Maude recei.e n asseetused peeve shwa;
parent from t*dShres dint:U.7s. as well at
ftrdn9ka IHI'nok* de~rent. tram, and
fettal»n
- Our all lines also receive traing commeakm rd
cars cenvertaton from mutual fuels and hvalos
companies Meow 5,0:451s we ddrtule
- We recent r accrual lee from LES Bair USA rid
1.85 AG Surrfad bertha se to 125 pee worn
swerving so the tweil surd.< the lØ5 Bra Smut
horn,
Attivity
hformation regadn; ornmosou and aha (hags
marred ir corned an with Me ettion of trade:,
:W.A.'s WOW breatom KA been eluded on
Carbrmlba5 perneteV funded to you, rd enn be
Presided to you acntOtt/ rin"
Shen selling
t ycv are •rigigtd n short sang a wctray. yes may
nut a O'er 6» to «nail bonowna Costs for rut
priaalm septa,
Open orders
PaSsmcfna open or • pcod 151<anceled* 053K5
were nal nearedby the promo, daie, open buy and
sel slop aden re reduced by the amorf of chic/web
angles on nesthyclencls or ex ors dale unless
nilruCtid Ot5inviSt by you You VP respentla* Ice
ceders that re ~filled due to you false t0 Pixel
awning con ada,
To
To Wan My Of Os ant Chant Prate tytte,
545, 15 <COW Mg [vernalAP." es vet ns welmte
a ret ,
eed~wo, „
- Les f conceal Seenees nal abera. The R/All, Sume»
Sank« Account BSA wed Otte are Lucerne
accountsv.41th preside acOns to baring ~Os rd
pocLos teCuiptrintimns wit. timed ban,.
»donor nrcipury brit and provides access to
',stance and annuity g<0.14A1C M049 ty
~dourly relate «morn ltrouB•iristrance
agent' velaspbanes of ILBS f hancial Straksark.
- Ineesnesmit, ~axe. Ind snury products
-
ICC
nstatif • Ho buen guaotte. May lose vale
- RUA Raterace Management Account Busk«
551,KnAccounl BSA, Pda and narrater...lamina
Mansament Aware terrines-ad wipe marks of
165 Fropial Sawn he
- VISA K afigm50001,04enak *mud by Yu
enema~ Swap Aratitur and used vota
lame The WSW., Credit cads.d the LES Visa
debt cads re issued by LES BellUSA web
per/Moon from Yea U A ate waled Al other
Pad:mats, termed tekkmarks. sane marls ard
regmeted wen* marks am of nee resort...a
companies
FitantimISevitee Inc
Rev 201711
SDNY_G M_00325158
EFTA_00 197933
EFTA01307199
SUBS
UBS Financial Senores M.
Prate Wealth Management
299 Park Avenue
25th Floor
New York NY 10I71-COD7
CNe7CC65.72141 0318 xi net 0
Account name: .1-II5LAINE MAXWELL
Friendly account DAME Indio ChOCkiCar
Account number.
Your 15 naodel Advisor.
SCOTT l'ArM04
.
r.I.ARI
Phcne
Resource Management Account
March 2018
GHISLA1NE MAXWELL
Questions about your statement?
Value of your account
Carl your financial Advisor or the
RMA ReSotuDrUne at 800-RMA-1000,
on February 28 t51
on March 29(11
account 029023576
YOU' assets
45,673 53
41,441 47
Wsit our website:
Your liabilities
0.00
0.00
www. tbscorNinanciakannces
Items for your attention
. Help protect yourserf from I rad and
renew bank, credit card, and brokerage
statements regularly. Also. get your free
credit ropct annually from
www.annuakreditreporeccen
Value of your account
545473.53
$41441.47
Tracking the value of your account
Thousands
716
439
41.9
457
al
4
1.9
Dec 2014
Dec 2015
Dec 2016
Dec 2017
Feb iole
my :vs
Sources of your account growth
timing 2019
VS
of >'ow xcou at
alyez end 2017
541,94632
Net der:outsand
nothdrarvalt
Your MAIMMentietuM:
Dinsted and
interest income
12536
Change in
martinvalue
$000
Value of year scone
Mar 29 2019
$,11.441A7
353021
Member 51K
0.70003036982i4t Nr700031027600O3.3 00 B03057DC04 Yr 23576550 11100t0
Page 1 of 6
SDNY_GM_00325159
EFTA_00197934
EFTA01307200
SUBS
Resource Management Account
March 201E
Your account balance sheet
Summary of your assets
Valueon
March 29 (1)
Percentage or
your acccuu
A
Cash and money balances
41,441.47
100.00%
B
Cab alternatives
000
0.00%
C
Equities
0C0
000%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account none:
CtISLAIIE MAXWELL
Friendly account name: Inch, Checligar
Account number.
Total assets
Value of your account
0.00%
541,441.47
10040%
$41,441.47
Your current asset allocation
A
Eye on the markets
Your Amanda' Adviser -
SCOTT STAG. MAntuill CASPIEL
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC waved Deposit Program Bank
accounts. IRS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the lmpottent mformetion
about ow statement on the last two pages of
th is statement for detail about those balances.
Index
Percentage change
March 2018
Year to date
S&P 500
-2.54%
-0.76%
Russell 3000
-2.01%
-0.64%
MSC - Europe, Australia & Far East
-1.87%
-1.58%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2018
3-month Treasury bills 1.63%
One-month LIBOR 1.88%
0.64%
-1.46%
04,70008006562142 ninT000310276000CG QM 03057%04 Yr 235765501000GO
Page 2 of 6
SDNY_GM_00325180
EFFA_00197935
EFTA01307201
Resource Management Account
UBS
March 2018
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
WrIhdranials and fees,
nck4ing investments transferred
out
Dividend and interest income
dosing account value
Account narne:
friendly account name:Mtn
RIC r
Account number:
March 2018 (SI
Year to date IS)
$45,673.53
$41,946.32
4,326.47
25,857 52
-8,567.24
-26,387.73
8.71
25.36
$41.441.47
541,441.47
Dividend and interest income earned
for out0SeS a th5 SURettrit lanibIlly of melts( terdChiCItnil irKOtne has been delenrmed fran a US
is. null"; Pernate Baled tatOn the residence of the a<ourd hada acount !pp,. or pntrant type,
scent interest antra driatnd ',anent may net be Want to United Slates (Us) ander Pueno Rico (PR)
Oxcart tact The Oka monthly natant is on blended to be used awl canna be reled tpal fa lac
tonnes. Clans then Pelt, to the all Kite tar reslOcting Iona they 'trek fmm UPS erintialy.suCh as
the room 1099 at the Fan 488 for tai reporting informatico his the practice of UPS to fie tat
applicaCke to ttpOrtiog form nth the US interns Relent* Senice ascl PR loamy Department, xeci in
Sorbian a(Curatery flinry &near/oda intern a lair tare° Or facade 'care neat (Mtn yeti,
indydual tar prepare.
March 2018 al
Year to elate IS)
UBS Bank USA Deposit Account APY
Tayabb interest
8 71
1849
tnterest perrod Feb 7 - Mar 6
Total current year
$8.71
$18.49
Opening UBS Bank USA Deposit balance Feb 7
145,673 53
Pr or year adjustment
000
687
Closing UBS Bank USA Depose balance Mar 6
141,441 47
Total dividend & interest
$8.71
$2536
Number of days in nterest period
28
Average daily balance
145,834 17
interest earned
18.71
Annual percentage yield earned
025%
Cash activity summary
See Account acveiry
montntu enact Raman in your Son, Opoorc se actuate in the earring and
clang Manes tam FISK 'nuance attibn tocbposit a UPS Berl. USA and al balks pairipaiing in the
UBS FOC Vare0 Dif)OSII Prellarn. 1100es not acety 10 deposes al UBS AG. starnioici erath Of bank
&petit pitted through the UPS Inletnall0fla OepOP1 Account Decigram. SPC protean °Mtn to rroney
rani twerp fundFacings tol not tank deposit. See hnportam infornbon about your statement on the
tin temMRSof tat aKurnent for detail
March 20101$1
Year to date fit
Opening balances
Additions
Deposits and other funds credited
$45,673.53
4,32647
$41,946.32
25,857 52
Dividend and interest ncome
8.71
25 36
Total additions
$4,335.18
$25,882.88
Subtractc,ns
Checks and bill payments
-8,567.24
-26,387.73
Total subtracteons
-$8,567.24
-$26,387.73
Net cash flow
-$4,232.06
-$504.85
Closing balances
$41,441.47
$41,441.47
Your Rwanda Advisor:
ChP700X0C6S92143 HP100031021600033 COI 8 030575C04 Y12357655019%0)
Page 3 of 6
SDNY_GM_00325161
EFTA_00197936
EFTA01307202
taUBS
Resource Management Account
March 2018
My Choice Rewards Points from UBS
Account name:
friendly account name' Indiv CheclilCar
Account number
Rewards points we reflected at of the 26th al the mambo the deice busmen def if the 26th fd ort
weetenetoldty. Rewords point actlify dethall Uri be found on wow.utocco/OneeMeritet
Mtech 20I8
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
You have dentdied the following investment objecoms for this account f you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Acknor or Branch Manager YOU can find a full description of the alternative
nwstment objectives in Important inkrmation about your statement at the end of this
document.
Your were objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggrezive
nvestment etigbihty consderabon • None selected
7,341
7,341
Your account instructions
• Your account cost bases default closing method is AFO, First In, Fest Out.
Your limeade' Advisor:
CePfCCCIB006592I 44 NP7013031027600X0 0318 030575004 Y123576$SQ IC000D
Page 4 of 6
SDNY_GM_00325162
EFTA_00197937
EFTA01307203
SUBS
Resource Management Account
M8rrh 2018
Your assets
Account name:
GHSLAWE MAXWELL
Handly &vaunt name- Indo Check/Car
Account number:
Sono Prscs, 4Xarrt and Cartel oakt$ thOnsn May be CPCntoinVilt• As
gam at losses ccocr not
be awietelo reflected see important Aformalton madivue statement dine end Attis &turner' for
Inca pnIcamlion
Cash
Cash and money balances
Gun and nosy fiance, may on<luOt avalase (ash balanCist. ue5 Bare USA appaut account beak's.
ups CPC insured noganeank Waxes. uBS AG Stamford Bunch deposit accourt Waxes and money
mates rUua load swetp Wanes
See the htsporrant otomisoon Sotoor SteteAtnt at the end ce this dockenem foi dials about nose
balances.
Hoeing
U8S BAN,: USA UP ACCT
Your total assets
Your flitaadal Advisor:
085 twit USA anal U BS FIX Ilitured nog/meant ckpout sewn taints at 'fluted bythe FOK Silts
apyllable Pmts. tut are not rtatCled by WC uES AG StamSord Blanch derail account baYKI1 ar nOt axulN
by IOC and se not protected by 9PC Money market Step Wen( et ale protected by SOIC Oa at rot insured Op
the roc
Openeg tidance
Closing tidence
once per shalt
Ave cask
Disidenct 'Mont
Days in
On Mar I SP
on mat 291$)
co Ma 29(0
set
period
period
Cgs amount (S)
45,673 53
41,441 47
250)320.00
Percentage el
Cost
Estimated
Umenized
Ohre on Mar 291S)
your attain
DNS (II
snub infant (SI
Ono, los5(S)
Cash
Total
Cash and money balances
41A41.47
100.0014
41,44147
Account activity this month
Oat
*Clay
Description
S41,441.47
100.00%
541.441A7
Amount It)
Deposits and other feeds credited
My 1
Transfer
FM Y1 23575 0100
4326 47
Total deposits and other funds credited
14.32647
Oat
&Misty
Cete.slphon
ismOunt If)
Dividend and i nearest iacome
Taiaate intros!
Mar 7
Mtarest
U8S BANK USA DEPOSIT ACCOUNT AS OF 030918
8 71
Total taxable interest
Total dividend and interest income
tar
a;mry
n
MeyS
Wthdrawal
3994
-
58.71
$8.71
Atnouct
Sill payments
continued nor pago
OP70003026$82i4S ra7000310276 0CW CO 1 8 030575COI Y123576550 I COCCO
page 5 of 6
SDNY_GM_00325163
EFTA_00197938
EFTA01307204
Et UBS
Resource Management Account
March 2018
Account activity this month (continued)
Otte
Mikity
Bill payments (continued)
Account name:
friendly account name- , I
Account number.
MIMI
Your lineocial Advisor:
CostOploon
amount (S)
Mar 5
Wthdrawal
Mors
Wthdrawal
Total bill payments
48,567.24
458 79
4,86851
Card Items for your Attention:
the new U85 Visa infinite credit cad is here, packed wteudusire trawl tenefils, more rewards rid more of what you low, incluirn; e4UaordInanM personalized senice. Al
semen* (led in metal VISO ubs«rtirisanfinite a call Nat 688-762-I232 to learn more
mnarnisn Parment Doe
naymm Due axe
Creak the
sealable C teat tine
Outstanding cannot
UBS Viso credit caidls/
payment in formation
S0.00
135.000.00
135,C00
10.00
This croft cadls<ndredn UBS ref ciedt Cold Nat we ens vAl automaticity or pad Irony:co account Your payment is unedited
lot ApI 20, 2011
We mode Ihi,ntdnnaron on your Wit %Matadi cards eddy as a cconesy toy= Ire UBS %neon:it cad and acorn are 'meal ty uBS Bank
USA UBS Bark USA seta you Me ottool nmement lor thlt account and you 'Acrid male your catmint &comingto0mM instructions
wo do nor ma ode your aturidng twit card dance in me vat* d yw account ,with UBS finanos Sources Irc
Date
Aftnity
Deuspaut
repent Is)
Money balance activities
Nb 2*
lance forward
145.473.53
Mar 2
Deposit
U85 BANK USA DEPOSIT ACCOUNT
432647
Marti
Withdrawal
UBS BANK USA DEPOSIT ACCCAMIT AS OF 03:0918
-8.56724
Mar 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Ca 03106)18
8.71
Mar 29
Closing U.S lank USA Deposit Account
$41.441.47
the LISS Sank USA Copast Account n your Prialr moven canon
CW700760C6592I46NP70003I027600X0 021 B 030525004 M3576%010000)
Page 6 of 6
End of statement for accotrit number Y I 23576 SS
SDNY_GM_00325164
EF1'A_00197939
EFTA01307205
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325165
EFTA _00197940
EFTA01307206
Important information about your statement (COntlalutel)
Landing blemation
dchsibd infarnabon co the Fm's lenckg peadkes
ad dodo's" ake to you Clone Bastonsho
Agrees** ce Assort &roamers and the General
'Fenn; rd Con:Enos LES St aterreol et Credit Priors
eivalebb nAgreements and Oigkoures a
yo.,» g At enevaeearffinitet~
Yew assets
Year garners keteles buret and other assets held
n the taste al the end of the Bremen penal You
bar ra. Ice *hay of hay pad scorer x ay Erne
You may:~ ~Jet used as loanrang pilaf
peon any balance Are on them Any tearer
eawfred to teerren dreg the slatenent bawd are
trod at mart value as of the end oe the eremem
pared
• Con baska ra crembeig the son basis ate
wad« included es Ind galmem *ewe blreed
watt the kerb. 'I " LOS staatse Seven has rekel
nfonmaben Obi; ned bar »totes de,“ than LOS
a:uncut Sawn mludrig nkinnenal Imes armhl
lens or eh, you rney have vended to yea Trnerinal
Actiear. The Fern does noi eidependawly venly a
guars* the xaracy
vaddey of re of amiton
Poncladty bran otha than UBS ~cal Sarre
In addecn although LOS grata Saner, gam*
~es hamtwen as it is /0(0.4d, the ken
don rMaodeany aswrat« dut the nleneubn
Lbw 'Coll bass' rid • Ur raked (orlon' es
accurate as el Pedatea the suternert As zeel,
Mae da not fey on tie rdatnabon so make
toean v we bran,
t
purposes a
othennet Accounts bartered tote inn row
rolkey garikos germane, only la Pepawl cd
tent they ate held at eefm More helmral
enonnaecn cant» ailed by you' gnaw ei Amble
• Urrelind raingikers Mrs dataas
erenaad smoked tribute re cakulatedke
oducluel wary bis Ene transacts. datala
endrial lof may or may not rel Iml <arbor&
chars ardor smunly reorgrzair nenb,
Dividend and abet renal:rent lots and *Whit<
CAOCKPIC lolt se e.th ambled to MAI/ as.
earned lol The 'Tradedate' <ran anemiaOw
sera assume trade dale
• Cabbie 'enables Bonds ri d v a
oe lhat
tM mule <ah for any redenotion wilt* eared
erobully by Iv Iron among al temiles of this
maneb* out name °enflame.» name Ice thr
Clean Cal leave rampen dared from bed
pihos and es away es not 'batted dh.zen
lebres rny
wh
cculd on re >Wad conks.
normact nil
ch
be promoeedLoonrequest
• Ciabbates of Mork (0)8 Ces ate ECK enured
Wto 52%000 es principal and awed retest pa
depcnta and per dap:atom anthilat n xcacbme
neat [DC nabs
• Peke/value ken bsplead la utortits and ode
~acts may be high« OF be than the since rat
so would actualb are» be metre Peen re
(beard hens mean Led poly sores ebb at
tat~ to be rolabc, but we do not BILIMaYMO bar
accuracy
- We oerco b use be dosing take when amiable or
the mare Nebo and ad. vices toe hied
mosaics red optical or only hd pieces Ice OTC
marties,
- Less artfloal traded Horses nv/be posed usrg a
valuator modela Perron recent ace we
Waned and may nog reflect in nil market per
a rain
- Caftan POVIcen may ~ex rah:raper rid
fa bow et 'take was not ~lobe' aales.
triable to obtain a per fore most.
DeDO4f a Waft, Ct~l/ltd n sureties
eta than US *dram ebbed at the achinge
rate as ce the slater* date
- fa carter wars vane ihnten<OtiOrMeh9
dencennanah per rd quartly gam aalre> may
haw been /Busied to f bleb pecan vakaticn.
To steam horn quounans, than abet*, contact
Yea Financial &Mince
• Private invest/neat end strerareOpreduste.
?mate bestrewn, seaters (extelny deed
IaltµN COpogrom and real rose noti~ ,net
scores) and natred vociacts are goner* hoed/
Algid. Cban struchnd ~xis hoe not been
ragnueod wth the Seater and Easye
commas:eta war we rune gecarces lam We
pond. °Meow' meant*: senate nontmon
»wren ard ~trod orakats la recernal
pappot calf A«teacy :snot guaranteed
- These mars may Odle hinter^ Iran pees,
any, a *bib a prim* ~rent storey se
structuredproduct may beboor a sold and do
not naa1-341 minx« the wan yr., may reeve
teul Squntsco.
- shed party runs« of vaLe tea& a roan
date ref are honked so UBS nano' Sarces on a
regie base by an nelberdors valanon tern
- hob, great pnne« sponsor alai*, waits,
d Irg, are hooreed to e alien by the asoor.
gonna, Perim a spon« and may be sauteed
Nadir «lard Simmer km that bed by
eked panes to dent iher nee:toed odum
- You can obtain >Memel nkanaton tegardng
te fineriOCIO1Ogy tand to Oxtm•no the «tour. et
raw ad the date of ew ~nano that is the
basis ',atheneumby roaring pas annul
Adnus
- Thad pot, estmated vakes maybe nrIbeed
lb pad' naaire lemons wean*
«dependent vakaelon Inn/ rot suppled a n
amble to anon a vat ...hen we become ne
~ameba" ewe has «weed fiat may calla
preenby nomad vals Eno pers bon, a »hen a
value notid be make spaadat
de to the mum
ol the '<coney
Whennot« an near, genera panne< or bens«
emoted vale CC< a tbdtarty lambed vela
olds. lie value of the *Cab Mlle «lair
acne b
per
- 'Gent« os to date' my actor mean of
capita, rant a bath
-
unit see reverses the r? daring
Price
per ins and mar ma reelect >cut ant bate
▪ COP and vented MT secants aa not lewd~ a
natorol WU/ Re% ~rant and are remay
dkp.KI ad men 1 they can be soli the ace
maned they be ass than the pet share ntautrl
vale provided re the accost statement
• Restricted vetmier banded sorbs general/
ae me one« br MO* la pub k sae. UBS financial
Seers be; Mt imam price el the ~redid ACM
of te Salt 4~ «n imputed aloe la IN
stodc forpurposed of rho statenent oak. To
Uw mere that Fantail latlittf are «tube kr sak
the vak: eared flip be %Vern* lets than the
graded value Poem
• be. betinwitak inseam meant yields andante
An tinatol true man: is bated on current
dniderd and newer feet, mono re burn« wil
be held la one yea kon statement date ce pene
11.n enenale anb a goblet. 'mere
awl torqued
anal1
ama aan guaranteed
- Crenated rr
near and current yield la
<ban twe
tali g
e-rim could include amain ol
areal a opiklare is with earthen!
intern"? Ord (~40 MIS would be C.<014120.
Estimated mad income awl <anent yield end te
actual raw ad yield nett be bona regal
than the belated bores
- An miens, ol a-nokod ent
rice
mono) daded ty
«event mart
vakatinarra balance 4 band on the Lan diedind
a maw payment made by the bun and
»vanes
secant
ad be bed la re
yea from tie stal~ Me untilmany,
Acaracy awl «ex hued yield se not reented
• Meets nee held by UK Financial Services Catan
asas ye rot held by re gem and rim wires the
Imís paaai:OOF <atol That asses lie
dopbard On >VS summer< for etormatonaa
pupates ray. Potten, and vales presented ar•
provided by tM*wegtarn UBS hamui Strewn
not resprebbe let Ors Mammon addoesnot
~anti* its waxy. Ilbe assets av rot praectsd
by SPCA the fads straemental 5PC coverage
• Rwanda baring end Maimed _...Si
- In adigian to connesken so sales rd 12b.1 km
maned es connedco wth the deeldon of ~Loa
hods to Cu' clients we sweet oa MHO» ark
raven» rang paynenis han CktTibldea ardor
admen a the maual ha* that va all These
morn ae based on two dtkont "meitram
the ~cassias by UB Sot a patella MAW.
Ned fray to oil Oats, and 0 ihe asset vale of a
patentar "VhABTand TanYS Shan had al Pe
km
- We ardor all hok also arse net worle and
ants person lees in consarairs for tiander
sauces that ~peo* to the marl herds
Tice lee. grimily re pad Iron manor won n
Me maw' fund ad re a hod dab ~oars bawd
on Ma rove« ot accounts at oha beclahrkider
exedra nodal boas al that had arty
• In antiut tooneness:an rectind nccennlion
wits be salt a diarbution of bogy treads and
tat rest:m.1ln» ant tow elm°. see ardor
05 Able r«ewe moeere barg amcensetnn
from "rya the return* compere ~wane
treaty rowan, *tutte a the maan,
anYana af portat a to ,ni investment ante
re distribute
et adder* to seeming's:a reamed Iranthe
pachase and sak of beinNen labs we ands« CV
steel. ',lei..
asseedaesed reVen.le bang
parser han eardShres dintuecn. as well as
bring kir ledS
de...tweet trainee and
..waan
- Our álf hoes the receive traing csmbesions xd
ot cobweb:4 ben mabal hawk and raap
conories vbs. predict, we Mtn.
- We were an arnual toe from LOS Ba* USA ad
LOS AG Stathat &awn a to to 525 per acorn
trepan to the banks undo the LES One Sew?
Soy,"
Abvity
kformation regadn; sannsissons and other chages
barred in ccenachan Mm thil Oa0JtOrk of Val,
intkodag OXI:nbiltabOa has ban included on
alliFratian penctiskr towered to you. rid ven IN
podded to yea voniOr oet~
Short SIN
you ae engaged in that sang aalt. you may
Mu above Me to anal borrowing Costs for that
pisode storey
Open orders
bSsaclog open or 'rand lb anteled* ado Ma
were rol raided by ra amerce dale, open buy and
sell slop ceder: re reducedby the snarl a chederds
asroers on at in. bider* se marts date unless
nsinsted ~wee byyw You we '«paslor la
urn chat ae evimed <be to pm false to camel
mnong sob ceders
Privacy
To Wain a copy of tV C‘If.'t Clare Privacy lade.
Please carat mg Carnal Admix a vee w web's.
- LES Covent:it Sancta rol a brk The RMA, Roet
Stokes Assam BSA end BMA at* tuatara?
accounts Much pond. Kan to baring savor; ad
pedals teculimanarnerts pm *filmed brit
and fl ea thicker
ie,
, br
andpro:des access 10
entrance and annoy grodsit "owl ty Lnililueed
Pedro, nuance amparten troul• insurance
Jury sibiirsiein of LES Chancel Senkes Inc
- au: imam riesaxe. and entity products
-ahaTM ran
laar
• Ho bra °wire». ra Ire sae
- RBA flatcars. Menaranwm Accost, Bolwol
Senecas Meant BSA, ~A and ntornalonsa
a
Aware are regnteeed serer marks og
IBS 'nano' Semites en
- VISA it èfigklaid Vadwrint owned by Yea
cent.
Inaabcnd Sanwa Ahautur and bad Leib
The LES Yea credit cods and the LES Vita
debt cads se :stifled by LES Bank. USA wen
pennies's. Irons Yea USA ex °marled Alder
.acht
mobbed trademarks. wk. marks and
rendered wactmawt ate of thee respect.»
Canpanees
LlSFiwnedSareiewMe
Per 201211
SDNY_GM_00325166
EFTA_00197941
EFTA01307207
SUBS
U85 Financial Seances M.
Prnote Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CNP70356978690410 Y1 0
Account name: .All5LAINE MAXWELL
Friendly account name: Indiv CheCkrCar
Account number.
Your financial Advisor:
SCOTT STACKMATULYLE CASRIFt.
Phone
Resource Management Account
April 2018
H
Questions *boot go' r statement?
Value of your account
Call your Financial Advisor or the
RMA ResoteceUne at al300MA-I000,
on March 29 al
on April 30 al
account 029023576
YOU* assets
41,441 47
41,297 55
Ifidt o
vasbara:
Your liabilities
0.00
0.00
www. tbscorranancialsennces
Items for your attention
. Help protect yourself from fraud and
review Dank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
www.annuakreditreport.ccen
Value of your account
$41A4147
541,297.55
Tracking the value of your account
Sources of your account growth
during 201/3
',Jake of your ,xcount
Thousands
alyea end 2017
141.94632
Net depositsand
716
vnthlf &stars
-1682 56
Your mestrrent return.
43.9
41.9
41.4
4i3
Chact441 and
interest eKorne
533 79
•
Change in
market value
1000
1.9
value at Your ussanI
Dec 2014
Dec 3015
Dec 1016
Dec kl 7
his i010
404 20113
on APr 34 201e
I41.297.93
Member SIM
C4P70001003697%919700019372000033 01100305790N Y173576530000000
Page I of 6
SDNY_GM_00325167
EF1'A_00197942
EFTA01307208
UBS
Resource Management Account
April 2018
Your account balance sheet
Summary of your assets
Value on
April 30(11
Percentage of
yOUr aCCOLMt
A
Cash and money balances
41,297 55
100.00%
B
Cab alternatives
000
0.00%
C
Equities
CO
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
0.00%
Account name:
GlISLAINE MAXWELL
Friendly account nom*.
r
Account number
0.00%
Total assets
Value of your account
341,297.55
100.00%
341,297.55
Your current asset allocation
A
Eye on the markets
index
S&P 500
Your ilmencial Advisor -
SCOTT STACK m nn LYLE CAMEL
• cam and money balances may include
avaiable cash balances, UBS (tank USA deposit
account, UBS FlEXC Instead Deposit Program Bank
accounts. UBS AG Slam krd Branch deposit
account balances and money market mutual hrid
sweep balances. See the important information
about )ow statement on the last two pages of
th Is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2018
3-month Treasury bills• 1 83%
One-month LIBOR 1 91%
Percentage change
Apd 2018
Year to aye
0.38%
-0.38%
0.38%
-0.27%
2.57%
0.94%
-0.74%
-2.19%
CeP100:0005697870 WM001837200003 NI B03057%04 vl 23576550 GCMG°
Page 2 o4
SDNY_GM_00325168
EFTA_00 197943
EFTA01307209
UBS
Resource Management Account
April2018
Change in the value of your account
April 2018 (t)
Year to date ($1
Opening account value
$41,441.47
$41,946.32
Deposits, including investments
transferred in
8,558 53
34,416 05
Wandravvals and fees,
ncluding investments transferred
out
-8,710.88
-35,098.61
Dividend and interest income
8.43
33.79
Closing account value
$41,297.55
$41.29735
Amount name:
GriSLAwE MAXWELL
friendly *mount nail
Amount number:
Dividend and interest income earned
roe ou posts of ths st,sement. laablity of Inktal and CUOMO ncorne ha been doennned Flan a VS
to natio; Ptalatelfa Baed te:011 the residence d the account noldel (clam! 'pt. or pacaat type,
some interest ander/ driand pavanes may not be Wed to unted States (US) anda Pueno Rico (Pa
aorre cast The Oita Monthly statenynt Is rol Intended 10 be used and cannot be read WV) toe is,
Pflanal Cant, Shaba *fel Iota PC Kaft 'Si reporting rola ihey rereire Flom u8S snooty. such as
the forms 1099 at the Fare Oa foe to remand a:errata) nit la practice of UBS to fie the
applicable la reporting !Ora with the US Internal Revenue Seale ad PR beauty Department, and In
Such arra Matilda flatOty &anti ana Or interei
exhaluel tat paperer.
la tamp or tat.* care. neat (Onall ybar
Apri 2018(1)
Year to date 11)
Taxable interest
8 43
26.92
Total current year
$843
$26.92
Pr or year adjustment
000
6.87
Total dividend & interest
$8.43
$33.79
Cash activity summary
See Amours artery tfur manatee dealt Mantes in your ave.:papa= se induded in the cameo and
cluing balances via SDK insurancexpas toapposes at Ulla Baal USA and al balks pal coaling in the
UBS PDC aured Deposit PrOaan. it Xet roc eirayt0 CaSOPIS at UBS AG, Stanioici Brach a Dank
&poets pLaced through the U13S Internal:nal Depose afount program. SIPCatieCtia Wes to rroney
'twat swap fund aldngs larl not bank deposit. See Important urorm,aon oboe, year zartenrenten the
139 ten) parser tins document foe detalS
April J0ISS f a)
Year to date al
Opening balances
S41,441.47
Additions
Deposits and other funds credited
8,558.53
$41,946.32
34,416 05
Dividend and interest ncome
843
33 79
Total additions
$8,566.96
Subtract*ns
Checks and bill payments
-8,710.88
$34,449.84
-35,098.61
Total subtracteons
-$8,710.88
435AW61
Net cash flow
-$143.92
dosing balances
$41,297.55
UBS Bank USA Deposit Account APY
Interest period MN 7 - Apr 5
Opening UBS Bank USA Deposit balance Mar 7
-$648.77
$41,297.55
$41,441 47
Closing UBS Bank USA Deposit balance Apr 5
$41,772.36
Number of days in ntereS1 period
30
Average daily balance
$41,497 01
Interest earned
$8.43
Annual percentage yield earned
025%
Your Rmadal Advisor:
Cm7000300910787i FP7000I11•3720 00033 041803057SCO4 n235765500:000,
Page 3 of 6
SDNY_GM_00325169
EFTA 00197944
EFTA01307210
UBS
Resource Management Account
April 2018
My Choice Rewards Points from UBS
Account name:
Your Pidawdel Advisor:
Friendly account nameils.
Account number.
Rewards points are reflected as al the 260 aline month cc the ploy tutmen dry it the Mb Id Is on a
werkendrolldet stwards colnt whity deals cm bt found on wow.utoccorronAnereutti
April 2018
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
You have dentthed the following investment obiecoves for this account f you have pueStiOnS
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager. You can find a full description of the alternative
nvestment otsectives in Important information about bow statement at the end of Pus
document.
Your were objective:
Current income & capital appreciation
Your risk profile:
Pnmary • nqgrewee
kwestment efigibital conoderatton • None selected
7,341
7,341
Your account instructions
• Your accovit cost basis default closing method is AFO. First In, First Out.
CeP7C0C6009397872 tr000189720 OCOCO Cul Et03057500a M3576%00=0)
Page 4 o1 G
SIDNY_GM_00325170
EFTA_00197945
EFTA01307211
SUBS
Resource Management Account
2,1'1;
Your assets
Account noose:
GHSLAINE
NT.
Friendly account nmeteilndiv Cheek/Car
Account number:
Some Prices. Mane MO Curse' agues :hewn may te acomoimole As a ANA gains arid losses mot not
be neonate,/ reflected See keporlent inlamatmo Moot 'out stetement S the end A ths skewed for
ireer ,nionsossion
Cash
Cash and money balances
Cam and mop" bo.n.-:•; may oda avatare can balances. UBS Bank USA amoot actount Melons
UBS FpC Insured BayernSank &Barnes. UBS AG Parnloto Nandi deposit account Waxes and n-oney
iNVIcel nUud fund Perm tiatrtices
Seethe Important oFormadron a/sooty:or deviator at the end oF this document fa detals about dose
balance,
Honing
Your total assets
Your Financial Advisor:
OBS Ball USA andtll LIDS FIX Insured Frogirn Bank depoot acogint Wanes are Insured by the FDIC villNit
aro irable pent,. Cul are not prattled by PK UBS AG Stan/ad Brant n deposit account balances are not insured
by 10K and ale not ranted by PFC. Morey market sweep balances ate ptdedled by SfiC 08 a* rot attiredCy
the FDIC
Otzenng baarce
Clow.; bBance
rice per shale
Average
DmIdend 'Meet,
Days in
on Apt 1 (1)
of Sp: 308)
coerce 30 Cl/
ree
period
period
C®/morn (S)
41,441 47
41,297 55
2sopcoao
Rn:entage01
Cost
BUM'S
Unrealized
Value on API 308)
your account
basis NI
annul income (SI
donor loss (T)
cash
Total
$41.297.55
100.00%
541297.55
Cash end money balances
41397.55
100.00%
41297.55
Account activity this month
Odle
Atilaty
DtHeptan
Amount SO
Deposits mid other funds credited
Apr 2
Transfer
RI x1235750100
8.55853
Total deposits and other funds credited
$2.559.53
Oat
Mikity
Detalphon
Amount IS)
Dividend and interestincome
Taxable 'fleetest
Apr 6
IntiereSt
UB5 BANK USA DEPOSIT ACCOUNT AS OF 040918
8 43
'foul taxable interest
Total dividend and interest income
Dee
phon
Apra
Wendrawal
7,537.34
.
StA3
$$A3
Amur, (S)
Sill payments
continued next page,
CeP700030093)7203 NFT000Iceno0C033 OilB 030S7SCOI Y123576550000000
P896 5 of 6
SDNY_GM_00325171
EF1'A_0O197946
EFTA01307212
SUBS Resource Management Account
April 2018
Account activity this month iCentinutd)
Date
Madly
till payments (conanuod)
Apr 4
Wthdrawal
Apr 4
Wthdrawal
Apr 10
Wthdrawal
Total bill payments
Account name:
Friendly account name-
I
Account number
Your Ilnencial Advisor:
Degnobon
amount 01
ACH WITHDRAWAL uNdECHEALIHONE
-658 79
ACH WITHDRAWAL UNrfECHEALTHONE
3994
-
ACH WITHDRAWAL Saks Retail
-474.81
48.710.811
Card lawns for your Attention:
The rem U8S Visa Infinite credit cad is here, cocked we/en/mire trawl benefits, mete reward, and more 01~ you loco, maxim extracninanly personaized senice. AA
sttransty clad in meth! Visit des nadvimidnite a cal us at 633-762-1232 to learn tnxe
Mtn" POOnent Owe
Paymenl Our Pete
Cad: Me
Amiable C rah Line
Ountanang Nance
UM visa credit cardW
payment information
S0.00
135,000.03
135,030 03
10.00
Ms unit card is emoted an uRS PraCrecit Cadleawe ard MI amonsticany te paid In:my/am &Count vow payneent is se/eclat]
for May 2Q 2010
We proace ais mammonon you. UBS Ma peal cams solely a a counesy loyou 7ne uesmsa pea (adats moat ate Issueda/MBank
USA UBS earn USA sera you Me Mad statement la this acounl and sou Oa/Ornate you' paprent accord no to thei mstfucbons.
We do not indude your outstaidnocredi coedb.:lance in the Mtn dyer =count with UBS knandd Seran irc.
Date
ACtnity
autodal
Amount II)
Money balance activities
liar 29
Balance (onward
$41,441.47
Apr 3
Deposit
1185 BANK USA DEPOSIT ACCOUNT
855653
Apr4
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOS 04103118
-7,53734
Apr 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASLK 04104/18
-698.73
Apr 6
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS OF 04105118
843
Apr 11
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASO( 04'10,18
-47481
Apr 30
Cksing UBS Bonk USA Deposit Account
341.297.55
the UBS Bart USA ()spool Account it your pnrnary swop orden
ChP7C003005807874 NP700010372000CP3 M18030575034 T123576550~02
Page 6 of 6
End of statement for account number Y I 23576 S5
SDNY_GM_00325172
EFTA_00 197947
EFTA01307213
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325173
EFTA_00 197948
EFTA01307214
Important information about your statement (COrtletued)
Lea,
~man
cletabd infamson en the Fren't lendr9 practices
arid daloans, rake to you Chant adatonshp
Ageerme a Account &Tremors ard the General
Tarns and Cordkons LES SeJunin «Crete« Prances
available in Agrennenta anclCmdasures
tn..
natnianYamtnanmeiltm
Yoe WSW
You ualeten dam
sewers sd other mule head
n the amra el the end of the statement prod You
may al.for *inn
of lull/ paid scants ae mer Ent
You raw went awes used as loan <Ottawa atur
paying any balance ds anthem Anir wont
transferred to Isei rn *mg the stained pa date
Wei at warla whence the end of :he wrest
penal
• Con bail
In clamming Meson barn oft*
own« included n the gatemen *nee M<Ø
as
il.
odd». '1 '
Tnericial Senn has relied
an nfonewhaa ebba.ned front sodas other lhan ves
Fnencgl
raludng nannies Imes sae<
in
Out you mar hawwoad to yw lanaroal
gavn.
