Case File
efta-01307282DOJ Data Set 10OtherEFTA01307282
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01307282
Pages
90
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
*1_1BS
UBS Financial Services M.
Prelate Wealth Management
299 Park Avenue
26th Rapt
New York NY 10171-0002
00,700$7520730119 VI 0
Account name: .:1-115LAINE MAXWELL
Friendly account
• indiv ChooldCar
Account number:
Resource Management Account
January 2019
HI
IV
Your 15 nendel Advisor:
SCOTT CSAMAMIll VI C r atom
Phon
Questions about your statement?
Call your Anancieg Advisor or the
Value of your account
RMA Resourceline at MAMA-IMO,
account
on December 31 al
on Jamey 31 (1)
Your assets
49,270 55
44,737 65
%Ade oar wabsite:
wwwAbs.corNfMancialsennces
Your liabilities
000
0.00
Value of your account
$49.270.55
$44,737.65
Items for your attention
e Please note. Average Daly Balance and
PAY values en the Deposal Account ARV
sedan or your December statement were
misstated tamary statement values haw
Sources of your account growth
been corrected
Tracking the value of your account
during 2019
Value of your &count
Thousands
716
Dec 2015
Dec 2016
Der 2017
Dec 2010
Dec 2014
ran 2019
at year end 2018
149,270 SS
Net deo:sotsad
wthdrarvals
Your imesvrent return:
Dividend and
interest income
$1407
Change in
martel value
$000
Vette of your &cart
on Tan 31.2019
944737.65
-14 .54697
Member SIPt
ChP70003005750073 Nr7000197332C0033 Cul 9 030575COI Y123576550 OCCCO)
Page 1 of
SDNY_GM_00325241
EFTA_00198016
EFTA01307282
UBS
Resource Management Account
January 2019
Your account balance sheet
Summary of your assets
Value on
January 31 (I)
Percentage of
for XCOSit
A
Cash and money balances
44,737 65
I 00 00%
B
Cash alternatives
000
000%
C
Equities
000
000%
D
Fixed income
000
000%
E
Non-traditional
000
000%
Account name:
GlISLAITIE IAAXW(LL
Friendly account n
• n L‘. C
el C I
Account number
F
Commodities
Total assets
Value of your account
544,737.65
Your current asset allocation
544,737.65
100.00%
A
Eye on the markets
index
S&P 500
Your II noncial Advisor:
r:rner 'Mr
CASRIP
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account. UBS CDC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual tux'
sweep balances. See the important information
about ybur statement cn the last two pages of
thin statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Bart lays Capital U.S. Aggregate Bond Index
Interest rates on January 31.2019
3-month Treasury bills 2 36%
One-month LIBOR 2 51%
Percentage change
January 20'9
rear to date
8 01%
8.01%
8.58%
8.58%
6.59%
6.59%
1.06%
1.06%
0.70000305750074 WT000197332 00033 0,19 03057%04 xi 23576550 GCMG°
Page 2 04 (
SIDNY_GM_00325242
EFTA_00198017
EFTA01307283
$
UBS
Resource Management Account
January 2019
Amount an:
GFISLAINE MAXWELL
Friendly noun eat
Account number:
Change in the value of your account
Cash activity summary
January 2015 (1)
rear to date IS)
Opening account value
$49,270.55
1•4927055
Deposits, including investments
transferred n
729.45
729 45
Wrthdrawals and fees,
nc Wing investments transferred
out
-5,276.42
-5,276.42
Dividend and interest ixome
1407
14.07
Closing account value
$44,737.65
$44,73745
Dividend and interest income earned
For Cocoas or ten strienent lacabley of Wines' NO Crane income hes been Warn! Bon a US
is teCourg Cersotruee axed coon the resIcknce of the account hadel OCeount tpe, or promo, type,
Scree 'Wiest ands Rivii*nd payments may not be Waled to unit° Stan WA Reda Puerto Rico (PR)
if yen* Usti The client monthly StatenVel Is e01 Intended 10 be used "I tannol be Felted coon for let
PurrOser Glens S40,04colorto the OWKatie ix ;emu ng tome they inehe from u8S satiate. such a
the (WTI 1099 at the fOrfaS 480, tot ty reporeno Surnames it is the practice of UM to Ue the
ippiCatie to reporting loins wnh the US intenal Relent* Seroce aX1PR loamy Deconment. mo In
Stith tent aCCuratny costly (Ivan." an3 Or inter" at tar earns, or IWO* Kent neat COMA y0.0
ndvdual hat mane
January 2019
Year to date (5)
Your Anaemia! Advisor:
OTT STACK MANLVIE CASRIRL
Le Account arm,* nut monthlu °Nati Blanes in your Sweep Opocec are included in the apronq and
doting manna vi u• OK mutant. xp14. to &point at UBS Rank USA and SI bank; partcpabna intro
UBS FOC hfured CROORT Pagan tr aces not axty to reposesal Lars AG. Surntoicl Braun. SIPC
proteeton man: to money Milket :weep fund hddingt tut not bat* deponts Seeimpa-tene mbrmation
aboytyountieement ion theist two coat: d leaciewnent let &tab
January 201919
Year to date (S)
Opening balances
Ada ions
Deposits and other funds credited
$49,270.55
729.45
$49270.55
729.45
Dividend and interest ncome
14.07
14.07
Total additions
$743.52
$743.52
Subtractions
Checks and bill payments
-5,276.42
-5,776 42
Total subtractions
-$5,276.42
-$5,276.42
Net cash flow
-$4,532.90
-$4,532.90
Closing balances
144,737.65
$44,737.65
UBS Bank USA Deposit Account APY
Taxable interest
3 19
3.19
hterest period Dec 7 - Jan 7
Opening UBS Bank USA Depose balance Dec 7
149,972 23
Total currant year
$3.19
$3.19
Closing UBS Bank USA Deposit balance Jan 7
546,437 54
Pr or year adpstrnent
10 88
10.88
Number of days in merest period
32
Total dividend & interest
$14.07
$14.07
Average daily balance
148,877 45
interest earned
$14.07
Annual percentage yield earned
0.33%
C.P700030:475007514•700019, 332 00)33 0119 030575C01 Y123576SSO CROCCO
Page 3 of 6
SDNY_GM_00325243
EFTA_00 98018
EFTA01307284
UBS
Resource Management Account
January 2019
My Choice Rewards Points from UBS
Account name:
GI4SLANE MAXWELL
f riendly account name'
'-
Account number
Rewash pcints me reflected as of the 26th d the math cc the rice busmen doe if the 26th Cabana
,seektnerCild.1. Rewards PPM alnity deals can lot found on wow.uPhoyetonMereites
January 20I9
Year to date
Opening balance
dosing balance
7,594
7,594
Your investment objectives:
You have identified the following invesonent objectives for this account. s you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advsor or Branch Manager YOU can find a full description of the alternative
investment of eebyes in Important information about your statement at the end of this
document
7,594
7,594
Your revue objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggremwe
investment etigibitiry consderaton • None :elected
Your account instructions
. Your account cost basis default closing method is FiFO. Fru In, Fest Out.
Your Pleanclai Advisor.
SCOTT STACK MAP:LYLE CASRIEL
O.20006005292026 tr0G0192332 0000.3 Crl 19 030525004 Yl 23526550 CC000)
Page 4 cE 6
SDNY_GM_00325244
EFIA_00198019
EFTA01307285
SUBS
Resource Management Account
January2019
Your assets
Amount name:
GssSLAM MAXWELL
Friendly account man
Amount number:
Some Cruces. occrele MCI Csareel shue$ ShOren may to oporctrirmie Adams& pains 04 losses may nos
te sory.hrly reflected See important AI °matron Moor raw scoter r to a the end of the ckturbere (or
risco rnformation
Cash
Cash and money balances
Cain ant marry balance; may rr KILO avalatie cash balances.. UBS Bank USA cimasst Yount [Waxes.
UBS FOC Insured MayanSank (Warms. UBS AG Stamford Branch decoal xcount Waxers and n-alr y
irtrylrel mUul lund Svretp takes
See the Important oronn salon arxwt 'our staterrent at the red cth6 Cortment to detals about troSe
Wanes.
'MON,
Les BANE USA UP ACCT
Your total assets
Veer Nnancial Advisor:
SCnTT STACY MANI sry F
AcRiFt
UBS Bast USA and SI UBS FOC Insured Rogan Bank depOut arc sunt Nieces me Insured by the FDIC WIWI
atOluble l mts. Eta an not pawed by UPC UBS AG Painted Blanc n deposit xcount planets ale not insured
by FOIC and at not protected by SIFC 14Orn market svieep balances are panted by Woes* no. MusedOF
the FCC
°Leong Ohara.
Closing Unice
hue per share
Ave rase
Paden° Interest
Days in
on tall (S)
on ran 31 (t)
on ran 31(S)
Fee
Period
penoi
Cap anaara (a)
49,270.55
44,737.65
250,000.00
Percentagea
Cost
Climate'
Unitaized
Value on kan 3t (s)
your account
barb (II
annual 'Wore (SI
Ono( loss(;)
cash
Total
$44.737.65
100.00%
$44.737.65
Cash and money balances
44.73765
1000014
44.73765
Account activity this month
Ott
Mikity
Creicistaron
Amount (5)
Deposits and other funds credited
Jan 2
Transfer
FM VI 23575 0100
729 45
Total deposits and other fends credited
$729AS
Cute
aciaty
Desosphon
amount If/
Dividend and iatemstincorms
ranatde ontereSt
Sao 8
Intikont
UBS BANK USA DEPOSIT ACCOLSIT AS OF 011 07/ 19
3. 19
Adseefiantous
Total taxable interest
53.19
Jan 2
Interest
UBS BANK USA DEBOSa ACCOUNT AS Of 12131118
1018
Total miscellaneous
S19.81
Total dividend and interest income
$14.07
04170003005750077 197000197332 00033 0119 03057C:04 Y123576SS0070CCO
Page 5 of 6
SDNY_Ght00325245
EFTA_00198020
EFTA01307286
SUBS
Resource Management Account
January 2019
Account activity this month (continued)
oat
Adisily
Bill payments
Jan 3
Wthdrawal
Jan 3
Wthdrawal
Jan 9
Wthdrawal
Total till payments
Account name:
GH5L4ti€ MAXWELL
Friendly account nart
Account number
Your Financial Advisor.
SCOTT STACKMAR/1AF CASRIR
Destitution
Amount IS)
ACH WITHDRAWAL AMEX EPAYM ENT
-3.536 59
ACH WITHDRAWAL UNETEDHEALTHONE
399E
-
ACH WITHDRAWAL Saks Ratan
-1.69989
45.27642
Card lbws for your Attention:
The rev/ UBS Visa Infinite credit cad is hem, packed with evauwe trawl bmeils, more rewards and more of what you love. includirti entraxiiiisanh personalized nice. Al
stunningly dad in rnetS S.Isit ubsccoweinfoile a cal us at 636762-1232 so lean mate
Mnn" Wren, Cue
Padnent Dot Dalt
Ott Inc
;Walk* CIPSIt lane
Oulttardng todance
UCS Visa credit oafs)
payment information
50.00
$35,000.00
$35,00000
30.00
Ms teeth aid is <crated wi UBS Pa/ Credi Cad feat we and wit tescrnatcaty te pad horn yew account rout moment 6 SChtahtd
lon February 20, 2019
We pronot the informaK0 Oa your UBS vita crept cans sdely as SS SOvrtesy lo you. Tit UBS MSS teat COO and a(03ted are Issued by LOS Bank
USA UBS Bank USA tens you She OdsPd staement la this scow and sou staid mate your testes accord nnto then instiveLctis.
We do not it'd ude your outstandnocredl cad balance in the race at you account with uBS Rnanod Unice: irc.
Date
Actrnty
Description
Amount CS)
Money balance activities
Dec 31
Salaam (onward
649,270.55
Jan 2
Deposit
1185 BANK LISA DEPOSIT ACCOUNT AS OF 1213 18
1058
Jan 3
Deposit
UBS BANK USA DEPOSIT ACCCuNT
729 45
Jan 4
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS CC 01103J19
-3,576 53
Jan 8
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS CC 01107119
3 19
LIP SO
Withdrawal
UBS BANK u SA DEPOSIT ACCOUNT AS CC Of 109r 19
-1.69989
Jan 31
Closing DOS lank USA Deposit Account
344,737.65
The UK Sank USA Depot Account n your MN, wino cotton
CW70006006750078 rt7000197332 00X0 0119030575004 Y123576%0020000
Page 6 of 6
End of statement for account number Yl 23576 SS
SDNY_GM_00325246
EFTA 00198021
EFTA01307287
Important information about your statement
U3S reancial Saran Pc. (Me Firma U3S Finned
Stoop. et a muter of al prnapal seamy.. ccownccity
*adopter...echo-9w UB6 inarral Samos and LISS
Bart USA re ecleect s-bsciartesct UPS AG a
teal*. of WS 54cubes U.0 the km% trarinat
lama
6 wadable won request Therm's enteutow
often we at
IBS fnatel Senices ix.