Fern donna ndeperdstly ve
a
~man
the svacycr salday of any Hamsten
frorda4 ty ~can otha than UlaSfeweul Serven.
In addlon although LES Stance Servos genet*
sedan M
Norma ion x n s roomed, the fru
don rot cionck any rimslam :ed la* Hormani
titer '<Oil hem* and • Untaked (tailless' al
accurate as el the date d the sumemere. As sedi.
pleases not red on tia rtanuldn so make
wane
a Nat *awn, la
papnes a
~not
Accounts bansferred tote inn mr
garabos reason
only fa ly pond of
inne iher are hi" at ref"
More hestetal
nonneas can by added bar you Hun av Admot
• Unnalallnadgeinsalese When data is salable,
toned intrualTanarknws av cakulakdkr
*odla( wary his T. erasion daa tot
ndirdaal besinay or may nOi ref led canswatiora
&saes anice wonky reonaszaeisewnb.
Oidend ard datarannatmenl lets and spun<
can!~ ist ate ficharnbried Sodpla/at
awarded The 'Trade date' <dam anent) the
sane enact*, bade dale
• Cable Mairithe Bonds and wised stock Mat
IM nasar oils fa te,
k redeenson wilt* selected
~ally
by lot Ir
song al ~des
d Mat
eta held
n our namea n nornn» name Ia ott
nines Cal leave Ølelrn
et dean ! from tad
enn
WO 41 aosaly
mol cansteed pan call
teemnet rive
whdseculd *Myield ample*
mammonad be woad uppers-quest
• Craws
of daub (CI)s). Cl>, are Se rased
go to 1250,000 n ainipal ad sow/ Serest per
depose« and per deposeory ~Wan
re seance
raa CDC rdes
• frriodvalue Bros negolayed la worts and other
dretbela math hysaOf beer than the price itut
you would Muab wane n the ~et
Pros se
dalarsedlissonvs lewd party sasses which we
babes to ba reliable. Lut we do not guars,» err
accuracy
- We gems fr use Iv doting take when nobble or
She cresol the tid and ad. pekes for Sited
~Win
and option, a ono &I preen for OTC
- Lew windy bad snaskin nybo anal tong a
what«, model a fealun ramat fro we
obtained end may isa tact a+ nil
~km pne
of rats.
- Caftan Posibris may >Pp«. *at a A a prce ad
will tow an prise sue rot amitt.
Bottro
~It
to obtain a We for a »mils
- Deposes a seturbts ~led
in <Laskin
as
than US dais are rellated at the *chinse
rate as of the slaking, date
-
cots wets
»deg es ~sod «rag
denonnanan,
advertly
(lace att> my
haw been /Busied«. f wk.» prow whaler.
to etas ass
quotations, ribs need* covers
riv Instal bdina
• hita
inveettaltaata and ~MAPS pe00.165.
?male armament unseats (MØ
daa!
Cs/newton pours, aid rem MU* ~Mena Inn
saves) and stiszkred Indicts se *natty lwahlt
dØ.
Certan structured pod"
hat no been
rwanbrod was the Senat ea and Exchargo
cosmoses cr vide< ny cute eacuritwe iam
provide esteemed ant«
pens, nwstmen
»<ven a-4 ~Ind
pant
lea neonates-sae
~awl
*M. A«uraey nnol guaranteed
- These velar may dale sul»teredb Iran prices, 4
any, a Mich a prism raiment essaya
structured product net be~
a sold and do
not lanai-ark/ renesamt the tan yen try/ reiene
tern Squistran.
- inn party onnen et vatn szota
caftan
date sd are "gated so UBS frireol Scan on a
rognar ban by an nel~cn
»talion inn
- atti«, Baal wens or sponsor estimated saki"
day. se sucoSed to Ise Fim by the nu«.
9Pw al Priam* a spOnsa rid may he sakutend
bawd an Matra nIcem mn Iran MS vsed by
thrd panes to der* thee <sassed an
- You can obtain adStoisal Mamma, tags:W.9
ter mar:blow used to *sane
the «tense of
Min and the Oak of re reammatim that e the
basis Ss the elan
by covering you F "real
Ursa
- 11w0 pity mutated vamp Maybe reflected as
'Mae prod' in want wan
namn
eadellendelat valdatCal km has nal supoSed a n
unable to asps a vat" ashen ~twat
wane
that a ~Sal
ewe has *and
fi at may calla
prenest apested tab> no yenion, c< »hen a
value sodd be Nghk5p4Culatn• the 10 the nrun
oil the >aunty
When maw an knew, general partner or parar
tanned vibe to a terdiparty nomaad vat»
Vaalthe
vilje el the sec." rakl be 4" •,•••
Ø
ta pe.schaw pro,
- 'Delfts man to due' raj' «lode seta of
capital, ixant or bath
-'Øriai
una hie replexeil the and onennd
pee pee use and no/ no reflect you. cost bane.
▪ DPP and vented MT sonnies It nog listed on a
rani
awes ~sae
and are gannet
ilkpaad rd enn t they can be sold the see
rmened nor be Inc Man the per share «visited
mue provided nth. acca.re statement
• Rained sedan
Restricted scans general/
ate not warebr *age* la pub k sal. 'As fruncial
Sanwa. uses Sunken price ol the terednctadaak
el re tint Mane di an sated whit loins.
worded slak for paposts of Ma stanset ee4' To
the esters that rest <fed secants are elobk kr sak.
St ea/steamed Maybe sabalantially Ins thin*.
ended salve *awn
• Eel Baweta
Stamm cement Biel* and Maa.
An ant-Made 01 and non is bated on <anent
dnidend and tuna raet auvang ti awes sell
be held la one yea Irons
date or teittl
many This Pitman n at a gmadelne; '<curacy
and (envend interne re not guaranteed
- Wanted email name and west weld lee
<an Wes d statute owed include asthma of
anima or <404 pro ea ash (*retie ell
in ane (nid Winn yneiS naiad be Cretntated
- (unwed ra il insane si anent yield ad fe
actual nose ard yield wort be laws a Were
the the atonedsans
- An *sunned snaked norne (chard seder
enured) dwded by the «mere mate
vaai a.« at? bala» it based oche Lan dincland
a new want made by the Man and
ann.*.
14.(Uri~g$
MI he head kern
yea Iran re stampe date or oddmany.
Accsasy srdostenuni yid] an not Tsarled.
• AMMO not held by UK /Mac ia Survims Catin
assets re not held by the F em aha nat with the
Fins ~a:ma
mad
There assets se
dopbyed on yew earns( for neonatom
papaws sly. Potions and vales monad as
proncled by In rattan) Arri UBS inscuå Sawn
not response* lot en samatom and does not
Matannit ilf am ray . Ibex ants ay rc4 pedent0
by WC a its
IlBanental SIC sows.?
. Reiream sharing and Makicaal mrogrootiort
- In adision to arrnsinkns on sales sd 12b.1 foes
named n conned.", wets the darkdon of mewl
tads lo
clients we ado Oat aine watt
owns rang corner* fern ddrixdors ada
adnecnot the casual fat Mat we all Thou
swam are based en two defines nrressenses (a
Ow aeon of sales by UBS d a NOKIA!
hal family to out chants. and Ga the set raised a
barl<uty n dlaB ISM LOTO/S Shares held al Or
fem
- We ard cw all hate also roce... retreat:No .rid
ants
breast's; lees of
Son fa kinder
aalaaerrmn water that se acticle lo Me ~sal hands
Tee lea gmandy re pad Irpria rater sets es
Ma *:enhind aidsaladdolls
snore based
on One exert« el /40:nal a re baktela
haldne ~WI linde d Ma hrd feisty
-
addei:n to sonniesars rectind
oremlion
wish the sane Ce distrbunon of snaky <swans ard
use ins-Mined nok
low dana.we mice
in Slade ratet Tessa Minr9 coacensans
ins now of she nano *ens«
~wane
re &naryConant *dates of the resana
oanloanial or egonas of no unti inseam* watt
wed(
ate
an ~Ion
to oanrrnsons racnad from the
wets. ant sale el bleitetunes Itadfs
ardir
*due amene al asseetwsed reveres shinsa
parent lion eaneShres diairtues. as well as
hack"? Ma ItOS
de~rwet. tramp ard
«fawn
- Our abbots the receive suing ~waken rid
olive canceredson Pen maul !Lands acid mac*
<CMpanin Mara products we darke.d•
- Yee recsn an mu) , lee from LES Bak USA and
MS AG Stamford Pasha se Ie 125 per sane
inseam) so he banks~
the It% Brit Sand
/warn
Activity
Information regadnaanunnwris and ether togn
marred an cannon net i* teoacn of trade:,
Shading ado, tramxbon,has been included on
codtarrnabom pemenArfumehed toyed. and tvil te
presided to >or onanto0/ on 'n ag
Shan s e
you
•wigiråtd inshore wing a wittly. you mar
not a 0Nave
due
N«nail bonowna osts Ia that
palkullf sewer.
Open orders
froSarsBng open or 'Toad Idle emir& nand MP
were ret <maltedby the Batsmen date, open buy and
41 slop ceders re raced BI the snarl of chattels
«elm on ri «daphnia of es art date unless
intructed ~nu
byyr You se respanble la
Gahm that me mnuled (Imlo yd./ false to <rod
~song cos ads
lerineg
To °Mane <Oily Of oft' ant
Chen vet an ate.
please <suet pa inertial &shwa oi vet ois web«.
at aywv,,,,,,,,mdo
— lort Fraratial Stemma nit lurk
The RSAA, Soren
Sank*. Account BSA and BHA so bed« ay.
scour« vAuch Fonda menns to baring servos axl
pockom Ilycuip aunt ~es
tor, *Slated bat
and otor throat*" banes and provides access to
raffle
and annoy pod"
M049 ty udllaed
theceparty nuance «moans Oyes* ~see
agency 9244~
of WS ihrici31Senikts Ix.
-
K
ras*,
e
~and.
Ind readily prodxis
- NM
K rased • Ho bad snorter May lose saw
-
hearse Ibrucprrom Account, Bantu
dyanteCn A(Ø
BSA, MIA and newest's., Anon
Mansament AØ
are reentered wrmernarkaoe
155 'animal SomposM.
- VISA
rematendleackenak owned by Sim
tosnabend Sankt Arians -. and teed undo
Icenw Theta:ISIna code cards ard the LES Vita
debt cads X
issued by liBS Bane. USA well
per/ninon Born Yea USA ax °malted Al other
tradmialm, (*Maned trY:kiniaks. Imame marls ard
repainted seem* nuns me el ter aspect*
companies
UtS Fitana Sera
Inc
Re. 201711
SDNYGM00325174
EFTA_00 197949
EFTA01307215
*1_3S
UBS Financial Serertee Inc
Prwate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CNP7o0569367SOSIS x4 TI
Account name: AlISLAINE MAXWELL
Friendly account name: Iodise CheOc/Car
Account number:
Your 15 nand./ Advisor.
SCOTT TACK MaIVIYIE CASRIEL
Phone
Resource Management Account
May 2018
Questions about your statement?
Call your financial Advisor a the
Value of your account
RMA Resourceline at 800-FtMa- 1000,
account 029023576
on 4(xil 30 (1)
on May 3, (1)
Your assets
4 I ,297 55
47,324 58
Mat oar welosite:
mew Lbscornifnanciakennces
Your liabilities
0.00
0.00
Value of your account
$41.297.55
$47,324.58
items for your attention
. Our office at 299 Park Aw. 25th floor
will be movirg to the 26th floor on May
I Ftth Our Branch phone numbers and
your account numbers will remain the
same
Tracking the value of your account
Sources of your account growth
during 2016
V ake of your ,wcount
1 Thousands
atsiz end 2017
141.94632
Net deposits and
71.6
vothicantals
15.33549
Your inveStrivent return.
43.9
41.9
a3
473
Ovidend and
interest income
$42 77
s i mermmiosmode
Change in
mortal value
1000
1.9
Value of your OCCOUM
Ote 2014
Dee 2015
Dec kid
Dec 1)I7
API 2019
mar 2010
Moy 31. 201$
$47.324.91
Member SIM
0.70001009210675N17000i92652 00033 051B 030575004 vi 23576550 °COCO
Page 1 of 6
SDNY_GM_00325175
EFTA_00197950
EFTA01307216
*T BS
Resource Management Account
Moy
Your account balance sheet
Summary of your assets
value on
May 31 (1)
Percentage of
your account
A
Cash and money balances
47,324 58
100.00%
B
Cash alternatives
0.03
0.00%
C
Equities
0. 00
0.00%
D
Ficed income
000
0.00%
E
Non-traditional
000
0.00%
F
Commodities
0.03
0.00%
G
Other
000
000%
Total assets
Value of your account
347,324.58
347,324.58
100.00%
Account name:
Friendly account name-Inchv ChecliCar
Account number:
Your current asset allocation
A
Eye on the markets
Index
S&P 500
Your rinendra Advisor:
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC waved Deport Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual hand
sweep balances. See the important nformeaon
about ow statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggegate Bond Index
Interest rates on May 31, 2018
3-month Treasury bills 1 91%
One-month LIBOR: 2.00%
Percentage change
may 2018
year to date
2.41%
2.02%
2.82%
2.55%
-2.11%
-1.19%
0.71%
-1.50%
CM,700:0305690676 HP7000192652 00X3 0518 03057%04 YI 23576550 0001 00
►age 2 of 6
SDNY_GM_00325176
EFTA_001197951
EFTA01307217
Resource Management Account
UBS
May 2018
Change in the value of your account
May 2018 (S)
Year to dare al
Opening account value
$41,297.55
$41,946.32
Deposits, including investments
transferred n
8,702 45
43,118 50
Withdrawals and fees,
nclucling investments transferred
out
-2,684.40
-37,78301
Dividend and interest income
8.98
42.77
Closing account value
$47,324.58
$47,324.59
Account new
GFISLAtIE MAXWELL
Friendly account name Indio CheeldCat
Account number:
Dividend and interest income earned
rot osmoses °, Ins statement locablity of Inkiest and clIncltnd Income has been deornoned fccm a US
WI MAW"; Itecadoe lazed sISOn the residence d the account noon account tspe, or occAct type,
Kant interest ander ciri&ndparnents ma, not be stied lo Unded Slate, (Us) anScr Plano Rico IPA)
Axon* toes The Okra chantilly state:rare Is Ml intended 10 be used awl cannot be kited 11000 kw law
POMO. Clefts %Wu/4 *let to the naa Kale Sax reposing forma they reaehe ficen UPS annuaty. such es
the soon 1099 at the ;cons 480. foe tea reporting wormanon n It the practice of UBS to CO the
epplicato to ntpottes0 toms wash the US interisi Regent* Sehlf e and PR liettory Egocentric ow in
such
accurately (Wary dwdena ardor merest a tar e*rapt Or 'Scat* want Heise (Oratil your
indvdual tat papaw
May 2018 (SI
Year to date (I)
UBS Bank USA Deposit Account APY
Taxable interest
8 98
35.90
Interest period Apr 6 - May 6
Total current year
$8.98
$35.90
Opening UBS Bank USA Deposit balance Apr 6
$41,772 36
Prix year admstrnent
000
6.87
Closing UBS Bank USA Deposit balance May 6
147,492 08
Total dividend & interest
$8.98
$42.77
Number of days in nteres1 period
31
Average daily balance
142,437 68
interest earned
S8.98
Annual percentage yield earned
0.25%
Cash activity summary
See Account activity this mantilla coat gant« in yew Sweep Option se asdadid in the opting and
(burg mane; vivo P0K insurance arches to brat at LIPS &III USA and at basks paicipating in the
UPS FCC Waled DtpOSit Pro:yawn don flu arty to Oposes al UBS AG, Staoloul Branch of bask
&poutsplacedthrough the 08S international Deposit Account program. SAG protection applies to root
rrswkel sweep fund Is:Icings but not bank deposits. See important Mformabon about Pour Oakmont on the
last tv.0010tS of th1000;ment for detab
May 2018 (3)
Year to date (S)
Opening balances
Additions
Deposits and other funds credited
$41,297.55
8,702 45
$41,946.32
43,118 50
Dividend and interest ncome
8.98
42 77
Total additions
$8,711.43
$43,161.27
Subtractc,ns
Checks and bill payments
-2,684.40
-37,783.01
Total subtractions
-$2,684.40
437,783.01
Net cash flow
$6,027.03
$5,378.26
Closing balances
547,324.58
$47,324.58
Year N medal Advisor:
SCOTT STACKMANLY/3 CASRIEL
C.P70003005690617 Ne7000I926S2 00033 05010305)SCO4 Y123576550 000100
Page 3 of 6
SDNY_GM_00325177
EFTA 0019795?
EFTA01307218
RUBS
Resource Management Account
May 2018
My Choice Rewards Points from UBS
Account name:
GHSLAtIE MAXWELL
Friendly account name:lathy CheckfCar
Account number
flews& pants :se 'elected as of the 26th of the month or the pact banes, deg if the 26th Mb on a
WetlendIVICIN
aNIS POW alb* (kWh CM be fOUnd On WOW utacoaronInseffices
May ant;
Year to dale
Opening balance
Points earned
7,341
7,341
83
83
dosing balance
Your investment objectives:
You have identified the following investment objectives for ths account. d you have questions
about these objectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager YOU can find a full description of the ahernative
enestment objectives in Important information about your statementat the end of this
document.
Your were objective:
Current income & CAPRA' appreciation
Your risk profile:
Pnmary • Aggrezive
Investment eligibility cetIsderaton Woe selected
7,424
7,424
Your account instructions
. YOUf account cost basis default closing method is FiFO, fist In, Test Out.
Your ileeadei Advisor:
CeP7CCCIBOC6690578 HP7000192652 OIXCO C616 030575[04 XI 23576550 0001 CO
Pegg 4 of 6
SONY_GM_00325178
EFTA_00197953
EFTA01307219
*UBS
Resource Management Account
Your assets
Account name:
Mendly account natl..
Account number.
Your Masada' Advisor:
Some prem. acme mil current values ;haven may tt trjorafinrole niftiest*. paws ancl losses rew not
a &widely reflected See importune ofamerean erbourrour sretemene a the end of ths dx wart for
nett Intonation
Cash
Cash and money balances
Cain and nonty miaow may worn& matzo cash balances. UBS Bank USA anxisit account balargek
UBS Fc.0 awed RoganSank Waxes. UBS AG Slumlord Blanco *pool account Waxes and money
makel mulua lunObrefp munch
See the Important nionnobon Mioutweir stereceent at the end a MS COOMent tot detais about dose
armors
reddng
1185 BANK USA UP ACCT
Your total assets
()Wring blame
closing haslet
co May I it)
on tirto 3I (t)
41,297 SS
47,324 58
value On May 31 (5)
VIM Bart USA and VI UBS FCC insured not/amBank depoot aboolt maces Me mused by the FDIC Albin
applicable I inn. bbl are not pawed by WC uBS AG Stamford baron deposit account Waxes ale not enured
try F0IC arc se not pawed by 9FC Maw market sweep balances ate acaciaby SfiC trin use WI Muted by
the FCC
nice per shale
Aura).'
Otstdenct interest
Dalin
on may 3I
Pead
period
Ca amount (S)
250,00000
Percentage d
Cost
Esemated
Unionized
your account
bans (t)
arru i mane (SI
canoe loss (t)
Cash
Total
547,324.50
100.00%
547,324.50
Cash and money balances
4732451
10000%
47.32458
Account activity this month
Date
AbItIty
DeS(rtploOn
ArnOunt
Deposits and other foods credited
May I
Transfer
FM Y1 23575 0100
8.70245
Total deposits and other funds aedited
$t.702A5
one
Atliilty
OtSCIIPtiOn
&TOW,' Is)
Dividend and interest income
74A4bie interest
May 7
hiar0St
Total taxable interest
Mat
Total dividend and interest income
$8.95
UBS BANK USA DEPOSIT ACCOUNT AS OF 0904/18
898
Dee
n
argue' IS)
May 3
Wthdrawal
ACH WITHDRAWAL UNITECHEALTH0NE
3994
.
Sill payments
continued next page
Chn70033009930679IO7000I92O2 00001 0SI B03057%04 YI 23576550 0C0I CO
Page 5 of 6
SDNY_GM_00325179
EFFA_00197954
EFTA01307220
Et UBS
Resource Management Account
may 2018
Account activity this month (continued)
Date
isoliity
Desoephon
May 3
Wthdrawal
May 3
Wthdrawal
2.014.09
.
May 9
Wthdrawal
ACH WITHDRAWAL Saks Retail
.167 50
Total bill payments
42.194.40
Account name:
'LANE MAXWELL
Friendly account name-
.
ar
Account number
Your limeade' Advisor:
Amount (ST
Bill payments (continued)
-462 87
Card Man foe your Attentkon:
The Kea U8S Visa Infinite credit cad is here, paked wth 'actuate Basel benefit, more rewards and more of Ma you lose. inclixling ertrawanang personated 'vote M
slurry,* dal in metal Visit sits cancTitanfoite or call us at 633-762-1232 a lean mare
Miners" Karmen Cue
Paanent Dot Date
treat Inn
Avant.< CrmIt Line
OutsIdesclng tsdance
ues visa credit card(s)
payment information
for June 23.2018
$3500
Jun 23, 2018
335,000.00
134,916 60
983.40
las crestt card is ereolledin ORS PaiCrecti Card !tat we and MI autcnyncaly to pad Ircm scut account Your pircmcnt rt untitled
for lune 2Q 2019
We mock Vas ,Nom anonoa you' UBS KSa cult catca Sddy as a <cutesy to you The UBS Nfa CurcIt tad and want ate issued tv US$ Bank
USA UBS Bank USA sena you the cacki statement to this account and vau staid mate Tout parrent accordng to thei instruchcris
We do not in] ude your oastavIng (real cad balance in the raw claw swum with UBS Ananal Senicw inc.
Doe
Aftmty
DreSMOndl
Am0unt (S)
Money balance activities
API 30
Unlace (onward
$41,297.55
May 2
Deposit
U85 BANK USA DEPOSIT ACCOUNT
8.702 45
Nay 4
Withdtawat
UBS BANK USA DEPOSIT ACCOUNT AS C4 0903/18
-261690
May?
Deposit
UBS BANK USA DEPOSIT ACCOUNT ASCE 090a 18
8.98
May 10
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOC 0909/18
-167 50
May 31
Closing Ulf Bank USA Deposit Accomit
$47,324.58
The URSA'S( USA DepoSI Account a ywr prmaroweep option
ClaTCOCOCC6692690 NPT040192652 00X0 0516 030575004 Y123576%0000100
Page 6 (TT 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325180
EFTA_00 07955
EFTA01307221
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «con!
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha ro legal skal on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325181
EFTA_00 197956
EFTA01307222
Important information about your statement (COrItIllutd)
lande, ~nation
deesbd mk:end:ion on Me Enn: lenckg indigo"
mf datoens, rek. to yar CIaM PaScreslip
Anerrat a Accoun Arenas and Me General
dam; ard Cordlicn. LES:g aksial ef <red« hatta
nsIghk mAgannenn ei Chsdarses
33,33ofoomartoonlrMamom
Tev SMI
Veis g mein ,neta wuraei ard 00w "elt hb
in the M<OVO d th4 end d the 11~14 omml Yw
my at la dodmeo a Prery pod star-einer -ry ire
Veum,/ («ene ~in
used ås kancolten, rar
pair.) ror barm de en (hom Anir unn*.
trandared **Fan ang the slatement «natl are
Isa] at ruvla valuta:of sko end of the stamn
grel
••
(otteres n demning 'bacon bases ofre
wint44 induded I. Ml asen" *neie niecaned
wenthe nafta '1 '
TmbnallServka OM~
an nformahenibla.ned kone »urin oter Man UBS
;rangt Sencel. rada,
Iran "OMS
Inna 4,4 yov rnry have prosaedto yste Inntil
~or.
The Femmesan independent', venly a
~enn the sanxya vainity of ry eitarnaton
frondeetty ~c« aha than UBS gisent ~14.
h addhan alehough ISS and Sen.ces waralf
~an or enn. einaste. ToOMed, Mo tro
do,,
allprobar ar an
that
rdamalao
ut stad 1 bal' and • Uneaked dalla.' 4
acc
ol teddea
ett
As seiti.
please da rot
on rin riernuldn lo onda
<Vakne a ide
la i s• inparl
Attasts ~red
tote nam rna,
ref ka 9arakes ai treson only fa ly pmad of
une the/ are natlat safen Moa holaval
Mannaen, can be adled br ryer Fnyset Adnot
• I.Mnelelind ~sakse
~data
es ~labb.
esenred enerueeltanorkrne. av cakulatsd
eidinds1 wirry bis Metra-osb:n daa fot
ndindst bes mai or new nol eid ktl ~mi"
dages anla saurily (corps:aska nenb.
Oin.lend
aha tenaarronl lell ard wdenie
fink». Id, re exharnbeied fob/Play as
~ned kl The 'Tradedate' <nam prosents the
agna limast*" trade dale
• fable nonion. Bonds red aeloned stod lene
IT. mua <Si for eik 'Ørene
d be salsled
misIdlly by lot Iran "ing all ~les
d Måg
mue held n a tter donene« name fa ar
<benk Cal tokn nornmern es cbtanst kom Med
Nam Tad t.(vaye
not warsiteed °Sies can
ler:uret ros mid whdiccvld pilneneid, umpkee
naniation nil be propanduponrequest.
• CeneTratets of ~uk (es). Cts ate
mured
in to 1250,000 n anene, and ~ved Senil pa
devosta and per depasnow ~ikten re accerdance
wen FOK rios.
• Ria/vaka Prises rotne
la snitta, and olen
dedd. MOr be hires of bas Mn
Treles
yta ~dd stua* naive n re ~kn &est se
obstand frem vanas sed party sann nask ne
belme to ba akta. TV
do
<malte*. Owr
away
9.01,4 de sa ekting ake nhen ~kibb or
the ~ot
the bd ånd ad. rakes lor. Etled
iled
and oplian a onlirbd anen lor OTC
- Les stiv* tradadI•OSCP•1"7/ bo vindten; a
0Iwiicn ~deler Me enst renn grise
ebtaned and may na rna inna multa pa*
a ni»
- CSU^ Paidon rroy >Poem *Mai a ne ard
wa Mas an 'peke ni ror sample' li ne are
endte to obeain a age fo å sionGe
- DeposM a snabel ~med
tierencies
I det
a
timen US donn are rellected åt the «bana.
ded d the Satanen date
- fer erten ~ass tidel° n reinaanorning
denoninanan, put ard onarely (Ise valpest'
hm bein acjushad tofas,
ka» acioar valtalen.
To ~am <unn quounan *Min natta. <asal
avta stetal d4ina
• Privat investments and structsrodpredueb.
Pinse nvesmern 'veles (nkeifiny dreil
Preicpai on vogue. sd ~I !Støt nvesoneen Inst
miste) and soiskeed Atal" ae ,away Inahlt
4134. Certanstructundoccidacis hase not båen
engstand wen the Securans and Exchrg.
Corrmsw hennaer ry nyo tenne( lat ?le
anode osanalod voksfa rena. ~sann
Sauen Yd ~tred vaksen la rdarnalicruf
Piniaas car A«uraty n not ,stamsted
- Tine vass enteirdille skbstenbilli Iran ines i
ony, r Mick prinse ~ment aecviya
'beglor«, procluel insi be ba.Mg a sold sid do
wa nettvy rev ex« the vaie y«, ene/renta
teen Soustaint
- Med prry omn». ot vatn an& annan
data sd are suppno lo UBS grisna' San*. on a
regiår bast by an navgraders »lurran tem
- iste" tinral panna cf spana niernated
d sy se ncolied to tifim ty the nepa.
9 41..11 I3/4dv a 10~ ml /Tvo b <akuto1m1
basdm dTlatr. nleinw Qn Iran 'ha vad by
Med panel to den! Mer essensen. valros
- You can <bisn ~ral
ntarnson 'ganing
t0 meehodolog, utad to ~mine Me esteren cf
vals ad :he OVN of re manen nuha a the
bases kr Monna» by asitacing yokr F narret
kina
— Tved påny stanst-0%a.} nuyb relkiiteel
pence a 'Mal VOTIV" inn al
rrdepe0din valiatian Innen rol Øled a n
inible to aswan a vals ~n*
bacon! ~are
Me a material nes has «ond sbs meir ialt a
Arena* repated valt mo gaman. oe »hen a
rafs aret be P44 specvlatn• da to Me ~ur
of Me samey
Whon norna an OS" genera partner er sponsa
knaled vaka ror a terd.party neftrei vel» 6
VOY0.le the våla of the smal& egi be «Isse
Ø
ts rucl•ise piece
- 'Dean:« man to dage avs «lide retina
capkal, ixars or bah
-
unt ste' ~nat
the end elkem,
pse per ene and mai na ',Bed sos ant base
▪ OPP yd trined Pel lavaen an nag kleda, a
~sant ~reis eshange and are ganery
akked red *ven d May can bo sold the p.a
rvaned mai be lest run the ti« ~et. -~
w Ve vanded n:Ne attan natmens
• Rertnceed **omtµ, Remstod sau:~ general/
re nat nunavy tagl* la pub k slo. UBSAntricial
Sann trin Me ~ka prae d Ill inacntedigrk
el INC SYV* «J« a al samtid vilt* la Un
tesircted sodi for ~oses ot the ratmad *ØY. To
the enere Mat rest ded sea; ilits are ekabk kr sak
the vaka mened ruesp be se.bilantialy less Min Me
en..sted vakte Mann
• Es ~inna"
(urnens >alt Andante
An *sinne of snu/ «ane is baud on <urten
dnidend and tuna ram, song re ssunt“ wil
be held la on yta kCON114~ dale ce uti
~ny
11.n *runde n era a galne. assisany
and cadruad mann se not ouarantad
- lainated
«ame mel (trent pekt la
(plan %l
of secdties <sild intrade ~lyn of
prix pal a <apetitt geni neid' bero!tht al
lappal
Mod Nota yal0) ~ild be Ottellilltd
- Esiiimed arnal isane mi <aren vidd red Me
stua roane and 'inkvit, t b* km« a antar
Mante. ntenated sn
- An esinins of ~Mnd isaneB/and anda
emown)eirded ty MO <man 4W1Ot
vaiatianota baun«. 4 baudenMe lan dwiland
a ~os paymont madebithe muer and
spann ihe ~nil/det:os°
be bad la~
yta Trom
and
unhlrnaVoy.
Atar acy „ni orrnuei vidd in not ~sleid.
• ~eti noe held by UnIlinancial Senket Catan
sats st na: held by Me Rem and nat sirin de
CCM', POZOI5V10, CVOIC4 Tieisers
depbyod on pa anerøn for SormatoriS
puTown at'. Fannom and valat oresenaad ae
pron:lidby the munn lend UBS insxua Sandet
not re.pcnstat far dei Manen and der's not
"sanke ir adurxy.
MORO MI nal poSecled
by WC a Me fa«.
SEC covera?
• Rovenes 'karing end addkional terrennostion
- In addeian to tennisbasen tales ad 12b I kei
mened n annalein woh tie dartAnan of "Mad
lvtlf to CV (hems st anda en.r afiliase receia
renna hang parad. Iran <laril:Von arder
deist ot tre ensual fintMat,* fall Tase
snue. re bate! en Ina dekn« <anionen. Cl
den arnang of ion ty UBS of å partila rappil
lod tamry nou <lags. and 6J the ana valse), a
bn<uty "As' knd lanWS Måren ned al Me
Inn
- We ard ar altvire sko recese nsworliNe .ad
onnhis pratioaq kn n candsinicri fa krisler
paaanenrad sinnes tal ta oronde lo Me avtint hands
Tas lom omually re pad fram natta assen n
fen ~nallund sd fl aknet dollar ~am tiss,
Co Mo rose« ol '<Motell le Mo OIC*4431.11of
botlag nial luds of asa lind henry
• n Øsen to conreiiiskas rectided
oannalion
nit the sal'« diarbution of ~uty gams% sd
vit inn...Onn Inn trit bow cim°. ave arder
as *laut, raene enn *3349 narveneren
fram spyd Me ~rane ~pm« ~seng
arnety<otorast, Stintat of the ~arne
~Pan». VCOONdt el CO
envocm>m snitt
n ~butt
-
cceninacers rapvod tronre
patina ard sa el Neet5Nro kid,, we ada
annan lettet en esseeawsed revens fiberrig
paiene« lian eardShrts &Steen as well at
lind"? for InInc.bw dniacipernet. grann, and
*dansen
- Our Snute. Sa raa.* indre; COWIIVicod ad
ara comptetaton Inmendb3.11"nat ard teverva
aerpareas narra praten va dartvie
- We nome an mua, køln:n LBS Brie USA ad
LES AG Stallad &rena g> to 125 per savn
~na
to the banks undra the ISS Bank SeawP
frogrni.
Adivity
Mormotion reeirdnacommnscen and ah« Mars
narra] ia nornes
anes re 0.4•0JtOil ol vad"
nutang Ørn barnsbein has teen encluded en
ccammbord proncuArfumMod toyr. sad ven t
Proaded to >tv visnlisni On "Q-wg
Silen tang
yco so.<0,»Od n skort tang å sently. yoga mai
not .0w9i 6» lo «elan barmer» osb fa Mat
pst-Kuls stant/
Open arden
Palissolna open or • 9>od blicarseled* adm Mai
viere rog ettved by the satanen daft open buy and
sel slep ackrs n ~ed by Me snart d clndads
a nr on
ot-dr
cf (.refa date unnt
nsInstei otWiNves* ty ya., »Le ae atembli la
<ida Mil re ~med de to~ fakte to tanet
esing oPen ada.
Tovair
To cbl•n <Opy a <V <Vant (loa Prnsy aaal
iiiiase<aitst sea ineneal Adv." a na as Rebte
31~
-
Fra
tiar Sanses ia nal arra. line RNA, Sere»
SOINKH Arram Bia. and BUA an beckwa,
saus« istid, vonde KVI% lo bring agnes ni
groåa* taastssuntrriern wen *blaud bart
~ora thrdeurty
t, andpremi*. access to
rnurne and anriket). pol" istau., ty budhier,
tapery
~anen trae,iinsuraot
peng 9244~ of ISS f hancial Senkes Inc.
- lwevrvire, nnance. led snury prat"
- pen!DK rand • Ho ban gimrene Inna brovas
- RUA tesane Marucarnmt Account Binness
SV, V,A(covel 5511, topt ond «Sanatoria, Rna",
Mansparnent ~ase are nytand
.molta
arm
llbS Frunial Sanses 11C
- v6.4 PC • figdadd »Senat **ned by Via
Mana ora Sanse Assauture and ined
lame The kei vis
cards sd the ISS Vita
Ø
csds at efsead by UBS Bant. USA mk
penrisscn kom Va, U SA ex orpaaled Al «her
feadansts, reomsed traikmarks, tane marks
(gled unne mani se of aer fleip:eden
«apane<
Un Fisane:Sl Servise Mc
Per 201711
SDNY_GM_00325182
EFTA_00 197957
EFTA01307223
*1_1BS
WEIS Financial Seences M
Private Wealth Management
299 Park Avenue
26th Fisor
New York NY 10171-0002
CeredoC663566906i8x12 Yi 0
Account name: .JIAISUsthIE MAXWELL
Friendly account name: IndivCheCk/Car
Account number
Your Knead./ Advisor:
Phone
Questions about your statement?
Call your Arland's' Advisor or the
RMA ResourceUne at 800-RMA- '060,
account 029023576
Resource Management Account
June 2018
GHIStAINE MAXWELL
Value of your account
on May 31 (SI
on June 29 (1)
Your assets
47,324 58
45,120 48
1Adt our webslte:
Your liabilities
aoo
aoo
www.sloscorranancialsonnees
items for your attention
. Help protect yourself from baud and
renew Dank, credit card, and brokerage
statements regularly. Also, get your free
credit report zonally from
www.annuakreditreportccm
Value of your account
$47,324.58
$45,120.48
Tracking the value of your account
I Thousands
716
Dec /Ole
Dec 2015
Dec 2016
Dec 2017
Kier% 2018
Jun 2010
Sources of your account growth
during 2011
Vake of raw e‘count
atsoar end 2017
141.94632
Net der:outsrod
wthigarvit
Your TheStrtent return:
Dungend and
interest ixome
552 69
Change in
marbet value
$000
yelue of your etoeunt
on Am a MS
$45,120.41
53.121 ad
Member S1PC
CnInatrorwAISEI59i0700030643o0oX,33 0618030575004 )323576550 ii:XCO
Page 1 of 6
SDNY_GM_00325183
EF1'A_00197958
EFTA01307224
UBS
Resource Management Account
l_me 2018
Your account balance sheet
Summary of your assets
Value on
lune 29 (I)
A
Cash and money balances
45,120 48
B
Cash alternatives
0 CO
C
Equities
000
D
Fixed income
0 00
E
Non-traditional
000
F
C0mm0ddieS
0 0)
545,120.48
545,120.48
Total assets
Value of your account
Account name:
Fria ndly account name. indn CheddCar
Account number.
Percentage of
fOLO XCOUrit
103 00%
Your current asset allocation
000%
000%
000%
000%
000%
000%
100.00%
A
Eye on the markets
tided
S&P 500
roinhencial Advisor:
SCOTT STACK MAP/LYLE CASPiEL
, Cash and money balances may include
avaiable cash balances, UBS Bank VSA deposit
account, UBS FIX Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual ftmd
sweep balances. See the important /information
about yaw statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Bart lays Capital U.S. Aggregate Bond Index
Interest rates on June 29, 2019
3-month Treasury billy 1 87%
One-month LIBOR: 2.09%
Percentage change
hmo 2018
year to date
0.62%
2.65%
0.65%
3.22%
-1.19%
-2.37%
-O.12%
-1.62%
ChP1000B006635870Ne700030643000033 051603057%04 x123576550 M0P°
Page 2 of 6
SDNY_GM_00325184
EFI'A_00197959
EFTA01307225
UBS
Resource Management Account
lure 2018
Change in the value of your account
lime 2018 1S)
Year to date IS)
Opening account value
$47,324.58
541,946.32
Deposits, including investments
transferred n
2,675.42
45,793.92
Withdrawals and fees,
nckxling investments transferred
out
-4,889 44
-42,672 45
Dive:lend and interest Income
9.92
52.69
Closing account value
$45,120.48
$45,120.48
Account name:
Friendly account name' India ChealCar
Account number:
Dividend and interest income earned
Foe ouposesca IPS Strement taatellty of Inkiest sad darnel Wane has been deem- std ndn a uS
In Main Peespateee Based sern the residence of the account tart mount bob a pmart type,
sant intent ands dr:lend paymenn may not be utien to Unted Slates (US) aface Peen° Rico (Pt)
Income taxes rse (lien monthly Valenta Is rot Wended to be used axi tanner be relied urn foe Is
PaltdSet Cleat Sherd meter to the WOKS. tax nisating Iowa they receive flan UBS bawdy. such as
the firms tORil rod the Earns efip to tat reporong internation n is the prance ol UBS to Ile the
430labt ILK ttported loans win the uS internal Roane* Same 34 PR leeway Dereffnerth and in
such tans accurateey cletaly duration:for Merest tear tante or tat* wane Flew (omit yowl
ncludual up moan.
Jule 2018(S)
year to date IS)
UBS Bank USA Deposit Account APY
Taxable interest
992
45.82
Total current year
59.92
$45.82
interest period May 7 - kin 6
Pror year adpustrnent
0 00
6.87
Opening UBS Bank USA Deposit balance May 7
147,492 08
Total dividend & interest
$9.92
$52.69
Closing UBS Bank USA Deposit balance tun 6
$45,711 55
Number of days in Interest period
31
Average daily balance
547,1 78 33
Interest eamed
19.92
Annual percentage yield earned
0.25%
Cash activity summary
see account arovny this month tor arab Slats in yew Sweep opore ae indudtd in the openrg and
clam; planter vat. FDIC 'mutant,. ;paw todeposit at UBS Bail USA and al balks pal cipaling in the
UBS FCC Visaed Deposit erogawA Ors not may to deposes al UBS AG. Paraded Branch a tont
depOsitSpLredthrough the uBS international Depart Wcount prpram SW pedalos applies creamy
makes sweep fund beldngs but not bank &pont. See Important iiiicrovban *bout your statement ca tole
last tunaPars of Ms dourer for deals
Your Iliteedel Advisor:
SCOTT STACxemoiteu CASK'.
lune 2018 11)
Year to date ($)
$47,324.58
$41,946.32
2,675 42
45,793 92
Opening balances
Additions
Deposits and other funds credited
Dividend and interest ncome
9.92
52 69
Total additions
$2,685.34
$45,846.61
Subtracmns
Checks and bill payments
-4,806.04
-42,589.05
Card payments
Total subtracnons
Net cash flow
Closing balances
-83.40
-83.40
-$4,889.44
-$2,204.10
545,120.48
-$42.672.45
$3,174.16
$45,120.48
CharattleVamern NO70003064300003 0618030575004 Y123576550 110000
Page 3 of 6
SDNY_GM_00325185
EFTA_00197960
EFTA01307226
SUBS
Resource Management Account
June 2018
My Choice Rewards Points from UBS
Account name:
friendly account natl.
Account number.
Rewash pellet we reflected at ol the 26th ol the month cc the pie. busmen dee it the 26th Id bon a
tvectenrynclIcku. Rewards pant
deed,
be found on wriw.utricco/Orrineteri(es
lune 2018
Year to date
Opening balance
7,424
7,341
Pants earned
0
83
dosing balance
Your investment objectives:
You have identified the following investment objectives for this account t you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Ackisor or Branch Manager. YOu can find a full descriptive of the alternative
investment ottectwes in important int:merlon about your statement at** end of this
document
Your revue objective:
Current Income & capital appreciation
Your risk profile:
Pnmary • Ago rezive
InveStment eti9dsitity censdetaton None selected
7,424
7,424
Your account instructions
• Your account cost basis default closing method is FIFO. Fest In, Fest Out.
Your Pinewdei Advisor:
SCOn STACK MANLYLE CASRIEL
Cht7CCCE0:6635872 W700030543000= 0518030575004 YI 23 576550 11000)
Pepe 4 of 6
SDNY_GM_00325188
EFFA_00197961
EFTA01307227
UBS
Resource Management Account
kyle 2018
Your assets
Amount name:
Friendly account nmno.lnigila
Account number:
Some price,, encore °Moron valves shoten may be abbroiirnale As a mu*. pain, arielSOSies non rob
te wok:Cell renetied See importera Alosmafro, Moot 'out statement a the end col Mu &coned Co:
role infoortalion
Cash
Cash and money balances
Casn JAI non,' Oaten may coda avalatie cash balances, UBS an USA arrow ac count balances,
UBS FDC Insured Rogan Sank BarKen UBS AG Stamford Bono deposit account Waxes and n-cney
innkel not ud lund sweep batintes
Set the )mportarst olonnoon atrovocur stnersent at the end ce this document fo. detats about nose
Wane,.
Hdd no
U8S RANI: USA CEP ACCT
Your total assets
Cisenng Wax.
closorm bilente
on Hai (1)
on Jun 79 (1)
47,324 58
45,12014
Value on Ise n(S)
Your R nada& Advisor:
SCOTT STACKMANLY/8 CASRIEL
UBS Ball USA anal UBS FIX insured not/ernBann drpom &toot bOantes art 'nutted by Me FIX eeliNn
ailed* amts. but are not monied by UPC teS AG Stamford Branch demon xcount balances alt not insured
by 10iC and ae not pcoleced by 9FC Money mann Svmep butane.. ate prollected by WC tot an not insured by
the FMC
mite per shale
Average
Disidend intent
Dar in
on sun 79(1)
tae
Debi
period
Ccp frount
250;00.00
PecteMage of
Cost
Estimated
Unleaded
your aCCOunt
bald(')
dotted EnCeree (SI
giin or loss CO
cash
Total
Cash and money balances
45,120.48
10000%
45.110.48
Account activity this month
Dale
Mlhtty
Ow notion
$45.120.4$
100.00%
$45.12048
Amount IN
Deposits and other toads credited
hal I
Transfer
FM Y1 23575 0100
2.67542
Total deposits and other funds credited
$2.67542
Dae
Atlibity
Campton
amount 3)
Dividend and interestisconw
Ta•a0le,ntete 5f
ko 7
ntorost
UBS BANK USA DEPOSIT ACCOUNT AS OF Ofic 0918
9.92
Total taxable interest
Total dividend and interest income
Una
Le'ffiPli0fr
lva4
Wthdrawal
3994
.
$9.92
$9.92
amount IS)
till payment
continued nor, pa.;o
0.70003006635873 M700030643000033 C618 030575C0a Y113576550 ilOCCO
Page S of 6
SDNY_GM_00325187
EF1'A_00197962
EFTA01307228
*UBS
Resource Management Account
hue 2018
Account name:
"LAM MAXWELL
friendly account narnir
r
Account number:
Your Financial Advisor:
Account activity this month (continued]
Date
isoltny
Orsalphon
amount DT
Bill payments (continued)
lia) 4
Wthdrawal
it:, I I
Wthdrawal
Total bill payments
44.80644
425843
ACH WITHDRAWAL Saks feud
-507 67
Cord Items for your Attention:
the rein UBS Visa Infinite credit cad is here, packed wthesictusice Vaal tenet, more rewards and more of whA you love, indult"; ortraordinanB personalized service. A
stuninoy claT1 in metal Visit ubs«rtirisinfinite or Cal usat n6762.1232 to lean woe
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Amount IS/
los 20
CAM(' CARD PAYMENT
-8340
Card payments
Total card payments
483.40
MnIrom Portant OYe
Palmer Out Oat
Geed, Ire
Avalatit C redt tine
°unlacing tslance
U.S Visa credit ca
payment in formation
S0.00
135.000 00
135,000 00
10.00
TM cacti cad is 'reared in UBS reiCledl Cad feat we and wit autOnsetfarly te pad Iran". account vow anion is satedOct
iuly 20, 2018
We proud, cat inforrnsion on 'Out UBS Vacation cam scieiy as a corny losou it* UBS IAN ciecit cad and account are issued ty seiSEtank
USA UBS Bre USA was you the offsca naement fcs this account andaTia sboad male you. pawn accord ng to ther instruct:an
We do not Ind uSe your aitszaidniz moll cad became in the race cl you. ,count rah MS Aroma Services ire
Oae
Annoy
Octavian
Amount (I)
Money balance activities
May 31
Balance forward
S47424-58
An 4
Deposit
V85 BANr USA DEPOSIT ACCOUNT
2,67542
hal 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOf 090418
429837
Jun 7
Deposit
UBS BANK USA DEPOSIT ACCCUNIT AS Cf 0610918
992
MT 12
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOf 091618
50767
/iti 21
Withdtawal
()BS BANK USA DEPOSIT ACCOUNT ASOf 0920/18
8340
-
kin 29
Closing Ulf lank USA Deposit Account
$45,120.48
11'.e UBS Bank USA Omni Account Is you. Snub, sweep «non
Cla700080C6635874 Nv7000306430000ZO 051B 03057SCO4 Y123576550110=
Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325188
EF1'A_00197963
EFTA01307229
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. ur realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325189
EFTA_00197964
EFTA01307230
Important information about your statement (COTITIOued)
Landes, inforsuition
detailed infarnaten on the inn's lack.° dachas
are dalcons, refer to you Clew IdScrishb
Agnprat a Leann Arendt ard the Greed
lams and Cori:Sens LES Sa annent of Credo hesteset
nArenroll rid Dud:byres a.
nåk tema ye, ma.m.c
etes
Yoe ~el
rca ualeenn tleMan 'Kura, and other assets head
n the amra et the end of the slate!~ perod Yen
mar st for dehsyd full/ paid scoters a any Erna
You raw went ~art
used es loancollateral after
payee any balance ds as Mons Ary wastes
Vinland to terem citron the sexemne wed se
Wei at rand values°. the end of :he statement
penal
• Coat Oa h clamming thetas baseel the
ocdrlis included n h swans" *here redicate1
wit the NOSS
ISS &finch! Sevres has relied
en nfonnabao ~fled front 'dotes °Ms lhan LES
Franca. Sends. Maeda; ~mans Iran ~Mr
Inna dett
mar have Fronted to ycar linnet
Adwr. The fern does not ndeptrdstly verrya
~awn the ratan« vanday of any reanation
fainde4 ty ~de aka than UBS Pissed ~14
adclicn although LES cartel Sane, wet*
~es or Norm en
n roomed the tan
does
4.31 crow* any assurances that the Momslen
unr
ba125' and • Urnaktd (tailless'
accurate as of the dated the suserneri. As ash.
please tt, not re1i on
riateuten no make
parshase a sale est
~el
a
~woe Accounts Metered tote inn may
relk<t
gre
terns* , only fa repro
of
ten iher are einf at Se f ink More holorical
nenhaton can be added by yoke Faunal Admot
• Unnalahndgeinsakome When data is sealable.
'needed ~rued tianerbsws
calculadd Ste
edycbat warty his M. sandlot dada for
ndedaal hasmay or may not ref 4« <semi"
chrges ania sadly moron-dais *was.
Dividend and °Met renwstrnerd loll ard spun<
Catchy* lots ere
a<wbred to OPPLey de
~lot
The 'Trade date' totem presents the
orrvy vannesen trade dale
• Cobble teosities Bonds and deferred stock that
the mu« <rib for nrainclereetion ti be selected
~ally by loi Iran anseig ad sensibes
fat
29.»
n out ,area ...none.» name fa od
derma Cal Maid. recionson is cbtanxt tram lewd
ferns and as mossy., not Tasked Othei
learn my/ e. el Mudscold ailed yield, ~eke.
~mitesad be wended dash-quest
• Cenercates of densk (CDs). Cos ate St nosed
as to 12 S0,000 n aimed ad moved merest per
devote« and pt. deposton instnatin re xerstbnce
*fib [DC ran
• Pranks Prim 6q~d la wart*, sid °Mr
~Is
maybe hirer Of IONS nit, the once fe(
yea would imagen ne n ihe mete' Prat se
<blared Iran ve an lewd party sans which at
behme to be reliable bui en do not guara•Me IMI
accuracy
- We 9~
1/4 OS
cbsng take when sealable or
the citric the dad and ad. pekes la tisted
etc hiet ard °Duda: a only td pct's la OTC
"rain.
- Lew windy traded warms nv/be axed teng a
valuation model a fe end Weft fro we
awed and may net reflect an swat taarkei and
a vats
- Cert.^ PosAcm may >Owl rah:4 a prae and
nil Mow to 'price wad not Matt.'
~art
amble to obtain a peke fore 'tea
- Deposes a wants 6~aled
Pres esnerkies
°Ms than US dads are rellected at the enhans
rate as od the sidemen date
-
nets waits racing ~xenon. onion;
denownsent der sd quart" (lace value> may
haw been /Ciudad to f ski* dodo 'Suss.
to diem anent quotations, sneer sal**. contact
Pas Instal A4ma
• Private investments and stessearedproducb.
?maw enrolment ~des (ext.Irg drecl
panfant en vogues and red tittle armoren[ trust
mites) and 'MAWSIndicts se 'merely Wry
d1Ø. Cavan studded ~ens haw net been
nisturod wth the Senatet and Cargo
corenwaencrunlae stry claw varm« um We
pew& encoded vater for anew rmstman
secures ar4 VAKILred products la rdanaticnat
adDoses wry a«urary e rat 51)a•anad
- Ibex wars nay del« salstantidly lean aces. 4
any, a *NM a priest ~anent waviya
drustured product mer be~
a sold and do
not 'WS W./ NITCSSO the van you tryy Vetere.
WA, Son:Wis.
- Dwd party °canals of vatn re ret annan
date ad are sunned so UBS barsul Sences on a
regdar bast by ar, ntlhoendn walasion tern
- so" ~alarms cr sponsor nienrechakon,
d ses. me "-coved to tetun *the mu«.
enal Prow or von'« and may be <ablated
bawd as Oar. tametein Iran Owl toed by
thrd panes to Anse Met narrund values
- You can °bs adStaal nkmaatentegardna
et metedology wed to deumnie the *sours
value ad the dale of the nsnaten that a the
bast 'kettlenamesby ostactrg you instal
Adrnor
- 11w0 De, sunned vans mye reflected as
'Na. arced' in wiwal sessions segn
n dependent Mean In hn
suppbed a
amble to amn a vat& ~we beam. weave
that a material ewe has arrtad that may calla
~rebated
rats me questen. or seen a
raid nodd be hohy sm.:Satre cis to the arts»
of the >aunty
.• Whennett« antra, general pawns or qxnsa
minuted vat» rxr a redparty tamsted vats
VOWS. the veld of the secketY wills «lane
from es ptechaw price
- 'Donbas to date ny «lode ,etan of
capital, exam or bath
- Tinged unt ute reprewril erle mid offering
ail pm and and nap/ net relied yas cod base
▪ ;/aha dented PEIT whites //if rot listed on a
Nysa omens eatians, and are versa,'
riklad ad enn 1 they tan be sold the ono
ranted mat be less than the per share «tented
‘aue provided *the accost statement
• ken:~ newts Resented stailen general/
ate ha once br *fgt.» la pet k Wo. Los nimbi
Sfniat tan the ~Istria. ei the tsvedncted stark
of the taw Mute al an Ø!d ague la the
inircled slak for Nape», of rho Steten10104,. To
the ewer. that restrtted startbest ere elebk kr sae
tee saks rufred may be sdastantially ins than me
en.Aed value drawn
• ES (eetimPter. infra,. ~non% yield. and Ma
An esinvAr of rerui exam it bawd oncurrent
&Mad and tuna rats, aunang lem wart« wit
be held la one yea kw strewn date a and
minty Wrs nande is an ‘r a widen*. army
and tongued imam sr not guaranteed
- <elan
~it Mates and ((rent yield la
<elan twes of stashes could include veldt. cd
aroma. a capital gam n would case Mena
imemt Ord current ydet. Wadd be treenteltd.
- Ed:weal arlIal inane and anent yield Ind re
actual recent ard yield meta be bens a Were
Ms the talented anodes
- An *denseof snaked interne (diddend ado
intend) deded by de canon matrat
vari sw it? balm«. A bawd cm Me Ian chectand
ce ~at want made by the tsar and
sons ise secuniteaposts wit be het! ke Car
yea from re statenent den or untilnasty.
Acassy
ortnuni read re not cuseneed.
• Away net held by UK Financial Serricrae. Caftan
assets re not held by tal em ard not wiles the
Fan's ~fiance coned These assets se
depbyed on you* soternert for Sonnets:ea
papaws sly. ;ostero and vales presented an
prondsf by the ninag terat UBS isnesta hatte
not respatbk for Ors Mane, anddonnot
meanie its emery. Tex nielf
ros wanted
by WC a the fans ilaSkennital SaC coverage
. Revenue sharing and addkicaal eerrognsetiort
- In edition to dermi,siten on tales sd 11b.1 km
nerved esconned.", with the doertaAors of ~LW
tads lo as dents we anda Of/ Slink went
means that; pare* lean *trawl= ardor
ad.'s:a of the casual fint that we all These
mum are based on two deferent mesta tens (a
Ow ands a sates by LES ot a panicUS Mad
had falsity lo our clients. and 6a lb. awl rated a
PPtMitr nMlaSika d leTWS ten held it iht
fem
- We ard cur allvilt alte tarse networare rd
ants panrug ken n canderneri la hinder
ratan whites than tie amide to the refuellards
llwalm wandy re pad from nano/ aslets
the ~WI hind ara
a teed dolly snare bawd
de nat« et stoutest The Otater-deakr
holding ensul hands of that Ind tarn Ty
- In addei:n to dersiaseers rewind is ornhlion
with tie sai! or diarbson of seedy contacts ard
dit nattnot Inn ant tow clot, we ride,
or Advte receive re!~ 'henna concern* en
frt. ~spathe mane camps« ~wen°
W rent, «mans, athletes al the insane
~Wane ce et:~
of Me arn inns:~ butt
we didrixtte
~ha" to canernsars recessed bom the
trehase and sale el 1,445N/es ksedt we ada as
atl tale icicle en asset-based revens than;
person Iran eardShrts dentdon. as well as
itedn? (or IechawUQy des karves. tramp and
«fawn
- Our Slides aka rewire train; ~Medan and
ota canderann Iran mutual!" and hortre
~panes news* waists we darb-d•
- We recent res arrval neo teem LES Ban USA and
uBS AG greeted baYhd go to 525 per scant
sweeping so the banks~ the Mare Setra
reagents.
ACtivity
Hamanion regadn; commissom and other chart
inflect n cornea:an wt. IN 060.40410f 144644,
Øm brennam has been eluded on
cad;mubore antecuArfurriched to you. and nil Is
Presided to yea arraps' on roranes
Shan selling
d you ere w,gaged n that wing a sectedy. you may
ixtt a "age 6» to anal bonown, Costs fa th.a.
pstioals wiser
Open orders
froSendrig open or 'good IdlcarKeled* «am than
seat roe nodded by the natttinn date open buy and
sell sate aden, re reducedby the snarl el chidads
arrests on see.dnidends or ....tits date unless
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and otor Midis" bents and provides access to
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UtS Fir no al Swear Inc
Rev 2g1211
SDNYG M_00325190
EFTA_00 197965
EFTA01307231
*1_1BS
UBS Financial Sennces Inc
Prnete Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
007009191W 0710 VI 0
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv Check/Car
Account number.
Your IS nand./ Advisor:
Phon
Resource Management Account
July 2018
Questions about your statement?
Value of your account
Call pout Financial Advisor or the
RMA ReSoutCeNne at 809sms- loon.
onJune29W
on My 3I
account 029023576
YOUF assets
45,120 48
48,950 C6
o Er website:
Your liabilities
0.00
0.00
www. tbs.conv Inancialsewes
Items for your attention
. Help protect yourScif from fraud and
review bank, credit card. and brokerage
statements regularly. Also, gel your free
credit report aonually from
www.annuakreditreport.ccen
Value of your account
$45,120Aft
$48,950.06
Tracking the value of your account
Thousands
716
Sources of your account growth
during 2011
vake 01 put .Ncount
air's. end 2017
141.94632
Net deposits aucl
vnthif awls
46.93969
Your Wriesvrent return:
43.9
4S1
49.0
Donated and
41-9 —
1
10
interest ncome
56405
-
Change in
1.9
marbat value
5000
Value of your accotrot
f
Dec kis
Dec 20t5
Dec i016
Dec kl 7
tun iril 0
161 2018
m1..131201*
Plitli50.06
Member sift
C.P700030:6719181 1970001 03378 00033 0719030575004 Y123576550 OCOOCO
Page I of 6
SDNY_GM_00325191
EFTA_00197966
EFTA01307232
UBS
Resource Management Account
1,Iy 2018
Your account balance sheet
Summary of your assets
value on
July 31 (S)
Percentage of
your account
A
Cash and money balances
48,95006
100.00%
B
Cash alternatives
000
0.00%
C
Equities
003
0.00%
D
Ficed income
000
0.00%
E
Non-traditional
0.00
0.00%
Account name:
GlISLAINE eAAXWELL
Friendly account not
Account number
Value of your account
E.48,950.06
Your current asset allocation
Total assets
3413,950.06
100.00%
A
Eye on the markets
Index
S&P 500
Your rieericial Adviser-
SCOTT STACKMANLYLE CASPIEt
• cam and money balances may include
avaiable cash balances, UBS 8ank USA deposit
account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important mkumadon
about Jour statement cel the last two pages of
th n statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR 2.08%
Percentage change
AA. 2018
vear to date
3.72%
6.47%
3.32%
6.64%
2.47%
0.04%
0.02%
-1.59%
Ce➢MCCEPO057t 9182 Ne7000183370 00033 Cale03057%04 YI 23576550 CCOOCO
Page 2 of 6
SDNY_GM_00325192
EF1'A_00197967
EFTA01307233
UBS
Resource Management Account
July 2018
Change in the value of your account
July 2018 (E)
Year to dale (1)
Opening account value
$45,120.48
$41,946.32
Deposits, including investments
transferred n
4,87352
50,673 44
Wrthdrawals and fees,
ncluding investments transferred
out
-1,061 30
-43,733.75
Dividend and interest ncome
11.36
64.05
Closing account value
$48,950.06
$48,950.06
Account name:
Friendly account name:IntimOW/Cat
Account number.
Dividend and interest income earned
fog Deposes ol the stStment, lautility P inkiest and Clecencl Phone has been clehrinned Stem a US
Ms Mahn; Phelan* Bate sPon the residence of the account Meet, account type, a picpm type,
scow inietest and's dronepayments may not be ssbitct to United Slates (US) oda liven° Rico MO
Oxon* ISS The oien monthly Valente Is MI attended 10 be used and cannot be relied lat. la tat
WirOses Clefts snoop ielet to the OWKatie Le meeting lorrre Ihey rectie flan UPS annual& such as
the RIM% 1099 axt the Farm 030 foe tax reparting inlagnatice n is the prackt of UBS to fee the
eppicatire Izer reporting towns %son Ise us Roma ;tense smite me PR beauty Wegener& as0 in
such tarns a(Curatety Claslty ClvidenCt and or merest as tag ethcCit or tat* insane Beat (0•19.11y0.0
indwdual lac pceparee
July ma (si
Year to date (4)
Taxabb interest
11 36
57.18
Total current year
$11.36
$57.18
Pror year adjustment
0 00
6.87
Total dividend & interest
$11.36
$84.05
Cash activity summary
See Amount activity this MOllibief mem tweet in your Sweep Option at induced in the pear° and
(burg beams& viut (DK insurance mpses tompows al LA% Bail USA and al balks painpaling in the
UPS CPC Vale, Deposit Regan. a Oxs not accts to deposes al UBS AG. Stanford Path a bap
&postsNeedthrough the 06S international Depot's Account Dwain WC protection Wes torrent/
make) :weep fund hcidngs last not bank &ppm Ste important inkraceisch *bout imur Zattilteat ca the
last two PCOes of thshooymem fog deices
key 2018(1)
Year to date NJ
Opening balances
Additions
Deposits and other funds credited
$45,120.48
4,879 52
541,948.32
50,673 44
Dividend and interest ncome
11 36
64 05
Total additions
Subtracmns
Checks and bill payments
$4,890.88
-1,061.30
$50,737.49
-43,650.35
Card payments
0.00
-83.40
Total subtrectrons
-11,061.30
-$43,733.75
Net cash flow
$3,829.58
Closing balances
548,950.06
UBS Bank USA Deposit Account APY
Interest period Jun 7 -luf 8
Opening UBS Bank USA Deposit balance fun 7
$7,003.74
$48,950.08
$45,711.55
Closing UBS Bank USA Deposit balance Ail 8
$48,950.06
Number of days in merest period
32
Average daily balance
$45,936.23
Interest earned
$11.36
Annual percentage yield earned
0.28%
your haandal Advisor.
CAR70003005719I83 ISP7000I 88378 00033 0710030675034 YI2357655000030)
Page 3 of 6
SONY_GM_00325193
EFTA_00197968
EFTA01307234
UBS
Resource Management Account
July 2018
My Choice Rewards Points from UBS
Account name:
',LANE tvIAXWELL
friendly account namil.,
Account number.
Rtwerct pont, ate reflected at of the 26th of the month oc the once beranets eta/ if the 26th Idbort a
eeenenpricildpi Rewards paint otilith/deteet CM be found on WAW
ctolgrantreeKel
July 20,8
Year to dale
Opening balance
7,424
7,341
Points earned
170
253
dosing balance
Your investment objectives:
'Nu have dennfied the following investment objectives for the account f you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Adusor or Branch manager YOU can find a full description of the alternative
investment olqectives in Important information about your statement at the end of this
document.
Your were objective:
Current income & capital appreciation
Your rob profile:
Primary • Ago rezne
hvestment eligdlihty consderaban • None selected
7,594
7,594
Your account instructions
• Your account cost bases default closing method is WO. Fist In, Fest Out.
Your Pineeclei Advisor:
SCOTT STACK hA ANLYLE CASPIEL
ChP7000600Sn 9, 84 rt7000183378COX0 0M030575004 N023576%00%00)
Pogo 4 of 6
SDNY_GM_00325194
EF1'A_00197969
EFTA01307235
*D UBS
Resource Management Account
July 2018
Your assets
Amount myna:
friendly amount nasnrIn ie
r
Amount number.
Some prccs. wKeene mod ccercol cases :Bonn may be tcomohmele As a set paws andloom mat nol
Le acacia* reflected See imporient aformsnabooe frour statement a the end of tars dx tonere for
nme infoonation
Cash
Cash and money balances
Oin and money bane.; may recta avatar. can balantec. UBS Back USA operant ac count to/met
uBS FctC Insured Rogan Bank Sams. uBS AG Stamford Bunch dermal account Gleams and =my
rnekel maul fundsweep Pawn
See the reapaitanc olonnston elxkut
stneesent at Be end d thTS Ottlenent for <Innis moo those
instances.
1195 BANE USA CEP ACCT
Your total assets
(Doering wax.
claw.; mince
on wit (I)
on M 31 (SI
45,120.43
48,950.06
yawn on Jul 31 IP
Year heancial Advisor.
Liss eau USA and all OBS FteC Inured FrOcrarn Bank cktere auntie Martel tee Injured twine FDIC oliNn
usable Pmts. bar are not pc:caned try SaFC uBS AG Stamford Blanch devoid account batman are not insured
ear FOIC arc ae not platelet by 9FC Marcy market sweep Pilaus ate weeded by SSC tot at OM missed0y
The SOK
Pict per shale
Avekice
0mIclenalleitS1
D4s
ai Jul 31 CD
tee
Ptelocl
penal
Cep arwn(I)
25000300
Petcenlage cal
Cost
Estimated
Unmerited
your account
Wm (II
aerate T nCOMe (SI
On Or IOSS (t)
Cash
Cash and money balances
41350.06
10000%
48.950.06
Total
$48,950.06
100.00%
548.950.06
Account activity this month
Oate
Actlilty
Deunotion
Amount ID
Deposits and other feeds credited
h.12
Tandem
FM YI 23575 0100
4.87952
Total deposits and other funds credited
$4.179.52
Ott
Athaty
Deltoption
&noun IS/
Dividend end interest income
Taxable //Merest
AA 9
interest
Ian BANK USA DEPOSIT ACCOUNT AS OF 07/ MI Et
11 .36
Total taxable interest
Total dividend and interest income
Ude
r
Jul 3
Wthdrawal
• I D21 36
311.36
$11.36
AmOunt IS)
Bill payments
continued ne)er page
cssmocsoosn9le5I91000IE•3378 00033 071B030575C°, Y1235761/2 0 OCOCCO
Page 5 of 6
SDNY_GM_00325195
EFTA_00197970
EFTA01307236
UBS
Resource Management Account
July 2018
Account activity this month (continued,
Account nome:
Friendly account name. tricky ChecIdCar
Account number.
Your Plnesscial Advisor:
Cute
minter
Discretion
amount IS)
Al 5
Wadrawal
Tetal bill payments
41.06130
Bill payments (continued)
3994
CardIto« for yam Attention:
The rer UBS Visa InEffite credit wed it here. packed wtheictusue horel benefits. more rewards and more of what you be. includr9 ertraxclinanY personeluedsenice
'twangy clad in metal Visit itsccerivesanferæ c«all us a; 888.762-1232 to learn wore
omtein ferment rue
Perim, Due DS.
Crecit Inc
Ay/Attie treril tine
Outstanding baante
UBS Wrsa credit ard(s)
payment information
for August 23. 2016
13503
Aug 23, 2018
33500300
114,829 83
1170.20
This credit «toes ~circa n UBS rat Credit Card feature and xll automaticaly to pad Ironyew eacum. Your payment 6 schecatO
la August 20. 2018
Weirom* Ms mares" es your UBS Use < tea oat sckly as a courtesy lo you The UBS %Splotch aaand &coca au Usual to UBS Bans
USA UBS Bra USA sea you the °dud sref enrol for this account and you staid inyt e your Damte &cord ng to Melt tiv,trudlent
Wt O3001 include your caslaanp (tell easel baaree in Me yaw rise account wIlh UBS finand4 Senekei Ir
Date
Admty
Cle%f3/4,10n
Amount (3)
Money Mena activities
Sufi 29
Patna forward
64.5.130.48
3
DepoPt
4.87952
Al 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 07103/18
1,02136
.
Al 6
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Of 0710918
3994
hi 9
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Of 07106/18
1136
Jul 31
Closing MIS lank USA Deposit Account
948.950.06
It. UBS Bank USA Ceroat Account n yourpmarysnecp Øen
0.70033006719196 trOGO1 83378 00)33 07180305~ YI 23 576550 00000)
Page 6 of 6
End of statement for account number Y I 23576 $5
SDNY_GM_00325196
EFTA_00)9797 I
EFTA01307237
Important information about your statement
LDS Francis' Snots lens. (the firma WS 'Maros
Sonata, as a mentor of all anapal <early, canna:Sty
and <ohms mehrtes UBS Enteral Samos and LIEIS
Bart USA are mired wbedxaod UPS AG rd
aiflialin of LBS 54,04es U.0 the Pim% rental
statement n nobble tor request Defeo'', orcutre
alts ire at
LBS Instal Senses kw.
1200 Hata Boulevard
Weave& en 71 07086
Thef Moon' reaflentc the orW Mita Weed Of you
LBS Enamel Sen,c(1 aaamt Olfx• records. e**91
oft.c
tar 00Curithrtt eoMaeing cordlelnplanhotid
nee be rehad Legal I you bete.. ththe 6 ranee a
comp" plea* report it warrethately n twang to the
Berth Marucpr of the office storm )w ocavet.
Altair at Mum dawn ye Mended loth ataaalo,
stalemert data tail
not be used for ex rowan Bey
*Zen )earedlr lonath Pe. Form 1099. 5498.
I
tic )we'm Bran, yawn tax worn the Ennis
mound try law to sepal Tote RS all untie &glands.
reoortabnortmabb dnidends Ind !stable Mena
tamed on secontei held n sOur *Went net Crteteth
as sale transal am. and toil hose on cerlan <meted
Canthinkations with the Fine
• Resod e.:Minn arriaalecernncrons n whist
to further pale ythr firth. tx•-6, 3younth
sex* the Sieve Os fiestaProtechal Act CS A)
• II tho analod cacao, on the icp bee ci te nom
of Marinas
e nee ASS Felreal Santa.
SAMMY' Stoics cartes your xoum at among
tetra by arta-rent
•vih the rekaud relaut Cr.
We donned 'Cued the retithanthth nhthythe
Weald n.1 X(thni h the cafe. >Oat filth and
wades nee beads UBS Cavaco, Somas and rot
the nod x Ag bra.a, and you man make a report
of re ma a amnion to both inns
• As dtarbed n the actthat aretinenta you nut
rdify v., of any coat oe hard ortolan d-ect s
reflected on you statement won 30 dap after it era
MAIO a made available
• NW. One° oseome, erne larli a Mirth to tho
ern% Glom lelabuit CthAvithent at 201.)52 • HA)
tol/ree r 800.35.9103. SIDA.Le to 600 P M
If Monday though Foley, a in ant rya 10 te5
Fruncol Strycth 'x.. (lent Rene we Department.
PO. Bo. 766 Iron CU 11107081,
• Al statements shall be deemed corn:tete sod aurae
it not *bonedto n wrong tribe, 60 dais
• fairy services. Cal Illa-612.096Sot Iran outside
theU
041201.357.149S
• In case of eras a ...slats *at an elatrorx
fink ranter (D7 ), bill parent er LBS Vea•debe
card transxtiam.. cal 800.762.1000. or vent to UBS
viand Swat Ix.. ICOO Harbor Owl, 6th flea.
Wanaraler, NI 070314 Ann RAWBSA Seven
Cana write as soon as )(kroner:0 then yea
statement a recepl rs .con) or Fylu need more
Sanwa, about a transferal tie summer+ a
meted The Fern or Card bps fat arolcable)mni
hoar Novaya no Ire than 60 610 Si.. to tom
cent 'co to fen <Damn en *rich the Ma or
Problthn *Petal
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- Desoto the ams a the transfer you sects/6
about and *vim as <ler/ as yaa
eh/ far
tole. rt is an ma a .4yr:0needmat
dorm/len
- Provele taxi:Mr emoted of fe waned errOr.
the Fern or Card ban nil nvestotte your <emplane
and wet awed an? int. preen for rayed aeon
mohvg UBSVimockba cad tramacto-o. 0 wet**
mane than 10 Wow days to do tn. we ayll (rode
yore accost Ice the aware you thric Ic n scot. so Ma
attired Pos.the ate of %honorer., dorm:Irwin.
tales rast0 complete an nwsloaten
Deere make all tracks payable to the rem or fe
fnancial nattaicn edcatedcn fe trans d the
statement In addition to rogues 'awe feet, account
may be ablest to mantenrce fees. doges fix late
payment fa secure.; purchases and <hairs fcr .pad
rates n ash seams. Accours that re roatnterrtd
toother imminent nay be Matt 10 a &nit fee
OAS Swap Opekev
LDS offers whom fa "metro cash Wren to bark
doom xcarm at ncnailluted bats ardaffilated
banks and money market Meer limos (Money crds)
Depose =wet at LOS Bari, LISA any m.1414'1(40
tons outwore-9 n the UBS CaC :mixed
Program re PDC-nand n accordance wehr
i
C rule:
For moan riomnbok please wan wow felcgor. Depose
stoats at UM AG Stamford Bade ad tors of
Marty keels Are not ivied by the FOC
Bale deg.'s'', re not protected by SIPC Monty Reid
thanes re protected by SIPC See "tin 'anti
Services
Scow,. Protectai below.
tor 'warmest bare., n the hark depute may to
**drawn. and sham of a Morey kind may be
laiadeled and the croceeds returned to pa ce p.r
thAnhas .x<thrd
Fate nfainston about mailable sweep °pions.
nclang current mittene reef andyiel& o aealable al
wow ale carfsweemolds, from yokr nareol Mime.
a by <atm BCO 76.1000
UK financial Serekos account protection
IM fern 'semester of to Secures neon PrOttaCn
Caper ca(UK). which prams Se<urithi cuelcoren
of as ntherlans ma to SS00.000
I2S400) for
<Lorre for cash) teplanatory brochure nobble was
'van , a in www sac 019 The SIPC owl CthAthbon
liras soupy to if =outs that you hold ha prkuler
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The rem loather nth clean *balm, has Aso
PadNewd supplemental rosince The rroarkm
marl pierable to all Ng,* clan's. <oletina under
the prolechon 41500 mika 46 of thtontor 10. 2016
Suboo IA ilthpolcy conSto" ad Umtata". tea, al
the Fern o 'unbar protected neap to SI 9 mace. on the
&MVO(' fa all new altar's bell in a primly,
(Mom ty. Anal copy Of the poloy we age arattle
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fleeter to SSC prarden .
the tteoplantreal
CoOlttle1 MOly 10:
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)Oa Kota vat-olds het away Iran LES Colatthil
Saxes Foe thaole wean CA antrexegrodals,
nckdrn•arubb, notes. and (f) shin of nuke,
Ands registered "the name of the sawn holder on
the to*, of the Mr a Venice net),
• in.•estneed cruets a nwsiment finest, leg,
tented partornhps and whale Plecenent0 bee Me
not groomed under the Secuntes Act of It03.