1200 Marta Boulevard
Wahanten N/02COS
IM nairent t•CP•ontcrn• 0r4 officialraced of yor
lan ranked Services account ofbte reccedt. faketel
*Heal tact:Kunstl, cawing cantle., claretslaid
a
be whed Lan lyou bete.. the, 6 react a
ace."
ohm nor
a anedately n rang to the
Bergh 'Arran of Ma office strirq 'ea oxoLet
Arrant at faun Mown re emended lobe accurate
Italemert elm* heal not be wed for La papaws rely
t1ey$
onrwsnd
lOnr• be. Form 1099. 5498.
"O
wn"' Ward
you tae mum the inn is
mound by two to sew tot* RS all untie &glands.
reportable or -Webb dnidends and !stable :mews
toned en taunted held n pa accent. net maids
on tale Ramat ad. and tosi basis on cerian <Quad
axes Mx
Corremenkationa with the Finn
• fleacateenlinn re creel tramcars
n Arena
to further precal you ntrts. a
1-oln9 pow Ill
axe. the Sear in brit» Prolorltal Ail (S A)
• II Me finaled cacao, on te lap Ion cl re from
of the tutorial a rot U3SFelaill Santa. IBS
MANI Sows <met your x<Oull at (hag
troks by antral
evil the rekird 010 AA en
we reformed acted the retshanr0 'henry
Wined the acme h tho case. )w feats and
seesaws se located r UBS Fnermal Sena, and rot
the nod
rq brcta. aed pa west make a opal
of etyma a amen to both inns
• As de-fished n tlw 4Ctital XretibentA you red
noldy vi e any ono, ce need ereoloreod-ect s
related on you smenent wow. 30 dip after a was
Mar Cc rode available
• NMOrr
(Worn» avriblOrli a riper
to the
rem% Clem IAA?" DirAinnint at 201.)52• 1659
ce toUree t 800.35.9103. BODA.M. to 6.00
IT Monday Ilya*
Foley, a en Ant ro to UYS
ranee' *Yon Ix.. (lent Retie ore Deprive&
PO. Bo. 766 Lhon Cly. ID 07087.
• Al Mamas shall be darned complete al aura
a not *bodedto 'intro
Who 60 days
• fa TTY what. Cal €u412.09B6 or from outside
the U.
041201.357.149S
• hose of rasa
axioms air
an Naha.
lab Manske (DM PP parent a U35 Vet debt
card vansxtia. cal 800.762.1000. Of woe to UPS
FwcW Savers
. 10:0 Harbor Bid, 6th f kor.
Wishae.len, NI 07084 Ann RMNBSA Sweatt
Caner wile as soon a )CO can. a tco talc so,
statement a rectal es word or 4 you need more
niamatir ai'au stealer on the greenery a
wag
the rem or Cad bps (as arolcable)ast
her I torn 'tun° lee than CO days ri a Ve Fr
ear you to fret wateenre on we
Ma or
Problem *Peace
- hood. am rat
rd wear minter (0 any)
- Delta* re error a the transfer so se~
about and npLin *cleat as ynrcr wt. Wei
blew e I; race
a why you need ma
dorm/lice,
- Prorkte thee:Mar smart of 1-re expected error.
The Peen or Card bat nil vergate your ampler(
and wal erect pry wroe prerrotb• For rated ern
moheg UBSVaa•ckba cad tereactons.l we tie
mare thr 10 bacons day; to da doe. we oil ad(
Axe accasi fee Ow ammo you Melt is obit». SOMA
you net hew the use of Maloney durate Imo
telai Leto complete at inesloatir
flea mate all trait payable to Me rem or te
financial autaien Mowed*, te fresa of ihb
f l rent In addition to regular rein
len, account
may be 9.bect toman:mace fees. chases to late
parr
fa secure.; purchases and Marrs as u -pael
ruts
mash attars
Aoccuttita ito anstornd
tooth. mistier; rnay be subeet to a bah/ lee
UPS cottonkaw
IRS o
s fa weepeo cash madman lo bark
depose accana at fur Ahmed bays rdrlikted
brit
and money Man mewl leafs (Money &MO.
Depose rear,
at LOS Baric uSA anananalthad
bants panicoachg n the UPS FIC awed D
Program re PDC-ntwal
amnia.
wehr
i
C rule:
For rmm riomtabon, dean wet web. fcbc.gre. Deal
scouts al LOS AG Stria
Bah ied lures of
Wary Finds we not hared by Me IOC.
Eta deposits se not protected hl SIC Money ren d
shoes are protected by SIPC Sc. "U3S Inmost Saner,
Saari Protectai below.
upon )okaaret brats
n tee bark apart may to
*threw,. and shrew al a limey rand may be
rd devotee& rand
to pact yes
run. OS Arbil
FLOM ell:melon aba, sealable sweep options.
nclxIng <Una nitre)t ore, and yields. o aealstale al
wwwL.bs casweemelds. from yoke inaulAdmsce
a brcatng &CO 762.1000
UK financial Services account protection
Iht fern 6 a member of tee Sauce; neon PrOOCICA
Cenaceat on (SIC). which protect Saurent; curcoren
of el madam 4.0 to SS00.000 faliadeo í2S4000 for
Mere for cash) teplanatory hahure nobble won
',Weia
twww Sr eel The SIPC toe Polateen
line ;ply to if =ours that you hold h a prikuby
<town,
The ran, together ate crlan Mbar, his oho
pschowd supplemtmal rosince The mailmen
amaa payable to all Wood. dirs. eolecrob under
the prolechon c ISCO make, it 01 (»briber 10. 2016
Sobocs to to polo? obi, or and
cans
M fm nfunhot r.e01.84d ice asp to SI 9 miler on Me
aregele for al you accosts bell en a orals,
roloaC ey A tut CC•Py Of I'M poky tardero
weiriale
won retest
flettrte the SIC warden roe the sappaneetal
frier CA Crib 10:
• Cain enrolee atom caroried by(and ncheled
fir KOWA 'Malta. Maiaway ROM Lin fen/neat
Sr% el AN exam» anal 6)antercepodals,
na..drg yob* antes. and
ewe, of nkAwl
fah. noatral n the nine of the rota
holder on
beds of the oar or terrier ant),
• imemment «meads a nwstment nlerer. (e9,
limed pertne)heas rd prime placements) ihm re
net rog can! IOW the So:unten Act of 1931.
• Conrocitet <preach (e9, keel,' **charge and
pr. nu mil al conlribliA
r° 101.1” .0417 Olitir connects. and
• Depose accounts facto trek**,
of depose) al U35
Ba LISA. UBS AG U S branches and &trite
MK aired Diva PrOVIII
The SIC Irlerlriln0
Mwphnenlalpraal0
, 00
not apply to these amen em if they drawee appear
onyx.' cadernentt
SiPC preatecton and the
supplement peet«tion ebnOt Prole» aka/ changes
n the market wkte of you enestmeres (ahethee as a
• ail of market mayernent mum baknpttya
otheesesel
Dividend Reinvestment Program 03Pin
The poet rtthchid
an Sneer era. you may obtain
de actual pree kan ma, inanceal &Miter Only MX»
sheet ere ou (based tilde CRT. pertel sham err be
told redtheca WE be &paned n yas xcc•-nt The
checked rename , * price Roofed by the mm mat
data fir
the mad* pee al ridliber Pr»
tics
re sod
Cash-iwther
01/Yrt ol• tat my b held m yos wool
d you at
trilled loa palatial as a retell of a &Mendgrew+
or ~vs..
the Pr witch. Salpane urtl al
OW144 weer:except ai YOCUM °tetradby
a
reamed cseamea nay. ad creda you Orbiborl
Irreannant objectives
The neinet
*beams rdnskprdierepectoto
ere account and may vary between ye., acmes.
Pea sae Me Fem prormlb, a waling of ay
tgnfrae ch.vwx 41 so , farad snag:no
towage °brows For n,
•CCOUnt hell you
domeono of Mr foliating imminent Wachs;
• tìoaleeCementacome arentmeres weed the
generic. ol none at
• Ache.. CoptaiAspwran aminwes mane
oronth of papal !ad.( Pen the gamier cf
tone
• PrenonpCombgao of worn. et CAMM
Appiec •sn'on Ineestmems stekieg bads the generation
of acme a
ranch of principal
°weal Steam:44n
• Grammer Seta, to marten niel pima
wth
breridc rd talatilty to the accorra meal. men if
that means the weasel Om not genera a ernes<
recent ce roans and may not Lew Pre Iude
dMm
• Modena) Weing to accept tone rest to pnncpal ard
tolerate scene vialey fa se* Mier rant
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rid, l*PnrcIP.1 rd
hq, rabble, to tail hap »rot
Or lent
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paten or the podia° for tar. accout my nard.,
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»lard
Sta
Thousilwidettr
we my cese•time rl reteA0 account itaWnerts wily
the same **ten n the tre eenekce. e.g. because
they here own., oho alto merman eant cocoa
et lambert wth other (kW, al the sore adreas
>a prefer to mew end ed...4 Amara
mailed re
copra renclopos, you may calme hamereadne by
eaten you laurel Admix
Priwidly wow% name
Reliably account none IS fa tuatreable •ruckrarro•
chosen by yea to asset you wit, your raorellseepna t
tin no legal effect en your accuse. es not mead to
reeled a
min.
prodact reCOnireedien,
matrnentcbjettne a a
mirk MICCUted at or
Kean% era rata promo* a gannet loot wrath
or ary karat moh aria wet be »herd Al
brirsibilt brie 010(4 cl tat at/ergto
nct of
host of the *vet allured
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Frady acute names rot*
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cc/meetly your font sal Admor
Meow* aerie.
• Vet* of you accoceepam'are Net ol erns and
• Atari abides nobble <Oh bin
Yates fa
ma
tedtaunt/ (est
and Globi Tent Dawn,
vrealad marts to rewire. and (man MISS not held
by Minn
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a the and a Me poor and omen materreee Feria ce
p ale asillirek
witted 040. Writ
AM
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• Auditor PEW» Mr barrios antring
moon
lore, <reds In, tam accasi bar:04
• Cash.oney Warren Total ol wrened malablo
cash tolifilef, Dell Oipoor Dina
al all nand al
non-Waived brit
rd roo-ey maid naafis
-id
sweep batten. at the ca. dote mama petal
Nacorranally be cred4 balances spa rani
re
not
from other balances al the Fern my
.eery
thew knit me adnry carte 01 At
buttes. Thew teak a
payable an your dared.
The total 6 aided en de cent wood ekano wlue
Lending infcreremben
fa *tailed Sermon en the nos lerdng padres
ad disdains, refer to yeas Clore Palateeenhp
Agoilneril a ACCOVt Aryeerrirl and t* Gatti
Tern red Orations LEG Ussentra of Credit 'makes
entitle nAgrettr.nt, and Namur%
a
,,t
SDNY_GM_00325247
EFTA_00 198022
EFTA01307288
Important information Mann your sta kr MC lg (COntinued)
%e su
Vott filem«! ~to
secuntes ed oter enet, held
b the rava
at the rodd te «Hanel prial You
my ad for *bry
cd bily pai stavens an, Irre
You mai mene Word..t Uord at ban «Pai
an«
• ysa ans betente due ro tten Ary tecorte
Preferal tolvtin.
dåna the slatement p«edre
lered el mad.« valas d the end d the sternent
per ed
• ~bø&
dedoners the <at basa ot the
sauna included i tit datement."Aere dagard
ordt the nurrter '
ISS Fruncial Senka ha releet
on retormatencblared horn ~al
«hr the Les
Cruncul Siroces. ekludeg ~maten loen ~ha
leme
you
have preeded to yoga' Inni
Adm« the Orm doa not nd•pcnintll ~uty er
~elet
the x«. r icy
valdty
ry demra+
Ø
orowded tys:kras oth« the ISS inerti
~e.
ad:HO" akhough LEK inst`
Serviset genera
txdtates *n 'Pent:nø
e a restad the Irre
don ro t ~e
gry itftnineit tat the nternalae
~Con
bart' and 'Iaaelaedg.Wlon o
sturar at os ~drei
the dimmere. At nrch.
please tarm remon his rtarntlen ot, nulte
~Mate« ml• «osens, la la porbases «
"enn«.