• Coremoduet<cetraat (e gs. foreign **charge and
away; metal contract* nehal.") Antes contralt
a': OrenC4t7 porn cordrXIS. and
• Depose accountsData tendert, of thyme) a IBS
Bark USA, UBS AG U S arches and bras n tw
ICK two/ Deposit Kogan
The SIC warden and the stcoWnwital prattler do
not apply to these assets eon if they aflame con,
on you staernenh The SiC protection and the
spplernonlprot«ison eh nee voted agent/ changes
the market vale of you' inestmeres (whether as a
molt of market movement. mute bnnttya
othavassi
Dividend Reinvestment Program WW1
The pee ',netted is an am age ace Yea may °Man
the emus, ace lean AA. financial AdmsOr °nit what
Awe, Me puthased under DRIP. pad sheet ell be
sold rd the cash mil be &pouted n your rant
The
andendremenment once woofed by the issuer mat
data than the male free at whet, to Pral Owes
resold
Caoh-imliau
COO/ wt.* tolls may be held m you amyl
you..
tolled ID a paha, tall r a Whit ol a &Aland parent
or ~roe.
the rem roll either sea pried unit al
motet ace a root as anthill Cletennthnith a
reoVenel flea ny army. art credo yes OCCOVM
lerrannant objectives
The nostetee *beams zed nsk yak are week to
eat. account and may vary between yea X<OJIt
heath ado,. Mr Fen pronvlbr a wring a WO,
%YMCA."' dwgtn pm-mnd mamma
neutron, "beano Fa
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each acOurt heti yOu
<1,0059 Oro a the olkning imminent thaws,
• halls< Curren Income arrestmerts steam the
generate. of name sly
• Arhwir•C.yarterAopreneren imminent, seeing
growth of amp., rater ton the rotator cd
Merit
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sne/Chaa0
APPOKohon lonsurbarns saang both thi crinerton
of /mane and growth ot priainal
Owed Skagens,
• Cemenothe Seek, to merlonrddpncwt
wet
loon* and etiatilly to the MOMmil metal. even if
that then the accost eke not genre* Yreka*
wean a rob-ms an] may rot top are enh
erft.thth
• Mod•or• Video to ram woo nst so pnocoal ale
tolerate tome vatatioty 10 twit hot*, returns.
• Annave Wiling to accept
pnncpal ad
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• inmenientagerityCoradwron it waved. a
paten of the pentolo la that aware may redid.
cothaln atalegrt. Inthd l4adey and tywref
valeta',
Stemma* leouseoldete
We may aaeoidr<a fetated account StaWnthtf wits
the tame *Stets in the same ernekpe. e.). because
they here won who A* mantan pert accani
relrontheo with ale clot at the sane erSdnot
you prefer to recent rod /okra statements mailed n
coparato NOM•••:01, yeu may &ono hoesenakIng by
calniyov inanoalAthea
Privily mown name
It* Needy account Noe ft a hatmaible *nkkrume*
chow, by you to ski you wth you monitenona t
by no legal elect col your =cure, is not ntenckd to
reflect Airy Wale* Pe<4.5c Ottrakeillaa.
ohestrneetcbehlefe a nth roffle associated wet n
=Or% rid i not a wady Or gaintee that wrath
or air InwKia mutt. <re wit be ahead. Al
neownenc /MA* Hr4c
pat et hdeg to nee of
its of the effete. neffirreht You <an change your
handy rani
raves trough °rune Seances or by
conactagrour inntalk:1mo,
ACCOIJIt overview
. yam of raw anountepom1/444 Net of alas ri
Iitgeie
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Trne Deports.
veel
ad marts
ores
and anon assets not held
by the Arm Dots not ',Oxley-triad seastheinsels
a the end a the prior and once natters-a anode. a
aerie eweanwert. anted dock woos and
merceabb no* ovate
• (Abless MLAo debit tallarthth Oitilthing Malin
loam. veal Ire, that account brawl
• Ca:hen:nay hareem Total of u' reeled hatable
oath hilan:th, plA &poor thlthltet al Allred and
ncn *toad bares. rd money marlin ma.* fund
sweep balances. at the closed the Immure prod
Nencormvity tee credit balances n you accarel at
not uapned from other balances '4 the fern mug
to wry
these finds me adnry (arm ol et
harms. Thew tin* are payable pan your demand.
Dv, total rs extxlechn the cartel owed <bang value.
b
for eland intonation onthe Fern's londrg pathos
end digIousei ref t. 10 Ku Chet 4ashonsit
Agreement a &Mart Adaternent and tue General
Terms and CenStons. LDS Statement of Credit Practices
NOM* ', Agreement/ sod Dakixoto
yaw c,A. ounimenoortholool.
SDNY_GM_00325197
EFTA 00197972
EFTA01307238
Important information about your statement (COBBOutd)
Yore mate
Tots manse (tercet mantes a- 4 its
area Feld
in the account at the end of the ilalcmenl prod You
ow xi for okaheey et fuly paid wanes a ay erre
You new wew wades used at loan cotateee Yner
Is
any lallanCt due cn them try &wane
traraftwed tote fern dreg the statement penad me
fled al 1,53441 vabta of the end of the statement
peesd
• Cast baraie. In cletternra the Mt bass of The
word*" indicted n this unman *nee Mated
wth the nurrIsx '
LOX Frontal Sewn ha relied
reormallen <blared lion, [owls., other than llaS
d nano' Seances, ricludrg rdormatan Iran another
Irma hieyou may haw prodded to you tinted
Maar thefern does not ndepercbrely may a
garret
the washy a 'Wary '(f any dormer:a
fronded ty saxes other than LBS mad Selma*.
In addlcet athough IBS Fria-cal State, generale
ratting»
rdonnatem as
* ?newel the arm
does rot pan* any ihrhavein that the nicanalm
!rote 'Con laze a-d Unasked girl loss' *
*mesa at di tie dated the 0.11101WC At putt,
please
noi irtli On *WS nlarnifrea b nuke
Warr.* a idle &menel
1, e• prya•sr
othersuse Accounts transferred that fens nVir
relied iwibasi donna:in onlylot the perod of
line they ye held at the Fem. More historical
reamatcnw.be added by your Ingot
Adeof.
• Unrealized gien/loseas Whys dam notables
ranted treaded gensfloses are bakulitedfcr
nloctul stony lots the fraud en data for
Medal ides may or my no tel an comenstare.
ChY9K ander CO:unty reOrgan:XiCa event<
Orniend and 011n/i feruneenani lots an, spumes
prelate Ion re each carened
clWu/cr.
aseragad lot The' Trade date' <Mann peasants the
aryl
traniaCtnn trade date
• Callable securItles Bush sad aniseed mak INA
the *suer <eh for nabs redemotion wit be wlested
inastralb by lot from snug al wadies of tut
ewe
n
nary
n name** name for car
clans Cal kaki" rdonnabon es oblaned from re
from
as a<0.1,9, rs not gaga wed Other al
leant manna Mathcoda affect weld complete
monnsun web> pod() coon request
• Cents:Mad trek
(CM) COs are FOC mused
isp
1.250,000 n pawn, and accrued neon w
derma and per deposiory preihtiore macadam.
•yrfn.DK rules
• Most vat* Trot duotbed
varies and odes
maxis may be halm or lower than the pee that
leb would ectualb wane in the marker erns t
claiarectfrom uncut tad party tercet whah to
behne ea be rehab*. but we do not gays-ree ter
accuracy
- We general/ tow the clang ate Alan noted a
its ram off deed and ad print lee ?laid
se(uln ad colons or ore/ bolpecei for OTC
910 MINK
Len etneb aided WO/4th maybe aced inn)
veldts:a modeler the mast went ante we
damned andmyna Whet en actual make once
a vete
- Celanporta* may appear neenzed a pee aid
Anil tower price we rot "stale'
t ewe se
unable to Wan a poop for a swirly
- Ooposm a Velureel orennnaled n decencies
other than US rade, re reflected at the inches,
rate at of the statement dee
- Fu aqua tecathes redo.) naiscatormno
denomnatims, pie and (wanly (lace art) may
N& been aciutled to lacks* prom %Oaten.
TO Cbtan banal canister*. alert audible. drawl
yes leanest Athnor
• Prints investmenb and Annexed produces.
'mato non
eat ceo.rase (nixing data
partrup4onpogern axing .tae elveltresint enact
season) and taxa-red atulacts are genualy herb
ilkyed Certanstructusedproden hen rot been
regsteted wets the Searles and Whew
COwweti 1,a issder any slate Wyllie laws We
provide minuted vales fa pirate ',sesame"
Raskin and rtuctunl wdsts for nicematknci
P'WMS Orbs ACeurocy o not daunted
- thew values may dale adastantelb lion was, d
arrh 2 "Nth a pima.* nwornini security or
CfruCtorOdpeOdbet nay be haute et (Old 2-el 6a
n o, nanenly Wiesen the vat* you may resew
wan 'Swedes"
-
Tried party sunset of value ye. of a cerun
date ad are suppkel to UK animal Senses on a
regAr bails/ an irdepmdert vitiation fen
bier. get/4400W a *Tie
',Whiled law,
day, re swaoStd to the Firm by the aver.
Wen t Partner a manor ad may be <stored
toted on dHorert erkernten barn that heed by
tied pales to dyne ter esieruted values
- You can otean athlanal recanahmtagardeng
the
used to d ilmen. the +ornate el
value ad the dace of a intensionthat n the
bath hr the esinsaleby <onlacleig ads Fond
Minor
- Thi'd cony evinathi maim maybe Memel et
'Nat priced' in be weal auraa
nese an
n aperatet Nair 100 Iran he not wasted
triable to assign a vat*. ashen we become are
that a mawas nut ha aro-wedtut nay cal,
Preasulti grated vale rao tawthOns askew, a
yaw maid be hiCdita slwailetut Oar to the arise
of the security
▪ When nester an rniata, dense partner a Warr
minuted vale nor a Ihrel-psty eatinatedvebe
provide* the vale of the warty wil be diem
Loin et pechate price
-'Dobbs/ions to dee may 'dude rand
capdab name a tun
- 'Coral uric
natant tee add Mang
price per vat a-4 may not reed hour cost base.
DPI andWoad ml WaSt in re rot leaden a
n eural wanes enshaase. and are genealy
40+4 aid nee I they can be soli the pan
u<thed may be lett than to par thaw *unwed
value crowded n the amyl gatemen
• Ripelneted weasithee pesrtted muram ovens/
are not anent, eligbat Ia p.bric sale. LBS Franco,
Sawn 'swathe man at pace of the undated stoat
of the tame raw as an unpaid vela fate
redoes:I stock for aspows of tho atinntor any. To
the nun that rerteted why thes are &gbh la sale,
the sake received may be oixtantsile etc ties ele
rrpAtel
be than
• let (estimate* bun.
°anent yiekle Andreae,.
An earns. of and rear. is based on (uniol
diriynl ad nivela reset, attuning the smiles wA
be hell fa aw year horn statement date or trail
'nasty. Da mutate n Tbsa grat•Irw. am icy
Ind (CAC lad imam re not guaranteed
- Catenated twat i,cane a-4 carent yield Ice
tartan types of searein could inclide anon of
recto' or capital on n rthch tole the est
gnome la-4 errant yekt) would be ourstaled
- tented anvil none end (tenni yield ad the
actual nun* and peal mclu be twee a eery
then the estraltedarriconet
- An esterase of arnualsd income (thestend avec,
entombdon:led Cy the <wren market
usbeintrape balance a bawd on the Last chndend
ce nwestpapnem made WU* issuer and
ass.rests the suvilitideposts val be held lure
year fran the OaWnent date or until manly.
Accuracy and ore rued le d re not geranteed.
• Amite net hold by UK Financial Sarviese. CHILI
attell ale Mt held by twin" and nal MINI the
arras passessem a carrot thew asvit. aro
dff Ord On you
statement for rionnaltone
papa.* only. Postern and Isabel annealed ye
vended by the Swung fans UBSTiuntal Semen
net reactable for ths nicenation aid dots not
guarantee at ataxy
taw amen en ern ptetecled
by SEC a the inns stbotemental
coserage
• Revenue sharing and edelkional amps cation
- n a:Maimto Cavreetaare en wales and I 2b • I Wm
re<hvad n ccnnoann wth the der tuna of mutual
lad tow <lents we ad's w
aff Irate liana
tei•niffi? hen) peewits from tPartutors abler
Monett o/ the nuud lanes !hal no sell its,.
awes re based at two diluent tomponerst, (7)
Ix Neon of sales by LBS cf a partici-far metal
had fame/ to out <lents. and 00 the asset vale of a
private read , kr4 lamb's shares heed at fa
tem
- We and w
all haw also raceme reentrIng and
orates pramtng fen n corboralar la untie
agent mats to swa promo to the mutual funds
These lees genet" we pod from mentor assets n
the mAwl fond and at a haddotty enure based
on the rurber of =out
at the bider-dealer
holding mutual Ireds of shafted fray
s• a a:Maimto tomnataces recessed nuentaion
with the tab or distrbolse of a-nuey wends ad
au moment rust anis toots <lents. we ander
ate *Maw rearm tawny, during <miasmas.,
Iran nary of the roaexe carbines underrating
the sanity (Oriliblh. albile44 Of We marinas
corrothes a spawn of the ant swestment busts
wetted:We.
In a:Mannto ccamowns me wed from the
pt.
and ash of It
- Shatz fed. we slow
*low mums ast astebbead reser.e thanng
pawrom tom bleaStatet <ICI GA" at wall it
1,n:fru Ia technology dewskunell arena and
edeacen
- Our at hates also receive trairg carrnsikns a-4
other carperstatun ban mutual flab ard reurmte
anwaran Albt prodxts we cfraftule
- We recent an twat lee horn LBS Bat USA ed
LBS AG Siarloed Branch Cf 4 , 10 PS per rostra
meming to the bankstrek, Ilse LBS Bed Sweet,
hogs's:.
Activity
Intomationmgednp tonnes:cm and other thy,*
Mined e, caved pon wth the evieblahol trades.
radian) Opt
franweicrx hat been esluded on
to
pawn( turnthed to Au and roll he
resided to you evanspdy °mini-me
Shan soling
t you ow engaaed n short *Ong a warty. amine/
pa *throe clue to certain tenovmd coots Ice that
partScular moray
Open onion
Rogatag Oren a • gOadlitanCelesf cadets trui
were not esaand by the atilineni dates open buy and
tel stop crethrs we wisedby theanoint of chislin%
arca% 0i Ana-egad.", or assrignIs dew unless
noneted otemvae by you You ae anpansbas for
orders that art eceoultd Oat to yw false to true
ewelin9 con aders,
Privacy
To *Mane copy of as amen Clem %wary Wan.
Waco we= rue inannalAthscr a vet or nem
- LBS annual Se
is riot a bank The Mg Susan
Sawn Account BSA and IWO an brava?
*counts which paw* access to balm. tenses and
pubis inougtarregerrent wth
4
to
ad cite thicfsperty Darla and aor4ss access to
r weate and annuitY Moats issued by ithifilated
*.ed.eny enareree elvvioanef drOuSInahree
fl eecy takodonn
LOS franc Sal Sonia* M.
. ref
ty procistt
-
ICI( erased • No ban. guarantee May bee vale
- 1MA Roane lianarmani Atm" banns
Se.04 Amara BSA, tbenlA aid elanthavi Roane
Menaymem Acosta he regained einnhe mats.
LOS f inertial
Amides
ht.
- VISA * a (egistentd thaferrurt. owned by doer
en
Smite Association end reed Lanier
kense. The WS Uranus:la cards and the IBS Visa
debt code we awed by U3S Bard USA we,
Penance bon Yea USA Incorporated Al other
Vadewurks. registered trademarks. terve* marks rd
regwsered tame mares are of tea respackar
compare
UBSPeanoalSeencee Inc
Pen 20t $07
SDNY_GM_00325198
EFTA_00 197973
EFTA01307239
SUBS
UBS Financial Seneces
Proate Wealth Management
299 Park Avenue
2601 Fbor
New York NY 10171-0007
CN170356796470919 X1 Y1 0
Resource Management Account
August 2018
Account name: GHISLAINE MAXWELL
Friendly account name: mdiv C hide/Car
Account number
Your If eenciel Advisor:
Phone
Questions *bout goer statement?
Call your Financial Advisor or the
Value of your account
RMA ReSOuT03.0116 al 80041MA- 1000.
on July 31161
on 11440USI 31 en
account 029023576
Your assets
48,950 06
46,709 56
16sit oar webs/tat
Your liabgities
0.00
0.00
www.sbscornifruncialsennces
Value of your account
$48.950.06
346,709.56
Items for your attention
. sielp protect yoursa.f from haul and
review bank, credit caul. and brokerage
statements regulady. Also. get your free
C1061149017 alnually from
www.annuakredareportcan
Tracking the value of your account
Thousands
776
41.9
430
467
Dec 2014
Dec 2015
Dec 7016
Dec ki 7
NI kis
Aug 2016
Sources of your account growth
during 7015
Yake 01 put ,xcount
at yea end 2017
Mel deposes and
wthdrarvis
You. tilleStirecit [Num:
Di40€041 and
interest ncome
17562
Change in
martat value
1000
Value of your mare
on Aug 31, bele
04709.56
141.94632
34.687 62
Member MK
C6P70003005679647 14770001ten7 003 3 0316030575004 Y1235765501600:0
Page 1 of 6
SDNY_GM_00325199
EF1'A_00197974
EFTA01307240
UBS
Resource Management Account
ugust 201
Your account balance sheet
Summary of your assets
value on
August 31 (1)
Percentage of
you aCCINAt
A
Cash and money balances
46,709 56
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
Account none:
GlISLAINE MAXWELL
Friendly account name. Indor C beclOCar
Account number
0.00%
Total assets
Value of your account
546,709.56
100.00%
E46,709.56
Your currant asset allocation
A
Eye on the markets
Index
S&P 500
veer Atincial Adviser-
, Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, LitiS FCC Insured GePoot Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the important .o formation
about oue statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR: 2.11%
Percentage change
August 20I8
Year to ciate
3.26%
9.94%
3.51%
10.39%
-1.92%
-1.87%
0.64%
-0.96%
CeP1000300Scl9B48 Ne7000193757 000a3 CBI B030575004 Y1 23 5 76550 10p000
Page 2 of 6
SDNY_GM_00325200
EF1'A_00197975
EFTA01307241
UBS
Resource Management Account
August 2018
Account mem:
?deadly aCCOuat name: Indio ChttlKar
Account number:
Change in the value of your account
Cash activity summary
August 2018 (5)
Year to date ID
Opening account value
$48,950.06
S41,946.32
Deposits, including investment
transferred n
1,049 94
51,723 38
Withdrawals and fees,
nckuding investments transferred
out
-3,302.01
-47,035.76
Dividend and interest ncome
11.57
75.62
Closing account value
$46,709.56
$46,70936
Dividend and interest income earned
for ouposes or ths stSement, talky c1 Interest drd dAdmd interne haS been determined frcm a vS
to, nos n Perspective lased coon the reside nee of the account odder. OfeCtunt twits or pmb.rt tspe,
scow interest ands eirtnidpaynents may not be setetit to unit° Stan (US) aria Pueno Rico (PR)
exert* ISM The (tient monthly stseerert is rOl intended 10 be Used and cannot be tetra tw. for tae
PorrOfti.Clenn shOu) *let to the alcaKtle bit repali no forms they receive (ran UBS annualy.lUCh as
the Forms 1099 and the Farris 480 for to Waren° inkernancn n le the pralke Of UBS to fie the
applicatk lac ntpOrtrig loans ten the US interne Revenue Sent(' and PR liefeuty OnOrtments and In
loth kerne a/Curate's. deinty dvideneanda interea aS Int warro Or tae Kent none (Melt yOJI
indwdual tat prepare.
August 2018 (51
Year to date (1)
UBS Bank USA Deposit Account APY
Taxable interest
11 57
68.75
Interest ',egad Jul 9 -Aug 6
Total current year
$11.57
$68.75
Opening UBS Bank USA Deposit balance Jul 9
$48,950 06
Nor
adjustment
0 00
6.87
year
Closing UB5 Bank USA Deposit balance Aug 6
147,381 68
Total dividend & interest
$11.57
$75.62
Number of days in Merest period
29
Average daily balance
148,768 34
Interest earned
$11.57
Annual percentage yield earned
0.30%
Your Rwanda Advisor:
SCOTT STACK Maisrivt.E CASK'.
Sae Account acne* dui morn+ la sank Balance. in your Sweep Cotton at indudrd in nte openrg and
siccing blame: rats PDC incurancezpbes tOdIcenate a 1.1B5 Bank USA and al bank; partcliahrg so the
UBS FOC raised Opals Prcgarn n COeS nit asOy to &votes at tiers AG. Stanlotd Brawl Sir<
proterton accite: to money market sweep fund hddirgs tut nct ban &posits See important inbematvn
about your :teener'e on theist hero coats d lb:stamen, kr &tale
August 2018 II)
Year to date ($)
Opening balances
$48,950.06
$41,946.32
Additions
Deposits and other funds credited
1,049.94
51.723 38
Dividend and interest ncorne
11 57
75.62
Total additions
$1,061.51
$51,799.00
SubtractIons
Checks and bill payments
-3,13181
-46,78216
Card payments
-170.20
-253.60
Total subtractrons
-$3,302.01
-$47,035.76
Net cash flow
-$2,240.50
$4,763.24
Closing balances
$46,709.56
$46,709.56
CNP70003005679849t97000r 87510000308iB 030575004 w 23576550 IGOCCO
Page 3 of 6
SDNY_GM_00325201
EFTA_00 197976
EFTA01307242
*UBS
Resource Management Account
August 2018
My Choice Rewards Points from UBS
Account name:
Your financial Advisor:
friendly account name....
Account number.
Rewards pants we reflected of a! the 260ot themamba the once Cosmos eta/ it the lab fel Is on a
'nett tnefOlICIO/ Rewards Mint Of nifty def011$ Or be found on wowutoccoSenteef
August 20 t 8
Year to dale
Opening balance
Pants earned
7,594
7,341
0
253
dosing balance
Your investment objectives:
You have dentthed the following investment obectves for this account I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Adusor or Branch Manager YOu can find a full descri vice, of the alternative
',vestment objectives in Important information about woe statement at the end of this
document.
Your ran objective:
Current income & capital amtecia bon
Your risk profile:
Fnmary • AggreZere
InveStrnent eIl9bOty consderaton • None selected
7,594
7,594
Your account instructions
• Your account cost basis default closing method is FiFO, First In, Frst Out.
Cer700:600S679BSOrtM0018:975700X0 0918 030575004 v123576550 ICOOCO
P•g• 4 of 6
SDNY_GM_00325202
EFTA_00197977
EFTA01307243
UBS
Resource Management Account
August 2018
Your assets
Account name:
Friendly account n
-Indio.
lidr t
Account number.
Sane Orden. +none and sawn adves shorten may ee ecionaimole As a iestit. sans andioues nor not
te extrude,/ reflected See nporient ofotmevcn Moor:we StetePtrt a the end olths &maned for
ircee rnfoanation
Cash
Cash and money balances
Qin and IRON"' banns may ...kW& avalxie (ash balanCei, UBS Bank USA avow act arum Manes,
UBS FM unused FroganEtanS Bard's, UBS AG Stanford Buret *post account Waxes and money
inw&el mucud fund sweep Waxes.
See the important di Samoa, ardtumous steamer" at the end d tad Coornem
Wats about dose
[dance,.
Hddng
U85 BANK USA UP ACCT
Your total assets
Your Miranda' Advisor:
UBS BEiI USA end
U BS FIX muted FrOcrfin Bank cleperA &tarn( teltreet are 'muted by t he FDIC Wink,
apylrable l mit. tut an not wattled by SIPC UBS AG Stamtni Blanch dram acme" bgarxes are not insured
by ANC arc are not protected by 9PC Morey market Sweep Wane.. ate protected by SEC but it WI mitred ty
the FCC
Openng Ward.
Clow*? tulence
Pace per share
Ave rase
Dr4denct letters,
Daps rn
on Aug (S)
on Aug 31 (1)
on Aug 31 PO
r&e
Peliad
PelCd
Cv arount (S)
48,950.06
A6,709 56
250)00000
Cadent's,' d
Cost
Estimated
Unedited
value on Aug 31 (St
youi aCCOUnt
Oa% (SI
scrod Ware (SI
gain or loss (t)
cash
Total
$46,70956
100.00%
$46.709.56
Cash and money balances
46.70956
100.00%
46.709.56
Account activity this month
Dalt
Afthity
Dessuphon
Amon' (S)
Deposits and other funds credited
Aug I
Transfer
FM YI 23575 0100
'04994
Total deposits and other fi nds credited
91.049.94
Date
ACIIIIty
CPSCI1P11011
ATOUtt (S)
Dividend and 'enema 'scam*
TeAatie 'fleetest
Aug 7
merest
U135 BANK USA DEPOSIT ACCOUNT AS OF Cel OEM Et
II 57
Total taxable interest
Total dividend and interest income
Ude
A:Inr",
Aug 3
Wthdrawal
2,58995
.
Sill payments
convnued next page
04,700030056796511,F7000lE07S700033 03 I 030579COI Y123576550 IOUCO
Page 5 of 6
SDNY_GM_00325203
EFFA_00197978
EFTA01307244
*UBS
Resource Management Account
August 2018
Account name:
friendly account name: I
Account number
Your Riednicial Advisor:
SC T7 T
K
v
A
i
Account activity this month (Continued)
Oat
~Ma
Criesotpton
amount (1)
Bill payments
Aug 3
Wthdrawal
ACH WITHDRAWAL UNiTECHEALTHONE
Aug 9
Withdrawal
ACH WITHDRAWAL Saks Retail
-50192
Total bill payments
43.191.81
-3994
Ord !tens for your Attentkm:
The new UBS insa Infinite (teat card is here, packed will etch:sue trawl benefits, more rewards and more of what you low, arks:log ectraordinanb personandsenire. Al
Stunnindy dal in meta WSit ubSCorrareanfireite a Call us at 888-762-1232 to kern rnxe
card payments
Oat
Description
Amount lb
Aug 20
CREW' CARD PAYMENT
.17020
Total card payments
-$170.20
Minima earned Cue
tannin Out Ode
Creak One
Available Credt Une
Outs's:Yang Daarxe
UBS Visa credit cardb/
payment in formation
10.00
135,000.03
135,000.00
10.00
ibis «eta cad is ended n UBS Pay Cede Cad feat de died wit even/sweaty te pad hamput &count Your payment is scheduled
fix September 2b 2O18
We proud nit info:meanon gout OBS visa creel cam Web- as a courtesy torn the OBS 41u Nedt cad and account ate issuedtee uBS Bane
USA UBS In USA sends you the oiled garment fa the ruovn ninon Man man your payment xcordng to emir .nserucncnt
We do non end ude your or/seandngcredl cad Wince in the rave d you- «count Wm OBS finance. Stoics ire
Oat
Anmty
Oescupdot
Armory It)
Money balance activities
Jul 31
Balance froward
SiteS0.06
Aug 2
Deposit
1,O4994
Aug 6
Withdrawal
UBS BAN' USA DEPOSIT ACCOUNT 45 Cr 0903118
-2.62989
Aug?
Deposit
UBS BARI, USA DEPOSIT ACCOUNT AS OF 040918
II 57
Aug 10
Withdrawn
WS BAWL USA DEPOSIT ACCOUNT AS OF 08109/18
-50192
Aug 21
Withdrawal
OBS BANK USA DEPOSIT ACCOUNT AS Of 0420018
.17020
Aug 31
Closing Ulf Bank USA Depoit Amount
the ORS Bed: USA Oepovl Account is your Inner/sweep oaten
$46,709.56
0.700030056, 9652 NaT00019375700CO3 031603051%04 VI 235765501CW:0
End of statement for account number Y1 23576 55
Page 6 of O
SDNY_CM_00325204
EFTA_00197979
EFTA01307245
Important information about your statement
U3S Crunch' Sweets hc. (to firma UBS Finned
Stoop, is a muter ol alprndpiuoray, anynoSty
and options
hrges UBS Enamel Santos and UBS
Bart USA are raker Wahiawa ct LBS AG and
if elates of LBS Secuthes ftC the Pim% Inwinal
statement it avadialt tor request led erns entone
°floes ire at
LBS foniol SW“CM
1200 le roe Spirant
Weelmedren al)02COS
IM nainc,i Oreconte the oral Octal fatted Of you
LBS fnexsal Seeman account Gibe. teat. +**91
*fled WO:Kunst. e ontweng orating (WA shceAd
roe be relied Late) F you bet... then 6 anenw of
recur
please report et erinethately n twang to the
Berth Manatees! the office senrq )w occove
At tough at town dawn an rianded lob* atnaale.
staleniert data tail
not be used fa Lx roTows fay
trey5.0nYt.-•^4
Ian, Pe. Form 1099. 549s.
'
tic )wen ran,
yeas tax from the inn o
reputed by taw hrs leptel to the RS alluviae daltals.
reportable nntsubh &Mends and !habit Meets,
toned en leaflet held n )0cr *«Cunt. net Math
Cm sale tearer ced err lost basis on cerlan tooted
runes
Cownwnicarhera with the Finn
• hose te.ccadinn and ralecernawnons it rang
loather pale yOter raft r<b-Ctit3 you nth
taw the 54<yhet Valet Protecla Act (S A)
• If tho financd ecteLecn on the asp fell ol to tae
of net strew' es rot IBS Frietal Santo U61
MANS Soros ate. hat Xaal at theta)
broke by rare*
evil the rotated none en
we 'domed 'Cud the rettentonhen you
tared theamen h t$ case. you lint ad
runes se bendy UBS Intend Settees ad not
we node no tacter, and you end rake a report
of eemaa row
, to both f era
• As devised n the haat *retrains, you mat
ratify kn of any errs oe fried ereohng dnect s
reflected ot your samment rho 30 drys after et Yeas
MAIO a code rabble
• Thu drat otaoina <emplane a vox*. to the
taws Clem feI icr6Daanent a 201.352 • 1659
cr tol/ree a 800.35.9103, (MOM' to 600
CT Lardy though Foley, a sn sera rya 10 LBS
hunt at *vett IK.. Clad Woes. Deprive&
PO. Bo. 766 Lhon Lisp ID 070,31,
• Al statements shall be deemed corn:tete rd acorn
ii not *bodedto n rang stabil 60 days
• tot TTY sewn. Cal Illa-61209BSot from reside
the() S Cal 201352.1495
• hale of twat a OJIMOIS *PA referent
finds trite (DM till parent a U35 Vesta debe
cad transxtirs, cal 600162.1000. or alto
UBS
in. -col Shwa ye., ICOO tabor BOA, 6th floes.
Wishes. en, NI 0)086, Ann RIANBSA Steven
Car rite as soon as)w can. a you Ikele sat
statement or /wept es mono or dyou need more
roonneton Eau a transferal the turner+ ce
mem The Inn or Card bun (a appluble)rao
hear from you no lied thane° days glee de tem
tont yew IN felt Wawa, co arch the taw or
Probitnt *Pahl
--- horde yxr name and rose nunlye (et any)
- Debate the trot a the transfer yOu a* vat*
about and opito *e<ltsfyleytuernehl yea
blew el e r em:e
a why you reed inn
dorm/len
- hare to dots amen of he pacer edema
The Ann or Card bur nil nye:baste your ampler*
and we, erect lry aft preerptb• For antsord tress
none.? UBS Vat debt cad nansacto-o.l we late
ra re the 10 banns day; tote Ihc, we wellrade
Axe scan fee the rho
you three it o mot. soma
you wit tow the use of the money dung the tine
tales tato complete ces nestepatir
Fiera mate all tact payable to te fern or the
financial insfitair Moto:leen to front of the
sliatment In add/eonto regular roue foes, account
may be ablest toman:race fees, chases for late
paymern for secure.; purchases and <harms fa ,t oad
armors nosh ataals loth at that nroanefored
toother rowers may be sugar, to a tenter lee
lAS Swoop Optkem
1.46 often orisons fa "metro cash Corm to hak
deposit accord at nentliated bats and affirmed
tans and money Made Maui lends (Money fun*
Depose accort at LOS Brit LISA and 4:nadir.]
bents pankorting n the LICK RAC Mend
Program »PDC-non! n men:lance welIt
rt
Crule:
for more alteration, please ma wow loc. gro. Depot(
d«Ourlf MUSS AG Stamford Birch ad lures of
Plenty flack ace not roved by the FOC.
Bat diaries ay not protected la SIPC Monty had
thews re protected by SIPC See "LOS loaned knees
korai Preartai below
upon sent acute. biros, 'atheistic depute may b
yerhdrawn. rd than of a limey rued may be
Ilia:Wed and the proceed, returned to yen a yes
Shwas atto.rd
Fate ilfcmmton *bra hatable sweep options.
nclang <rent rawest rtes and yields. es awfitable al
www its or( sweepads, from you. FrommlAtiscr
a la/tetra 800 1611000
LOS Firdicial Serekes *octant protection
The Fern is a ranter of to Secures neon Proactcn
Caw an (SPO. which protects Urger Curren
of damfdlans to to SS00,000 (enclura l25400) foe
clam toe cash) &planetary tecchwe nobble Loon
'tarot a of woo sac asp The SIPC sett Protection
lints pole toil accoLres that you hold in a oak:mkt
<near
The Inn, together with moan *halm has abo
p.rchased supplemental rosince the mailman
roan payable to all Night. chink. toter na under
few ptOlecbon a 1%0 mita at Of 0..<40tor 10. 2016
Supt.° to to coldr watt am to
Umtata% (ha at
the Fern KAMM, protected Ice W to SI 9 mace, In the
altegele fee iI pee actor's held it a prickle
(*at ty. A tut copy of the poloy twang a bailable
Loon retest
teethe the SIC plectron .
the seesplentreal
rat ftlat accoly IO:
• Goan Inroad aunt (onrotied by Gni nreled
you rate
ea.) tut led away ROM Lea5 haat
Saida Foe march wean CA insure prodals,
nrAlem drub* rubes. and kJ revs of mutual
hads registered nee name of the *rove holder on
the tech, of the Me a teenier are),
• imminent «eters a nwslant merest, le 9,
limed pannenhps ad pewit Placements) hal am
not regard Lorene Swuntes Act of 1931,
• Conmodue <wet acte (e se, tango ouhargo and
rear; ratakernacid, nrIudn) keens contracts
ad “ erenCdti Via contracts; ad
• Deport account Oneept torte kites of deposit a U35
Bat USA, UPS AG U S ranches and bars en the
!DK Your Deposit norms
the SIC Drawl on and the sesdernweal prowl°, do
nae apple to these assets eon if they aterwee appeal
on los stmernenk. The SIPC protection and the
supplernteedrot«tion cbnoe (scowl again changes
re the market nhe of you numerates (whether as a
WW1 of market movement. rout baknottya
otherwise{
Dividend Reinvestment Program OVA
The V" MIIK I0d a an Sneer Ctn. you may obtain
the actual ace lens aos f financial Ad..isCe On Mat
fi res seepu (food unde Ott partial shoes roll be
sold adthecash oil be &pouted in your xecon The
ducked reentrant peke toped be the Mar mat
defer fan the make ate 31 And, to port ohms
re sold
Cashdtliwu
Olt whole tam may be held en you amyl
d your
mulled toe panel met se a null of a dmidend payment
or ~roe.
the Fam mR eller
and unit at
owlet pro a accept in althea determinedbe a
noire' Owns reeky. en:tenth, yea scored
transom objectives
The rentrnme of:extents ad nsk untie are speedoto
ern account and may vary hewer,
roses
Pease ate the Fen proenstbra wrong of W7
Sgnfcr &LYNX n 'Co' frIaNtali mamma
neourere obernes Fa tech arise hid. yOu
Omosarne of ra t °bong ernenment <Neches
• Pro-Ilse Current Income Inentmeets intro the
greaten of income orly
• Ached C.yarta/ Aopeehaten ammonites rang
growth of ',impel trot than the gushier cd
none
• Reda Confine/co alines andChoti
Appreciation Ithourres teeing both the canna/ion
of name cal cromh of peincipul
Owed risk's's:ass
• Catena., Sake to merlon alai cohco4t nth
bar est and wieldy to the ward metal. ran if
that "wit the acorn dal not wane verifier
worm a ohms and may rot a40 Pate vain
Staten
• Modest Wing to accept tone n650 poorest and
tolerate scene whaty to aithotat Mums.
• Agynsw Wiling to accept Nit. nt 10 P.InCtMl ad
hch eabbIty to seal her roan ow. tine
• Marna t EA gedityConsamtat If teemed a
paten of the punkas, he tat rare rimy made
couple. mimeo Iread liatdmi and rarer
warty
Statement Isouseholdetar
We may ccento-dah an related account turrets with
the um xkl.ess n the some ernekoe. e.g. because
they hoe wenn who ro mien pee groat
mfr....het wnhoter dens al the sane rotor I
you prefer to metro. rod rad statements mailed re
coparato NOWN01:01, you may dorm hair:Aro by
cdro you financial Adair
Prindy mown name
lariat*
Waal NM. it a. tistamtible •ruckrara•
chosen by you to art you wit you reafdlteepto t
la no kgol effect en your accost is not mended to
teller re maw. Odatal, thearmadawn.
moment <brine or rd profile anceuted wit your
Kau,. and es not a promo or tataMee that wrath
any Inaneal routs, <n Or wit a whotad
matarand tato theta el ta( nadrg to ma of
loss of the ache niesurent You < an thing. you.
handy trete names throe* ante Seneca a by
anted IV Ay Fein tat Attar
Assort overview
• Vete of pas eccoundpam1/444 Nei of ors and
• Aspen Model Makkah bade. 'Olaf fa
Inti ttbud watt (set), end Gebel Ten. Depouts,
wolged note to market, and train sent, not held
by the dem Does not nark wirer stosetwinsels
a the end it the prior red pawn patentee rode, ce
way orestmeno weeded stock *pions and
4...4a4aba oat corona
• Lawless nzWet debt Wants tinning melee
loans. <rock In& then accost Mates
• Casheromy barrow Total of ushered zwalabb
(ash PalanK OA depot. Watch al inland and
no% afflutod bre& rd wavy Inca maul fund
swoop balances. at the <toed the Arran* period
Nrcormotty Ieee wide balances in wis scan at
not
from other babies old the fern may
toe re
these LS:Int*
*wintry cared is
biers Row fuck an payable season your demand.
lbs total es ridded m the tart redthong vain.