A«thirit$ Urrisr«ted totehm mei
fenad gaman donna« , only loe te pered of
line they se hed at te fim More hbtorical
Vådmno
Can be added bd >ad Petrcitl Itdriot
• Unrealitod panAllossos Mimi dau is notable,
nernied vre*cd ~nosset se orkutied kr
idoctut society ban the transtar dra for
«disdyt ti, my« ~inc< ml led ormen:ro
dorges ard« vatmm *organ:rica...nu
Grolend and ollorr e,nw,mwrl lon and snumate
~Mr*
ka ro each «mened to diatai tro
aeragad lot TA?' trade date' «dann ~ret
the
0 -~irdrildertn
trark dale
• [Sable mcrItlia. Betra and porlrered mak tiet
the -muer tab for ese ~ion
wil be etested
~adr
by lot Iren amen dl stosities d ekst
ba.> herd n ope rutte or n none« rome fot 0$
<limt, (ill fea« ~kon
is °bered brom tird
preet ed is away es not yatranteed aha
femnt manen wen:havta elta yekt ~lee
~en
ml be rionted kconeatuat
• Pritievaluo Preet tapteyed lortens**, ed ah«
ciatrat mai be hør ot byer han the pnce rir
y:myrull Krir! i rorpr. in the mark« Inka re
id~
f ron~ord
Party,
%entes eloch ore
bele* to be rable. bat st do not tarene der
accuay.
-
%Ve gentra* uti the <korne pkenhan ~Labb cr
Ore me«, ol the 64 and at. Drite, he åsted
~nes
and tonen
cr-dy bipen
ta OTC
stu
m
- Lett aval,. tradert ~raa
nuy he >orid lerg a
Nase< maktor the non ran
pree en
cbtarrel ard may rot torten r. etuimrk« eke
Or.**
- Crelan pashi en mara«,
wilhout e pike and
val show al 'tide sand salane' d ore se
etlave lo obl«, a vice lat Munty-
- Oeposts « muna «namna«, in arrtet
ah« tron u.S. dottet er («tamd r tad ~hange
rate asal te strimen date
- For ~sn 'novitet redig n nonicriermn;
dencmraces, pr« ad ~tty
date via) rna
has bom zjusted to frikal
proper auren.
To oboenonn quotatem. *hen nabbar. «nød
yas FArriotil it<IntOr
• Pralha invnIrnenti and armband rusduets
Private ~net
Otrildift (KØ
deal
roteleteron pregen endrer 41.4« arvetanne "Ot
savnes) ed snunad prodacts re genera/ het4
diaect Cetansourt,rodoralkh hare nos benn
rtactred wth the Satse a and &dump
Carmen:na inder :ny 3131e >Midten bh, Wc
proale estmaied vies for powete ewtitnieit
Sendte, ed Stolrad pdaddcti ta nlorrnificrui
~X«
tty
Auka} e not Man!~
- Diett vitet ~Odler stknedttitrhafatt nrge% d
stiv, al inhith a nare nntnnwel tettity Or
«metta& produd ^ul bebevra e tokt eid do
rot moess..nly rar etere the vie you mei 'neie
vatn Sauidroan.
- %ed orry estimata of »le se a ei • «dan
date and are supplatio OBS Crekul Serve« on a
reglar bas, by n rdnenkee valarion fem
- tau«. ~ai
ormer cr tante «trered ra"
d ry. a* 94~
tote Fim by the exuat
"inri
panna" cr ~nor rod may be cabiated
barden dike.« ~en
ben tat uord by
tid penes lo denier.« almated istiden
- You can dean actStenal Hammen inarcfno
te n‘terrakoti used to detarme the egnete ca
yale eid the disc ot te Snuten
that n the
basis le the nemt* by tentactrgyea Fesnar
ada.or
- mm party osunaled vales rna be Samt
as
lat preed' n stirwatauahano ween an
rdapta.lant valt% on lem has rot ~led
or
inhk to aspen a vale ohm ore bare etse
*ot a niskarar "rit tue noned t
Pre~
~od
vaia -n10 nuen«. Cr otten
*lue rm.ld be Nota, speculetre daa 10 the nates•
d the ft<Unty
- Viten netha an 40 4, general portner of toccdce
hamand otte 1
stadar
-ly eintIttO valen
pemckd the rate of te scosty Mlbedetre<
from es prachatepree
- 'Ontrieat km to dana' mag ~de
rerun of
csiti roene a tute,
▪ 'Ordri unit ute reprewls the nei catering
ake p« rna end my net relled ytra «st base
- OPP end isiMed Kfr tro-es re rei kad on a
natonst attåt« ~e,
and n
gavery
icted and men d they can be sold, the pme
ramed may be ka ~te
pr Shantettinited
prOvOcd •11116 XeCtsli alt«Net
• Reetrittedmaaitia Priannrd ~PHI
9iirsealy
n
nok arriet digiblr Sy ~C
oh U35 Fina-cul
Stev«, uta the mark« ote ol te tannild Frk
ca the sene stu* as an Ispund vale loe Ose
**kle/ stod Ar perpases of tri 'Myrene ody. To
de Ment Mit nestor bed saren se <kabb for sale.
de vake me-medrna be ubstentitlif less the dx
nweed vake troen.
• la (estenated)Mcomer nernent yrete andras.
An munne el svaa nome is basedon tunere
derdend ed internt eies. ~terna the tarmen val
be held la orie trer from oren«
date or vott
trotity the attra. e CP+ a gurtYlre, aradary
ed mened nome re not guaranteal
tarnral arnal mare and turnet raid la
<rna^ tYPet d stavbas <add irekde arens« of
Proecal a coda gom n olVith tat the ed
norne ferd tunene Welcb nid be ~esla&
- Marered ~P
nome ed <ni
yeld and the
reki nome and yeld verti be bitte et het«
the the estensted snora
- An *rima» ol a-rualred non e(chnclord anda
mett) draded ty !Morret madet
~aene
bale« e~
on the last dvdond
te ment pallrem made by the near and
norn te uro; nestatoosts ml be tekt Ia ene
ry fron the st demt bie or unhl ~sel
,
Actrracy
cortiand elt se not gasssted.
• Aun not hold by VIS linancial Sernala endret
stett tre rot hedeby the lim ed nat nav.« the
n% ~ten
a «eta
The* aset are
deplayed on >et sutenert lor Saman:rot
purpota etly Postens ind vak.< pretad tro
proncl.d by 'ho etsing bent lied. Anretta Smett
not tapende la Ile trommen a-ddoar«
guttet ei accurey. Bone ~eks
rol poeedvi
by MK or the arms eta damentel SPC eorrerate
• Rane
'hating and additanal ampeneatien
-
ån /Menn to remma" on sal« and I ;b.1 lem
mened n ccnnedcn wth the chserbien
muhad
fredstoos dens ore st
os 'Haiti rann
revna Nong partial' Iran dration ande
adiston ot the «utal tråds ta no all tave
amasts re based on toro dd «ant orrocnemst
ta ~fe
ot latin by litS ot a paneir madal
lyg fri,
lo ot* arne', and OB Ile aust ral cd a
>steig ~ug land I ri/
s taes Neid St,
m.
We ' , dov
hare aha Mene attved:p and
ornr•bus ;flatner? leet
corordereen Na onder
ned senitet Mr ta teori* to the ~ad lunds
bow toet genet" mold from mene attat
the rn-tualhnd and re afart dalar åmen bated
on the runt« d scoret at te brolterolnle
Ø^9 «stel lien of thr I urd lamty
-
b addlOn to cormeoren mened n ~ion
veier the sale er dedrbution
amity contra% ed
urd «.Inneel
vrei
edd/ (leret, ere anda
ca al tte mere etwrae skat.; (Ønsle
v
harr~y or the ~uret ~arm
undenadng
te arouityarerau, tolien el the notata
COrrpanotit a tosnart of Me une ~unt
mots
*e darbuto
-
.an
tIlcad coemnseenrecemd forn tho
sa d ~ura
fink. we anda ot
attlate mo*? et ava.based ~during
>amen, from
Form charlaulors.
well
*dangla technology derelapment, traneard
*damen
- 0v «linket oho recne vedry corrwisocnt ed
ot« cerptenatre from nitualrirdi
etcl
murcc
~paria
Neoro pØ<vro
drivbar
- Wit tan* romanse on henta; Bel L6A. LeS
AG Surdordeonch ånd neo* pleid barks
tec.4. aue cash 9000p pr*/ ril NI
COVIptinWrrint.ty bo a ~ten, pa ac<wn lee cr
rnay be a patenta:ed amage dal/ deroot
tol exet
Adder?
nfarnaron *ordna ammesien and «ha ~ga
ireurred in ornat ise rem the neo-tona vas.
reld^3 opton vercetans banet ncluded on
CO•lierroliont poorautkr fornrshed lona, and seti be
leonded ro >ev ecnvalldr. nartd
Sla« adling
you re4~d
n troet telna a tente', year may
«Mf å (hage Me lo <sla. barmen, talt I« Mi
PetnÅr ~it/
Open seden
Patreing open or '9:ed talcareekt eders tir
nemne ~Ard
by the stram« dale, open boy and
sel sop «Om re red ised by the amme ol cbido-els
tentes onn credniands a ener.' date unlest
mersted ~e«
by yoa Vore re respanstat lor
adr; Mat re ~Med det lo >as laks. lo caro«
~seng open orden
hiver
To dalen a «ty of as remi Glem Primo, Nat«,
Please~
ytt. Fannist MK« tv veit of meste
dl »tv* ohriovrotivrvretttoOrt
- ISS Truncial Senitet b rot alm', The itl" arien
Seien Atomid BSA ed RIM re brokenge
m<ouni‘wh‘h Øde astat to baling ~n
ard
pakkis le~
~enn,
enn affitaied bet
ed oie« thid.pany belt. and tyendet erm to
notar« and anroity pm,"
isved by ~liti«,
Med-Party not ~amper.% timst mure«
arty srAnclunn el ABS Front Ul Senkes no
- lorranwet, Mue«. ard mule IroXLCIO
- Not MK rated • No bant mort«.
Mal lose ode
- thla Rasar« Ltrucernem Attan. Busiess
SangerAcccunt ISA, RMA and nternitadi Raca«
Manarnent Moare re rayst«ed sav« enses or
ISO Ar-unnet Senk« re
- Vri e a regitteed ',Ondt...ned by vsa
Vransionat Se«. Aua Uttedi ånd Med ide
Rense the ISS Ise «edb radt ed the ISS Vita
Ø
tids n
opad by l..85 Sel. LISA with
emneson Iren Visa VSA Incorporated Mot«
regneed nedervd". an« marki and
me:med senke merkt re ei ter trerrw
«moria
ILOS Fitenditl Serk« Inc
Pen 701810
SDNY_GM_00325248
EFTA_00 198023
EFTA01307289
SUBS
ties Financial Seneces hc
Prfate Wealth Management
299 Park AVM.*
26th Floor
New York NY 10171-0032
00003s6032450219 xi et 0
Account name: .AIISLAINE MAXWELL
Friendly account naMt Indiv ChedriCar
Account number:
Your Financial Advisor:
Questions about your statement?
Call your Financial Advise' cr
RMA Resotaceline at 800amn I :PIC,.
accou
Value of your account
Resource Management Account
February 2019
on January 31 (SI
on February 28 (1)
Your assets
44,737 65
44,843 54
1/Wernher...rads:
Your liabilities
aoo
000
www.sincorrifnanciahennces
Items for your attention
• i-ielp protect yourself from haul and
r,uew bank, credit card, and brokerage
statements regularly. Also. get your free
dodo report annually from
wow. annuakreditreporeccen
Value of your account
$44,737.85
$44,843.54
Tracking the value of your account
S Thousands
716
Dec 2015
Oct 2016
Dec 2017
Cu 2018
len 2019
Dec 2014
49.3
Sources of your account growth
during 2019
Val* of put ,:count
at year end 2018
149,2705S
Net deposits3rd
%%nth:Ira/v.4
Your meestrrent return:
-14454 03
447
448
Diedencl and
reb 2019
interest ncome
$27.02
Change in
mother value
$000
Vats of your account
to
NM
$046654
member SIPC
Cr.e700030056:0245 t)rrODOIC68% 00033 C019 030579C04 n2357655010003)
Page 1 of 6
SDNY_GM_00325249
EFTA_00198024
EFTA01307290
UBS
Resource Management Account
I-c:brikary201';•
Your account balance sheet
Summary of your assets
valueori
February 28IS)
Percentage of
your aCatirit
A
Cash and money balances
44,843 54
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
FOced income
000
0.00%
E
Non-traditional
COO
0.00%
Account name:
GlISLAIIIE MAXWELL
Friendly account net
Account number.
Value of your account
$44,843.54
Your current asset allocation
Total assets
$44,843.54
10040%
A
Eye on the markets
tndox
S&P 500
Your Anencial Adviser:
SCOTT STACk MaNLYLE CASPIEL
• Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. UBS CM Insured Deport Program Bank
accounts. UBS AG Startd Branch deposit
account balances and money market mutual fund
sweep balances. See the important information
about yaw statement cel the last two pages of
the statement /OF detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
Percentage change
ktetary 2019
Year to elate
3.21%
11.48%
3.52%
12.40%
2.56%
9.32%
-006%
1.00%
ChaTOOCOODS6C6246 Ple7000196BS6 WOO? 0219 03057%04 XI 23 5 76550 100000
Page 2 of 6
SDNY_Ghl_00325250
EFI'A_00198025
EFTA01307291
*UBS
Resource Management Account
February 2019
Account name:
GFISLAINE MAXWELL
Friendly account name: Indio Check/Car
Account number.
Change in the value of your account
Cash activity summary
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest 'come
dosing account value
February 2019 (S)
Year to date ($1
$44,737.65
$49270.55
5,262 35
5,991 80
-5,169.41
-10,445.83
12.95
27.02
$44,843.54
$44243.54
Dividend and interest income earned
rot DUVOSeSOI Ides staterent tehablay of intotreSI erg tbiOleg irKOrile NG been deiennised ficm a VS
tar natter? PersPtOrre Bsed cFOrr the residence of the .xcounl 11001 OCcOunt !pt. or proSst tve,
any imetest ands dri*ndparnents may not be Plied lo united States (Us) anla Poems Rico (PR)
Oxon* tees The then emnthly staten*rit is MI Intended to be used and cannot be abed tit( or la
purposes Cants shOubd *ler tone' aped Katie tea abating loran they oe(elhe horn UPS annuely. such as
forms 1099 and tne rams 480, for to (*prang inlarnatCo n is the practice of UPS to fie I.
!mantle to etooreno binds wiTh the US Intent Revenue Senife all PR treaty OtcOrtMent, End In
Stith loons acurany (WON Orden" am or interest alai ererrbe Or ta
e Kane Heat (Onkil your
inchrdua tar papaw.
February 2019 (5)
Year to date (1)
'rarebit interest
12 95
16 14
Total currant year
$12.95
$16.14
PT or year adjustment
000
10.88
Total dividend & interest
$12.95
$27.02
Voir Riseaciel Advisor:
SCOTT STACK MainflY/E CASRIEL
e• Account army tha month la anti &Samson your Sweep Donorc se ondudid in TN opening and
placing baanon rave FDIC traurancexorCes toSpoon at UPS Bank USA and SI bank; ;anti:atm; n the
UPS MC Muted Walt feCrian It CON net arty to deposes a Mb AG. %anions &anal sue
protecton mate: to money Mane sweep fund Marra tN net boa departs SeeImportant inbematvn
about yout ;teener' co theist two past d I In: &cement for &tars.
February 2019 (5)
year to date ($1
Opening balances
$44,737.65
$49270.55
Additions
Deposits and other funds credited
5,262 35
5,991 80
Dividend and interest 'come
12.95
27.02
Total additions
$5,275.30
$6,018.82
Subtractions
Checks and bill payments
-5,169.41
-10,445 83
Total subtractions
-$5,169.41
-$10,445.83
Net cash flow
$105.89
-$4,427.01
dosing balances
544,843.54
544,843.54
UBS Bank USA Deposit Account APY
Interest period Jan 8 - Feb 6
Opening UBS Bank USA Deposit balance Jan 8
146,437 54
Closing UBS Bank USA Deposit balance Feb 6
$45,645.97
Number of days in merest period
30
Average daily balance
$44,883.85
nterest earned
$12.95
Annual percentage yield earned
G35%
CnP7000300560924719,000I0S8S60C033 0719 030575034 Y1235761/2 0 100000
Page 3 of 6
SDNY_GM_00325251
EFTA_D0198026
EFTA01307292
*UBS
Resource Management Account
February 2019
My Choice Rewards Points from UBS
Account 1141110:
GR5LAINE MAXWELL
friendly account n acne' Indo, CaO/Car
Account number
Reveads pent are oellected and the 26th of the month or the pew halms der if the 26th Idle co a
wet< KIE0649/. arivarch POInt ectheY details an be foundon wnwobscookanaewi.:es
February 2019
Year to date
Opening balance
Points earned
7,594
7,594
3
3
dosing balance
Your investment objectives:
You have identified the following investment oblectres for th a account t you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial adusor or Branch Manager. YOU can find a full desciiption of the alternative
enestment otiectives in Important information about your statement at the end of this
document.
Your were objective:
Cunent income & Mina' appreciation
your risk profile:
Pnmary • Aggrezive
hvestment etigdsitity conaderaton kkne selected
7,597
7,597
Your account instructions
•
Your account cost basis default closing method is FIFO, First in, First Out.
Your dated Advisor:
SCOTT STACK MANLYLE CASRIEL
CeP7COCECC66:8248 tr000186135601X033 0219 030575004 YI 23 576550 10300)
Page 4 of 6
SDNY_GM_00325252
EFTA_00198027
EFTA01307293
SUBS
Resource Management Account
r.,brtwy 2019
Your assets
Account name:
GHSLAISE MAXWELL
Friendly account n
• In
I
r
Account number.
some pncce. «Pee mil (stool vases :Penn may be COifitimale ad a ref O. ref afX1105Set ecOrr nol
te settiSely reflected See important informatton Moot iour Sattenta a the end of ths &coned lac
ntre mlomvllcn
Cash
Cash and money balances
Cam MI moo Latto--; ara)
We ascots:recallbalance; UBS Bank USA ~out a< count tare"
UBS f DC rased Rogan Rant Fiances, UBS AG Stamford Branca deposit account blamer and money
rnavIrel netrad lurid Weep bterarKes.
See the Mtpotant (9) fonnsoon Moot >ow Statement at the end d the document fa detais about those
balances.
Hering
1185 RANI: USA UP ACCT
Your total assets
Teem K imadet Advisor:
SC TT SennIAA...I vi e relihn
UBS Pant USA ...Meal UPS Fart Initted Rogan Bank dalpan &Mot Paten are Injured by IM FOIL
coke* I mitt. Col are not mewed by WC Liss AG stamicee Branch demit account ~et
are not insured
by IOC ara se not protected by 9PC Mary market Sang ['Mane.s are ped«ted try SK bde rol tinted Gy
tne roc
()Gering OdbXe
Closer.; blame
Pike per Share
Average
OtIdenOlnlegeSI
Dap in
On Feb I (I)
cel Ito 28(S)
on Feb 29 (I)
Fat
Period
penal
Cap andunt
44.737.65
44,843 54
250)2C0.00
Percentage a'
COP
Bilnated
Unedited
Value on Feb 20 (a)
your aC(Ount
bad (II
annul income (SI
con« loss (t)
cash
Total
Cash and money balances
44043.54
10000%
4404354
Account activity this month
Crate
Actinty
DeXnphon
544.843.54
100.00%
544.84354
Amount (t)
Deposits and other feeds credited
Feb 1
Transfer
FM Y1 23575 0100
5262 35
Total deposits and other funds credited
$5.262.35
Oahe
dainty
Geteription
amount II)
Dividend and i stiffest income
Taxable 'fleetest
feb?
I,West
U8S BANK USA DEPOSIT ACCOUsiT AS OF 02J 06i 19
12.95
Total taxable interest
total dividend and interest income
$12.95
$12.95
Amount It)
till payments
Feb 4
Wtherawal
ACH WITHDRAWAL UNITECHEALTHONE
3994
.
convnuod neat page
CaP7000500Y:0824919,00018S8S60C033 0219 03057`804 Y123576550 l 00000
Page 5 ol 6
SDNY_GM_00325253
EFTA_00198028
EFTA01307294
UBS
Resource Management Account
February 2019
Account activity this month (continued)
Ode
adiety
Bill payments
Feb a
Wthdrawal
ACH WITHDRAWAL AMEX EPAYM ENT
Account name:
419SLANTE MAXWELL
friendly account namt
Account number.
Your linaaciai Advisor:
SCOTT STACKMAHLflE CASRIEL
Cescnonon
amount (S)
-4,327 OA
Feb 11
Wthdrawal
ACH WITHDRAWAL Saks Reid
-90243
Total bill payments
43,160.41
Ord Items foe your Attention:
the nen UM Visa Inf. nste credit cad Is hew, packed wthesdustre vael benefit, more rewards and note of what yc4law, incluind ortraordinany personalized strut? Al
sttrinindyclal in mewl Wsit ubs«otrisanfnite or tall th at 888762.1232 to learn mire.
mnImraw Pitmen* Out
Potent Due axe
Creak in.
Await* C redt One
OutstancIng hearce
UBS Visa credit wolfs)
payment in formation
for Mardi 23. 2019
S2 65
Mar 23, 2019
135,000 03
134,997 35
92.65
TN% tech cecd Is emceed in UBS raicredt card teat we aid wen automancaly to pad In:my:to amen Wu I payment n sotatto
lot march 20, 2019
we moo* int onlorrnanon on your u116 %moonlit cold sclely as a ccunesy lo you Ire UBS Wa cleft cad and avow ate Issued ty uBS Bank
USA UBS BM USA sen2 you Me ottcol neemmt Ice Inn account and you shored malt you; pemem xcor0 ng to tneir Instructions
We to not Ind ix* your conaldng croon tad baarce in ea viii. d sat account wen UBS Finanns Hewn irc
Dale
MtMty
Deltresecn
Amount (1)
Money balance activities
Me 31
lialeece forward
$44.737M
Feb 4
Deposit
UBS BANK USA DEPOSIT ACCOUNT
5,26235
Feb 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 021041 19
-4,36698
Feb 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS CC 02106019
1295
Feb 12
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 02111/19
.80223
Feb 2S
Closing UPS lank USA Deposit Account
$44.$43.54
The ordain USA Occoat Account n your ternary 1'mM outran
CePTCCC60056:6250 WT0001%656 00X0 0219 030575C04 Y123576%0 1000g0
Page 6 of 6
End of statement for account number Y I 2396 SS
SDNY_GM_00325254
EFFA_00198029
EFTA01307295
Important information about your statement
1.85 reuncial Sankt' H. (the firma WS Fins-oaf
Stemma. es a member ol atprnopauoany, annsocity
and options mehoges UBS Enamel Sohkos and 1.8$
Bari, USA re redeye piasclresc4 LISS AG ad
Milan of WS Sautes MC The im's Inn,
statement es hobble span request Therein's online
offkes re at
1,85 f motel Semite% IN.
1200 arbor Boulevard
Weerantol W 0786
IM flarrawil reiret.ntt the ors/ ollwallOCCect Ot
lin Partial Senkh account Olho recceds. faketa
onkel In clones. <a6Nng coracles, date sheAd
rot be rated Lor F you below. Mice 6 alma or
cencoon. plea* repel it meredately n writng to the
Dirt Manor of to office omen; 'ea ciackni
Aida* Wow's thow re Mended tot* accural&
staleniet data tan no be vied kr tae rowan ray
*Zs" )40-4,14 totown, (re. Form 1099. 5498.