Leming inferred:on
Pr dotted nlownation on the Cam's lonleg prices
ad drown
tette to tad Clew PetationshP
Agreement a Amite Areement tod tie Gwen,
Terms and <eta. Les Staelnell of Credit Practices
auktie nAgnsemert ode/Yr:own
rww.ineemormiinerfeelo%,
SDNY_GM_00325205
EFTA_00197980
EFTA01307246
Important information about your statement (COrttlatuCd)
yaw see
Vote ntemteg ~et
:moth" rid other amts held
nth. remit at the et of tie Ttal<meTI pact you
ow ay/ for *hay
luly pad secs ess try Wm
You ma/ wewe Word*. Vred at loan <otrar ale
esing any Mince due cn them Ary wart try
Pandered to It fim deig the statement pen:dare
heed el ~AM vetoa" al the end of the statement
penal
• CaRbrait lu deft/min/so Me cost taw of the
emit., included n this tenement. *here Mooted
wth the nurrte '1: Les F ~chi Sene<st has SS
ah Norman <b re lions touras aher Mtn Les
Entreat Same. editing ~matron Iran another
Irma mere you may haw provided to your lineul
Adme the ern does not ndeparbantly veilya
g.hielet the iKarecy
valdty ce any Monett
honied ty ~cm othe than IL13Sfnancial SIM«.
h addle" akhough LIES inric id Stokes genera
i.cdtrte Minborn" ith at It 0 retched the Few
Ø
rat vow* mi.) Mai«
that dat lon'
~Cost
bed" a-d *Ureitaked girl loss' is
*mix* at Os ~dated the summand. At <Lich,
plow* 6) non seden his damaura make
~Area
tale 6eiscess. ke
~we
a
<Menem. Accounts Unkind tothefew mal
Mild garnet dormice, only I ot
pond of
line they se held al re Fern More historical
hkeinfttan can be ailed by yea racial Atka.
• Unrealized gindlossas ngen data is nobble,
edited isTearrftTlommilots., se </lottedIce
Oductut usury loa The trans« Kr data for
redircluf bes nay or may me Mk« carenstiore.
charge tar wan) toorgamxion menu
ormer' and other regal
lots an, symatate
arches bra re each orribo:d todials/ ow
artragad lot The 'Teadate' oalann assents the
~Irdrhartrtet Irate date
• Callable seeuriths. Bads and
Oak that
the issue alb for cry ~ion
wit Deselected
inaarl"by lot Pun rang al semilies of tut
ism hiS n our ran
e or
nomi** name IoW
clients Cal feakee
hones obisned bons third
pale rd es Koserys not gasstad Other <all
loans ma, ono Muchcab aft"-, mad Øket
nlonmas wit be Entirded wen reduett
• tamforet of &peek (CDc) <Di re FOIE nosed
ma to 1.250.000
cencoal and raked eneran per
ad
and per ~miry insnision, n reactance
wit.n;OC ryk:.
• Pria/rahma run rtbed la multi and <AM
phtrirclt nure be h
ci
igher or beser than the price that
1.0J would etualEr
si
me
in
w
the make trkes
<tuned f rom Amy,
party maces waikh we
betine ea te relable. but ne do not ante
Owe
accuracy
W• 9~4
use fhe (bang ake sawn salable a
the franca Meted and ask tritev ailed
wc a-slet
cny bifix<44 fa OTC
910.1shil
Lem street/Waded semiles me/beg...ad nn) a
valuation inadd a the mast recent trite we
Maned and myrar Whet en bawlmake price
a vale
- Certainpm/hart may JPPi0 new i rice eh)
oil tow as 'aim was ra ~table' a we re
arable to obtain a pea for a misty
- Deposits cr semem Orominaletl n (rrebixots
oter than US. doers z* mfiecud at Ow ~haw
rate is ol the Oaten" date
- fa <s un mutes raring einawonlormeg
denommticns, brie ad ~rely Ere rate) may
haw been *sled to Irks** crocer valuafon.
TO *Win ck.~i queen" when nibble. <Oatal
you ~cut Aos.wor
• Print* investinenb and ~end
producb.
Erma rhenium warn« (nct-dng drea
partopron can gt ant rid ter ern entirement MAI
sث)
ad I:taxer-rod pains are "mealy herby
ilkpid Conan Struch.red croclxis haw rot ben
registered with the Securely rid DihrEre
Canensina Led« any slate se<yrithn laws We
eØ
etiolated valesfa pri.se ~gown
startes and ~cured proclas foe nIcematicnc4
aspase my haberary ',hot ~toed
- 'Misvalue% may differ v»,arnhallelfeeel ace d
any, at arch s"to"a nwornere wady
attatif4dprodact maybe lamp a cola adm
not massanly
eiere the vats. you my news
oiXer
- Thed party minutes ot va1R re as of • <sun
date ad are mpied 10 UBS (arc ral Stokes on .s
regAs baseby err Ofecendert valision Inn
- boas. amatil Nona a ~et
estimated wt."
try, re ~hi
to tee Fem by the ass.
WaalMina a taros rd may be tatuated
bawd on Wars Mom:gran Iran IMt tred by
dud pales to demo Mares...mad vatt.
- You can amen actlicnal rformatcaragardraa
tea
used to 0/ermine the ,wrote ca
valuenithedeer01teManatirnthat n the
basis hr the minuteby <enlacing sou Fna-gul
Adenor
- mid Nets estimed sake maybe ref lotted as
14at priced' in several ~men: Ylte an
~snare
Mean Inn has not suppled or
unable to asugn a vats, hewn we become awe
tat enacts nre ha amredlhat nay CM a
Pre~ke restled vala nu. tpanhon, a sten a
yaw nadd behighly s~re
as to the vve
el the tecunty
- ~miner
al issuer, general men« or spans«
estinaled nits me a Om} arty estimed vats b
braided the rats of the warty wit be dais"
from is priduse
- 'DotriMens to Me' maredale retuned
comae, exam or tan
- 'Crignal una
wpnewe the obi °demo
price pee vv rd myna melee yeur cod taw
▪ tita ardirdmed KS sautes re not tetrad on a
rational smut es wAngia. and are gem"?
.110.4 ad nee a they un be soa the peite
"tred utry be less eat tapa thee maimed
value "odd ri the eat" %Same
• Rannetedtsearitkes Fended remain gene»)
are not made etigble for Mark sale. litSEihtIC01
si44s the manar ;erce of the usworciod dad(
• the sr* owe, an n touted rate ate
reacted Oa* for (Vdsitit, of eso ithrehrthrtonhr To
Ms own Mai reread wouries are elgiale kr sate,
the valt received troy' be
Ses Aria's
rrmted
kit Mown
• Ett (eatimatay hams. current yields and rat«
An thirnaT. 01 and Twev it bawl on <wish
drifted and inbred rate; (Mang Ira wtrits wit
be held fa one year hornstater" clite or until
mosey innemule b only a grade.... revery
n il tØnald Income are not gotranteed
- °timed annual i-ccene ad curent yield lc
arum esats of semen <cued include are" el
p-rcnS a cope,: garonekid, caw the et
insan fa-d on" ØL0 would be ~slated
- &erred arrual name ad <rent yield and the
actual Mon» ad weal rana be burp a Nra,
thanthe entreated remounts
- An anomie of ",ulled mow (diezlind arta
interest) eluded by Mr <um« nudge
sofa/norm balance it based on the last cludend
or ~ex payment mila be whit issuer and
enbrerto the zecvitit~t,
wit be held krone
yes from
Mlement date a
~sty,
Aco.rxy
to-tn.edpSd re not skaaretd,
• Les net held by MS Finiridal Sande«. C411/el
Katte Xi Mt fall ty Theta, and not nitel me
I ',rift ~se,'
a carrot these Awes me
displayed on ear statement for rEornallonal
manes orb. Pose" and vats, ~mad re
prorded by the issung tum. UES finsul Sances
net resixnstk foe ths iitonnttion and does ea
guarantee its wry.
Thew elm at rot pretected
by SEC or the inTi3 suppemental SPC coverage
• Revenue ~sand
orldkional toenperation
- n eddzeri to carrnmert on sake rd I Ils • I feet
maned II cirm«Ice, web tIe datumsof mutual
hods tom <rents we rd's as aft lire men
teens Yin) (wants Iron, TbstrthlOrT ardor
rimed the mutuel lush tut we sell Teem
snare re basedon taro diktere combonerts. (f)
the rurat of sales by LOS of a pertb.l. mutual
had fete. so overta and Ea the aswt rats of
bartsule mahof tyd lorry, have heed at We
en
- We ado« all haw alto wen, reeved ea; awl
omnibus waving sit n rordysen la turd«
rpm worm Mai ~voidr to the mutual funds
These Ins grime% se pad Irons ~ta
assets n
the nx,tualfknd and et a fiord dolly a~en bawd
cn the rurber of X.COMIS at lire bidier-deakr
holding ntitull knit of that find farnly
.• In ride:esto (omnseans rewind nonection
wit...fit fah} a distrixece d ~ty «ends *NI
is4 mown.« Y<Le Lnis to as dents. we »do.
a•I acne women...rut thanrg con:am,t
Iran nary el the erturarre ~es
tnaor eng
tr. artlyity<011litill. ^SIMS e ta eT9/1002
arroanes a spawn of the Lni!nellnieftli1J11)
wt. ~axe,.
addtizn to commis ap mend fron the
~ow
and tale of hate~: lom. we ana os
SIM* recent n asset.~ nesene shanng
paye ret WornNo:Shim <kw Gaonn a< well at
luting la teanokg, ~kern"
vanna»]
•cb,cacen
- Our SUES.; Soo receive using tterrn.4COS ad
other compermai hom mutual had: and reurance
anvils; whose prMarlt rare &taut.
- We receive <aaemalm Iron 1135 Be* VSA. UBS
AG SUM" Enoch erd Noalliired bats
IØ
our cam sweep (swim Ow
ornpenucka may be a ~thy pa accord fee or
may bee percentage of ~agedole &pow
Maw.:
Activity
Moralion re "ado) commence and caw <Mat
eamed n (crinett bon wth the «Kula ol trades.
naid^3 Ø en union;
hat bnn n udd on
conferral." Prt«ma hunted 10 Ycm. rd mil be
fronded to wu promptly ante:mess
Shan sling
If you re tngtwd in sheet wing a moray. yes may
mur a deem die to <nun teerowng coos for that
precuts/ morn,
Opened«.
Reradng MTh a •good.lithearxelecr cedes lhal
Metro. trested by the Meat" dale. open buy and
tel slopcedars se c*cluc,,cltrilt* amour* ol (Excited,
ante on n tebsedenh ce
dale units,
menace«, "awes* by
You ere resprrtble fa
ceders that re eseculed de to yea false to <reel
~lino open ceders
Onvety
To oblan <opy oh ay arm« <WM ve t
Aoy Notat.
pleasesote yaS Ensenat Adesor a
as Mete
)ace.
-
franca' Somas
rot
MA
The RSA., Dams
Senket A«cum BSA sod AMA re brokerage
accounts which wade access to M ~:entes end
pro
Ilwach remora -es wee,
rbras
and other !Mollie, bents. end pnanks
/Feitsala
,,setered am" "oasts owed by in/Muted
thedpaey Mine <anon, tea* cos~
atncy ukkclutes of ',BS FranculSONK•s
Wt/
at, Pain
- Mat ICK mad • Tto ban/ guaramo• May low ntie
- S o R esc•-•xe Minsiown Amur,. Blaine«
Stoke A«osn BSA, lk•AL and nlernitnnei Resarce
Management Saar
rertifed In, ~
13, Of
O65 aroma' Saxon tx
- VISA is • «gifted Vadenurk owned by Vea
Ihrtterbil~ Sehrco nuocuttca andused Led«
ken,* The MS Visa veal c.rds rd the U3S rim
debt <sch re nerd tyleS Sant USA web
permsson Iran yea u
heap:raw! Al other
trahlarkt, rogceeed nlerniekt, ravtru, rk{ Yd
repaired serviceman, are of awe resceara
companies
IRS Financial Boras Inc
Re E0M]
SDNY_GM_00325206
EFTA_00 197981
EFTA01307247
SUBS
UPS Financial Sennces M.
Private Wealth Management
299 Park AWOL..
26th Floor
New York NY 10171-0002
Clue7cOSS5S97909le x14 Yi
Resource Management Account
September 2018
HI
II
Account nattier: GHISLAINE MAXWELL
Friendly account name: Iodise Check/Car
Account number.
Your Kneed./ Advisor:
SCOTT STACKMateLYLE CASNEL
Rhone
Qeestions about your staternent?
Call put Financial Advisor or the
Value of your account
RMA ResoutotUne at 800-Fkie-ICCO,
account 029023576
onAv./101(S)
On September 28 (31
Your assets
46,709 56
49,671 09
14rit o Er website:
www ktocornifnancialsennces
Your liabikties
0.00
0.00
items for your attention
Value of your account
516.709.56
3491371.09
. reolp prowl youneef from fraud and
review bank, credit card, and brokerage
statements reguLddy. Also. gel your free
credit report arnually from
Sources of your account growth
www.annuakreditreport.ccen
Tracking the value of your account
during 201$
Vase of your ,xcount
I Thousands
atwat end 2017
141.94632
Net deposits and
714
vettelrowit
17.63594
Your ime,tnMt 'Mtn:
41.9
467
497
[wand and
interest ncome
58883
Change in
mortal value
5000
1.9
Vette of you &cant
cet Sep 2S, 2019
tAiti71.09
Dec 2014
Dec 2015
Dec 2016
Dec 2017
Aug 2018
Sep 2018
Member MC
0.700030C6S60979Nn000307973 OCCO3 C018 030575004 'el 23576SSO 100i CO
Page I of 6
SDNY_GM_00325207
EFI'A_00197982
EFTA01307248
SUBS
Resource Management Account
:..:.pl(ernOer 2013
Your account balance sheet
Summary of your assets
Valueon
September 28 (t)
Percentage of
your account
A
Cash and money balances
49,671 09
100.00%
B
Cab alternatives
aao
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
- • 4 5LAINE MAXWELL
Friendly account n
• inns..
ark
r
Account number.
Value of your account
549,671.09
Your current asset allocation
Total assets
$49,671.09
10040%
A
Eye on the markets
index
5&P 500
rissacial Advisor:
SC TIT my'
Y
CA PI
. Cash and money balances may include
avaiable cash balances, UBS Bank VSA deposit
account LISS FCC insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the Important ..aormation
about yaw statement on the last two pages of
this statement 601 detais about those balances.
Russell 3000
MSC I - fume, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on September 28, 2018
3-month Treasury billy 2.12%
One-month LIBOR: 2.26%
Percentage change
September 20I8
Year to date
0.57%
10.56%
0.17%
10.57%
0.91%
498%
-O.64%
-1.60%
CM3000003655899) MI000307973 0=3 091803057=4 XI 23576550 100100
Page 2 of 6
SDNY_GM_0032520I3
EFFA_00197983
EFTA01307249
(*El UBS
Resource Management Account
September 2018
Account name:
Friendly account nano' Indio CheddCal
Account number:
Change in the value of your account
Cash activity summary
Sepeember 2018 (1)
Year to date IS)
Opening account value
$46,709.56
$41,946.32
Deposits, including investments
transferred n
4,829.16
56,552 54
Wrthdrawals and fees,
ncixling investments transferred
out
-1,880.84
-48,916.60
Dividend and interest ncome
13.21
88.83
dosing account value
$49,671.09
Dividend and interest income earned
$49471.09
rot oncosts or Ides Steleenent, latablIty Of IntekS1 erd ClOOMCI Mane has been detenrarbed flan a uS
tat ItTah rig peoptclne IMed vson the residence of the account tioicin, account tax. or otoPxt type.
scow interest anda drikndparnents mei not be stinted to United States (1S) ands Plano Rico MO
Income Usti The there monthly stale:tea is rot irterkkd to Ire used ell cannot be '<led tit ra Idt
posse{. Cleats snood *ler to the aotioetle ter reporting forms they receive flan UBS annually. soh as
the Fount 1099 axt the forms 480, for tai reporting inkernaton It is the Oratlitt Of UBS to tae the
cacti* la reporting loons with the US Internal Revenue SehlIt 34 PR lrettury Deportment, and in
SuChlOnnS aCCurattry (leafy dvCera al or interest Attu e.*IT
or last eXarle neat consul yOJI
inc/dual ta paperer
September 2018 al
Year to date IV
UBS Bank USA Deposit Account APY
arterest period Aug 7 - Sep 9
Taxable interest
13 21
81 96
Total current year
$13.21
$81.96
Opening UBS Bank USA Deposit balance Aug 7
$47,381 68
Pt Cr
adpustrnent
000
687
year
Closing UBS Bank USA Deposit balance Sep 9
$49,973.27
Total dividend & interest
$13.21
$139.133
Year Amanda Advisor:
SCOTT STACKMAHLYtE CASRIEL
See Azcoure actnny Ulu month la drat Stances in your Sweep Op= re rredubd in TM carom; and
darn brantot au. ;DK imutantornam to *poets PUBS Rank USA and al bank% partePahr9 rn the
UBS FOC Insisted Deposit amoral, n des not acay 10 &coinsal ues AG. starntoici 'Branch 51K
pions ton pie: to mores rennet sweep fund hddinat but rot bank departs See Important enbematvn
!bout yout :lemon< ca the Ix' too one: d the &wren' kr &tat
September 20181S)
Year to date (S)
Opening balances
$46,709.56
$41,946.32
Additions
Deposits and other funds credited
4,829.16
56,552 54
Dividend and interest ncome
13 21
88 83
Total additions
$4,842.37
$56,641.37
Subtractions
Checks and bill payments
-1,880 84
-48,663 00
Card payments
000
-253.60
Total subtractions
-$1,880.84
-$48,916.60
Net cash flow
$2,961.53
$7,724.77
Closing balances
$49,671.09
$49,671.09
Number of days in nterest period
34
Average daily balance
$47,282.18
Interest earned
$13.21
Annual percentage yield earned
0.30%
C.P700010365609.8i Ne7000307973 00833 031I3 030575004 Y123576550 100i CO
Page 3 of 6
SDNY_GM_00325209
EFTA_00197984
EFTA01307250
UBS
Resource Management Account
September 2018
My Choice Rewards Points from UBS
Account name:
GleSLAtIE MAXWELL
friendly account name' Inch, Check:Car
Account number
Rewash mints we reflected ass the 260 el the month cc rite sow busmen del it the 26th fel Is on a
wettendroliclpi. Rewards point atliiity
(Site found on umw.utoccotonentthotes
September 2018
Year to date
Opening balance
Points earned
7,594
7,341
0
253
dosing balance
Your investment objectives:
You have identified the following investment obit-oyes for this account. I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager YOU Can find a full description of the alternative
investment °Cy& byes in Important information about your statement at Me end of this
document
Your retina objective:
Conseil income & capital appreciation
Your risk profile:
Pnmary • Agg remote
thvesunent ehgristray consderation • Nene :elected
7,594
7,594
Your account instructions
• Your accent is currently coded Ice margin
• Your account cost bass default closing method is FIFO, First In, First Out
Your Heads Advisor:
[WA:C*60;6550382 WM0)307973 00X0 0,16030575004 VI23576550100W)
Page 4 of 6
SDNY_GM_00325210
EFFik_00197985
EFTA01307251
*IBS
Resource Management Account
September 2018
Your assets
Account name:
Friendly account name- Indiv Ched/Cai
Account number.
Sore Prot:. 'mete and Correa .dues shomn may be eciccniirrole M a lesset. Gains and iosses may rob
bee onad/ reflected se important mformeton 040000(rf Ste44,40 a the end of the dxurnere for
ince infonnalion
Cash
Cash and money balances
Cain and noisy 04440S may cluot avalme cah Weaves, UBS Bank USA avow ac (oum balasom
UBS CPC trauma itogian8ani Barbels UBS AG Stamford Burch appal account Waxes artelmoney
matte MS ua fundsweep balances
let the type:Rhea. olognAon 0000)X% SO44440 at the end ot this Coarnent rot *tots about ttose
Wanes.
Siddno
Your total assets
(Venlig Wane
Closing Whore
on Sep l (S)
co Sep 28(S)
46,709.56
49,67109
value on Sep 20 (1)
Year min adei Advises.:
UB5 BTI USA end an UBS FIX Initirol FrOparn Bank deposit mean bdaxes ewe Ifelletecl by Int FDIC WINn
ap;ilubb Iron. but are not prattled by StFC LAS AG Stamford Branch deposit xcoum Wanc,l am not insured
try F0IC arc se not protected by 9PC Money market Spero bilaniti ate weeded by SPC tot a* nil enuredby
the FCC
Nice per shaTe
AVeldge•
0nedend intent
Days in
on Sep 18 IN
met
peelod
prnoi
Cv aroma (1)
250O00.00
Percentage et
Cost
Bummed
Unrealized
you; account
basis GI
anrod inccme (SI
On Or IOSS (l)
Cash
Cash and money balances
49.67109
100.00%
49,671.09
Total
549,671.09
100.00%
549.671.09
Account activity this month
Cole
Activity
Desoimion
amount
Sep 4
Transfer
Total deposits and other funds credited
24229.16
Deposits and other feeds credited
FM Y1 23575 0100
4.82916
Ott
Atlinty
Desinphon
amount (S)
Dividend end iaterestiacony
lamb!, onterest
Sop 10
ntarost
US$ BANK USA DEPOSiT ACCOVIT AS OF 0307, I 8
I 3 21
Total taxable interest
Total dividend and interest income
Oar
Sep 4
Wehdrawal
.1,53672
$13.21
$13.21
Amount IS)
Sill payments
commued next page
C.P7000300655010 3 HP1000307973 0C033 0318 030579:04 Ye 23576550100i CO
Page 5 of 6
SDNY_GM_00325211
EF1'A_00197986
EFTA01307252
UBS
Resource Management Account
September 2018
Account activity this month (cent:nut-en
Dye
Activity
till payments (
Sep 5
Wthdrawal
ACH WITHDRAWAL UNITECHEAL1HONE
Account name:
Friendly account name- Indiv Checkkar
Account number
Cessnpson
Your Plietvidai Advisor:
Amount (1)
-3994
Sep 11
Wthdrawal
Total bill payments
41.880.84
ACH WITHDRAWAL Saks Ant
-302.18
Card Items foe your AttentIon:
The new UBS visa infinite credit card is here. packed wain 'setup.* va.el benefits, wore rewards and mod of what you love, including ertraordinany penenaned service. Al
Stunting)), clad in metal Wit ubSedrireanfinile Or call us at 888262-1232 to learn Mc.
minivaan Permed Cue
eihmeni Due axe
Credt the
Avalon,' Coon tine
Oublancing baanCe
UBS Visa credit cards)
payment in formation
10.00
135.00000
136000 00
10.00
This etch cad Is ervoliedrn UBS Pey Credt Czed feat we and vAl automd(any te pad Iran don maim You t payment n schectrect
tor Ocicar BD. 201
We prow» ins infarnaionoe your uPS 'Mace& card sent- as stormily lo sou ire u8Snisa neat cad and account are Issued ty u8S Bank
USA UBS If* USA Stitt year tere
tit BaemositOr Ina aCCOuni and you ;NAM mutt your >prim &cord no to their ingredient
WON not seclude your oritstairelng coral cad baance in the vain d your account wth UBS [manna Strom we
Otte
Acidly
Owrocon
Amount U)
Money balance activities
Aug 31
Balance forward
$46,709.56
Sep 5
Deposit
U8S BANK USA DEPOSIT ACCOUNT
3290.44
Sep 6
Withdrawal
U85 BANK USA DEPOSIT ACCOUNT AS OF 09:09 18
-3994
Sop 10
Deposit
UBS BANK. USA DEPOSIT ACCOUNT AS CA 0907(18
13 21
Sep 12
Withdrawal
UBS DANK USA DEPOSIT ACCOUNT AS Of 03111/18
-302.18
Sep 2*
Closing UPS lank USA Deposit Account
549.671.09
the UBS Bank USA Depout Account b yam primer/ sweep contr.
CeP7C0C60C6558984 tr000307973 00033 C916 03057%04 VI 23576550100100
Page 6 of 6
End of statement for account number YI 2396 SS
SDNY_GM_00315212
EFTA_00197987
EFTA01307253
Important information about your statement
U2S French' Saxes he. (the firma CBS finned
Soncm), r a memberof al preopi uonty, a/laxity
and <eta axhahaes UM Enamel Sacks and US$
Bari, USA rte abed sklavciartos a UPS AG rd
*Males of CBS Unseen U.C. Menem% frontal
lament es sealable upon request nen ens tekutre
often are at
blaS fairciel SaiCeS
1200 Haw Boulevard
Weaved.% NY 07085
IM flarwomnl ace i•ntc
try officialMated Of )W
tBS rnimeal Serval Kann' 0thK few*. +**91
oM(d tattICKutntatt, toMseeng coracle., (laenhorld
Mt be relied LIgn I yOu bete* 'ha 6 react a
amen okra raw" It mertdueely n twang to the
Bah Marucpr of To office teeing )W account
Alltaugh al Mures dawn a Mended lobe atantlo.
Italemert data *a.* not be used fee tae rowan fay
stenrs-mid
lams, be. Form 1099. 5.198.
I OAFS. "Ow" ream, Pau ly mum the Fein
reputed by taw *sepal tote RS alluvia. *Maack.
rtoortebbortscibh dnedends and eatable almn
caned on sweet held sour anent net CnOCtt*
on 1* UMW pen. 1.4 (04 basil Onomencovered
wanes.
Carmonkathre with the Finn
• MOO ft.CCefieln irriaalecernacattons n manta
lofseetattr prate you nat. rx1xla youTi
sale To SgNays V•44Cf Pf0141(1•241 AO CS A)
• II Tonna. now°, on the asp leer to re from
of *et 0.114mall a nor leSF•littitl SMACK IBS
MANI S•nreA4 cartes your arum at (halo
teas by areasnent •vih the nekated r01.14
we reformed 'dad the rebeenria 1.64,700
004•Wil
. the X(atil h ty late. )01/ lads and
weades se localcd a UBS Carnal Sewn and not
the nod arg brcta ad yaa ens. mike a .pal
of sy ma a ammo to both Ira
• As daviaed ate 4Cta..4 XrCtrent5, you mat
notify seta any car* oe am3 twang &acts
retied* on your fl ame* ...that 30 dip *or el *VI
Maeda Tld• "oat*
• MOM Ono (WOW.. “1710441. a KIN*. to the
arm% Clam Marlon. DinatlYsint at NI .752 • lg)
toUree a to00.35.9103. BODA.M. to 6.00
IT heady though Folly, a .n *Ana to te5
Parcel SteaCtI Ix.. (font Rita/OM Department.
PO. Bo. 766 then Cly. In 07081.
• Al Mamas shall be darned correaktt ad accuse
ii not abettedto n arta wino CO days
• fa TTY streets. Cal Ile4412.096Sot Ira outside
the U.
04121:11.357.149S
• II (10e of roll a 0.e4CretIA an thdreeK
Its-th tame* OM WI parent a IBS Voss debt
<a Trisha, cal 800762.1000. Of WI* so UPS
rureul SifVCIS tx., ICOO Raba Owl, 6th 'kat
Wananten, NI 07086, Ann RIAO/BS.4 Sawn
Cellar/Me as $001 X )0J <a.1 )oa het/ yaa
statement a recent es own) or 6you need more
nionnateesat'au s teal. On the statement a
swept The Fan or Card basun arolcale)
her Novaya no Ise thanCOdays ante te ton
tar 'co Ine. ten dahrna co *to(h the tact or
PrObitn”Patencl.
- Prone. was nano rd scare nand:eV any)
- Data* the .1108 004 wander you rwr6Ve
*out ad span x cleat as you cal eel tear
blew A K rate a why panerdan
dolman
- horde thee:War armor of to waned error.
The Firm oe Card bps nil nvestoa you, cemplsne
rd toll correct spy era prarptb• FOC
Wswd VW,
moan"? la Want:Icon cad tramacto-a.l me tare
mane thr 10 banns days to do tn. we eslla d(
poet ascots la OManent you the* le n mot. so thel
*oval hint that me of Owmoney dreg tie tm.
tales Leto complete ext neesigaten
fleece make all checks payable tote rem or the
fnancialasinair edcacedcn Iv Inn* CO Inc
41.11•1,10 In *aeon to .guar accotre foes. accounts
may be 9bect toman:trace ftes, chats to late
perm fa secure.; purchases and <harms fce , pad
rant mash stank Account that ate roanefernd
tooth. mietaiecas rnay be wheat) a nr61a lee
WS Sweep Options
IRS often options ke sweetwo (doh boat to bark
depose =oat at ren-ailliated bays and ahead
e arl t and meaty Markel mewl leak (Money Cure*
Depose %COAT{ at MS Bare CIA and nr aft Arced
tanks particiatchg a the UPS FCC-lured
Prostarn art MC-anal re scarce wthcrc
irule:
Foe IT
riomuton, please est MOO* Itic re. 049,4t
scout a UM AG Slaked Bah aldwes of
Vary Funds Are not awedby the FOC.
Ea deposes se not protected by SIPC Monty had
shares ire probated by SRC Ste "WS I aancel Stakes
korai Proketai below.
upon )ave...Kt basica nhe bat alum may be
wrhdram, and shwa of a Marry !aril may be
leiackled. and the meet& rend to '<versos
Wyrd on mos.
Cute nfainston abau sealable sweep °pions.
aclAran <urea enteral rates andyields. es notable al
war Uas oaf sweepwles. homy. Fannul Achiscr
a try carne BCO 762.1000
UK financial Sere** mount protection
The Fern es a member of We Sauna neon Pnatencn
Con:Keaton (SVC). which VOICIS Wig 4*; custaron
of *mambos to to SS00.000 (enchain; 125400) for
dome for cash) typlanatory tecawre nobble rpm
'Mel a of me. See ea The SIPC owl 'Medea
lints ;pee to al =outs that you hold a a pakukr
<soar'
The inn, together with <elan *halm has abo
psd,a,•cl iupplerrontal rasa* The mamma
amat payable to **yde chat cottony b meat
tee proleclan 41%0 indab at of Decanter 10. 2016
Supt.° to to pola conal am and Intention% can et
the Fem n further notated key:, to SI 9 mlIcet on the
arecele foe all pa alcoves held en a pal(ular
capes ty. A hal copy of the poloy we
e amiable
WOrutOJelt
Hatter tit SIC warden ea the tteoplartal
COCAttle1gColy 10:
• Colin 'newt nun towaned by fun nanlid
)0.0 •C(01/11 vaLe) Ct. Fwd away ROM Lin f Areal
Services FOlemniolt anal CA mane grodAls,
ackedrsa web* sautes. and f d shwa of enflual
Ands moat/el the name of the scorn holder on
the tcces of the ova or orals ant),
• in..estmem (creeds a nwsiment Merest, (e 9.
tented patnenhps n1 whale Placements) hal are
not macs/4 Lied. rho Sesames Act of 1913.
• Corrnadtro <rat acit
st, faaanonhargo and
pr. WI metatecrerxisl. nr Wan haves toelfalt
ad "arniMitt CVO" comracts. and
• Deport account facto condemn of departs CBS
Ca USA, UPS AG U S traxha and bat n Ow
ICS awedDeposit Program
The StPC protectors end IhessWetmenlalpetatcicat do
cue apple tothese assets men if they echerwee appear
an you statements The WC protection and the
sonolornteest protection do eat protect agar. Stages
ate matt volt of you a/enemas (*hetrr as a
MIA *larks movement. raw br*npeya
phew.*
Dividend Reinvests.* Program 03IBP1
The Piece rettalfd n en .1,1•Nt tea. YOU May Obtain
the aloe, pro. Egan ens Ilunc.lAeena Onle whole
*era see puthased under DRIP. partial shoes toll be
sold andthecash all be deported a your scam The
dredged newest/nem ape woofedhi the mu. my
diner Nan the mat. VC* at newt, to Pas' sham
re sot,
Cash-Mies
Olt whole terms may be held a you acme, d you av
Killed to. pa elms. se a fetish of a &wand partnere
or ~roe. the Fa wR eller seal pled at al
prce a accept Si ante// doettmend ha a
etoVad claim nay. ard (tufa yoke K(Oled
awatt objectives
The retstnet <beams sdnsk Fedi* art wade to
oleo account and Tway between yea scores
Nab adwo the am pronealbr
Wrda9 of a
011/
d'alft 41 so, lardi mamma
neaten-re obeetnes fa tech accost held yOu
choose ore a Wet olianing mama clajkters
• halls< Current Income treatment tang the
pareica of name aly
• Arbwe.C.yartriAopecuren imminent seeing
Growth of amps' tech. Inn the reran a
nCOmt
• FicatAmt Comlonatan *Menem arakatoSaf
APP.< tenon lemsliewnt 9*MSboth the contra/rat
of /Nat tal growth of principal
Overall riskier/ante
• Comensea Setts to roarken ode, pto* tote
ban tide and whisky to the awn metal. men el
that env* the accOincke not *mane yaks*
acre* a roans ale may not fag, pee wit'.
ethic.
• Moderate Wilma to accept tone me to pancpal ale
tektite wow vat** to teat hot*, returns.
• Anwase Wili-sa to accent Nit. ^*1°P"c" rd
her wIst.ley to sect hey% roans ob. ten.
• foestnrentEAmbityComednsfon d peened a
paten Nt. pontolo fa hat mart may nc1A•
carps. nohow, lamed kaaly and rag
valeta",
Statement Thouseheldrie
We fen tonoWleit oil read noun itawnwei see
the same **less n the sane selme. e.g. because
they ham enema who sbo montpn pig '<tel./A
ielshomhvi vet other clews, at the wee eolge,a
yar pref. to recent rod /OAS 'tremens mailed n
operate renceopet, you trAr Mono howenabing by
cnInzy yo‘r rnanoal Arena
Friendly &crown name
Rty NM*, Emu* nal* a fa tuntcamtable •YuckntaTa•
diosen by you to asset you wth your reccadkeeptes t
he no legal <flea on your accost. is not mended to
relied a sumo* VOA* ottorrnmaMon.
mesas* cbjectree a rd profile associated web poor
ICCOU4S. and es not a promo> or guano that wrath
or ary fraternal muh an or wit be *my* Al
atodrnat .who tea* d tax, et barges nag of
loss of the antic nominee* YouGmchange pots
handy accost names tarot* °nine Sonny* a by
comactaa you Fria tat Adasor
Mesa overview
• Vete of you ecc000dpartio* Net of ashes and
• Auto. Modes asiabble cash beats. Yates for
festritted taut* (est ). and Cdobal Tent Denotes,
venhad mai to market and cense, 06101 not held
by
Leann Dots not nark usaccd seositerinatis
at the nda the peer and omen =sterna *rock. a
was aestmonts. ueestod dock opens and
feerceabk dock axone
• babatet MLitt debit Wae . oustring man
loam. crodi Ire, that accan as:
• Cathe•onoy baba*: Total of aware! hatable
cach
pla &poor totem at attuned
renatflood bares, rd moray mad.e ma.* end
and
sweep baleen. a the eland the steam wed
Nacorraelty
credit balsas pal sakes st
nor stortopreed from <eh. babrxes ad the Fern ay
toe 011 of these knelt he °Mary cora of et
harem Thew fah
payable span your demand.
fan total et aided en the curare pad <kap •objets
Leming infer/note*
Foe *laded *carnation on the Fitt tendrg pactos
ad dsclosuti ref. to Ku Chat 44rocinsit
Agreement a Meant Apernent al It* Gtneal
Teen rdCo-efetons. terS Statement a Credit Practices
aile4e nAyreeererb mei reabinein
yew..bcenmaareeaanfleibies
SDNY_GM_00325213
EFTA_00197988
EFTA01307254
Important information about your statement (COntlbuCd)
Yore meta
Vas ntemn drives mantes rd otter asses held
nth. reel at the ved of rte ilareal prod You
ow ad, for *hop& luly pad stones s ry Inv
You ma/ Wawa iaturdn used at loan <otter& aim
Met ally bore due caw them Ary wet be
wandered to the f irrn dåna the statement prof re
bled el made yaks as of the end of the statement
peed
• Coinberait In deteminng the <et taws of The
*cute included n the statement where Heated
wth the turter' I,' Les FrancialSen<st herded
•Sormalh:n <Mar". hom tames otre Os, Les
Cowed Smote. ay
niconation km another
Irma Nr you ny haw wordedto you' Ina-cral
Admix The Pam doe not ndepercbrely verdy
g.hltlillet the ro.rxy
ry elonniatas
crowded ty same other than LDS? tuned Sieve«.
In »Sit^ akhoug, Les inrc Serve's general,
oden to ramn Stas t o mewed the arm
does rot creek ry onyxes *al the rimed*,
~Con
bee' and 'I eked girl loss' o
accurst* at of sodded the natemerc At such,
plow da not irial on fin mororatta man
pathos.« tale bosons, ad IT ~se a
*thew. Amur, Untried tothyCm met
felled grabs, donut«, only lot tee peal of
tine they se held at Ihe Fern More historical
utaltan can be added by yas taco, AdMos.
• Unrealized winallossa When date is bobble.
Wrested hese rated
are talcutted kr
(ducts), sewy koti The transitKr data for
rastut bes myr may net tel lett tannam
dtarge refer urry toorgriaxw ~nu
Orndend and deer fer,.~
lots awl sagenate
~thaw Ice re eachcombo:A todeals/me
~449.4 lot nn Tea die." <Øn presents the
<r~ 11n~ Vaticdale
• Callable. siwurithe Both and ;related Mork lb"
the issue alb for est ~eon
wil be selected
irpstalyamt Iron roceg ar sectinbes of that
raw
n ore nacre or en nomeie• name for car
chants Cal kaki, ~bon
i obianed loom gird
parses and as rosary vs not yarned Other <SI
loam ~semi Muchcob affect yel Ølet
nionnactriml be prOnfed ~regent
• brosaker of depook (CD.) agt
FC*C nosed
ta to $2.50.000 n pencpal and ar-OtAd ritirin gee
dcpcottr and per depasiory nation, orcordance
wth FOK mks.