I
tic )Men ream, you fax room the Fein it
wound ty 1m to repel tote OS Auntie duthrels.
reportabbortnabb dnidends red Webb Meets,
tamed on nestles held n secs accent. WI Crated,
0+ safe leassol cm. end toil Eno on erten omitted
Communkationa with the Pins
• new fewnlinn wield cerenrcabons el wing
to further protect you 17 01. r 0b-01i 13 you 9i1t
%wt. tt. Secy., ret ewrit0 Protecttal Act (St A)
• II the finales. extract, on the fop tall cl tea non
of thet Pianos a not IBS Enroll Sawn D61
!WNW Sows cartes your nova at (term
&Ow by arra-rent evil the routed coini en
We attuned y0.01 the re4A0rtro WW W0
oPentelths tows In is. case. )ses finch and
teculles ye located a UBS retreat Services and no
the nod-erg bran, ad you trust mike a few
of ay ma a owswn 10 both foe
• As dtearbed n to 4Caunt wretments, you mat
notify in of any owes of If La ntolong &golf
reelected an your slaborent sinuses 30 dip alter a was
menace nude wobble
• Nato Onaci oirOinti 0ntOtenli a OfweirtS to the
owl Clem Walken Departhent it 201.752 • ID*
ce tol.free x B00.1569103, 800 A.M 1o600
If Medi, through holey, a in Anima to lilit5
Fruncol yen t+ lx.. Clare Relators Department.
PO. Bo. 766 Iron Cdy, 1007081.
• Al statements shall be domed correalete ad none
it not *bettedto n rang tribal 60 days
• for 7Y wfwet Cal INA-612.09% ot from outside
the U.
041201.357.149S
• htlere of aeon a ...ion *p.< an elotrorn
Inds transfer fErtb till parent a LOS User debit
cod oriole:a; cal 800.762.1000. of afro 10 UBS
Pna-cul Sowers Ix.. IWO xrba GM, 6th f kor.
Wishes. en, NI 07086, Ann RMASSA Steven
Cotta write n sooner )au cant 8 sco fele yakt
statement a /wept es wrong or lyou nerd more
nformakes about a transfer on the °owners a
recto The Fern or Card blur fat arolcale)rnesi
hey
yowo Irate thane° days rite totem
toil wu N Ira ctateowt an each the Ma or
7 001. 114P0encl.
- Prowde nas name rd =are ante (d any)
- Desoto the alt or the transfer you ate wave
*out and *split as dere as youunwtF ft*
blew n Is an woo a why yam need more
rionnahr
- horde the clothe armor* of the expected error.
The Firm or Card bps nil nvestote yes <replant
and wit corned ary error prompt/ to aped won
rnoheg LOS %n debt cod ursacto-s. a we tie
crone than 10 banns days to do tie, we MI made
Axe Wayll la Ike amen you Melt it n mot. soma
you nil tans the use of the money dung to Imo n
tales tato complete ext infliction
Means make all trots payable to Me rem or to
f monde! inntaion erWated an ter hat ci iha
nowt
In addition to rotas 'coon fon accounts
may be pipped to montenrce fees. ohne; to late
perm for sentries purchases and charms kr *pad
annals n ash >teems eloWsty eta troiranotand
tooth( nottaiirs mute be cubic,* a &alder lee
WS Sena* °albite
LOS offers options fo sweeper) cash torch to bark
deposit rash at non. Alined bats ard affirmed
boots and money market maul lint (Money krds)
Depose ascent al LDS Bari, LISA and mnald Acted
twits purtictNehg n the LICK PDC amend
Program re PDC-nord n accordance %mist( torte:
Pot non riomtahon, please wee raw fcbc. gar. Depose
accounts a LDS AG Stanford Birch and shores of
Nary land tee not eased by the FOC.
Bank diconis teem PrOltCtedb197 Money kid
tarts at protected by SIPC See "LOS Inmost Services
'korai Protector below.
won 1a5 fikoset barren n the bolt depots may b
wrhdrawn, and shoes *talky*/ had my be
IiyadTpd rd tht moat returned to pa a sOS
.worrd
Fate nicnnaton tout hatable sweep coons.
nckkIng <untie interest reel andyields. o asalable
www abs cm( sweepnelds. from yoke Frun<ul Athiscr
a bur tains 800 162.1000
%MS financial Seniors account protection
IM fern es a member of tie Stomas nava hatch:in
Conxeron (UK). which moos WV ern customen
of (twrokrefs W10 SS00,000 lincludna 1254030 for
clams fce cash) &planetary brochure nobble sour
mar", a el mow SOX 019 The SIPC asset Protection
limits aapfy to al nce-ern trot you hold n a prikubr
<sanity
The rem together at cerlan Of Nits, has abo
Ped-ortel supplemental cosine* The rroarn.m
rose parable to all not* clams. <oleo web Under
the proletion c 1500 Whoa as 01 Orronter 10. 2016
Subpo to the 001cy cad, ow ad oen
n. oath al
tee Pam et Mho Protected Ion* t SI 9 macer on the
0W0Calt 10 Ail you accosts held it a prickly,
, APAC Cy. A ful <coy of **poky wordeg c sealable
won moan.
teethe the SIC peon-kr me the tapplonertal
palta01 yoly 10:
• Conn Inreel assets onvoied by fad molded n
urea noun
trod away IrOffillaS fina(cul
Series0
Foe era ole wish CO intia.me prodan,
nadro yob* notes. and IiJ rah e4 metal
hest registered teen name of the wove holder on
the toks of the out, a Prefer net),
• inn.owd ccnirach a nwsiment Merest, leg,
tooled patnenhps rd ;tient placements) tut re
not rog owed unty the Secuntin Act of 1931.
• Convokes ocetrach (e g. foe on **charge and
pfec ors metal <react* mkideo kerns contracts
and team:4h *to, contracts; and
• Depose accorts Prato tcrtikates of claposill as IBS
Bak LISA. UBS AG U S branches and to-knew
IDK Waged Daman Proyarn
The SJPC DrOteclonal0 the staArntnial watch:. do
not *pit to these amen erm if they othowee alazeat
onyx.' taiernenh. The SIPC protection and the
supplemental protection oho pecan' agent changes
in the market meet of yes mestmels (whether as a
renal of market movement. inter bMMWWya
otherwital
Dividend Roinvosomone Program 03Pirl
The price NIIKI44 it en sneer tea. YO., may obtain
the actual ace lean you f financial Ad isCe Oolr •16011
awes me me(hastd unde DRIP. partial shoes MII be
sold Jedthecash oil be deported is you xccknt The
dredged renederient price applied by Me nut. Ian
tlefir low the nwket tree at whet, to Parhal owes
resold
Cash-indiast
0 * whole tat, may be held nye' accare d your
Wad Loa pndlwt se a renal of a &Aland where
or ~roe.
the rem met either sell pin ud vat at
owlet pace a accept at roan determased tat a
reentered °ern **my. aedvede yoke KOW11
lereanmant objectives
The reeimme
jeer es and ask profile re speck to
eat account and my/ van, between yes ci
Pena advs. the Fens peCerlAbi a *Nog 0•7
olltron chit r rn Ws10nd asthma
nentereo °brow' Foe each account Mel you
<loose ore of Mrs °bang imminent thaws,
• hocks& Current Income inentmeres imam the
generic. ol mome orb
• Atha., CoptiAopenuton huninwits wing
growth of pitapat tato( Man the geniis", cf
none
• Probe* Comfmnamn orokome sen/CAPei
Apprecaatian kommems setting tot the generation
of come and comb of principal
Ovenell Pith wean
• Conatoufwe Set10 o martenMei pi- wl nth
km, rid ad salinity to the acorn °vital. can if
that mese the accent clan not genera* Kinnear<
inane a toms ad may not Lone Poe enh.
rftihr,
• Sfoorame Wiling to natal *no me to ponce:rat and
tolerate scene *Wiley tt. IM h•tof returns
. Agresase Wiling to accept hthrim to P""I”I rd
high *Way toad. WI warts ow' In.
• fralow-tfAratty Coniderran f tHactod, a
oaten of the panto* for Mat Jaen my include
cosepley tual•grs, Unwed leardmi and row
valxlry
StaternIrriellOufehOldettr
We may cosso-delt all retrA0 account 11•Wirett we.
the tone *Stets in the same eenekpe. e.g. because
they hem wenn *he ebo martin pea actors
eelronten Mbother clerics al the sane erSdress
you prefer to none led ideal statements rmkd n
upon teorrocet, yon maw oono houseisadro by
calm) you inancial Manta
Prionly mown name
FeertrAr Erwin NW* R a<ai<Tdab4'n.lkrtans'
chosen by you to asst Wu wit+ you woof *ewer; t
his no legal effect as you occult. in not mended to
eellot any stn.
Oratra, velem/10,11,W%
mestrrient obentwe a rd: pofile snouted wrh pot•
warn. and s not a promo of garnet that wrath.
0 ay Inimeal mutt. <al 0 wit b• Wend
• ownatt WOW Woe* 04 Ws, nudes:3Mo no of
loss of the ante niter
You <an dung. yea
handy acute bawl hough OnIne Serwei a by
Cailaargy00 f rum tal Admor
Aceortomnriove
• Vats Oran accocoapardo* Net of assets ad
tilde its.
• Aspen. helots nuiteleush biros wales foe
restriold stunt/ (tilted Gobi Tine Deports,
wreaked mats to make., and tenon Shen not held
by therm Dots not include waked moiler/men
a the andoe the rot and 0.174111tC31010:a pence Cr
owe% emestenwei. anted flock *pions and
emerceabb nod doom
• (06/Iter Wide. alit tratMOs erwring nuegn
brut. each Ire, then ocean biasses
• Cos... now habeas Total ol unmoved notable
cam tritan:K OA dpoee birth al endued ad
nal-What* bares. ad moray enrol naafis-4
snoop balances. at the claw of he stamen wed
Nrconerolly Ire wed. balances (your account at
ml seac aned from other bat cos end the Fern may
Lee rydd Ora lunch nhr adnary core ol et
banns Thew fah re payable tool your demand.
Thes total es ridded m The curet prodakar, value
laving ireferenatien
fee detailed Scallion on the enfs Irking radices
ad disdains ergo to yeas Clore Ratiteorshp
dreinent a A010.0 Aryeantnt art to Geneva,
Term and Crettions LIEtS kaleenent of Credit 'mikes
rear* n Agreement" heel DCr busts
at low,
0-mrt•try rfl-Thrr
SDNY_GM_00325255
EFTA_00198030
EFTA01307296
Important information about your statement ((Onfinued)
Yore sate
Your gatemen ~es mates ad other edits Fold
ni Maxtor. Y the end of to statement peed YOU
may ad la dO ioeyd duly pad sto eke any tree
You may Wawa italitin trod at bat camera/ aim
penyen any balance due astern Ary wane
trandered to hfim dreg the statement pe00ue
Wed at In3444 values ol the end o# the statement
peed
• ~bat.
is date/morn Pit MI ban oft*
*ones included n Pa gatemen. Wart adored
wem the number'
LeS Fnancial Sennes has robed
as ref «moonManedIrons somas other tan U3S
f nand Sense" radeg Mammon Iran rota
Irma the you may have preaded to you Inroad
Mon Ile Pan does not ndeparcandy vs* a
game+ the ractracy
dry doratMat
pronled
sones other than IMinimal Sews«.
Is addle^ abhor.* LeS in"
Senn*, general,
coda.., thn rekonnate:n as k o mewed the ran
does not pew* any maven ril, the Meander
~COST bait and 'Unaided girlies,' is
accurate at ot ~date ot the «memory As ouch.
One ea not I* on his rumfan so make
antes* a eh bosot et
popai a
<tenant Account knitted toteCm nay
eedoct grad loss rif *outgo only for te paid 0/
line they se led at Pe Fern More Waked
essentin cane added by >cur emrcol Atka.
• Unrealized painblossas Mon dean abolabk,
es, mated ignited gen/tors., are takobeed
nductut saucy lots the o nseton data for
rolreclut ben may or may floe eel list ccerenescied
degas ado homy nOrgrearga event
oinfind and ONE ren.~
loin ant spun<
out's* bn ro each caribned to deploy Cr.
averaged Ica Th?' Trade date" column peasants the
agrvl fendf Inn Noe dale
• Callable neueltios Bads and ;mired dock tat
the mute alb for *eV ~on
wit be selested
~all/
by lot kern ~gall stosares et that
ewe hod nou name or n nominee name lot car
dents Cal lean ~tones
obtained kom turd
pat*, and as awry rs not warmed Other <al
loons may mat whch cola alien red. templet
~cn
wit be wonted taxin (*gad
• Pritetralui Prod ttplayadlor ~ass >doter
ceolge may be mother or bed< thin The axe that
pawould ado.* wane in the market Prat an
~Irons
veeva Bed Piny lanes which we
believe to be ratable. but we do nol wane Per
*raters.
- We ~My use to <beg peke shod ~fable or
the mancol the bed and at. pike, la aged
WAIdet me:optical°. cny bad paces ken OTC
feetribel
- Lac anal,. traded ~nod My be rood stag a
Maten nedel or the most recent price we
~iced animanot reflect an actualmarket peke
awl.
- Carlin coshken may spear without a pike and
we Now as 'ace wand sale'
d we ire
tattle tech.,. a vice la a Minty-
- Oepons a wanes deramnred n curreecm
abet than us. doers a. relleced at the ~hang*
rate ad the gatemen date
- For Otiatinhavibel treeing nonariermny
densmnst ors, ace a-d gurney dace vibe) my
how been »used to f xikat• proper valuator.
To Mien cram warrant. when salt». contact
you Fnánotil Itraraor
• ISM imentrownti and armband ~duets.
Private erwsYMrn servies (rchateg deed
member Program «dread agate "warner* Man
war tin) ad gructued products re armoen high),
aloud Caftan daub-red erode's had not been
erred weh the Sauna; and behave
Carmen:0 a u-dee tray date Meees ben We
phavde estimated Manta ghat madmen
save*, rd stun"; mates Ia ~renrata
pispoet enfe Autettop 4 not guaranteed
- Thee values may Ole. ,tint. "
Iran "ees
any, at Math a poem ~rani
Wfvetty Or
«mewed proAxt ~I be bout* a sold ad do
non mean-v.1y recr nee the value you wiry facie
vial Squid:on.
- Mad paty estneles of robe m at of *sedan
die and re suppled Io UPS grurcul Serval on a
resPia. bat by ah a-4~km valuation Ian
- tan. general pain« or comae eatnaud vaam.
d
remnet «d to to Fim by the moat
germ,' pan
" spanor and may be obliged
bared en «Nat« Marna on bon tat used by
thid panes to dense ter slanged idled
- You can drain add!~ nfernenanregurefrg
used
le
deterrent the ester,» CI
value and the date of te nicrerution that n the
Luis la the name by toning rat tetanal
Acbcor
- Mid party *sanded values maybe rebated as
'Mr and' n ~al aurora aeon re
daeseedre valir on lam has rot SeCOled or 6
usable to "go a valor when we become awn
that oorloten eten ha maned fiat may Cal.)
~V
rebored value he argon. ex when a
aloe woJd be Nghey specula., clue to the nave
ca the >aunty
- Wean norhee an raw«, gtet•ral par:~ of spara
«touted albs be a ~barb, ramated ratue n
crowded. the value of the loony webeMao-a
from es tahoe pie
- 'Cbsertee one to date may Mode rerun el
ma* ncane a both
▪ 'Origrui ink ate eeprellnli tie neat calving
pod per use, and myna relied pr ant base
- DP? and Wined KIT '<tubes re roe listed on a
nsbenal
et ei Menge, and re ceneraPy
aloud ad men l they can be sold .h pie
~red may be has tri to pa shoe *stinted
value prattled AO* antili rotorure
• Redricted meats. Recited tweet wooly
are not onary ligtb for park sale
nFixd
Services uses the market once of t. errestroled stock
of do sane mow as an nand value la the
marked leak for papaws of tra garoatnony. To
de enen that min( led secant et m elgbk for sale,
the rate we-Nedmay be sLbstaandly less thin to
imputed yak* None.
• Ca (estanatere Meanie. went yields andantes
An eimaa of meur 'Nome us bated fn (Quint
dealend and Morn nits. ,,ring h 'tangs val
be heb fa One yea' kom gatemen day a tred
ornery fat «mat. t ask, a gudalee acctsacy
arid centraal no:~ se not guaranteed
earnred anal norm ad current yob la
((elan tYPet Of ~ton <oUd include antra ol
pateel a Opittil pint n ~Ps caw the at
name find anent >eke would be emanated.
- blinded stal axone and want yield and the
actual atone ad yield mote be bow or here
than the named rare
- An *named »weed axon» (dvdord ardor
enfant) deeded by the oormen market
valuelawage balance 4~
on the last dvdond
a now payment ma by the non and
~inn lhe,ectellwideposts ail be nerd la one
sea kern Pe gasmen dge a untilmg.".
Acoracy
ortnend yield se not gaer
• Mau not bald by MIS Financial Sens. Oaten
assets re red held by teams and not net., the
Inn% paean:nor central That eat Ye
displayed on pair 112~ for Soma car
ptepot“ alp Petrone and obis peesented ene
voidedby to mum; hem ues ~tat
at
not nnprnta lee an nionnaten addoesme
guarantee eh ataxy. Ibex assets re real pegedvf
by WC a the Ferris tragenental SPC orange
• Revenue sharing andSA:anal ampeewation
- b *Milanto coenescen en sales and I .7b. I km
monad nee/madras we, the dab." , of mutual
hack too chants we »Yen or raise ratio
rare. Nang payments Iran darkeners ardor
admen a rho nutual tads tat wo val 111H0
awn are bated on two dethrone ~my
0
te ~dubs
by IBS of a ;angular moraal
had fray boa done% and Oa lat asset valued a
cratralar malug ta-td langs shred held at the
Pim.
- We /doer aft hide also mane Meeting and
ants pansong Ion nears-0w~ la transfer
nerd unites tut era provide to the ~Jaihide
Thee toes gsni taffy se pad from Mena !sect el
to in-awlhied and re a feuddata non baud
enter-utter ol scans at Pe bedurdnle
),big mutual Irds ol the I urd lamly
- In addeiri to annesecnsretemd ei correction
wit te sale or distrbegion of zenuty contracts and
tint meson/el tag arts lo Olt clans, we ado
or titre regent tesdart ~led seeeitenaitian
keen may of the saste crane, undermeng
the annuity annete. titan cf to nosanco
<arsenal a enemas of tie rise "KNISH Indlt
wederbh*
- b addax, to (Onnaantrettnid Iran the
antaw and sale a ~studs.
we ado
aft late name an asset. based rneeeue shorin,
>amens from NedShires chniaulors. a well as
Vexing for e< hnology **lament, tranig a-d
*daemon
- 0v sedges aha rifest it *zing eorrierisicen ad
otertempensatai from MOMfur.* ad nar ce
carfare« whdo geolacts wo dabs*
We went < orepentat rat Iran LeS Ban USA, LeS
AG Strafford Chinch and nenalletred larks
trac•#. our cash ~Op pag an TM
corapenszral may be a ~thy pa scan fa or
may boa paantageoe near dab, depot
turnen
Activity
nfonngion reordna comm.:sax and deer ~as
mauled il caneclkn with the enabdOn 01 Vat.
""rd ),ton vároadons bai boon nduded en
carharuhons prenausb lunched to 'CM and w II be
brooded to you rental, en rtgald
Short silage
If you
seengird n short sting a sonny, >as may
nelir is ~tie due 10 <slain basown, cods la that
Caloular stoney.
Oran fl an
Pegardng open or 'good talanakt «des tat
were rot ~cued by the unworn dale, open buy and
sell dopden re reolged by the snoet ol chrtech
angles one re ***Met « co nth date unless
nsInsed OisloVe6it by you You re respornbb lor
«dim tit se tamed du to sag lekte to canal
costing open orders
Privacy
To obtan a copy of a
oxen Client hi...icy Nuke.
Plane contact yrav r navel AdiniCe «eel Cae «abate
ai wwwobtremiorwasahrt
- LEIS teencial Sweets è meads* The Mg area
Seneca Account BSA ad NLIA we brokerage
accounts what, prow* arrest to biting senaat and
pedals Itecurfirrangernints with Aired bras
Mij otwe thedpany Doelt andpeg:mks access to
~tree and annuity pedals issued by unatabilled
fled-Party Mutate (epen trout, insane
arty se.kodunn of LBS Frentul Sennes
- hnonere, matte. and snaky oredgn
- bbl FDIC mend • No ban. guarantee May lose voert
- AMA Amara Maegernem Altart Busiest
Sonnet Medan BSA, IRMA and nternaucna beano
Manaarnent Moose are raga eedamine marks
Lei iroadal Semen he
- VISA re a (*gnawed Wideman owned by Una
Varna onil Service Auto 1.01:41 and sad toeben
kaste The Les eta credo tads ad the UBS Yee
debt cads an eyed by IAA Sant. USA wet
Manton franYna V SA Fe omotaltd Mother
Iradrnarks, registered trademarks. serve, marks red
rep:wed sawcenurks re of two respect.*
compare,.
US Pistoled Seek« bee
tow 701110
SDNY_GM_00325256
EFTA_0019803 I
EFTA01307297
SUBS
UBS Financial Services ix
Prrvate Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
CelP7C055175170319 X15 Yr 0
Account name: GHISLAINE MAXWELL
Friendly account name: hicks.* Check/Car
Account number
Your Nomad Advisor:
SCOTT STACKMANNYLECASRIEL
Ph«
Questions about your statement?
Call your Financial Advisor or the
RMA Resourcetine at 800-RMA-1030.
account
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Resource Management Account
March 2019
GHISLAINE MAXWELL
Value of your account
on February 28 (1)
on March 29(1)
Your assets
44,843 54
42,224 08
Your liabilities
0.00
ace
Value of your account
344.84334
Tracking the value of your account
1 Thousands
$42.22A.00
714
Oet i016
Dec 7017
Dec 3018
Feb 2019
Dec 2014
Dec 2015
Km 2019
Sources of your account growth
during 2019
Value of your , count
elves. end 2018
Net deposes avd
wthdrarvals
Your atestrrent return.
Durand and
interest chrome
53904
Change in
rvortet value
$000
Vets of your mond
on Mer20, 3019
$42,224.011
$49,270 55
-17.085 51
Member 51PC
CeP7000300S5175i 7 ele700030219900)33 0019 030579:01 Y123576550100010
Page 1 of 6
SDNY_GM_00325257
EFTA 00198032
EFTA01307298
UBS
Resource Management Account
March 2019
Your account balance sheet
Summary of your assets
Valueon
March 29 (1)
Percentage of
your aCCINAt
A
Cash and money balances
42,224 08
100.00%
B
Cab alternatives
007
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
CII5LAIFIE MAXWELL
Friendly account n
•
ar
d r .
Account number.
•
Total assets
Value of your account
$42,224.08
100.00%
$42,224.08
Your current asset allocation
A
Eye on the markets
Index
S&P 500
veer ritindra Adviser -
SCOTT STACK mawaf CAMEL
, Cash and money balances may include
available cash balances, UBS Bank USA deposit
account, UBS FCC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual had
sweep balances, See the impottantin formation
ahoy' tyaus statement cn the last two pages of
this statement for detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2019
3-month Treasury billy 2 31%
One-month LIBOR: 2.49%
Percentage change
March 2019
vem to date
1.94%
13.65%
1.46%
14.04%
0.74%
10.13%
1.92%
2.94%
CM700:00365175113 N7700030219900= 031903057%04 X123576550100010
Page 2 of 6
SDNY_GM_00325258
Erl'A_00198033
EFTA01307299
Resource Management Account
UBS
Mardi 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred
Withdrawals and fees,
needing investments transferred
out
Dividend and interest 'come
dosing account value
Account mune:
GFISLAWE MAXWELL
Friendly account Ban
Account number:
Match 2019 (S/
war to (knelt)
$44,843.54
$49.27035
5,15546
11,14826
3,787.94
18,233.77
12.02
39.04
$42,224.09
$42,224.08
Dividend and interest income earned
rot ouposes or thS Strnenent losable), at inkiest and driCknd income has been deterenned (Km a US
tat tepdrn a? I:snit:ease litSed strOn the residenit d the OCCpunl soots account type, a ptccest type,
screw Pipets( enact driebno payments may not be poled lo United Stites WA anda Puerto Rico (PR)
Puente Uoti The Pent ninthly stale:MP is tel Mended to be used and tanned be Mad Up C0 for tat
OtulsOset Clefts shOutt refer to the ag0 Katie Sax repining long they re(ehe Iran UBS anntraly.SUCh a
the Fortin 1099 at the turns 480, for tai report/no arta rnatiOn h IS the nitre of UBS to Ile the
carat:4 Is iepedesb Non with the US 'Menai kienue Sent(' al, PR 'beauty Deportment aso in
such bunt Wurehebt CROY dvdenct srda interest aster nine or laratne exists nesse consul yOrl
inchedual lac peppy.