• liriateake pee ittpthed la waster and other
prodach may be hitne or be« than the pee that
1.0J would itctualy mew in the make trees re
&tared f tons wows red pony orates whoh
betiew ea be releble. bait es do not gurantee taw
accuracy
W• 9ewhEY us• fbe <bing Poet sea tiled
co
Ihr med. of cm act and ask lure lor ailed
secktem4 rd Was a ceby Mints la OTC
tomenn
tans stn.," traded seurnes ~Merited use).
valuattn Øa
the most recent price we
obtained and nuy tol reflect an actualmarket pee
or vale
- Certainminers may ippter wavy! a ate and
WA tow as 'price was rot ~We' a se re
enable to obtain apace for a unsay
- Deposes cr sense es Orewnaled n orrencsas
oter thnUS dotes re refinyof at the (whinge
re* at 01 the natement &It
- Fee <sun segrates radig in ~on, diving
denomnatens, poet and ~rely Ere war) nay
haw been actuated to
proper valuator.
TO *Van C~ 0,004itens. when sal lak. coated
ycer Inaroal Actoor
• Private investments end ~cased products.
Imam reervnow oodles (einbog deal
pat c pa an progratt animal ant. freestrmet trut
some!) ard steixtradcrodxn are gcreaty heft,
tryt Certain .0~4 prodris Ns rot been
registered wth ihe Staven and Enlists
fotoreima iside my slate ~ill., laws We
'<aide etiolated vales for privet nanny."
series and ~cured proclas foe acme!~
dispose ork Ac<urary ',not 9..74nteed
- niela value may dale. 1.h...tumuli, han pen, d
arry, at arch a pirate n.drnere ...Currey Ce
StuaufaS prodact maybe beep or <old awl do
not temady re:inert the rate you may mows
ton lipids:rat
- Thud puny tImalt of vale r! at of Conan
date ad are sampled to UBS Farce& Stokes on 4
regrAr baseby an ridependert vat-dial len
- bast, generitIPanwr a wan estimated nix,
try, re znagSed tote Fim by the =tr.
gensel para a mower ard may be tatuated
based on Wotan rikerrucen Iran that aced by
avd pages to denne ter *mowed value
- You canolden ad ursal renneon regarding
the metodsiip vied to drawn. the «Ovine cl
value and the deie of re "tonne/ix, that n the
basis kr the 'menu,. by ~rug
you Forvri
Add pt
- Tyd party wain-wed vireo maybe ref lewd as
'Na, priced' in serer& seurtew rasten
~lam
wbaxion Inn he not adopted or
unable to nØ *vats. Wen we bear. are
tat 3 ~mat ewe hex rooted tat myten
Prestott, reported
m0cawnen. or *ken a
yaw nokid nirytme
de to the note
el the wcuray.
- When miter al inks', genital pre« or spans«
estiwaled were nor *IMO-piety es/Matedvela h
provided the eels of the teeny oil be diadem
Worn is ~ate once
- 'DWI:aliens to dote' may reltde 'earnt
capital, ream or bad.
- 'Øyd ung see' man" tat ma utveng
price pre W. and may nee relied yes cost base
- CVP ref trained MT wastes re not Intel an a
nitad settees ~it
and are genic*
dØ nd e'en 1 they can be sol tee price
rt<wwd may be les ear, te par thee eiximed
niVt(tOWStd n the rast ,tite.*[.
• %Sided maritie Retarded seven 'gene»)
are not arrry etigble tor Øc sale. USKfend
Saw., rates on. meal one oftetnenreØnØ
cd the arm case as Pi Spied rate late
restricted stock lor ~pox., of rho itSentolonbr To
the (whet that onweed levees are cagbie ICI sal,
Ma vats Mond Iffy' be oixunteala fee !hart the
rrpAel Is shown
• Est (estimatev brans. current yiakk ad min.
An 451~01 and Kane i< bawd on current
dritleal and nitre0 rain, aimang h se<trbes sen
be held fa ore yea hornstatement due or until
~tray. Theeet/NW is veta *widow, emery
and tOneelaecliMOMe re not guaranteed
- Estiebecd road :wane and <treed yield la
certan types of ~gips toad include a (nun of
p-rcoal a caper giro n ^NJ', cite the et
income la-.d current yekg would be ~slated
- &mated 'weal nov awl «mere yield swath*
actual Mone and peal vevja be laver et hgtvar
the, the *stew«) arecontt
- An estimated ~lied ncorne(dvdmd antr
Steen) drreled Cyme<mrent make
war/beige balance e bawd on the lan dedend
or :wrest payment mock bi Ow otrer and
amine fs wositieldepasie ad be held lyre
year Peon tie flattener* date a
~sty.
Many
co-e rued paid re not guaranteed.
• Asti opt held by VIS Finridal Sonnet Cailael
tetet re not Mk by Swam and nal well ch.
lent ~senor <gavot These assets se
displayed On eel statement for thrones:in&
'mows orb, Poste" and vatats ~tad are
;worded by the eving fen. UBE hated Starene
net reanslak for PS ~wen anddoesrid
guarantee es revery. Thew amen se rot preceded
by WC a the Frees
tel SPC coverage
• ~me ~pond orldkional tomperreartiow
- n a:Mai:nee «ampere on sales rd I IS • I 4a+4
fe<vwd n ccnn«tcn web the derottecn of mutual
Ind to Cu' dents we and« ox all haw feces
inns varg own ents Innen eletrtutors ardor
almond the mewl aunt, ere we sell Thew
snases re based on two deferent component b)
the secure of sales by I-05 of a perte-be mutual
land fame/ to our dents, and g a the ape rats of a
~tuts versant tad Isnys sham held at Se
fern
- we and at alilwt aho re(~4, Newt rg awl
ants prawn) tit n tomarsen Ice windy
rpm wore that we pow.* to the mutual funds
These lee geettly re pad loom meow assets en
to ~Jai fund and are a hod dolly omomen based
on the onto of xcomis at the bidrewdeakr
holding tusl knit of talked1r,,
en addcen to oomnsksions wowed es connedion
wit, /he fah) or derby'« of snury «nitres ref
ant merravl bast ants toot den% we ada
ow "law pens revaru• Poring <cementation
hannsyt IN criasexe <orngurn. ~sting
tat reeety «nit:Kal mNits ei the nianer
«entries« spawn of the Lisa ~Amen nuns
sedevbae.
Sn addtion to (ompeon ree wed from the
~ow and ash of ItemSNies Lot. we ada os
affilow wet a eset.bared teens shanng
payment Worn eke:Pates cicrburr at nil at
luting lor teendow deektrort v berg ard
•cbracen
- Our altbate ale* receivotradrg orrenmmis ad
other comers-+n herm n& had: at rourance
<0•10"K Wet COOSCIS tre Ckaf kV»
— We regent consent& en Iran LOS Be* USA. UBS
AG Stortad Wench ard it:nail...end tarts
PØ our cash sweep froyarm Tse
compeer-It kei may be a ~Pry per xcosa fee or
nyt bel percentage d ~age day dØ
balance
Activity
Wawa!~ wordy cpwritepons and other <huge
nestred n (ceruffluce, win the ....0ifen el trades,
rebid") cad ran Warier.; Nairn reluderd on
confirmations renew* tented to you, and mutt
oided to >co pompty onregats:
Sheet willeg
t you re engawd in short seng a wonky. yaks may
tev adage d..• to <nun twrrowrg cosh fa that
•
(turd,
Open orders
AireetIng open or • geadldhcanaled* codes Psi
Mai roe totust by the strewn", dale. open buy and
tel slopcedes ate reduced ty datamen of chi&rds
ante on an etbiderels or nekhb ewe antes,
instructed ~rinse by gat You are responsble for
aden out re ~cued de to yes false to areal
~ling open coders
Onven.
To °Gana copy ol ay one Chem Emory Nate.
please «en re >et ironer& Adesor a vet our webs ise
www.nese^erww.wwwwv
- UPS anion& Stowe it rot a bra The ReAt Rarest
Sets A«cum BSA tet AMA se brokerage
accounts wheh lovde access to bar* no tenets and
~Is
Pro*, srangerrews wet, &filmed bras
Med
!hit.," bail and
pro
roes ha
restrict
t
and
annstYPookicts Owed by ~teed
lewdpa-1y rim awe companies *rout„ cum
agency (f sloss of LOS F haricot Stake hit
em
ty Irria
- Mat ICK nosed • Ito bard guravire May low vats
-
Re
Minrsenten Attar*. Burnet
Stoke Kean BSA, MA and eltreltered Regime
Manaretal Accost se regotwed saw« marks of
1.85 Fawned knee ht.
- NSA is a reghttred trademark owned by Vea
tandert Sehxo Associate., and used tole
km* The MS Visa coedit cads rd the U3S Who
debt <ads re issued ty UBS Bad USA weh
perm:won hornvisa U SA incorporated Mother
barmal,(agree ed VA( rnekt, Wye. Mark{ and
rite« eevee melt, reol let reptant
convenes
lAS lesardel Services Inc
Ree. EOM]
SDNY_GM_00325214
EFTA_00 197989
EFTA01307255
SUBS
UBS Financial Servce€ ex
Prorate Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
Chloc05789951 1018 VI 0
Account name: .HISLAINE MAXWELL
Friendly account name: Indio Check/Car
Account number:
Your If neaciel Advisor:
Phone
Quenon *boot yoer statement?
Call your Financial Advisor or the
RMA ReSOur«Une at 800-FtMak 1000,
-
a«ount 029023576
Resource Management Account
October 2018
Value of your account
on September 28 (1)
on October .3' (1)
YOUF assets
49,671 09
47,173 92
Mat oar website:
Your liabilities
wwwtcorNfnancialsennces
Items for your attention
. Help protect yourSerf from haul and
maw bank, credit card. and brokerage
statements regubrly. Also. gel your free
credit report annually horn
wwwannuakreditreport.cont
0.00
0.00
Value of your account
349.671.09
$47,173.92
Tracking the value of your account
I Thousands
716
411
897
47 2
Dec 64
Dec 2015
Dtt 1016
MC 2017
seeima
Oct 20,0
Sources of your account growth
during 2018
VS* of put acount
abed/ end 2017
Net deposits and
vetedraval,
Your imesment realm:
Omdend and
interest ncome
$9904
Change in
martat value
1000
Value of your accotrot
an Oct 31, 201$
$7.173.92
$01,94632
15.12856
Member WC
0.70003005713995i rar7000IC.33880C013 1018030575034 Yi 235765500000GO
Page 1 of 8
SDNY_GM_00325215
EFTA_00197990
EFTA01307256
UBS
Resource Management Account
xtober 201:;:
Your account balance sheet
Summary of your assets
A
Cash and money balances
B
Cab alternatives
C
Equities
D
Fixed income
E
Non-traditional
Account name:
GHSLAr1E FAAxWELL
Friendly account name. Indiv C bethCar
Account number.
Valueon
October 31 (1)
Percentage of
your =exit
47,173 92
10000%
ace
0.00%
ace
0.00%
a00
0.00%
a00
0.00%
F
Commodities
Total assets
Value of your account
547,173.92
100.00%
$47,173.92
Your current asset allocation
A
Eye on the markets
Index
S&P 500
Your Anemia' Adviser -
, cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC eared Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money make mutual held
sweep balances. See the Jimpottant information
about ow statement on the last two pages of
th is statement sot detals about those balances.
Russell 3000
MSCI - Europe, Australia & Far East
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on October 31, 2018
3-month Treasury bills 2.33%
One-month LIBOR: 2.31%
Percentage change
October 2018
Year to date
4.84%
3.01%
-7.36%
2.43%
-7.95%
486%
-0.79%
-2.38%
04,10008005789e52 CAT0001 EONS 0003 ICH 030575[04 X123576550 000000
Page 2 of 8
SDNY_GM_00325218
EFTA_0O197991
EFTA01307257
Resource Management Account
T
October 2018
Account name:
GFISLAIFIE NUO0YELL
Friendly account name:Intim Chect/Car
Account number.
Change in the value of your account
Cash activity summary
OctObet 2018 (t1
Year to date IS)
Opening account value
$49,671.09
$41,946.32
Deposits, including investments
transferred n
328.91
56,881 45
Wrthdrawals and fees,
nckading investments transferred
out
-2,836.29
-51,752.89
Dividend and interest income
10.21
99.04
dosing account value
$47,173.92
$47.173.92
Dividend and interest income earned
rot ou roses of Ms sUlenent. Imablity d inkiest eed dricknd income has been doemined (fan a US
ton nornr0 Ruslotclixe Baled caw the residence of the account WOK account bp,, of pnyoxt bye,
SCETtt interest endow dri*nd Darien's may not be stolen to brand Slates (US) ardor even° Rico (PR)
income Una The then monthly Patent( Is MI intended to to used eta cannot be reted upon for lac
NIP:Kn. dents shOuld Peter to the arc Kale lm rePteting fOrtn5 they re(eike flan UBS annualy. such as
the Form 1099 arta the Porno 480. for tat remitting infarnatco IT is the Ptak. 01 INS to la the
Opli4301* to( opening loons won the US interns Regent* SRMce and PR beauty Degortment, at In
Such SUMS accuratby basely drama amt IOWA alai eierrpt or wave meant Heise comb pm
indodual tat petparef.
October 2018 (SI
Year to date (5)
Taxable interest
1021
92 17
Total current year
$10.21
$92.17
Pr or year adpustrnent
000
687
Total dividend & interest
$10.21
$99.04
Your hnencial Advisor.
SCOTT STACK MeanytYKK CASRIEI
see Account activity ow month lu ileac Balance[ on yew Sweep Opaca are ondu6rd in tee apemen and
riming a anta 'Sue FDIC 'mutant,. appbn to scam at UBS Bank USA argil bank; partcpatorg intro
UM FOC rowed Nixon hymn
does flu achy 10 &Costs al UBS AG. starnioia bath. SIPC
protector, apaie: to money rrobet sweep fund holdirqibut not baM depends Seeirmartant tobrmatsan
about your :tremon ca theist Mo pope: d th, document kr deals.
Octobe, 2018(S)
Year to dab (S)
Opening balances
Addivans
Deposits and other funds credited
$49,671.09
328.91
$41,946.32
56,881 45
Dividend and interest none
10.21
99.04
Total additions
Subtractions
Checks and bill payments
$339.12
-2,63629
636,990.49
-51,299.29
Cash/ATM transact ons
-203.50
-203.50
ATM fee rebates
3.50
3.50
Card payments
OW
-25360
Total subtractions
-$2,836.29
-$51,752.89
Net cash flow
-$2,497.17
$5,227.60
Closing balances
547,173.92
$47,173.92
CPP700030067099S3 NP10001€0388 00033 101803057500a Y123576550 OCOCCO
Page 3 of 8
SDNY_GM_00325217
EFTA_0O197992
EFTA01307258
UBS
Resource Management Account
October 2018
UBS Bank USA Deposit Account APY
rarest period Sep tO - Oa 4
Opening UBS Bank USA Deposit balance Sep 10
Account name:
friendly account own' Indiv CiiecliCar
Account number:
S49,973.27
Closing UBS Bank USA Deposit balance Oct 4
Number of days in interest period
Average daily balance
$47,373.92
25
$49,510.15
hleres1 earned
$10 21
Annual percentage yield earned
My Choke Rewards Points from UBS
030%
&weds punts ace reflected as or the awn or itir month or the prior tunnel, day if Me Zen tale on a
toward: point =linty China's (Xi be round on wriwutacorrrIonInortivern
October 2018
Year to date
Opening balance
7,594
Points earned
7,341
0
253
Closing balance
7,594
7,594
Your investment objectives:
You have identified the following investment Otriettryti for tins account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
fnancial Advisor or Branch Manager. You Carr find a full description of the alternative
investment otlectives in important information about your Statementat the end of this
document
Your Financial Advisor.
SCOTT STACK moat et f CA SPIFt
Your return °Neale*:
Curialt income &capital appreciation
Your risk profile:
primary • Aggressive
Investment eligibility consideration - None selected
Your account instructions
• Your accotnt cost basis defauk closorg method is FIFO. First In. First Out.
CNPTOOTECOS799954 rreT00018838800003 2018030575004 YI23576SSOCC000)
Pegg 4 of 8
SDNY_GM_00325218
EFTA_00197993
EFTA01307259
Resource Management Account
Your assets
Account name:
Friendly account name' Mary Chenkar
Account number.
Sane boat +mane and Carol roues :hewn may be 40rOsimale: At a RUA. Gant, andlOSSeSmarr ref
be arumeely reflected See imported inktmatecn *out Axe statement a the end of ths dxumere for
mem ,nlcueurice
Cash
Cash and money balances
Cam and news bee -Ku; may ((Krum. avalarie cash balances, UM Bar* USA ramosn account b axes.
uBS F
Muted RoganSank farms. uBS AG Stamford Branch atonal account tans and mosey
makel mut ua tuna Syreess trataXes
See the importafltolonnal,on Set )our statement at the end of this Women, for detals about those
tetanus
Haring
u9S BANE USA CEP ACCT
Your total assets
Ccenag Wax.
on Oct 1 (8
Clam.? baince
do Oct 31 (4)
49,671.09
47,173 92
Taut On Oct 31 (5)
Your Rwanda' Advisor:
MSS Bast USA rod ell OBS FIX Inured RoganBank *pout scant Mums art muted by t he FDIC MIN.%
abatable imts, bin are not protected by WC uBS AG Stamford Branch depart xcoum baances acv not enures
by r01C and ae not protected by SIC Miley market sweep balances ate pecante0 by SRC but 4.4 not mato ty
the FCC
Mee per share
Average
Gulden/ tautest
Days rl
on Oct 31 (t)
rah
period
penal
Cup aToura (S)
250,000.00
RKentageCl
Cost
Btmateel
uncerrizecl
)Our acc
t
DM (I)
aflame ',Kerne (51
wino( loss(,)
Cash
Cash end money balances
47.173.92
100.90%
47,173.92
Total
547.173.92
100.00%
547.173.92
Account activity this month
Date
*Minty
CMCISMCM
Amount It)
Deposits end other fends credited
Oct I
Transfer
FM Y1 23575 0100
32891
Dividend and interesthicome
TaAabte 'fleetest
Total deposits and other funds credited
Date
Anicuy
Cesurptcon
9324.91
amount It)
Oct 5
Moron
U8$ BANK USA DEPOSIT ACCOUNT AS OF IC104118
1021
Total taxable interest
Total dividend and interest income
$10.21
$10.21
Dde
A:t
Oct 2
Wehdrawal
3994
.
AlneurlIS)
NI payments
ChP
7899SS FM000188388 00033 1011303057500e Y12357655000XCO
continued next page
Page 5 of 8
SDNY_GM_00325219
EFTA_00197994
EFTA01307260
Et UBS
Resource Management Account
October 2018
Account activity this month (Continued)
Date
!(bney
till Demerits (continued)
Account name:
GHSLANE MAXWELL
Friendly account name- Win 'fear/Car
Account number
Your Pinenclal Adviser:
CtscOphon
amount IS)
Oct 3
Wthdrawal
ACH WITHDRAWAL AlAx EPAYM ENT
Total bill payments
42.63629
-2,596 35
Card Items tetras Attention:
The new 005 Visa Infinite credit card is here. oy.ked wtherctusue tint benefits. more rewards and mote el what you be. incIrcling extrzodinan V Demounted stoic. All
stunningb, clal in MIS Visit tbs«ffivesanfrim a al vs at 883762.1232 to learn mxe
TiarnabOn
Potting
date
date
Descnoton
nrount CS)
Cash/ATM transactions
1.85 Vca credst XXX8 1602
G MAXWELL
Oct 16
Oct 17
CASSICONNECT
4203.50
ATM FEE REBATE
$3.50
Total transactions
-$203.50
Total rebates
53.50
Thew at tranOws 10 UBS Bank USA to mow CashCornat Cash Advances may with your UBS Visa melt card Thew CatConnta nano tan
Most incur any Mance charges a ran athaxe ten
/animal Tweets' We
Payment Due Date
Craft Inc
Avalable C red' tine
°animating Koonce
UtIS Visa credit awns)
payment information
$0 .00
635.000 00
135.000.00
$0.00
TM croft cad 6 totaled h UBS Pon Great Card I tature and wit aumnatcaly to pad Iran yaw &acorn. Your payment 6 smetVed
tot Nwerrba 20, 2016
We provide thi infonnavon on your UBS visa credi tads day as a courtesy to sou. The UBS Nsautat cad and account are issued by uBS Bank
USA UBS Bs* USA seeds you the offea oaten-al lathes acounl ond wit, staid mete your pasment eacoming to cheer snitructions
We do not lard mle your outstendng anal cad Mance in the vase d you account with 085 Rnanos Services ire
Date
Adana
Oexcipticn
Amount (5)
Money balance activities
Sep 28
Ilakilece (onward
149.67149
Oct 2
Deposit
32891
Oct 3
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASO( 1002118
•3994
Oct 4
Withdrawal
-2.59635
continued next par
0.70006006789956N, 70001883138000:0 1016030674004 Y123576%0 CCOOD)
Page 6 of 8
SDNY_GM_00325220
EF1'A_0O197995
EFTA01307261
UBS
Resource Management Account
r::\:!,:c
r 2ot s
Account activity this month (continued)
Account nem.:
Friendly account name. Intim C
11C
Account number.
Your Mundt' Advisor:
Ode
ktmly
Otsotftlen
Anwuni It/
Money balance activities (cantirupEcl)
OC 5
Dap001
1185 BANK USA DEPOSIT ACCOUNT AS Of 10:04118
1021
Oct 19
Withdrawal
L/85 BANK USA DEPOSIT ACCOUNT AS Of 1018118
octal
Closing U.S lank USA Deposit Account
Ito UBS Sart USA Oppoot Account or your onmary :weep caton
-20000
$47,173.92
0.700030057099ST HM00193388 00003 10100305750N xl 23576SSO 00000>
Page 7 of 8
SDNY_GM_00325221
EF1'A_00197996
EFTA01307262
(SUBS
Your notes
CteX0C0005799950 NP, 0001 89388 00X0 1016 030575034 Y123576550 CCO000
hie $ of 8
End of statement for a«oult number Y I 2396 SS
SDNY_GM_00325222
EFTA_00197997
EFTA01307263
Important information about your statement
IS Francis' Satan Isc. (he firma UBS finned
Sonoma. as a muter of al penapi uo.nty, canna:Sty
and options ntha-ges UBS Enamel Santos rid LIBS
Bart USA an rdrect eLbscianesct LOS A6 and
stelae, of WS Saunas MG the rim's trawl
ttnwe it nobble upon request The' em's ennutre
°floes are
inatel SeniCeS kx.
1200 Barba Boulevard
Weehardln hi)07COS
Tha Itawnwnt cal:4,44M the ore, afoul wad of scy
Fnirxial Services ac<ounl CNN. feast. steep'
offs O, th0OCkidnIntn coManng cantina elia thotid
not be relied Lean I yOu bele* they 6 enema a
ahoy," Dime leant it .nnedoeely n reritng to the
Bergh Manager of do office wren; sou occove
Alen*. al Egan chonn we Mended lob acetate.
staleniert drag-ail ml be treed to ta, rowan ray
stys
enrs-mid
lams, ea. Form 1099. 5498.
tic ) yrnal ream, Yekr IY mum the inn n
mond by taw he real Tette KY all untie drrthrele.
reportabbnntwabb dnidends end !nab* nines!
toned On ittitlei held n
KOainti net Crated,
cn
named att.! eon hosts on <erten canted
senates.
Carrmankations with the Finn
• hose fhooddinn arid cral oremoncabons n hang
to Antler pans can nth. racli".3 you
1
%eh* th.S4<yhei Vanier Prohann Act (S A)
• If the finned cacao, on the asp Ion cite from
of aut ILIOnlini a
anti IBS Fnelcia Santa. LBS
MANY SHVC44 Off*. hat X<Oull al (Isom
tether by artarent arch the nrkaud ratilA en
we Opened you ed the relleinthia nhtnro
004,10.hilaaani h iho ca t. SW hall and
fectalmere bola. UBS 'mato, Settees and rot
We nod .4 ng brcter, and pa ens. make a report
of ay <ea a anew., to both Ines
• As deviaed n to aca.nt arements, yaa mat
rcidy vs of any ono-, of frail adolorg &acts
reflected on your slannent *al 30 drys .ther n was
nidInCla nude available
• Mem drat (Won*. aniSiledi a Vhdi.n.4 to the
tem% Ghent II•lalont Ciehatrunt at 201.752 • 1659
tolirce a 800.35.9I03. 8COA.0 to 600
If Made, through Fro*, a.n ant rgtO te5
Fruncel Seven
. Clad IttleMall Department.
PO. Bo. 766 then Cly. fn 07087.
• Al statements shall be deemed complete aid acetone
ii not <bettedto is rang stabil60 days
• for TT' newel. Cal 84412.09B6 or Iran °Aside
IMUS. CA2171.357.1495
• hose of roes a onion:kid:Ka nolo:era
fats transfer (81), bill parent a WS Vet debt
<ad transxtens.. cal 800.762.1000. of aerie lo UBS
in.-col Sewn tar.. 1000 Harbor (thel, 620 f kor.
Wienanten, NI 07084 Ann RMNBSA Seven
Cita write n soon as )tki <an. i3 raa the8 You
statement a inept rs *condor dyoureed more
Mammon about a tuns* on the statement a
meg The Fern or Card basun arolcable)mni
hear Morn stun° Its than CO days ri m de fon
ant year We fns aaterfure on st.ch the nee or
Problem *Penal
- hood. sox name and =are nunlye d any)
- Dna be Ina NMI a the wander sou sokilose
about and 0pLin *chit, mytucalvehl )co
blown K an arts
why pa need inn
riormalcn.
- Provele the dollar ann-nt of the expected error.
The Fern or Card busied nvestore your <emplane
rd wal cornea any armprarptb. For lesord awn
rnoth-g LCISVaaockbo cad unsactom. l *4late
crone than 10 haw day; to der tee. we maned(
Axe scan la the roan you thric n es snot. so tn..
scowl Nan* use of themoney durrot the Imo n
tales to to complete az ne•segaban
Rene make all checks onable to the fern or to
fnancial nettaien rdcatedcri he free cf
iliarnent In addition to regular accOull fon account
may be abject tomon:mance fees. charges fa late
berm for secumes purchases and charges fcr u-paol
rant n (ash scan's. AcChnIS Mx ate roanclarnd
to other nehmen. may be suient to a &alder fee
WS onionkees
LBS o
s fa sweepro cash Winces to bark
depose accost at ronailloted bats and attired
banks and money Markel Maui lends (Money krds).
Owaxe accost at LOS Bee LISA anann.athlreed
baits pinticpthg n the UBS
-Issued D
Program ar•FOC-rmal n accordance wehr i
C rule:
rot owe riomtabon. Jere we rem
04;014
rotates at UM AG Slonlad arch arcl 'awn of
Nasty firth are not ilia:Iby the FOC.
Barn thiamin are not protected by SIPC Monty fad
nines re protected by SIPC Sc. "WS Inmost knees
Accent Prolectai below
upon sou* nasal braves rote bark depute may be
withdraw% and that of a May fared may be
Igudted and the proceed, returned to pa a 'OS
Unties .0a0.rd
Fate ill:melon tout &datable sweep options.
nckoing <arm, interest rates and
o 43/4plable al
wow as cansweepyielts. from yoke Frannel Athisa
a by <atria BCO 762-10:10
•
nontiol Sorakes account prothetion
The Fern it a member of the Sautes nada Cohn
Corporation (SVC). which protects SeCurelei eunomen
of es mordant top SS00.000 (ndafro I2S000) for
clams for cash) &planetary brochure nobble won
recant a Si www SOX *9 The SInG asset protection
grin ;pet to if '<corm that you hold n a patizubr
<soaKrty
The Fah together nahconlansHilalts, has abo
lestrawd supplemental romance The rrearkm
roam payable to all Neat* clam. <olectwy under
the otOlechOn c 1500 inllaI at of Camber 10. 2016
Subpa to ihepolcy <a d.." and Intanna. cants
the 'cm n Mho, protected la tp to SI 9 mace, in the
algregare for all you accosts held n a palotlar
canner A hal copy Of the poly terdirg it amiable
Loon mount
fleeter the SIC prceeclon roe the ttoplantetal
praecharsgply to:
• Ginn Innate than candied by fad molded
)oar A(aY( vela) bat hod away Kan 1185 finfrewl
Services doe handle anal CO instrexe sedan,
nckdrg drub* arrutes. and li)tharts a mutat
Ands regatreel nest name of the rove holder on
the becks of the our a enter an-0),
• imestment carts a thesiment Merest, (e 9.
tented patnenhps rd aerie placements) ht re
not rog =ere! under the Secunthe Act of 1931.
• Connsocitet <cream (es. faun **charge and
whoa meta. contract* ant ddrg haves (Mired,
rtl toarrndft <Pion comraas; and
• Depose accounts &rapt ecrtekates of devoted al LBS
Bak LISA. UBS AG U S branches and [attend*
KIK Waged Deccan Proven
The SIPC wanton and the tathitmental pronto" do
nee apply to these stint then if they oterthse appear
onyx.' tadernents. The SIPC protection and the
supplemental protection claret protect agent changes
the market neat of yes mentrneres (whether as a
mum of market movement. Mine bak'Wya
othwwisol
Dividend Reinvesentem Fragrant DNA
The caste ttilnitd n an enrage era. you may obtain
the actual Ord. Iran yea Irurlcal&chaser Only Atte
*urn ere puthamdunde ORIP. partial Owe, mil be
sold andtheca WI be depouted n your acco-nt The
dredged 'treatment once toped by the Issuer mat
alder ban the make Pat at Ands Ix ;what shams
resold
Cads•iteliett
01/ whole tan may be held tri you ware d you re
Kiehl ID a pinkt ail as a retail of a &Mendgement
or ~roe. the rem mR ether stipend at al
math pace a rapt as Inlaid determand by a
regriend Oar na fl eecy. and credal yOkd Kau,.
lemmata/It then:dreg
The reestrnme *beams a-deisk Fedi* are week to
oath account and may vary between yes =cern
Pena adwee the Fen pronyibr n
wrongci
sv
apt< int change n You lar.t./I maw a
%manna of
For eNhaf0.int hitt you
<loose ore of the
I °bang imminent <Onus,
• hake& CurrentIncome Inrestmeras teeing the
generators of none air
• atlen•GepterAopwaton thesinwes sting
resell of arena, imam than the gentatin
Man.
• ProcAio Comb/nada. of home Sad CrOtei
Ape/Kieran Innottnerns seeking tads the generation
of recme ere comb of principal
Orwell risk prof Ben
• Comes", Seeks to marten mluf ratapol. nth
ben* rd sanity to the meant theme. hen id
Oa mono the none clan not genre. remnant
recent a fauns and may not Into Pr• yak.
frtfalfeef
• Moderate Wing to accept cane n6» pnncgal and
tole*, sane yin fey to seek b4
rams
• Aneswe Wilhp to accept I.4 1 "t 10 cantos' rd
Ago sobbley me u•l.
(nun ow tent
• fralmtuttfAgotty Can:draw. f taloctod, a
paten of the podia° for that rate* may valud•
carpi*. cualeg.H, lowed Women and Tara
wanly
Statement Itotoeholioner
We may cersto-dalt fit rotated account itaWnweemth
the same means in the same ernekpe. e.9. because
they hne <wenn Ma abe mental, ion nave
relate...hen *Mother dents al the sane eotess
you porta to made red rdai statements marled n
operate ernefocee, you may chant hoorah:king by
calrg you 'natal Manta
Friendly accotail name
Rte Friendly Edwin nail* ft fa tuetcrefeible •nekraree•
chosen by you to ant you wits you recoolkeepto t
has no boil effect on scar mate, is not mended to
relied any sunny. on:4AL reCOmernrdien.
mertmentdajectne a re& pohle anceuted rah pas
Kau,. and o not a prom's of wira'nee teat wrath
a ay Irani mutt once wit be xheed. Al
/wave it* a* el Ian nekorg to nek of
loss of the area* Tomas YoucanChange yea
handy acocril nada. tr ough Oran. Sava a by
antacteg Ate Fettrnal Rotator
Amain dowel/ow
• Vete of ex/ account/dr:SO Net ol hat. end
n.
• Aspen tofu*, nabble<45/1 biareek want la
"stiktids•dual (ended Gobi Tn.. Departs,
vrealael marts to market and anisawn not held
by he Fenn Does not ',Oxley-mad seesihriassels
at the end ate poor and omen astern: ;erode. a
aerie nennwerl anted dock options and
eeerceabb nod, phone
• Whites rota*. debt Daimon Pawning Magri
bra veal In. than accost balances
• Cneetroney &arena: total ol unmoved nobble
cat Wbnm, OA &poor Dirket al alt flied and
ncnafflotod bares. rd worn ma Wei ma.* tad
sweep balances. art the ceased the stamen prod
Nanionenedly heeded. balances nor damn. se
net eeac acted from other Dixon ski the Fern may
it. rydd these knit me adnry caste ol ct
bares. Thew tench are payable ten your demand.
Ten total Is plied in the cutlet prodclamp nen
Leans internment
For dueled Scallion cone' nWs loran; radices
rd &clown refer to pat Clore Ratittornhp
Ageensent a Ad(are Aqtantel and teGenteal
Term redCottons LBS kaleenent of Credit 'retakes
salable nAreem•nta and C•Cx busts
Dion...,C. e-oper • ev reri,lm,rrs
SDNY_GM_00325223
EFTA_00197998
EFTA01307264
Important information Monn your statement (COMmued)
Yrne sti
Vete)allnes ~te
securece ed oter meis held
in the ~sd a the end of te Titrere :~1 Vou
mai ad for ~uty
paid tronen arr/ irr*
you mai rem. («urde used at loen toantal atm
Partg any beinet due on t hen Arv wcurbm
!asenet tonefim der* the slatement otre:dere
hard al ~et valutas d the ml d the statement
parod
• Gmt neia In determinng the <ost ba» ot the
~Mrs indoded is his tisement. Mare hdicared
weh the noret«'!,'
Fruncial Senest hal rand
on Normfon <bland hom torn Star Man Les
insod Senat. nendeg ~mater ~n ~his
fra nve you mag have pronded to yotr linnet
Adm« the Orm don not nd•percently vodya
~eitt
the r«. r
a vedty dartdorersteis‘
Ø
oroffSed tys:krom eke
thai
LeS f nancdl
Stev
adition akhough Les Feitnet Services genera
ratene> tal ntonnater as et o raterad the arm
don roll parilt any 41":",14 tat de itcanaler
Lndie 'Coat ba.' sd •Urnaliced geitost' n
amer* at ot to date ot tnt summere. Steinet.
please 6) noe rejon his ne«mfenio nulte
~Mases Yle 6pcnont toe ta• renoses a
,nettut. A«Odritt Utette.] tot* tnt mai
mnd ,aren dormar *lynt ne (»rod ol
line the/ se lad at ta inn More hbiteital
Worinfeian onn be added Isry >as racial Auseos.
• Unreelired ginsalosses Yahen dan is ~pat1e.
esented ire/sted ,anatom" se </kuttet kr
idollut Mary loh The tranetan dau kr
Mnd& nets nya nyince ml het ccerenes,:re,
~geo ytt co:umy norgr,:s.on ~nu
Ornkni snid olh“ mat
lois ant sytten<
~chow bli ro eachteribned to cliotei ane
~eget lot Th." trade date' «dann essens te
onantalramettan Hede date
• [Sable snurten Beda end palerad merk tut
the (sver <alis for eske ~ion
wil be eks <ed
~alt/
by lot tunene* al Rostes d net
(aue held n out narr. ot n nomne* name lot ar
<timt, (sl feene ~kon
is obtared kom tad
pres ed Is son" , rs not waranteed Othe
kam rrny pen wen:ho:uta efta sd. trøet
Martsm vid be ponted keon veps*
• /bysne( renes Ospteyed lor «Oslos sid diar
iscarat mai be hø« or bm,. "inn» pr» tet
y:vemod tekel, Nome m the marka! Phon*
obtaned anen vargan tad Party %Urta, etuth are
belte to be Sable. be sft 03 Ml ~tntt tar
acesecy.
- We general' uff the 'buing prae eten ~Labb or
the monool ta bel and at. Akes la åsted
~es
and ryper, or sen eplegir ta OTC
.rnsitien
- Lett eksil,. vadet ~net nuy ta pruced em» a
vatstonroxbt or the mon wern prim va
cbtanel aneny nal rele« n actual ~kst teke
*roene
- CM" ratbise mit twer wilhors a pke and
valtao
pc. sand snitte darese
knebleto obl" a pree kr i Munty-
- Ornoses « UCLelt,teder.amne.40 anteces
onn tal u S. dons ro (rf lected Aila ~g*
rate asal te neimen date
- Fer «eten tee-vine, frede, enst-teisme*
denomneces, prae ard purt ty ore *nemt/
lue born atjusted to Nolo» paps ralualen.
To °Memo:rem imitationt. Mm svala*. west
yap Fnexul ~or
• nemt* investere/A and strand preduas.
smale nvesanet satsane; (rcldeg drei
CtletelhttOn Merr 424 ral (lett reltmenl "et
~reim) sd seruiteedisod-icts se gentraly higsY
dloed. («un ttnectised )oolds harerat ben,
regionrad wth the Sanst es and &dumt
Camnsona ‘ncle, ry state fennene Isne Yte
porele eslensed etan lee ems* ~tnt
sneetos and 'tsarhald peØ<Ia Msrnatcnl
P,s0:4“ O
Auka} 4 t101 9~100
- [heft a • 611,1y tilli« stlyseetun kan eget I
any, a.Mieh a piren mestetarel seeve or
«Nekt& oroduct mar be baste a lob sd do
not rwessrly repetert
vale su nat 'neia
uPan Souideen.