March 2019 (A
Year to dale 1st
lanai*" interest
12 02
28.16
Total current year
$12.02
$28.16
Prcr year adjustment
000
10 88
Total dividend & interest
$12.02
$39.04
Cash activity summary
Le Arrows achy* Our month lu cholas Parses in year smote °Roos se inchickd in the °prone and
ciocirg basset vivo SDK insurance gspbes todes:oats at UPS Bank USA and it banks partcpabng n the
UPS FDIC Muted Deposit Prayart. n dOes not accty Io degOSOS al UPS AG. sranioto Branch. SIC
protecton asSie: to money rnasket sweep fund hddings bul not bank Oepcnits Seenoporont inbematien
aboar your ;scenes ea theist hero cows d lh6 &orient kr &1St.
March 20191S)
Year to date (S)
Opening balances
$44,843.54
$49,270.55
Additions
Deposits and other funds credited
5,156.46
11,148 26
Dividend and interest 'come
12 02
39.04
Total additions
$5,168.48
$11,187.30
Subtractions
Checks and bill payments
-7,785 29
-18,231 12
Card payments
-2.65
-2.65
Total subtractions
-$7,787.94
-$18,233.77
Net cash flow
-$2,619.46
-$7,046.47
Closing balances
$42,224.06
$42,224.08
UBS Bank USA Deposit Account APY
(nterest period Feb 7 - Mar 6
Opening UBS Bank USA Deposit balance Feb 7
$45,645.97
Closing UBS Bank USA Deposit balance Mar 6
$42,931.68
Number of days in nterest period
28
Average daily balance
$44,752.04
Interest earned
$12.02
Annual percentage yield earned
0.35%
Your Ksandal Advisor-
SCOTT STA', hA ell I yi F C4cRIP
CeP700030C6517$1919/0003021990X03 0019 03067SCO4 Y123576550100010
Page 3 of
SDNY_GM_00325259
EFTA 00198034
EFTA01307300
*UBS
Resource Management Account
March 2019
My Choice Rewards Points from UBS
Account name:
GH5LAINE MAXWELL
Friendly account name' Indiv Check,Car
Account number
Recast pow.: am reflected znd the 26th of the month a the pier busmen da/ it the 26th fel h on a
itelendtelldry. Rewards paint acing,/ deals um be found co wow.otoccooforonelenotes
March 20;9
Year to dale
Opening balance
Points earned
7,597
7,594
0
3
dosing balance
Your investment objectives:
You have identified the following investment °Diet-oyes for this account i you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Ackisor or Branch Manager. YOu can find a full description of the alternative
investment ol:sectives in important information abaft your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggremne
investment eligdrihty omsderabon hl:ne selected
7,597
7,597
Your account instructions
• Your account cost basis default dosorg method is RFO. First In, First Out.
Your Plaoriciel Advisor:
OTT STACKmAhrivi F CASRIFt
0.700:60065, 7520 mm000302199 00X0 0319 030575004 XI 23576SSO 100010
Peg. 4 of 6
SDNY_GM_00325260
EFTA_00 198035
EFTA01307301
UBS
Resource Management Account
March 2019
Your assets
Account name:
GHSLAWE MAXWELL
friendly account name. Indiv
r
Account number:
Some pried. «Coe MO (reel .flues Steven may be appenimme As a it'dl One and losses my not
be &widely Minded See import.« alameiron <boot 'our sr °keno a the end of Ms Sewell to/
men pnIcymeciots
Cash
Cash and money balances
Con and nasty balances may educe avatrie cash balances, UBS Bast USA Geed actouni Max"
UBSFCtC enured RoganSae tidaroes. UBS AG Bamford linden spool account blames and money
~MI ~mil fund lump OalasCri
See the Wpstant sloes Sion Moot sour gatemen at tee mid the &Current fa *tags about COS.
toenail
Siddnu
u8S BANK USA UP ACCT
Your total assets
Your Naandal Advisor:
SC f>
.-- TT STACK MANI vl F f" A Spirt
Ue5 Balk USA enddl UBS Fin Inured Rotram Bank deixot «Wart Manes de Muted by the FISK olthin
~rut* Pmts. GA are not sawed by LBC MS AG Stamlord Branch depart scoum batases se not enure,
by 100 and se not Protected by RFC. Money market sneep balances are protected0y SAC but die not istturedity
ose KOK
Openng balance
closen9Mince
once per share
Ayerage
Peden° Kneed
Dap re
on Mail (S)
on Mat 29(S)
on Mac 29 (I)
rite
Peed
pried
Cap aroma (S)
44,5415 54
42)24.08
250,000.00
Peaemaged
Cost
ebrnated
Unedited
Wee on Mar 29(3)
you. account
basis DI
aroma 1ACCrne (SI
ccans loss (t)
cash
Total
542224.00
100.00%
542.224.08
Cash and money balances
47,7240E
10000%
42.224.06
Account activity this month
Dale
Acthlty
Dricipton
Amount (S)
Deposits and other fends wedtred
Mx I
Transfer
FM VI 23575 0100
5.1% 46
Total deposits and other funds credited
65.15604
Cute
'funny
Cesoptron
Amount (II
Dividend and interestincome
Ta were need
Mar I
kk Wont
UBS BANK USA DEPOSIT ACCOUNT AS OF 0306119
12.02
Total taxable interest
Total dividend and interest income
Dale
haw./
:e'f.hption
Ms 4
Wehdrawal
ACH WITHDRAWAL UNITECHEALTHONE
3994
.
312.02
312.02
Amount IS)
till payments
conunued next page
C.P700030C6S1 X5.21 197000302199 002,13 0319 030575004 Y123576550 100910
Page 5 of 6
SDNY_GM_00325261
EFTA_00198036
EFTA01307302
SUBS
Resource Management Account
MarCh 2019
Account activity this month iconbnvem
Account name:
GHSLASIE MAXWELL
Friendly account name' Indiv Check/Car
Account number.
Your Plaaatili Advisor.
i
SC 7 STACKMANLYLF CASRIR
CiSe
Aulsny
Cesmisiion
amount (S)
Mv 4
Wthdrawal
ACH WITHDRAWAL AMEX EPAYM ENT
Mar II
Wthdrawal
Total bill payments
47.78529
gill paym•als (continued)
.7.040 40
ACH WITHDRAWAL Saks And
-704 95
Card Items for your Attention:
The new utis visa Infinite credit cad is here, sacked wthextusite vael benefits, more rewards and mare of MA you love, mck4ing ettraadinany personalized service. AA
Sliming's/ dad in metS Visit ubS«rtirtahfinite (Tc call uS at 888.762.1232 10 lean mcce
Otte
Description
Amount (S)
MY 20
CREDIT CARD PAYMENT
.265
Card payments
Total card payments
42.65
Paritnt We
1,3)Men1Mre Date
Creel! Inc
Ayala* C redt tint
Outmost/9 'Rance
UttS Visa credit catdIS)
payment in formation
50 .00
535,00000
535,000 00
SOW
this crech cite is treated w UBS PoiCteco Casa Rai
And
autOmetgarly te pad horn"r eaCont sow payment a xne0.140
far Apt Rs, 2019
Yte prowietti rinformation on your UBS visa merit card[ Men as a courtesy to sou. Die MSS si SA TieCtt cad and accoum art issued by Len Bank
USA UBS Br. USA sends you tne officX naemmt Ice this a-00iinl and pu awe matt your payment accord ng to Owe
rucbons
We do not ind isle your °unite-icingcm:II cad belance in the Taut d you isccount rah UBS Imanos Stones Ire
Oat
Mtnny
OeSO4,001
AMOkint (r)
Money balance activities
fob 28
Balance forward
144143.54
Met 4
Deposit
VBS. BANK USA DEPOSIT ACCCc)NT
5.15646
M3V S
Withdrawal
U135 BA.NI. USA DEPOSIT ACCOJNT AS CR 0310419
-1,08034
Mr 7
Deposit
1)85 BANI. USA DEPOSIT ACCOUNT ASCE 0310019
1202
Mx 12
Withdrawal
LAS BANK USA DEPOSIT ACCOUNT ASCE 03111/19
-70495
Mar 21
Withdrawal
U95 BANK USA DEPOSIT ACCOUNT AS C4 0312009
-265
Mar 29
Closing Ulf lank USA Deposit Acceuat
142,224.08
The UBS Bonk USA Depot' Account Is pas Isrmart sweep 006c41
OPTCOOTOC6517522 M7000302199 00X0 C019 030575004 hl23576SSO 1C0010
Page 6 of 6
End of statement for a«oust number Y I 23576 SS
SDNY_GM_00325262
EF1'A_00198037
EFTA01307303
Important information about your statement
Le2S Fr-uncial Sawn rec. (Me firma UGS Finartaal
Sawed, at a member of al pampa ~reborn:day
and deices «braes UTIS Barnet Sena and LEG
Bart USA ace mind tesm»sd LBS AG rd
.af data of U35 Searikes U.0 the Fin lawsuit
slated« es ~blab scan request 'heft«, made
°flan se at
LBS fens.' Sncts IX.
1200 Warta Bouldard
Weedwden N)0, 086
IM nav~l~Kettle the GM, official rooted of "act
L18S Tnadeal ServedWant Ghee reef:nit. ^ea
*flea la <bond coalmen <adding tlaardtid
ned be deed rØ I yOu dins. thad 6 al erred or
*maw dean~
it serredately n went to the
Brash Manacre of We office serven )era accost.
Alda•ar al fit.an flown re Mended to b• acne"
darned dra dhµM not be used ra ta µspørs ray
ity selltd, rd
e • . Form 1099. 5498.
1
»Mal FranlY:e'r kV ream the Fans
depend by late to reptrl !Otte.% demde den:lend
reportable n:n-tecabb tvilend and table reeds,
tamed alma«, h1$ n your rant. net 0'0~
• sele lunar pre. rd lurk bass ondamcoded
:tie net
Consitunkartione with the Finn
• Flebect.COdien 404 4444 ccorancrons re erring
to~
data you, vals. rotdug you er
~.45~4 eh redder Prot~ As (SPA)
• If the tensed enstu, on the ap keiclirefroa
of the sudesere es not LES hire ill Senats. LES
eunc.al Sams curet your ~um at <brag
trodr by arra-gemere with the rekat..1 nonA
We Hormal >ad Wes rebarrb tarry
caned the dart h Ber C
. yes knelt and
sambas se lard t UBS Fnasaul Semites and rot
Ilt Øn3
bead ard yte ran ad a ream
of need a anssan to both Irma
• As daybed n ilt iltass antmenta you mar
kordy vn of arty Oro; oe kad stroleng
reflected en >ore statement norn 30 dap ror et real
madder end. adebbe
• new Oral arstontef «replant Cr nyte to the
Fen's Clem Maw" Depannent at 201.352 • I gra
a tolled t 600.354.9103. PCOA.S.1 lob.® ? M.
IT Monday through Fealty, a en mina to L85
Trw(d Street, rc.. (lent %Crewe Dettelfrent.
PO Bo. 766 Iron Ca. 18 07087.
• Al statements shall be darned amide a-daces:to
ii nor abettedto n den; ~hie £0 days
• fa TTY weal. Cure 844412.09% ot from outside
the U.
Ce11201.752.1495
• It tree of reef a ostelot aØ an electron(
kg-adVander (Ult bill parent cr LBS Vena bb
cad wansactian, cal 800.762.1000. Of ladle UPS
T ~col 544PIS rc.. ICCO Harbor Gad, 6th floor.
Wanaelen, NI 07006, Ann RMNBSA Secedes
Cna Vide 44 soon a eau can. 4 you Lek sat
statement a deed es sere a dyountd more
ntoonsanrxe a onto on the statement a
accept The Fan or Card bawds arplaablednasi
her from >de no lit« ~CZ Idays ria te Firm
COI y0..100 IM cowncre .00 *OPP* Era or
Tedalem rowed
- horde >or nave rd wart re nte. Gt any)
- Deserbe the ara a the wander you tevane
abed and mpLin tebule as you crwha >a
Mere el h are ara a why >cm need inn
donned...
- %ate the dad rant of de act:deeded,"
The Firm a Cad bars ml ~date your <replant
and toa and ry sent kØ9
foe roped mas
~hap LEK V e4.4•410444 cad turtara. d we la*
trod Per 10 acted clays10a the. we redmelt
yos dean, Ice IN.arras* you Mr* it n mot. soda
you wit had the use of de Money Curt.; de low 4
tads to to complete On ~stapler
fin mat all cedes payable to therm or de
radial nfieLsiceh added cn MØ of Ma
sunned In adder to regular amare fed wants
may be 0.1pt4t to mantra-ice led ~an ta late
panes tor wades paihases and <heeds fa u-paal
smarts n ash deans Arxers that re transferral
tooth« 4141401«14 may be tebust toa tirala fee
WS sm.«. opacas
Les oifien cofion, »~., cash &t.t, to birk
depots actors at nca diluted bads ard altered
bark; and money mark« avail list OVone~
Depose acorn at Lid But LISA ana dn. ah.lemad
band partsvang n the UPS FDIC nand
Program ar• FIX-nosed n attadaaewehr i
Crula.