- %ed perty ',tanks of »le se as ot • tran
date and re svette:110 Un netet Serven on a
N9ie bate hy n ndipen:ket valation fem
- kase. ~ai erme or sponse a« innad ra
d Ty. 3f11 9.~
10 teFim by the Mi"
pensel panna or ~nor ard may be tablett:I
besadon Sea
ninone.* hen dut used by
tid *bes lo derive ner essinated wire,
- Tau man oteen ad~
nformaban regiarorng
ta ..text.4,,tn used to dettrint the egnete ca
*loe and the dra ot te serrution the n the
basis sr the «smia by rontattrgyea inaricel
A timor
- thed party orimaled valas my be relboad as
'Ns prnod' n seva", tauets:nr veen re
rdaparbee vaia.* hm has rot ~ed e• 6
~to
ritic" vane Mann betane tose
*ml temaurd evre hes ctosred ter ~olla
Ore~rei:~
vals ind cueshan, «.ren J
*lue nead be tygle, speculatme obt 10 the Mere
Ot the ft<Uhty
WhOri netta an 49" 9~11 p.arcnie of cperact
Moralad reke,I 3 0w0pelly raritet, rane
prowded the vale of to meny *11 be deises
front «peche,* prae
- 'Nett/ an to date mer alun reur of
<sit* nor.« buh
▪ 'Orinrui una ste ~runes to real celtene
pene ps sne and ~ølet mnd sur ~base
- OPP end isles Kfr seosaies re rat kad on a
nattnnal artet ~e,
and re penteele
ficted end etnu they sin be sold the mr
roeed may be hes ~taper sharia estimat«,
raka proadel n the stunt asener
• Reetriabed ~em
Pr:M[1,0~6,14 "nente
art not annet digeble Sy purk sale Les F ~ul
Servtte uset the mattet pote ol ne urrestricted tak
oa the ,me mus as st isand vas loe ta
restrkied sled for perpases of ni 'Memento« To
te enere dye teteled senn es se elgi* lor sak.
da vake weMedmay be ubstentita, less ne te
~od vake toen.
• la (estenatee Moorne. nemnt helte endrete&
An altnise el mai rora is based on trent
dreitml ad rikest ale% ssurng the stane. eal
be held la one nr kom rien« dale te "I
tratynty TM erma» 4 ulk, a gavlro, acciacy
sd contnek3 nome n not guarentaad
famnet mel hore and turnet rad loe
*lene/Pel Of searries mått «ande aret" of
Prexcal
gatt, n sleet, teft the ni
;moene (ard tunene Welob ~Lid be omtale&
- )strnened etol «ane ed tred yeld and the
stud 'tome and yerld nimin be bes te tete
than the egen:kol rourts
- An armatol truet:od norna (diedord ander
niende draded ty tre onen ~mat
~near
bale« tted on the last de!~
te ment paret mad by tre noen and
monn tie w‘r nestOtposts ml be held kennie
>.$ kan ta se senere date et unikt mat.reY.
Atotaty
cortiand vad se not gassord.
• Ame° not held by 11S Finsodd nefeCial. Cellen
tewen net held ty the rien end Mit *enn the
In% possessan or crawl Thea essets art
dept:sd on Sir sutenere lor encemstanal
Nepa« «dy Pottens and vaket presente, se
proØbyne rssung hr Un enritui Smie
not resp:nstde la "5 alfamyr red dom ns
,vandte ds ateurey erne smeis se not reelen
by SIK or the taes itaaamentel SIC co-stege
• Renate skeine end addit:anal ceenpeneetion
- b, etddeist to cram."
saks and I :bl lem
mened n connedcn wth the dana* , el manual
hedetoes otrenes vie råa os eika mais
theta tang parants Iran ~buss »dor
ankestol the nyast han tat wo tell theta
nam re !rad on two dakron osnxnenst
te arrose of saks by LIK of a praksis "AIS
hal lena/ to out dam% and Ba the anel eat» d a
Ølulv ~kulta, fri/, taren reid al ne
fim
- Wt ed w at lue anen rere regnet:p and
««tas preetiena lee, ncorned/eten lor Hamler
nem unice. nal rar onmisle to the nual hyde.
Tiwto tort ~IS
ro pal troen rafta astat n
ne "nal hsid and n a feet dent antiro baud
ant henbad scoret x the breker-nake
holding ~ull bedi of the lad tang
- ar addtisi to torma~Sretemed f ~ion
etm the sale er dfirbution d arvely tones, ed
int ~mint kva unt lona
are endre
ca eldste etere teacsa ,huling CernaMetran
iren Inry ol the rourarce ~perm untkmatng
te mairy ostrace, ~x« d the invane
torrpinot et tpootat of the unt ~unn
inn«
*e ~buk
- n addein to (temma"
armetes from the
~e
and sak ca ~Siva, Mr% are anenar
attlate støt t, tv,hhased ~at
~ing
>samen, korn lentShires dann-Son. en ~II as
hedna for whndogy clnelopmeni, kanna ed
*dues«,
-
anekele, aha trea valtg momsran ed
oter <ryene*, hom nitteal first sed nasa-a.
carpanot MonacogeoStett v,e) dicetbse
- Wit trist COrrernsal en Iran U3S Ose Leik LeS
AG SurdordEtech ånd ns,
plaff, bar-ks
th~
aue cash wexporosa-ns The
~iser
may be 3 ~thay pr atte" fa or
mer bes peNntageol ~age dalt depoet
talexes
Anedy
hfurneen reosdnownnesseen and odar dagal
asrad n tenecten mit, the tan-sona vades.
na -4^3 oPien varcxeons hann "'lodd on
coeherntene pftn)inkr furns.44 load, sd mil be
pronded to so ponvdi 0nm~
Short stang
you re «gard et ~
reling a setuay, yre may
no/ achsge &e lo <son brown, tose f« eva
Oeho.fir seosibr
Open enden
PoStsdn9 open or '9:ed Hk" end' orden ta
«enos ~ond by the nemne dale, open bue and
sel skoenden se redacedbv ne amma ol *ode*
« *res on an eetnidends or ex ords date unless
nansted otnews• by $u »Le re responsa* lor
erne; the n ~med d.e lo SN/ ne" lo *Yte
~seng Ccm orden
trives
To obtan a topy of al arteiCliefil Prbecy Notke.
Edene~ ytte Fnnu.iAdaooe Ce vet ev miste
yn4WobserSieutnået
- les numre Stakes e ~sbs* the RMA. Ekren
Smitt Account BSA red Stø re broken,
m<ountown‘h per* meiet to Dra ing ~et ard
rnetItis le~arralgt~
ren, Slibiel bres
ed 0~ frabeat belt. and pronitt sona to
"Lene ard anespy podsts istad by unalfilabel
flad-Party norne ~anes to. cut i risu raxe
eeirty tebeclutei ol Le'S Fruntol Sannes he.
- ~nem ~erne and snu ty polotal
- Nyt MK nekeed • No bant 'nenne Mal lose .ett
- ekla Reiar«. Margenem Att.," Bussess
Sandet Acta" ISA. IBMS and rterniberui Risene
Management noorst re resstrd sav« maka
Lei nenna, Steam PC
- VISA n a ragrtwed tadenurt ovned by Va
Vrensbenii Sewe no:einm and utad Lede
Rene Tie ISS Ise «edb <sd' ed the LeS Vim
Ø
din se anes by ISS Sel LISA with
Permissen kryne U SA Incorporated Malar
~x
rager ed !radonet". area marts and
regrared talcement re of ter res~
«nipane.
ILOS Fistel Sreviem Inc
Pen 4IBIO
SDNY_GM_00325224
EFTA_00 197999
EFTA01307265
SUBS
lies Financial Senaces tx
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CHP940570707i HIS VI 0
Resource Management Account
November 2018
Account name: GHISLAINE MAXWELL
Friendly account name: Incliv Check/Car
Account number
Your financial Advisor.
Phone
Quesdons about your statement?
Call yaw Financial Advisor or the
Value of your account
RMA ReSOur«Une at 6430.RMA-1000.
account 029023576
on October 31 111
on November 30111
Your assets
47,1 73 92
47,394 12
1fisitour wiabsim:
www tbs.comilnanciahennces
Your liabilities
0.00
0.00
Value of your account
$47.173.92
$47,394.12
items for your attention
. Help protect yourself horn had and
renew bank, credit card, and brokerage
statements regularly. Also, gel your free
credit report annually horn
www.annuakreditreportcom.
Tracking the value of your account
I Thousands
776
431
47.2
474
41S
1.9
Dec /014
Dec 2015
Dee 1016
Dec 2e
. 17
0(12018
NOu 20
i 18
Sources of your account growth
during 2015
VS. of your xcount
al year end 2017
541.94632
Net deposits and
wttdrarvalt
Your TheStirent Mum:
Dendend and
interest ncorne
St1197
Change in
;corbel value
1000
Vatua of your account
on Nov30, 201$
$47,3911.12
15.3n83
Arlember SIPC
Cm70003005707071 40, 300I 87518 04033 1110030575004 n235765500:04011
Page 1 of 6
SDNY_GM_00325225
EFTA_00198000
EFTA01307266
UBS
Resource Management Account
\ofernber ,2u 13
Your account balance sheet
Summary of your assets
Value on
November 30 (1)
Percentage of
your octant
A
Cash and money balances
47,394 12
100.00%
B
Cash alternatives
Dao
0.00%
C
Equities
000
0.00%
D
Fixed income
CO
0.00%
E
Non-traditional
000
0.00%
Account name:
Friendly account name: and-. rtcai ar
Account number:
Value of your account
$47,394.12
Your current asset allocation
Total assets
547,394.12
100.00%
A
Eye on the markets
index
S&P 500
Your elaancial Advisor:
SCOTT STACK MANLYLE CASSIE'.
• Cam and money balances may include
avaiable cash balances, UBS Sank USA deposit
account UBS FDIC waxed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual turd
sweep balances. See the important info/made°
about ow statement en the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Fume, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 30, 2018
3-month Treasury billy 2 30%
One-month LIBOR: 2.35%
Percentage change
November 2018
Year to daze
2.04%
5.11%
2.00%
4.48%
-0.11%
-8.96%
0.60%
-1.79%
CAPSOOSECIOSS07072 NF7000197SI B 00033 I11803057%04 YI 23576550 C000C0
Per 2 of 6
SDNY_GM_00325226
EF1'A_0019800 1
EFTA01307267
UBS
Resource Management Account
November 2018
Account name:
Ftiendly account name-Indio CheddCar
Account number.
Change in the value of your account
Cash activity summary
Opening account value
Deposits, including investments
transferred ri
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest income
dosing account value
NoeFembet 2018(11
Year to date a)
$47,173.92
$41,946.32
2.82608
59,707 53
-2,618.81
-54,371.70
12.93
111.97
$47,394.12
$47.394.12
Dividend and interest income earned
rot outcome( Nis stdernent, tenablity of Inkiest eed Chickncl Income has been determined from a US
is lepahnp renotoNe Bated sepOn the sentience of the Xenon, nddel. CCSOunt !sot a pn;Oxt tspe,
scene interest ands didendparnents may not be Abdo to United States (Us) ander Pueno Rite (PR)
gnome !SS The diet* Monthly fl
uffed Is not intended 10 be used and [finned be itInd Ian lot let
papaes. Clefts shand Pen to the accotatie to recosting loin{ they Weise flan UBS annunty. such as
the forms 1099 at the Forms 460. foe to repareng uncernation It Is the prattitt of UBS to fie the
applicable la ironing toms with the US internal knenue Senn* at PR lieauty OnOrtnertit, and in
such 'VMS a(Cusatdy Clat9ty dwdera amp inter" a,9, eierrot or tact* esCOTst Heat COMA your
ncivelual tat imparts
November 2018 (1)
Year to date (S)
Taxably interest
12 93
105.10
Total current year
$12.93
$105.10
Pr or year adjustment
0 00
6.87
Total dividend & interest
$12.93
$111.97
Your Amanda! Advisor:
at Account acing), Out MOIIMIU Wan Marxet in yew Sweep Opaorc ate ,nduded in the apron; and
closing mance; iris* SDK insurance 4aphes to &poets at UBS Sank USA and it bank; pattcPahT9 sn ins
UBS PDC envied Deposit Kogan. it does not soy to (Eosin al UBS AG. Searntoid Branch. SIK
protecton awe: to money moat pimp fund tiding{ but not barn deposits See important tobrmatvn
Mann your Utcnent an theist two aces d I h4 &area for watt.
November 2018 (5)
Year to date (Si
Opening balances
$47,173.92
$41,946.32
Ad& ron5
Deposits and other funds credited
2.826 08
59,207 53
Dividend and interest ncome
12.93
I1197
Total additions
$2,839.01
$59,819.50
SUbtfaCtIOAS
Checks and bill payments
-2,61881
-53,91810
Cash/ATM transact ens
0.00
-203.50
ATM fee rebates
0.00
3.50
Card payments
0.00
-253 60
Total subtractions
-$2,618.81
454,371.70
Net cab flow
$220.20
$5,447.80
dosing balances
$47,394.12
$47,394.12
CnPF00030:6707073 HP100018, 518 0X03 it 18030575004 vl 235765SO0800W
►age 3 of 6
SDNY_GM_00325227
EFTA_00198002
EFTA01307268
*UBS
Resource Management Account
November 2018
Account name:
Friendly account name' Indy Check(Car
Account number.
UBS Bank USA Deposit Account APY
Your investment objectives:
Thwest period Oa 5 - Nov 6
Opening UBS Bank USA Deposit balance Oct 5
$47,373.92
Closing UBS Bank USA Deposit balance Nov 6
$47,394 .12
Number of days in interest period
33
Average daily balance
1,47,522.19
Merest earned
S12 93
Annual percentage yield earned
0.30%
Your el modal Advisor:
You have identified the following instilment <electives for this account. it you have questions
about these objectives, disagree with them, or wish to change them, please contact your
rnancial Advisor or Branch Manager. YOU can find a full describe:co of the alternative
investment objectives in important in loamatton about your StareMent at the end of this
document
Your return objective:
Currant income &aerial appreciation
Voir ask profile:
Primary - Aggressive
Investment eligibility consideration - None selected
My Choke Rewards Points from UBS
Your account instructions
aewaids pants ate 'enacted as ol the Minot inimcmh a Inept txrenett day it the nth raison a
warencrand,ar biwaras. pont WO, Male Cal I:* Round on WnwulneOrP/Offronoivre:
November 2018
Year to date
Opening balance
7,594
7,341
Points earned
0
253
dosing balance
7,594
7,594
• Your axoult cost basis detauk closarg method is FIFO. Fest In. First Out.
ChP7C0030C6707074 WM00187510 0:0:0 II 18030SOSCO4 Y123576SSO C0300)
Pegs 4 of 6
SDNY_GM_00325228
EFIA_00198003
EFTA01307269
UBS
Resource Management Account
November 20I.r,
Your assets
Account name:
Friendly account name- Indiv Ched/Car
Account number.
orrt DoCci. .ocCcrle and (weft W41..e$ 'etal may bt apromernme mak-sig. gayly anellegt$ Mai net
be emiSelf reflected. See in. portent afosmaler ofroot)nur statement a the ewe of chi al:curried foc
cre rnfoanation
Cash
Cash and money balances
ban and nootiy tralwace may whale average can balanot UBS Bant USA ctscont account Waxes,
UBS tc C Insured Rogan Beni games, UBS AG Siam:logo Bunch *cool xcount Waxes and n-onty
rnylcel our ud fund Spero telarKes
•set the loportaat olonna•bon *Gutsy( stitteaent at the end or this cc bele nt Co. detals about tees.
Manes.
Hddng
U8S &ANI USA UP ACCT
Your total assets
Year rinds Advisor:
SCOTT STACK MANLYLI CA5RIEL
Ull5 Ball USA and ell On Fan muted Frogmen sank *pow mogint Mints are Injured by Int FDIC oliNn
applicable pmts. PA are not pawed by 9K MS AG Stamktd Branch dtrosit xcoum Waxes ale not insured
by FOIC arc me not ranged by 9PC Morey market sweep beames ate accentedby SRC but ast nal educedCy
the FCC
Cceneg Mahe
Closing Mince
melon shale
Average.
°Amend imams,
Darin
00 Nov I CI)
co Nen 3019
019930th
Fitt
Poled
pencd
Cap aroma (S)
47,17392
47,394 12
250)003.00
Percentage Cl
Cost
nbmned
Unmarred
vela on Hoe 30(t)
your acc
t
tops ft)
annual InC Orne (SI
genor loss (t)
cash
Total
$47.394.12
100.00%
547.394.12
Cash and money balances
47.394.12
10000%
47.394.12
Account activity this month
DSC
AtIvity
Demotion
Amount 10
Deposits and other feeds credited
Nov 1
Transits
FM YI 23575 0100
2.82608
Total deposits and other funds credited
37226.05
Ott
AO.ty
OtS0101011
Amount IS)
Dividend and letterset income
Taa.bie roterel
Nov 7
Inbar0St
UBS BANK USA DEPOSIT ACCOUNT AS OF 1110918
12.93
Total taxable interest
Total dividend and interest income
312.93
312.93
", I oion
AtnOunt IS)
NI payments
Nov 5
Wchdrawal
:3994
convoyed next page
ChP70003005707075 WM000183518 C0033 II 18030575004 Y123576550000003
Page 5 of 6
SDNY_GM_00325229
EF1'A_00198004
EFTA01307270
*UBS
Resource Management Account
November 2018
Account activity this month (continued)
04Le
Amery
Bill payments (continued)
Account name:
OkISLAIIE MAXWELL
friendly account names- Indne CheclaCar
Account number
Your Ilaandei Advisor:
Otscrelion
amount HT
Nov 5
Wthdrawal
Total bill payments
42.61821
-2,578 87
Card loons fervour Attention:
The rew U85 Visa Infinite credit cad is here. packed wthemlusue trait' benefit. more rewafds and more of what you be. including eictraxdinan y persona/iced mice.
'Wenn* clad in Metal Wit Lbs«aliksanfritt a can us at 888462-1232 to learn mare
minim" Pe/trent Due
Payment Due oat<
Credl One
Avalable Creek Line
Outstanding mance
UPS Wise audit cardfs)
payment information
SO 00
135,000 00
135,00000
10.00
Tim Medi CIO 6 emolre0 n UBS fey Credi Cad leitive and WI autometicalr to Pad from your acceunt. VOW payment 6 beckte0
ler Ceceribe 20. 2018
We pomade MT Wombat:mon your UBS Vitacab, caret sclelyas a carnet to Lou The OK vim ciedt cad and amount ate Issued to LABS Bank
USA UBS Mb USA sea you the of cud Thaernem fa this account and you ;bald mule your psrrent &coming To ihek inpructon
Wt Op nol led ude your costaidnct(edl cad beanie in the raw ceycv account tIIh UBS Anemia Streets Inc
Dae
Attmly
Desolation
Arnounl TS)
Stoney balance activities
oasi
menu foiwaid
$47.173.92
Nov 2
Docosa
U8S BANK USA DEPOSIT ACCOJNT
2.82608
Nov6
Withdraws
UBS BANK USA DEPOSIT ACCOUNT AS Of 1110918
-2,61821
Nov?
Deposit
U8S BANK USA DEPOSIT ACCOUNT AS Of 11106/18
12.93
Nov 30
Closing UPS lank USA Deposit Account
$47,384.12
Tyr UBS Bank USA Depoel Account b your primarysweep cotton
ChP700030C6707076Nr700018751000X0 111B 030575C04 Y123576550030=
Page 6 of 6
End of statement for account number Y I 2396 SS
SDNY_GM_00325230
EF1'A_00198005
EFTA01307271
Important information about your statement
LOS &uncial Semen Inc. (the firmer CGS Dermal
Stoops as a meter ol al octopi away, comm.:Sty
and options mehahaes LOS Enamel Samos and LOS
Bart USA an rdeect ebsciartesct LOS A6 and
if dales of WS Smuts MC the Pim% trawl
it evrelialt upon request The erns moment
often are X.
LOS instil SaWces ex.
1200 Harbor Boulevard
Weehwrf<r5 W 07086
IM nartrerwn (Waco.% Me ores/ 04inweed Of )W
• OS rnrinel Serval account Olhor records. +MOO
*fleet taclocurerts. <aWring coracle., clatitshaid
nor be relied Loa) F you alert thae 6 react a
campon. Oben eV," t nerrechetele n writng to the
Drank Dnepr of rho office twin; 'ea octave.
Arta* at egures tenown are Mended lobe atone&
stalemet data rail not be rated to* tx roTows Ny
stysenrsmid tar lanai, Oa. Form 1099. 5498.
ec.) whrn ream, YOS tar rum the inn is
reoured by law to septa to Sire *Situate &glands.
reoortabbrirtmabb dnidends and tact* merest
tamed on nevem held n yea recent. net Crated,
On sr breed ire. lad OW tali, On ((clan coated
extent.
Careminkstiona with the Fins
• Mae feaCelina afa oral a:amnesia:es el vetting
tofurther pale you, ter% cnb-Ong pow nth
urn* the Sways Haab NOW*, All CS A)
• II Me finrad cacao, on the up 1.n ci ao Mort
of teut 0414~le w ant WS Entreat SMACK CBS
MANI Sows caret you roam at among
taco by arra-rent •vir the rdcatrd rata en
we informed you cd the rebeknrO ohnro
oared. thin rave h to case. yak/ Itfixt1 4410
terrentes a totaled t UBS Ffsanto, Settees and not
Me nod Ag brcta, and you ens. make a report
of sy ma a amnion to both Ime
• At dtasised n tit ococcal atrements, you mat
coley us of any eras or Mad errolortg dwelt
reflected on your sleonwent weber 30 dred.4hor re was
Mika Cc rode avertable
• Teas deed (talon*, ttentairdi a rims to the
Fun's Clem !Anon. Ctiperreent at XI .752 • I 659
tol/ree ae 800.35.9I03. IMO WU to 600 t M.
If Monday *tote Foley, a in Ant n3 to LOS
Duro.' *von x.. Clan Wow% Deprive&
PO. Bo. 766 then Cdy. Ip 07081.
• Al statements shall be deemed cornalete ad atone
it not abetted to n retro sethri 60 days
• for TT' seven. Cal Ile4412.09BSot Iran Wide
the U.
041201.357.149S
• h (Me of anal a 0.AabalS *PA an Nedra
lab tenter (B17/, bh parent a CBS Vet debit
card eansectiam, cal 800.762.1000. Or *Melo UPS
f na-cul Sava, rt, 1000 Harbor Owl, 620 f kor.
Wienanten, NI 070314 Ann RMNBSA Secede'
Canaanite as soon at )C0 can. )(ea tole Des
statement a receipt n wrong or "you red more
Samsonabate a transfer on the statement a
mem The Fan or Card blue-(at arolcable)rn.ni
her Marlow no Ito thane° days ri te rhe ton
tont you IN IM ceaterfure on *tech the wee of
Fob*" *Pond
--- horde oat nano ad accare nunlye d any)
- Donate the error or the tanner )cu se~
about aniApLin
asyty cal aM1 )co
blew el K nape a why paaneollnxte
dorm/len
-'bade Meddler award of to expected error.
The Fern or Card bars oil nee:tore your ampler(
and wit correct wry er04 premptb• fa al Wsord .noes
man"? CGS Vaeocklan cad transactans.l weir*
core thr 10 hams days to de the, we roll melt
rV atccatt lee the roan you the* It n mot. so tna
wood tote the use of to money dung tie tmo
ties silo complete az metloatran
Mane make all &mks payable tote rem or the
fnancialinsittaicn Moiled*, Iv Mora cf eh@
lutetium In add/ionto rogues acorn foes. accounts
may be 9.bect to manterance fem. throes to Ire
paymern fa acumen purchases and charges fce u-pael
;mans n ash town Amerce dote Xeaaefened
tootle( noetnent may be sube<110 a &riff/ f••
OAS Sensed Opekaw
LOS often option s fa sweepeo cesh Ramat to bark
deposit accost at nen-diluted bats and ridded
bares and nay market rneual lends (Money krds).
Depose accant at LDS Bar* LISA arid nr. 214'1=0
bents pankpachg n the UPS PDC:rendDpgd
Program at• PDC-nosed n accordance went( rule:
For won riomuton. please wee rem foc.gter. °KOK
4C<Oortt at LOS AG Slorlad arch ad lures of
Wray kinds re not ivied by the FOC.
Gant deposits se not Oroettled by SIIK Monty kid
ram re protected by SIPC See "LOS Inmost Smoot
Sawn Prenatal' him
upon ow rawest brava, n to bark dowse may be
wehdraim, and sham of a Wray !aril may be
and reamed, returned to yOu 000$
Wynn?, ae<ose
hater nfamaton tout &datable sweep options.
nekoIng tonne fl orett reef rd yields. is .palable
wrew tilt cansweepselds. Man yoke ChannelArno-
of by tains BCO 762.1000
UK financial Services account protection
the Pan n a member of Me Sassari nada Fratcten
Caporation (UK). which protects seturem cutromen
of (1$ marl:an In to SS00.000 (induln; 1254030 for
dorm fa car) &planetary brochure nobble ..gas
ma", a x wow SOX a, The SIPC awl Crolection
lints a:ati to if accoLerts tut you hold h a prikular
<sanity
The rem together with calm *Nits, has also
laschmed supplemental cosine* The maarun
avast payable to all arable clams. eolecrob under
the proton re 1500 metal at 01 Creecentor IC. TM
Fit
b
to Ow poloo fordo" and ante." Dr el
Me n n Mho( ptotecsed Ice to to St 9 miler in the
or/regale for ill you altar's held in a prickle.
rear ty. Aka CC•Py of the polcy wading is bailable
e on readot
fleeter the 59C plan-Ion .
the steoplrneetal
pcCeectel mob lot
• Doan Inmate atom woraried by fad ridded A
Yee/ ACOOtell vaLe) be Iced away ROM Lin f
SOnata Foe exavalt eaten CO entrance prodwn,
ncLdna yob* sautes. and ti) sewn a maikaal
hard, regeered nth. gym, of the sawn holder on
tie tors of the oar, a Ureter nee),
• mestment carts a mesiment nlereS11. (e 9.
looted pannenhen teed aerie placements) Nat tee
not moored under the Se amen Act of 1931.
• Cornmciten<ortracit (eg, Iceman **charge and
pro an meal conliaolst nehalms loves conlhall
atl armodte Wean comraas; and
• Depose accounts Paseo trek**, of deposit al LOS
Bat LISA. UBS AG U S branches and bras n tw
KIK hosed Drama Proorn
The WC wanton and the tspritentnial pronto" do
not apple to these assets rani/they edema< amen
on your sidernenk. The SIPC protection rd the
supplemental protection donor protect aganst changes
the market new of yes mentrneres (whether se a
natty ol market movement. is,.. bark ROW a
othavrisel
Dividend Reinvestment Program ODIUM
The V" Nthofd n an enrage tea. you may obtain
the actual pee Irma eras Iriascial AddeCc Ony *Mb
*urn ere outhamduride DRIP. partial 'hem mil be
sold Jedthecash WI be &pouted h your xcc•-nt the
dodged 'revealment once Roofed by the issuer met
dater hem the market PM* at AM& to part tan
re sot,
Cads-irtlieta
01/ whole tat/ my be held h you ware d you are
rolled lo a panel tail a a feast of a &Mendgenre
or ~roe. the rem weeither sellwhet at at
owlet wee a rape al kaftan, CletennOvatn• a
waived Ow no army. ardveda pas Kahan
rhenium objectives
The reesteat *beams rdnsk prom, tee speak to
ear account and may vary between you xcares
ryas same the
prormlbrn writing of ate
apt Cant Chang. pas lanai manna
nallanal oblecinen For
leach
account Nal you
domeore of tee I chewing imminent dajnores
• Prakee Current Income arrestmerts team the
generic. of name air
• Athena CopterAopwuron tmosinwits mane
growth of amass tartar lhan the german:el of
ncorne
• Probes ComknatcA of worn* se MC get
Apprecaaten etreurnerns 'taro tar the generation
of eccme and goer of principal
Ow•N
;San
• Conantufne Sean To farlan nlea prhMA at
Wind( rid salinity to the man oral. men it
that mean the account *ei not genre* nether*
ream ce roans and may rot WOO Prior arch
nib M
• tafoebore Wing to accept tone no to pnrepal and
tolerate scene valid ey SD seek b•)e return
• Agaesme Wilha to accept NO it 1°P•c•"1 ad
hgn oolatIty
ad,
(cunt ma ten,
• fralmt•r-tAgotty Can:drew. a, toloctod, a
paten of Ma nonfat° for Mat roast May •Idsd•
comply. 0111•9•H, bored lanlent and ran.
Wally
Stallouseeliortir
We may ccaso-delt tll rotated account itaWerts wit
the lame >Sten n the same emelme. e.g. because
they hem anent oho abo mentan pet sawn
relronshen wroth., dents al the sane ertten
you prefer to 'maw mod odd statements marled n
operate renefopee, you may drone hooter:43N by
calrg you throat Manta
Friendly .ecown name
rt*Feendli account nab. re eoiaandable •nekrarre•
chasm by you to mint you wits you recordIstepro t
ha no boil effect on per aCCetrit. is not mended to
relied any raw. procext, MCOerirkellihr.
imminent *teethe a- re& profile MICCUted Web rtir
Mara. rein not a promo> of 9.arante that wrath
or any fraternal mutt. <ma wal be ahead Al
natataiallt Glatt to r4 a eat no bang to nil ol
loss of the antic norninveit Youtandunge yaw
handy roam names group Oran. Santa or by
caeategyw f nix tal Admor
Amon overview
• Vats of you accounefrardaek Net ol ands rid
li.of tits.
• Assert sourer mate* <ash biros nitres for
inflictedtaunt/ (et), end Cdotel Trot Departs,
vrealued marts to retake. and (snail ands not held
by fee ;cm Don not nark inked seasihriassels
at the end a re prior ad one patron periods. a
prate reennwet anted nod *pions and
',maroon,. nal *phone
• baroffet MLitt debit batanoet wording ensign
Urn. <rod+ Ir.. then accobre basses
• Ca:Mooney Went: Total of unmoral ratable
oath *tarn, pkw ifipoor Medea al all Nod rid
rem* tubed bares. rd money maim read fund
sweep balarem at the caw of the steam prod
Naniormsolty het crede balances n your scowt are
not seapned from other bebrxes seri The Inn trey
toe ridd Ora lust nor adnry can ol
banns Thew tench we payable span your demrd.
The total n needed m the cant prod ekes, value
Warp inferenehen
for detailed Scallion on the nWs leering practices
rd &clown refer to far Clore Ratatecenhp
Agreernent a ACCOVI Adyerfitill ad t*G4•1401
Tema rid Co :tons LOS DeSernent of Credit 'makes
beatable nAgreem•nta and C•Cx bacon
Amon oho e-aport, ral,loohrs
SDNY_GM_00325231
EFTA_00 198006
EFTA01307272
Important information about your statement (COntmued)
War —i
Vos eetmat neme »<uren ad *er assets held
nire x<an I t the ind of We ~amant po-cd Tem
mer ad fcrdeh<ryd fuly pad trero«. arrr tm>
Yw mer room. ~da« taal at ban toedam dm
pang ilry balace due cn trom Arymotto,
radered »term ding the statement pen:d are
bied at marot val.**, Ot Ine and o# the statement
proed
• Cawelmoia h deteemneg int tost ba» of Wie
~Am inled n ten aanmat.*here and
nabeer' I: Le5 Franc& Seans harend
rdormatonchlaned kom touron othér er+ U3S
f nood Saneer. radrg damden tran nonet
Irma Mae you mag havo promedia era Inrod
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daarin the
r
vaidty cd n dogmata+
Ø
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addeert akhough LOM insoest Snee, genera
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does rol tronie dry maren Wat tee Scanden
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bate' ad •Urreatecdgirlloss'
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"eren» Acnontt transferted to *Om mal
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tere Wey se het] at re fim More hetarcal
istarmen <n be adiedby >ca fra-col Adotot
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euroed veeleed urn/losesse nkutseedfcr
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OtnOtnd bod Ohm rera~
lol ant sytt(nte
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areragad lot Tes?' Wade date" toorn galants tro
tegny ifonatinntrape dale
• ealtable anialthat Bads and aramed mak irot
thi ~er <ah lor earYtedroot.on wil be wirsted
~MI
by lot isfan arg dl ~os
<d laat
issue hts n ovnanis ee n nontue name lot cv'
Cl...,', (al kan ~kon
n obtared kom Wed
palars ard di roncy rs rol pan:meed Othw <dl
letes nyed wenin cola affect velt ~plee
~rotors write rionted koonnauw
• Priodvalut PrKet iMpley40 lor teosern ad onaf
ceitattlt mee be hete« er bedt tren thé pin tie
>cv would Ktualy ~MC in th. ~kat Prat re
tellied hom ~bi» PO Poty 1~05 v.beh ne
bete., to be rasbh. bul ne do not twarnee tror
aconcy.
-
genera* uw to dwing pek* aha" ~tabla or
re men of the bel and ad. OOM la bied
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nontot
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valsten modsi ce the mon mam yin vie
cteaned anima/rol Mant an waal makst Ine
Or vake
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val Wow as 'poe wand ~Jane 4 we re
krab* to daset an ke e savn-
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«het ran u.5. doltrs ararellhded at th* ~hangt
rate va d the stramien date
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dencmnatens, pree ard ganer dan war) mw.
huw been njusted to truien/poon ral:Jalon.
To Man corem quoten:ni. wem wanne. ~ad
era
Fnánrtil IkInsor
• Itied• investrnenti and atrandprodues.
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rattOr en Voorns andent mare nestree Mor
"nies) ard gructuedprod-ets are genrats highy
digai Contant/toch-nol OtOtinls hare not been
maand weh We Sivte. nel behrge
ei:armstena teder sy 31310 >Muitten ban We
pinde eshmabad valos toe anefe ~lamme
sonnet n1 startt Ved omdas fa .dearaen,
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aiser, e *1.4(h a prent ~omrol 54<krity er
lOultuftdprodtxt mal bebaan ce sold rad do
not naessny recentere the vale yam inry wei«.
Lens Sauidaton.
- thrd party astma», of vale re af Ot *colon
date and are »point» UPS geweid Scene on a
na/a" base by an rdhon:kre aluin Ion
- gruw. waai proef Cl »oma menaud vaiue
d aer. Mitta:Oed totoFins by th* munt
waal panne' or wand and may be cattAated
bardm Mat« nar: maan km Wat rad by
tedones to den., ter esunded eeras
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re ,nulra
wed to deemne the egnste
vak,. and the Me ot te niternatianthat n the
buis sa the «went by not ring ara innaai
Adroot
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"Nat pased' in smaal sauteert aten n
ebotaint valt% on lam hut rot Øled or d
tnatk to "po • vale eken we beterne anse
tet a malend ment h» norred tot ~ad.,
aeyxwyrØed nar -nto assten. ce aren a
value aaJd be Nolay specula., dedo Ine noen
of Wo money
- Whon noch« an coor, ganeal partner et tp:c•cr
«Inuted Mae Ar a trodany rintattO Mat n
prmekd. the »beo' the soony wil be deken
frons es archase pree
- 'Deert« ons to data' mag Made wan ol
<Mal, non or bah
▪ 'Orgrui one arte' neprellell tie nej alpino
age per uni, and ~rat rellen vos ~base
- DOP ni erlisied KIT meutes se nx Inladen a
orttonal wannen adam and n omwaai
dtchid and even d Way cin be sold. We pree
mened may be les *we te pee share smeed
rak.* promoot, n thé aucant oraterrort
• Ra.w:e.daapaRln tkoantit~th44 "'Way
renet arre« digble
pint ,ak. tIrSina-col
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uveenled stock
o# th. same nu« as an inated va». la doe
restrkied stak An pagoses of na ntemed rk. To
re taan tue feta led scant es aw <katte lor safe.
te nar we-NSmier be sLbstrnidar kof Kin te
ispund vale shows.
• la (estannwerecome. went yieleb aandamt
An <minne ot arnai reane is bred (n <wrat
elndeni ani oer« nies. *wanen th warnet veil
be heb fa one na" kom statement date a rid
erwt, Tlvt aantal d ank, a gudalno, acetexy
ad rentnaid intro» n not guarantoed
Earnred arnal none ad <trem raad lor
(elan Wet Of ~ion <afd naade aten" of
ornaat a opdat gans n ohilln <au th, ril
neme (and wamt yØ ~Mbo <meetlat&
- Estiroted arnald norne ard eerall yeld and lee
anaal Mcome and yitid 'nart be boor or ?eter
~Me mtensenlansounts
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ithrest) dØ by lts <neen mak et
valdavana balance e~
men last dodend
cr mand payrnent mals by the isar and
~arm te war ihnideposts wil De reb Ia one
ww. Iran te Xnement date or unedma
Atoracy
onnuni pekt se net ga bery.rd.
• Aam§ not hold ba, VIS linancial Sens. Celen
mets" not htklby !hein, and not witfm We
Ins ~ten
or taxa These mat we
dnpliood on par slat~ lor dammend
()Loot« cely 'amant and olim praattod te•
protadby tho nsurg hem ues ~ui
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not resp:ristte Ier Iers nionnaten ard does nu
orantet ns norxy ene rans ae rol Naald
by StC «the Faas taadowenttl SPC ~rage
• Rans 'haring and additianal competwation
- b *Man to coma's." en Ins ed I :b 1 lem
manna ncc/neder: ach We dabden of mukof
fundstoar <bents we ida or affaire ratio
ramen* Wang parnts Iran ~kulas and«
Moten ot tb> trawl hak rat wo iel hint
mam ei broden tao Waant carps-ens:
dna nart of laks by let5 of a panactslar mAaat
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emttnear malugand Indis storm beid al te
firm.
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annlan ponnen tem n coraderaien ke ander
aard sanicet Aa, s, georii. to Me ~Jat funds
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napad hoen mende stat n
t.* nual lund and n ~0 dolla an xen »tod
onteer-neb« d scans at trolonakeednle
hodna ~uil funds cd the ind tarn y
- kis addtin to onentsint .eenml n ~echo.
wit, te sale ee di:bh:das d nuk,: orrnds and
aw naamml Vult Vn todl <Ier" we asla
arldute Wn. tetelre thltint;1<o~nontal
asvr inard the rourarcenmaref undenwang
ne murw orerace, naar: c& tem notm*
gatpi',« ee spanen of the urmt frop~et
Ilvat
toltdattouTO
- h addein to (Cernsneenrettnid Inals the
',stuw and tab c# townhret fint. we ander ar
altist/ name an assm.based ~oe ...ing
>timen, han NedShires dxria.dors. as well as
fundrg (oe teehnology dnelopmem tranig ni
edutabn
- 0v ankes aho reces, valeg tomristen ad
diner orepensatn: trom melral toot ad ruse
~ron« abn rroárts wo dintbn
- Wi. ment corroonsat o, Iran U95 Bad USA. LeS
AG Serdord)anch and ncnaff dand bras
tØour<atasmeppo7rm 1M
~wen
mal be a ~TM, pa scan fee cr
mw bet p («moge ot &war daly &poot
bil ex.,
Mieke
Mermaison regsdnatommnsin and ah« ~ges
incurred in ornecticn met Ine ave iatOn Ot tilde:.
""eg goten statte.. nxban ododed
oninruhons prenauskr f "red toas. and wil te
proaded to >cu gromoWI n naar',
Short Delling
you bosgard n short teling a searay, youmay
mor t dage dut 10 <slab bonownacoott a V•41
Wn.» sandfa
Open Mus
Ptgadrg open ce • god idlannkt ceders to
rorol ettard bylts namat date, open boy and
iet slapaden re redend by the amant cd erodends
ante ar not dnidextt cr engen date unies
nansord ~ome by >at You re respornbb lor
aan lhat are ecntilècl Cbt to >ar Wist to <and
~Ping toen aders
Irian
To obtan a con ol at arren Geen Privacy Notke,
ofeneconlast yota FnrxialAdC/Ce er vet of «thee
ai »vr* oas rnmronvaroote
- 16$ ranja' Sein, è not *brik th Mg aren
Servers Account BSA ard MAA we brokene
accounts witah pand. Maat tO tordong terras ani
proins tiran. arrangeert, inm :Ahmed bres
ad orer thid.pany brat andpronkt accets
rarance and anrorty vod" isved by ~HOOS
ThydSatty invane ~ron
trast ~arre
ageny inhedvins el tin Filmt Senkes re.
- Ma-oneer, nuancg ani muts proton
- Mot FeK rand • No bant. mg:~
Mal Ine vale
- tMA Aftorn Itnagemem Accra" Binnen
Sete Account ESA. na and nternatenai Retort*
Mala-r ent Acco.re re rentend sene maks d
Lei Franul Smeten b.
- VISA n a regittmed badarak owned by vda
Vr:amati:aai ~e Miauw and ~d Lede<
kent the Lei lot redte <ede ard thé ISS Visa
debt con se woed byLe5 ean• USA with
Menno+ franVna V SA toog:~
Marot
udraks, moetend tradernads. servet mets and
raggend sernce nurks re of 'hei respect:*
teerpan
LOBS FnandalSorviow late
ton 20IBIO
SDNY_GM_00325232
EFTA_00 198007
EFTA01307273
*UBS
UBS Financial Senices
Formate Wealth Management
209 Park Avenue
26th Fbor
New Yak NY 10171-OG07
CNP7003000823i2irrxi2Y1 0
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.Cht:C.1dCat
Account number
Your ISpanda, Advisor:
Phone
Qtredions *bent your statement/
Call your Financial Advisor or the
RMA Resourceline at 800AMAICOO.
account 029023576
1fidt o Er websita:
www. sbscorrifnancialservces
Items for your attention
• 1-101p protect yourself from fraud and
rmtew bank, credit card, and brokerage
statements regularly. Also. gel your free
credit report annually from
www.annuakreditreport.corn.
Value of your account
Resource Management Account
December 2018
on November 30 (S)
on December 31 (Si
Your assets
47,394 12
49,270 55
Your liabilities
0.00
0.00
Value of your account
$47,394.12
Tracking the value of your account
Thousands
$49,270.55
776
419
47.4
493
1.9
Dec 2014
Dec 2015
Dec 1016
Dec
icov ims
Dec 2018
Sources of your account growth
during 201$
Value of your *:count
auger end 2017
Net dessours and
vaddravals
Your mesosent return:
Ogvdend and
interest ixome
Chant in
martial van.
Value of your account
oil Dec at 201$
341.94632
$7,200.09
11241*
$000
BrAt270. SS
Mernbee sire
CM700i000038823 NV/00030552i 00000 121 03057500i 11235765SO ilOCCO
Page 1 of 6
SDNY_GM_00325233
EF1'A_00198008
EFTA01307274
UBS
Resource Management Account
:.;ecenter 2018
Your account balance sheet
Summary of your assets
Value on
December 3 (t)
Percentage of
your octant
A
Cash and money balances
49,270 SS
100.00%
B
Cash alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
1ONE MAXWELL
Friendly account name•
I • F.elf
Account number:
Value of your account
$49,270.55
Your current asset allocation
Total assets
$49,270.55
100.00%
A
Eye on the markets
Index
Percentage change
Doceintw2018
Year to date
S&P S00
-9.03%
-438%
Russell 3000
-9.31%
-5.24%
mSCi - Europe, Australia & Far East
-483%
-13.36%
Barclays Capital U.S. Aggregate Bond Index
1.84%
0.01%
Your Amanda' Advisor:
SCOTT STAGE mAiltnECASPIEL
• Cam and money balances may include
avaiable cash balances, UBS (tank USA deposit
account UBS PDC messed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money make mutual hand
sweep balances. See the impottanr Alameda°
about ow statement on the last two pages of
thisstatement for detais about those balances.
Interest rates on December 31, 2018
3-month Treasury bills 2 42%
One-month LIBOR 2.50%
CoP700100CEC6852414, 7000306521 00033121803057%04 X123576550 1IO000
Page 2 of 6
SDNY_GM_00325234
EFTA_0O198009
EFTA01307275
UBS
Resource Management Account
December 20)8
Account name:
Friendly account narrowIntim ChedslCar
Account number.
Change in the value of your account
Cash activity summary
December 2018 01
Year to date IS)
Opening account value
$47,394.12
S41,946.32
Deposits, mcludmg investments
transferred in
14,148.92
73,856.45
Withdrawals and fees,
nc ludm g investments transferred
out
-12,284.66
-66,656.36
Dividend and interest ncome
12.17
124.14
Closing account value
$49,270.55
$49.27035
Dividend and interest income earned
rot ouposes a !hi Stftement tatabilly of IntereS1 arrOCOOOMd ITKOrne has been determined from a VS
to ionctiro penman* Bird s1sOn the residence of the to<ount horde!, aCOunt tsot or pnsokrt type,
some interest enact dri*nd payments mar not be stbject to united Slates (US) arch Puerto Rico(Pt)
Intone toots The client monthly staterrort it rot intended to be used ad tunnel be 'eked tpc0 for la(
PurreleSCIenIS Shari *fel to tine ar0Katfe tag reporting (emu they receive flan UBS arinualy. such as
the forms 1099 ant the Pare 4110, to, to rep:romp arta:nation It is the practice of 085 to Ile the
EppliCatit 18( opining loins purl the US Internal Revenue Sfloce and PR lle Wyly Department, ad in
such tan s mantic). chatty dudene ado interns as tar tatvo or In:testes* Reim
yam
inclvdual tat wearer.
De-timber 2018(51
war to date IS)
Taxabb interest
12 17
117.27
Total current year
$12.17
$11727
Prior year adjustment
0 00
6.87
Total dividend & interest
$12.17
$124.14
Your Rae/Kiel Advisor:
SCOTT STACOONLYtE CASIta
Ste Account actowly thu monln lot Petah Baron m your Sweep °priors me included in the operyrq and
closing balances 'tau* MC 'rowan/exp.:to Scoots Y UBS Sank USA and lI banks partcpahng in thy
UBS FCC Vowed WW1 PrOcrals I! does not Wytto tk110ShS a UBS AG. wanton &Vitt,. SWC
protecton aspic: to money maiket sweep fund Is:klieg but not bank depends See Important nbematon
thou:your:teener, eel theist Mo pox: of thodoosefitol for WA's.
December 2018151
Year to date (51
Opening balances
Ada eons
Deposits and other funds credited
$47,394.12
14,14892
$41,946.32
73,856 45
Dividend and interest ncome
12.17
124.14
Total additions
Subtractions
Checks and bill payments
$14,161.09
-12,109 66
$73,980.59
-66,027 76
CasIVATM transact ons
0 CO
-203.50
ATM fee rebates
0.00
3.50
Card payments
0.00
-253 60
Annual fee
-175.00
-17500
Total subtractions
-$12,284.66
-$66456.36
Net cash flow
Closing balances
$1,876.43
$49,270.55
$7,324.23
549,27035
0.7001C003:68625t91000305521 00X3 U18030679:04 m235765501i000)
Page 3 of 6
SDNY_GM_00325235
EFTA_00198010
EFTA01307276
$UBS
Resource Management Account
December 2018
UBS Bank USA Deposit Account APY
rarest period Nov 7 - Dec 6
Opening UBS Bank USA Deposit balance Nov 7
Account name:
friendly account normtliSli
Account number.
$47,394.12
Closing UBS Bank USA Deposit balance Dec 6
Number of days in interest period
Average daily balance
149,972 23
30
$90.949 43
Merest earned
$12 17
Annual percentage yield earned
My Choke Rewards Points from UBS
016%
Rework pants ate reflected as at the minor true mamba the orkt tunnels day a the itch fats on a
werkenciecnclay kwarck pant slimy Oplals Can be found On WnWuin cOm/Onlanowon
December 2018
Year to date
Opening balance
7,594
7,341
Points earned
0
253
dosing balance
7,594
7,594
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree Yoth them, Or writ to charge theta, please contact your
financial Advisor or Branch Manager. YOU can find a full description of the alternative
investment Otlecticefl in important milomiatton 'boot your statement at the end of this
document
Your Hoskin Advisor:
Voir return objective:
Current income 8. capiu I appreciation
Your risk profile:
Primary. Aggressive
Investment eligibility consideration - None selected
Your account instructions
• Vote account cost basisdefault closing method is FIFO. Fest In. First Out.
Cres0OICOCEC68426 W7000306521 00X0 1210030575004 YI23576SSO llOOOD
Pegs 4 of 6
SDNY_GM_00325238
EF1'A_0019801
EFTA01307277
SUBS
Resource Management Account
Your assets
Account nanw:
Priendly account namerIndiv C he0dCat
Amount numben
Somt pm" «urne ~somt vakes :bonn may be ~male
Matbit boms ~losses mas nol
be &rutefly renecled Set importene Akimafron alioaliour dekorert ai the end ol ths cimumere for
wca rnIconsion
Cash
Cash and money balances
Cato and narko, Oarancer Cray tistrum aksla:re can balanin OBS Brit LYSA catom account balayes,
uBS f ti( Imurta Praia" litani Baron, OBS AG Stamlord Bunn *pool account lammes andmalay
~kei nimua lundskym torances
Set IN important in/onna/ion ~spor stammen at te end oi Cha Carmen, for *tars &oil, Nose
Manar,
Vota fi eiendel Adulte,:
OBS ean I USA sod SI u as sot insured Pordarn Bank 0tp<rot stanst bdsmes are instsecl by II* FDIC MiNn
~kabb I mrs. bu as not ortoped by WC OBS AG Starnted Brant h deØlt xcoum bances al< not ~tro
ty F0lt and am not proppa] by WC
malket Sang balances att peraleated by WC bur me rim 'motta ty
tne FU(
Ocenng bdarce
Closenp Mante
hine per snare
Auge
podene/imam«
Days re
ledring
ca Dec I (I)
on Der N (SI
me Dec 31 (1)
rage
Perial
pynta
Gap snount
tes RAM: USA UP ACCT
47,394.12
49,270.5S
250)20000
Your total assets
Pecentage c(
Cosi
Estimater:I
Unietaxa
vant on DH 3t (H
Your accounl
bess Gl
annua 'morse NI
»nor loss (t)
Cash
Cash end money bolenes
49270-55
10000%
49.270.55
Total
$49270.55
10000%
$49270.55
Account activity this month
Dale
AtlItIty
0tHW.0n
Arnott ni It)
Deposits eid otter teeds credited
Dec 3
Transitt
FIA Yl 23575 0100
14,14892
Total deposits and otbn funds credited
$14.144.92
Dart
Anny
OtHnptton
smount
Dividend and interestincomrs
Tomble in tema
00 7
Inbarost
U135 BANK USA DEPONT ACCOLANT AS OT 1210h1B
12. 17
Total taxable internt
Total dividend and inte rest incoma
Dage
()tien
Dec 3
Wehdrawal
• 1 1.543 04
$12.17
$12.17
~unt (I)
dill poemet.
convnued ~i par
C.P7001000(O9SH27 TP7000305521 0(033 17111070575004 71235765S0 1100:0
Page 5 of 6
SDNY_GM_0032.5237
EFTA_00198012
EFTA01307278
UBS
Resource Management Account
Decenter 2018
Account activity this month (continued)
till payments r
Date
Activity
Dec 4
Wthdrawal
Dec 10
Wthdrawal
ACH WITHDRAWAL Saks Resat
• 526 68
Total bill payments
412.100.65
Account name:
friendly account name- 1
Account number.
Your Ilearmiai Advisor:
Deunplion
amount IS)
-39 94
Card Items for your AttentMn:
The new U8S Visa infinite credit cad is here, packed wthesdusue trail benefits, more rewards and more of wha you love, mcludinp ertraord'nany pervanarzed zetsite. A
Shemin* claj in metal VISO ubSCdrerisanfirrite C«dll Vi at n6762-1232 to learn mare
mama)) Famed Dee
Parent Due Date
Credt Int
*salable Credt tine
Outsrancing baance
UPS Visa credit cards)
payment in formation
10.00
135.000.00
135,000.00
$0.00
This erealt cad h encored in UBS treCredt Card Teat we and vet adorns:auk be pad Iran your amen Your payment is scnedised
for ianuay 24 2019
We proud. MI entormaign co your uGS insect& card softly as a camesy lo you ate UBS kisa coeds cad and mown ate Issued (y LIES Rank
USA UBS ark USA sends you tre carcial traemani lor tha woos and you ;opal Anal* your panart &cordnipto thermorotten,
Wedo not ire ado your outstaldng tipdi cad Instance on ea nii al yea account Ann UBS [manna Sena« Irc
Dove
Anbty
Deunarion
Amount IS)
Dec 6
Foe Charge
.175.00
Total animal fees
Date
Ninny
awoke,
4175.00
ormem It)
Money balance activities
Nov 30
Palace tonvard
$47,396.12
Dec 4
Deposit
U85 BANK USA DEPOSIT ACCOUNT
2,605.88
Dec 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 12104/18
.39.94
Dec 7
Deposit
UPS BANK USA DEPOSIT ACCOUNT AS Or 1210918
12.17
Dec 7
Withdrawn
.17500
Dec li
Withdrawal
UPS BANK USA DEPOSIT ACCOUNT AS OP 12110, 18
-52868
Dec 31
Closing UPS lank USA Deposit Ammon
149.270.55
The untied USA Deposit Account is ycurpnmary "'veep Ml>,
CAP7001CC09038828 TP7060305521 00033 I21B 0305750N Y123576550510000
Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325238
EFTA_001 98013
EFTA01307279
Important information about your statement
LOS Francis' Saran
(the firmer CGS Finned
Senna. es a muter ol al prnapal teary.. comm.:Sty
and options mehran LOS inarxral Swoon and LOS
Bart USA re relent adasciareesct LOS A6 rd
aefitalos of WS Scathes ILC
frannal
statement es rabbit upon mount Therm's entire
°floes re at
LOS F excel Snits he.
1200 Hater Boulevard
Weeharden al)07COS
IM newnwnt r•recontctho ore oft Kiel redid of )W
ran Enamel Senn account Other records. +**91
*NO Intimater°. fonlanng cantina data char
nor be reled gal E you helms. Mere 6 react a
*mow" OltederePat it nerreckettly n writng to the
Demob Mawr of Ow office torero raw oxeye.
At
at
down ar• Mended lobe ac(uale.
staleniert dry tail not be used tor tae proses ray
sc:eysenrn^d tee tweet Pe. form 1099. 5498.
I
ttc ) whr Vann
Pas fox worn the inns
mound by law to sepal Tote RS all untie &reds.
reoortabbromtnabb dnidends ad tattle merest
tamed on tenants held n>w Jaen!. net crated,
en sr baler wt. 14 tog hosts oneatencored
Communkatione wide the Fins
• Teem reconfirm any crolearenrcaboro n wrens,
to further pant Mr ails. n<b-Cfn9 'ow e n
*.alw 1M See-veal Vanier Protean/1 Acl (StA)
• litho finrod cacao, on the sap ran cl to from
of trut Watantre Ica IBS Farina Simard 1.85
SAMMY' Sows cartes your noose at (hang
broke by antra* wits the rekated rile en
We nformed eased the relleOneso whop e
OPtcadl
. the *Mall h the cafe. >at fin* rd
faults se localed a UBS Snanetal Senses and ern
Ihe avoct-crg Defter. add you mate make a few
of ary tea ealwayon to both ferns
• As toted n to octant xretinents, you nut
nerdy us of any eras or need nrolmig dwelt
reflected on your statement alhei 30 dip after et was
MAIO a made available
• Tom dna° (Won't( ampler.. a that*t to the
Fun's Clem
Dereariesent at 201.752 • HA)
toliree fe 800.354.9103. BODA.M. to 600
IT Monday Ilya* kola, a in In n210 LOS
hunt Of Saran ax.. Clat Woes% Deprive&
PO. Bo. 766 then Cly. ID 07081.
• Al statements shall be darned complete and acetone
it not *bettedto n retro tribes CO days
• fa TT' sewed Cal I114412.09BSot from outside
the U.
CA M1457.1495
• bane of Vial a ()Jab" *oi an electron(
firth Vander (lily tell parent a IRS Vet debit
cad oansxtiam, cal 800.762.1000. of *Melo UPS
f na-mal Sava, Pc.. WOO Harbalithel,Gthtkor.
Wean.. ter, NI 07086, Ann RMNBSA Sawn
Canaanite n soon as sar can. l you Ire sow
statement a reseal es wrong or f you need more
Sonneor abate a transfer as the steamer+ a
recipe. The Fan or Cod Wa(t., arolcable)mast
her Iran yoe no Igo ton CO thy, ri er to tem
on 'outdo fat Vetere*, al *rich the eau' or
Fob*" *Pend
--- hoed. sox nano rd axon minter d any)
- Delta* the error or the venter you so kilos.
about and ApLin • 1 einerMyeucnn'ehl fcu
blew el K an tiro a why you net., more
ricemafen
-'made the claw arrant of tue vaned error.
Tx Fern a Cad bar ml nvestoote your <emplane
rd wol correct ary woe premptb• For Anted awn
roams? la Vesaackbe cad tranacton. a vain*
crone than 10 bacons day; to do tn. we eel art
Axe alma fa IP* amen you Mack 1e n mot. so that
stood here the use of tenor., durro M Inv
tales test0 complete at emaciate:a
flene mix allthee', payable tote rem or the
financial nsittaica indicated at N front d Ma
Provo In addition to rogues 'scow fon accent
may be abject to mantenrce fees. dogs fa late
parcel fa secure.; purchases and <hargos fce u-pad
rant n ash result AcCastt disc xo roansfornd
to other noeuicas may be subect TO a &flier Fen
WS Sweep °pekes
IRS others whom fa sweetono cash berm to bark
depose =cut at nen-ailloted bats ard oriel/rad
twat and money rootlet mewl leads (Money kr40.
Depose accent at LOS Brit uSA and nr. elend
bents purtocothg n the UPS PDC:rated
Prostam an PDC-nosed n madame wehDr
i
C rule:
for IT
riomtation. please sea wow Ida. 9w, Depose
recounts r LOS AG Slorlad arch and sham of
Navy knob we not hand by The FOC
Bare dtposits at rice Prolateof bYSIPC Money rend
khan at protected by SIPC See "LOS linnet Services
Accent Practice' below.
Vaal 'Weeper. baron a tieback aloof nay be
wrharnm. and than of a Navy !aril my be
Ilardeled. rid the emcee& rend .° eau a sees
Wynne, newt
Fate Samson tee ratable sweep options.
ntlano <wen interns reef and yields. o asatable
wow ten caresweeprelds. from you F annul Athiscr
a by soling BCO 762-10:10
f Mancini Sari es account protection
Tv Fern es a member of to Sonnet nava Protector
Corporation (SOC). *Pith wants SeCurees cuttomen
of (hawker, ide to SS00.000 (ncludna $250.000 for
dorm fa cab) bolanatory brochure nobble Wm
ma", a of www SOX or9 The SIPC owl 'Matson
liras epee to al secants that you hold ha prikular
cranny
The ran together at calm affilalts, has also
lawd'esed supplemental cosine* The morrrun
areal payable to all arable clans. <cane web under
the prOlecbOn it 1500 milab Oldant 10. 2016
Subact to the polcy condi." end In
or
tern. (rnhal
the eon n Arbor vented toe tp to SI 9 mace, on the
aarefete fer al soce accosts held en a prickly,
coPecey A ful <Co,/ of the polcy wading a bauble
soon readeft
Wetter to SSC paccedon roe the neoplantetal
paMana(pl/to:
• Gain inandel awls wended by Cud eidedtd
)0.0 eadell vela) toe held away Iran LOS Fnancul
Sanas Foe travel. caleh 0 entreat dratdas,
nckdrs, yob* amates. and Id *wet of netltal
kwadeautral nee Nat of the scowl holder on
the tech, of the oar a terrier nee),
• irmanwrit (carats a nwsinwat Merest, le 9.
kneed patnenhiss aryl create placement,) het re
not reocard under he Seanbes Act of 1931.
• Commode.. <cream (a q, firer (recharge and
peer an metal <anal* inidiedrq firlides ronlacts
aid oarrodh Waco comracts. ad
• Depose accounts Osseo <whoa, of deposit al CBS
Bal, LISA. UBS AG U S branches and breathe
KIK noir Doran Frogmen
The SIPC wanton and the appennintal prontoo, do
nee apply to these assets men if they oterwee motet
on you sidernenn The SIPC protection and the
supplemental prot«tion eh nOt parka against doges
in the market we.* of you contemns Wetter as a
maul of market movement. ear ben ROW a
otherwise'
Dividend Reinvosamont Program DNA
The V" **led a en aren' era. you may obtain
the KIWI Ora ban yaw f inenCal AchisCr Only stick
stars me *(haled tilde DRIP. partial 'hen torte
sold andtheca Wl be deported is Toy occo-nt Me
denclead ern...Omen price Roofedby the issue met
diner horn the maket am Mandl ihe Paha ran
resod
CaehOteliett
0 * whole trot may be held en you noon d your
tolled Loa pale., VW se a rein of a &Mendpayment
or ~vet. the fan adeither sell paha unit al
mote ace a nape al Snarl dittermewdbn
teemed <team; pasty. rdvede your scout
Immigrant objectives
the reestnee <bootees red nsk profile re speck to
ear account and my vary Wrenn sae =Wt.
Nell) i$10. the ems acerb, n wring
wrY
sad cent chair). in your
maw a
ITAiIrTre
theft,
l
For erh account Mkt you
choosearo of
°Thong moment cbjetwas
• Prodwe Current Income treatment seam the
genernon of none air
• Ater. CapterAopwaton ynninwes wean;
growth of amp., tate( Wen rho gavials". cr
mane
• Probe* CombnitcAorokome sen/CAPeaf
Apprecaoten memo s seeking bah the generation
of come and comb of principal
Ovendl dtk gnaw
• Conaeweene Seaasto martenode, ranapol. setts
Santa ad salinity to the ocean *wadi. tan if
that mean the ocean does not genre. Kennon
erocent er runs and may not ae0 par sulk
ate
• Moab/are Ming to accept some me to pancoal rd
tolerate scene W9aeyb sea brier return
. Asarweve Wit i"? to accept
Mb solabley to eel. ho return owe tent
• fralow-tfArAty CenselorrAA f tolectod, a
oral of the panful° for toe await may adwde
carpi*. noteg•a, lenad lardmi and Tara
valeta!
Sea
Itotaelteddettr
We my cosso-delt aff reused account flaWarteath
the saint **Pen n the same ernekpe. e
Crouse
they hem won oho abo mentan pee cocas
eelronshen olh other elan, al the were oaten I
you prefer to mane rid rata statements mailed n
separate wirelocred you tory clothe hover:Are by
oAra you Fflanoal Adam,
Prierwly Kowa nand
Itte Needle 'Gaunt NW* R II <Wont* •nokrurro•
chosen by you to art you wits you read:Swept.; t
h.•3 no legal Oka on your accost es not monad to
reflect as, sunny. protIAL rearm:ales"
mertment <bade* a re& Futile *flouted wit pair
Kau,. and o not a promo* a 'ranee that wreath
or ary Inarotal mutt cats will be whored Al
nnearsfatt nada to ea of la; et trarcj the niSt of
lots of the *vet entiirrent Youcanawn. yowl
Frienthr accent rewrwe tea* °nine Seonca or by
comacteo. sae front sal Aden°,
Aeconovendert
• Vats of sae accouwapam1/444 Net al aids ad
hies et
• Asters Preludes rabble <ash berm. votes for
fetritted secure/ fest). end Global Taw Tema;
wralad mots to market. and tenni assets not held
by Therm Dots not netade uscriced seositrelassels
a the end a tai prior and <wont patron periods. a
prose nentenan tatted flock open; and
ererceabb nod orals
• dublan nada debit bWcac Olgarafig Magri
Ion mat In, than ran boa es
• Cos...now Waren Total of unmoved notable
cash bbNtt plA &poor tine al endued ad
name toad bans. ad norm main ma.* lead
sweep balance. a Me <boot the stamen peed
Non-cormodly Ieee cade balances in sour accoial se
not
from other Defames and to Fern nay
tea rydd these Ira me aviary laud et
barns. These finch ant payable Was your demand
Met total n ededtdm Ow cured prod dreg taut.
Lease itrkeertetiett
I-adored at:emotion an therm's lacing radices
ad drown re ee to yaw Clem Ratatecenhp
Agoement a laant Ailetrennt and teGennal
Terns and Caritas LOS katernMt of Credit Parkes
salable nAreem•nt and C.& busts
wva. t,i e-oper • ev reri,lm,rrs
SDNY_GM_00325239
EFTA 0[)198014
EFTA01307280
Important information about your Sia
lg (ceulmued)
rav tern
Vott nternten ~en mose« ed *er anet. held
n thea etane at the end of et natonani Nrial You
mai ail f«dehayd 'uty nagd ~son x arr, irre
You maiWen. utvant used at ban «Lori atm
Mnd ams batane duem
Ary wcurbm
mama roteten dåna the slatement pen:d are
blad al mad.l vakna d the end d the sternent
ilsod
• ~b..&
dettennna the «st baks of the
~nes inand his datement. *new ndcad
wth the renser'
n
LeS Fruncul knest ha releet
0, Normdon cblared hom ~os etha the Les
Onancd Senras. reiving ~maket hen ~h«
lemar Mue you mag haoproeded,o yces Knya
nevar the atm doer not ndersnintll ~dy n•
~enke the s<axya valedty d ary Medan
oronded tys:i-ras other the,
f nanc.al Stev«.
adclIcet *hora* LEK Febr< al
genera
rateetes M naornate:n as e o mened the Inn
Ø
ral vonit arry ~Inn
tat ta Samd*"
~Coat baka' ard 'Utelyd girl loss' e
setts* at os *Nedmed te summen As sucb.
please dorge 1.4 on tri rilarnalca •3 nulte
puchassea ule 6pcnet« kr tar paases a
Olherinflit A«Vhditt Urrisr«red to te hm may
rakett gariloss mannaten only loe te (»rod of
leme the, se hed at tefim More halerot
rlainftran tan be daled by >crd tagal Acktor
• Unrealitod gienalosna ',ton daues anolabk,
neffatal anesread gan atom" are takutited kr
nductnt setet bh the knutt
data for
rdnclot tie nya nyi
rei let ccrrensinive.
Arget race to:umy norgr,:s.ca ~nu
Omferd and olh“ ren.~
las rel satinert
~Mao? bli ro <ah arribned todi:4.y~
awtagad lot Th." Trade date" «Anm ~net the
arta knalla, trade date
• [Sabla suuntlid Beat and ardened mak Mat
the ~eg <ab for tarY ~ion
wil be wtested
~Lak by lot kom nag al ~es
d the
eke hed n out rune or n nome« une fot car
dent, Cal kave ~kones °bered kom *urd
heie ed as xoncy es not ganested Othei <al
lenes mai enst stehata elta yekt Økt
Monna«. ml be panled kpart (sau*
• Prketrabo Pr<es Ostatayed la *tytes edda'«
patent mai be hphir or bate dun the pote tat
yaawould admay ram* n the marka! Prat aNi
talered tran~wd
Party ~es whgh we
beitet to be Sable. bul we do not gemene Mer
aatracy.
- %Ve genera uti the <bang pk* aha" sabbat or
the sos, ol the 64 and aik pikes la åsted
Seta and tokta, a rer bi:knes ta OTC
enten
- l.oe st mel,. tesdecl ~am nuy he ened ute» a
vaste:nen:delor the ton ren pr« ya
cqined ardrna/real rafte« an ~almaket a«
«vals
- Gulen poshken mai sper wlhoul a ake and
*ålshowa 'ace hva na salane' d ert se
inble to ebbe, av« raa taanty
- Otposts «semitids &nomne«, n osraces
ah« fon u t. dobl eenflMd i the ~hega
rate asal the :mumien date
- Fa certer~vike, fadeg n nonicriermrd
annannes, pace sd gurety date vabdnuy
hm bein »utlad to feriedag/cpm dauden
To oboene atm quotatearn. *hen stab*. antatt
yas ~sal ACIntOr
• Prehmt• invnIrnenti and attueland ~Out.
Private ~ment rierilihrt (rdiadrq deel
IhirttOitCei VW«, and real eltet nestri« "et
most« ad stivaaredprod-th are genera/ hiatdr
illad C...tan/ruta«, crodzis hen not beten
trered vrei) the Satan« and &charge
Carrnosion a reder :ny 31310 ft‘nnibrin lan Yte
poda esimated vakes for pthe'e ~sunn
Stade., tv/ Snnirkr•d ddiaddcti ta nlormaficnS
~at
orry Luva} 4 net Man!~
- TheiSt vites Mry OPI« sabseetuak kan age% d
stry, ai ni,Sh a !stime ~inerti se“rity er
strutta& product nat be bai,* a sold and do
nat maia.nly recensert the sale su mer 'nare
alann Seiddon.
- %ed bety estimat« of valen as ei • «elan
date and re Suppircl 10 .IBS ;turna, Savte on a
n9ie bad by s. ndrpenket "Aaron fem
- kase. ~aips-moe a tponks enre did utsjy
d ry. mr ~Sed to to Fim br the mue
general panna a Wang and may be cabliated
basaden "sere ~on
Iran livt raid
thid Deles lo dagne ref narnated 'aen
- You tanta...in actSidnal rifcrmar,nntegiarcfrig
used to dette.-~ the entn'ae cl
vakre ed the disc ot kw nlamationthat n the
basis la the ~raut by tontattrgyea Forgal
ada.or
- Thrd party oranded vala may be rebtud as
"Nat prned" n ~at sauanans• yeen en
rd~rnt valtann lem hat rot Øled as
tvbid to sygn a vale ~yre betane ~se
ta ansatt eiere hat c40-ervd Pts ~tala
~V
~ed cola mo attra',, «.ten a
taue vald betydd, spat/aue dat 10 the nave
d the xturty
- Mno. retv an 49~, ritS p.artnie Of CpCs'af
«1~d val» MI • errdihry rin«, valg
prow:kd. the »be of te son.rty Ml be dekret
from es path». prxe
- 'Ontrtert an to date mai rade revn pl
<sit* omm a bals
▪ 'Ordna unit sve reprewls the nhal diemg
pga pie inn and ~ymt renta sur ant base
- OPP and uded Kfr tauets re ra laklede a
flaknet :attåt« ~e,
and n ~av
akesal ard egn d the, ca be sold, the pr«
rateed mat be less ~tape seire reand
solte promOcd ri Me "tnt aatenwe
• Reetritted ~Mi
~N» ~RIN 9ifloWaty
dro not armety ratte lor purk sag SØS ina-c
Stenet urs the nurk« one Ol ta urtestecied etod
ca the sene stuer as an natod vak* lor the
restrkied stod br papases or eti 'taraen! ody. To
te envoi Mat ~rc led taren are elgble for sak,
tie vake wc-Nedmer be ubstentitlal lai Kn te
uldved vake tonn.
• Est. (ostanneeflecome. ~tnt yff kb andratt&
An etnat ol smalm ,navn is bid Vei turran
deniend ard ~ratet. ~trenge. starens val
be held la ane yen kon rutere., dale re sand
mrpny The Kolla» 4 my a gudetro, acctåxy
ed ~naki «cent re not guaranteffl
(eimen! ~al mane and <urent reid la
talane/Pen Of state, «ad node aret" of
Prexcal a CiPil4i~ n stith eat the ein
intrare fad runen, Welcb «old be ~edd&
- Enmad ~P «ane ed <ni yeeld and the
aul navne andy:tid se ibe biter et heta
the the estrnsted amourts
- An aneatol realed fl otna (delod anda
internt) dended by Ilse can« meiet
~nano bale« e~
onda lat dwiend
te ment parrnent maie by the no..er and
nynn te letar ihnt~sts ml be ledla ene
re kan the sl sanert dete
unbirnalsty.
Attval(
cortiand ed se not ~send.
• Aun not hold by VIS linancial Senk«. Cerum
stett tre rot held by the Fem and rot naten the
n% ~tat
or crawl The« amt are
dnplayed on ras metatad kor Samannal
Nepa« cely neshorn and vak.< p•Hented ae
proncied by the ~nal«
UBS lnantui Serai
not respanstde loe Pst nionnaten a-ddonn:e
gratrose 45 acturey. fline ~eks at rot pentedva
by SIK or the Fnys tm:daamenttl SPC covera,.
• ~us
skanna andada:anal ~tan
- d sidt«, to tamme" ai saks and 17b'1 lem
mened n annedcn wth the (Innbara, of manual
lunds to car dames vat andra os eika rann
theta Mana parrente Iran ~kuten ed
dataed the nual Lad Tat wo wl thffo
nam re bard en tvo «kront ~mit
te ran of saks by SØS of a Pinvvir ~ar
avd lamar lo oter el~, and ltd the anet ral* d a
~idar ~kultar.' leani/s taren seid at te
fim
- Wc andar allsav aho raene regnal:p and
~bris ;flirene.? Inn neorederaden lem iranske
agert senitet tel ta tecxkla to the msual herdt.
Bare roer ~Ny raped frem mana attre
Pø en-Nalland and se alets dens nam bastet
cn the rentad scoret at to brolcardeake
holding ~ull linds of the f u-d dan ay
- b addlian to arnmesrom rentad n ~ion
vit the sale er dfirbution d zenuly <onkel. ed
urd ',.enmen Pat uNs 10 Okt (lent,. yte anda
ca eldste rann ~na danseug «at:ente°,
starr «ryd the rourarce ~arm uncknatng
the arnuity <ammar., elite.« d the ',varrya
COrrpanet a sponsa. of the unt ~unn num
*e darbuse
- b addliebto tpermill.anretemd tran th.
~e
and tab ca hamheltes hr.% we anst< ar
"lab? reem? an tudeand I!~ ~heting
>samen, from NedShares darlaulorx a well ar
hedna fa latin:kry clewbornent, tranina ed
dataten
- Car al,Wle, aho recewe kad.; tomrists ed
altar carpernabe hom nitualrurdi avd rinsa-n.
~paria Neoro det&CR vv) (fable
- Wir (Kine coreconsaton fremla; Dei L6A. LeS
AG SuredoedEeanch a-d nmalf pleid barks
tec.4. out cash 9000p prOgril TM
tterponiXt-ti enzy be a manen, pa ~i
I« cr
may be a patenta:te ot antar dalr depoot
bdaxn
Acraeky
nforrration reosdn; «lim:sats and «ha ~as
natrad n canecten wth eie ennå on of vades.
rndad^3 goten natstars harm ncluded en
Ciarherroliorn po-naufkr furns.44 toas. and
lemeded to so recnvtli ane«sant
Short soling
yOu re e~d n shoet alna ase< aray,
may
eneir a bege dat loslam barowna tods I« tha
arrotte se uty.
Ope adm
Peinteing open or ga:d idlcan: akt adm tol
wiren ot ~ond by the steam« dale, open buy and
sel nat <rim se recbced br teamma ol ehedoxls
« nets on an ordnede.* cr
ork date anten
ntinsted ~e«
by ycu You re responsa* lor
«den Mat åre ~Med <>Silo sur fatte lo fartli
rosing open ordets
Privee
To °Rana topy ot as ant« aen Primcy bia«,
Please~ ytt. rainnisli•diCia «von Gyv «eiste
at >new obtenmowner~t
- ISS Teuncial Smitete rot abs* The EMA, arms
Sena; Account BSA ad RIM re bederes
at<ouni‘wb‘h peoad. W0« to harang «nat ard
prodzts le~arranat~s wth Mulred bet
ånd me« thrbparty bads. and tyendet attest lo
~ne
and areurty pa," itsued by unallitalind
thedhlrty «vane P:mpanws trast mure«
agency stedet of t.B'S FeuntolSences
- hwdmert, narr«. and ~uty ini,XLCIa
- hint MK nyed • No bal. g‘tareter Mal lose vat
- MIA Rescara Minagernem Attan. Bueas
Sandet Acta* ISA, tau and menuett bussa
Management ~part re reastered sent« enses d
lei tniixial$cnx•s
- ViSA e a ragmenid Vadenurk *ad by Vita
kramduer Service Amauter:n ånd utad Lede
Rense the ISS Isa «edb <eds ed the ISS Vita
Ø
tids n natt' by ISS tIanl LISA mb
PermincntranVoa V SA Inc aperaltd Malm
~x
ager ed ',duvet". Senet Mak, Ad
regntud smette marks reol 'hen respecuff
~pants
ILOS FtemiSSreviaa ba
Re, 701810
SDNY_GM_00325240
EFTA_G0198015
EFTA01307281