404 more rdomuten, pare ese Wm. Wt.,» Noose
asourts t LES AG Sl enford Edrah sal sham of
Monty Tura re not ~by
de IOC.
Card d1{01115 re not pedaled V/ 51K Move' rat'
:hats ere reaected by SIPC See "LOS fennel Seances
d<COPI ~OP
below.
taw. >de aped ~eat afrobrk add< may be
erhdrar, ad shad ot a Mora Yard may be
laden!. and Mt "coeds returned to ya a yxr
Wye es wadi
Tate ~on
tag dibble deep °pions.
nt1xIng tonne «tent ram and yield 0 PPP:* d
..474 contweeprelds, born you. inarecul Adw
a biding13GO 762.1000
LES financial Sondes account protection
Ilt Fem seminar of the Saunas neon Fran-ion
Con:Keaton (SWC). *Pith "wen{ tecurri•ri cutout
ts ~xis to to idd:O.000 fenduln3 1250.000 1«
darns fa car> dalraory Øre
nobble idol
ri~t a et end sva erg Tre SIK med "'dater
Erna nay to 411 tuderfs that you hold n a brad
(detwlY
The Firm tooder firth cerlan *ins, has obo
"'chased supplemental rear« We marnsn
rente parable to all NOa dad daerreb under
the "dear it ISCOmIlca as of (dared 10. 2016
Supt.° to lid poky Genhun ad IntItC40.. Ord 01
the Om 0 tut« polsted b W to $1 9mila:e'en the
~Ned fa SI rxr atokres red n a palmate
441:Id Or. A 101 044>y of the poky we ege antleale
soon name
tatter the SIC ~Men ea the ~metal
a« wan al,* to:
• Colin Invade awn (gaoled byrd ridded is
Su' &Mtn rake) but edd away Iran UPS FnaMul
Sauce" For ~cleared-, CO ensarxe"carch,
na.dn, wstbk, mates. and fa ~a a natal
Itd411.449,014440 tithe nre of the rave holder en
the bad of the oar a terrier fl ed
• nemnte tamrite a rIvol~? Merest, (e 0.
tented pottande red Lid" placements) hyl re
not erg owed undre the Skuntist Act of 1931.
• Canne6testasacic (e 9, fangs ...charge rd
pea oui rld1.1140111X144, niholen; forties driers
atl naTnadtT (later coma's. and
• Depose a< punts Osman <rheas of dawasenal LBS
Ba* LISA. UBS AG U S branches and Duks ea*,
MK ~of ~se emir,
the StK protslon rid fe ~Mold
prcedlco do
net *pit to these MIS ~I if they aferdse appeal
myser sediments
SiK prolecton and the
supplementalprotection da nee POW paint dugs
III the market welt of was evestrneres hatter In •
of market en:domed. Mud lordmOklea
odersesal
Dividend Reinvestment Program (DWI
the prae Minted el an adage ora. You may odan
the actual woe dim pas InamedLaser Only wade
shares me pu chased under DRIP. prof sham rill te
sold Jedtheta ap be defamed n you acca-nt The
dendendrerwes~ nee WOPIPI
the 6>tfer my
daa han the maka ;roe at ra dh telferflelthret
re sod
Cash-in•lieu
0-.4/ whole teed revy be held en pur aecaldyar
«Mad lea partial me at a resat et a chntenel~
or ~rot.
the Fern nR elder sell prof P14111
meta are a deep an retell Otteenhed tst a
reamed ttesna Ø.
arc kteda y04.4 KCCIPI
~e
e ebjectier
bee ~den *beads red nsk peak are walk to
*ad, account and Tana barer yxe =dad
Foxe adla the Pm omnenwrongol re,
urger ^yid 41 ran farad duller a
addrent ~1040
fdh 44~ Odd you
•Rocca ol the olto...etg enesernent clawed;
• 1Øe Current Income Imamate team, the
errataor of extent Oily
• Aram, Cap 1 Awe ninon. twetimentt !Meng
womb of preepaltaeldt tan the genial« a
nom
• ~a
Combnacnormcome stedCedaf
APPROtibll Inftsureens tekrig Ix" the generation
of recent Moak
of principal
Dwell rik profit*.
• Coronseade Seek, to mantånaga priaaL deb
be rid( and tardy tote want areal. env. A
tue mum the 4(COVII COO 1144 0001441e verdant
were es mans ard may non dd pole nth
erade,
• Modena W,Ing to accept tone nst to papal ard
tolerate sane volatility X. sea bete returit
• Aggress Wilig to ~Pk
n#bomapal rd
P4, rabbIty 10 444l, hapread ma tent
• fmatneentfåratey Conners, f tattod, a
(talon of the panicle> for tat accent may «lode
carper. 41131.g4H, hedd landry and trive«
edit%
Statemen1 Itoudiedtintr
We my ("Mite dl related want ~Odd
the tame viltless ,n the sane ernelcoe. e.g. &mane
they here amen 'ha abc manta, pen sawn
~embed *eh ode, (keels el the an sdross I
>a prefer to recede end rdaS statements mailed n
toparato ~of«.
en.4 &dn. ha utrakl
by
<deg you Fr-waddles«
Friendly mown name
the Friendly ad<ount name e DOSICATIO.1614 •neknarre•
~sr by you to sea you wit, your deaden:4'0
her na legal dl«t on your accost. is not Hendel to
relict any stn.
owed, dOreirsablan,
e sestmentobjettne a rat made asscated wet pour
«duns. and s not • prorece a 2.043dee that de"
or any tennis result din a eel be shard Aa
newness nere tend, d la; eau:Noto nt of
loss of de «eie ~raw
You <an change your
howdy accord names thrOup aule. 5410P4 or by
contactegyou annul Admor
Pant ~Wylie?
• Vatic ot pas anoustgamban eat of au« and
• Asters Weida dabble cah bared valet fa
~lima ~V (eat), and Global Tine Depotiss,
kneaded mad to mad. and Ctilli00111414 not held
by the Yam Doe not raid& ircnced seariteriassets
at the add dos poor and on* catenate prod or
yaw* arntindrel. ~Otte.«
Opuent and
derocabb neck dart
• (isbites meda debit bWcat Oittlarttletg ~on
bra. <rock In*, then accourt bYa-Kos
• Caddeney Wan: Total of ~dad
aolabb
each tobrad p1.4 date bodices al rated and
~alltoted bard. ad money ~la ~La bad
weep bared at the <bed she Iltaid pored
Nonionenolty fee vede balances nda saw' se
na
from other balances and the Tern ma
to. [ryåd tee lain n the «dewy core of es
braces. These fink re payable tØ your clemrd.
D*, total s ext.:Wendt one prod clang value
Leårbø irefantlitien
for detailed Manton cnthogren's lend-greeds
rd &clown tax to ros Clore Rebtiorshp
&garnet a Attar' 207~1 444.-.64414(411
Tem and Coned" LBS Rant« ot Credit Trades
salable nAgreem•at and CK5. blunts
al
SDNY_GM_00325263
EFTA_00 198038
EFTA01307304
Important informalion oho ut y Dur statement (COntinued)
%e sta
Vors falmet derdes tereet ad *er mets held
alt
x<pre at the *ni of ene ~cement po-cd Tem
mag ad tor ~fuly
pad (erfex ry tred
von mar retwe rafl et uwd at ban toerend dm
Pang any Nina- d/ronden Ary smeten
Vadered totten ding the statement pen:da/e
bied al ~at varal Ot Te end d the statement
pentd
• Con ba. In deze/mono We <el ba» oF
secuirle inten in Inas aas/ment. *here evicred
web th* stuiten '
LeS Franc& Snees hand*d
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n:Indut bes maya meende rel beet oterenanan.
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agil turnwam aa* date
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alt issue, ah lor tarntreden:con wal be wleted
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sauna& proda t maf be harp
so rid do
not nsessnly warsere the vale>ai inry retene
vaan Seuidanion.
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velaren tem
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'ad palet to Omr ter essanated vabes
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wed to neten-ne the etende d
vake and the date et te nicrinationthat n the
bun sa the «touw by tomneg yam inavl
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n:1*a~ valt% on lam bs rot ,Øled it•
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thee omaben rent hd aorred fiat ~tata
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of IN xcumy
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«IMAM vat» nat a Trdpelly rinkd easy it
prowicd the rato of to soosty wilbeden"
frons tis aticNseprke
- 'and:adem to date' mag .dale reiumol
caortid, name a bath
▪ 'C
nat uni we' eeprelledi t nej Menno
pree pet and and ~nat rellen 'or cos ben
- 0ip ani Wind FEIT saa bes re na kneden a
nettenal mof. el enfant and re omwaai
ilfad and rond eeg can be soli, the mal
moed way be bas ~to
per share ramt«,
vak* peorad n the raam aanwet
• Raenetadenwitlea ReCtringd aalnee Tineetey
aro not enark atiblo Sri:~ lab. Lei Fena-nal
Servan Von Te Miekes pede 01 te .«nuged stock
d eo same dyd snap -led vare la ne
mardd shad. be proposes of bid ateteeent alk To
de enere Mie testrit led settel es se <Nasi* lor site.
te ida wandmag be sLbstanodkr leas Tin ie
mputed vale *vaan.
• Est. (astraal) inane. advent yeti& endemie.
An enmart of anaal reane is bzedcn tunen
dividend ani erfeest .alt,. wanen th 'same val
be heb fa one ry kom etaterrint date «sand
inmat, The «mate d enk, a gudelne, acctexy
rad centn.id int". n not guaranteed
menued anaal neme and carent weid lor
(mantype Of teasien sould inclide aceton of
onreoal a opaalgans in etfeds net ei
incame (and wamt Weld) nould be omalenen
- Estinded weel «ome ird turml yidd and th.
woel inane and nee engt be bene aØ
eNn Me etmaal ritmes
- An onnut* ol a-naalred interne (dirdord arder
interen) dØ by
<wreed ~Set
valuta alg. balance e~
on the br dodend
ce meest Pa
em mala by t
nyet and
amuse te wcaandrants wil be held lor ane
wir kan te st /dement dste
unedmostY.
Atoracy nierend/d eb se not arranied.
• *mets 110t hyld ba, %BS !indaal Sondow. Celen
Met!~ Me nebbe the lun ani nat artfm the
I mei possesen or cceirot Thee reeuw
displaytd en paar natronet lor Somde:nel
pLepot“ orly Potsent and QAT palmrad td•
proestodby Ilw istag hem ues ~ui
Snee
not nnarktae la tos mormaten ad does na
orante Os accurry lbew assets art rol «neted
by SIK a the Faas oadiamental SIC comerage
• Beneemt 'haring and additienal amper naties
- an *Mijn to tom:mom en sales .rd 174.1 les
mened n connenon Leth t
doerbdon of naad
handst*~ <bents we anda os affaire reetje
tevens naeg permis Iran dattkulitin and«
MogenOt To ~all tukt nal vee telt lhno
mam re baud ir, ton> atlant orrpcnany
lto arrors el sales by UBS d a primair ~wad
hrd erna/ IC out <lont% and 0a IN mol val» ot a
>anode maturt Sad livsrys dure held al the
fan
- We 414 CV altide aha reaew netwaling and
iarnnt.% veesten lees neoreder~ fee unster
aard Wentel Tal ta goede to the rn-tualhadt
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te rn.tual held and raaf tod dolly mant bard
en tee ~dm d scans at to beckw-cleake
holding ~wal linds d tbr eind hanny
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'streed nca.-echo.
*th te sale or ditrbdion d nuly contract. ard
uni me«me«l MAR units loot.' (Ier" we andor
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en
nr. rnryd the ~ante <nel
undensenng
to murw «maas, reide d th* notam
COrrpianOil er spanen of its unit ~bye« Inntt
MidittflouTO
- n addebn to aerrnebertreteMd Iran the
adduse and tab cd hInnhares fint. we »lor ca
afritste recent an assn.based fer~ sNring
>amen, kom tilenShires charta-dom as well as
lunding (oe lahnology ckwilapment training ad
*dutsen
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ode carpcnsatkri from ~vallaak rd reasa-et
afnames robos aolact/ ao detbsie
- Wo mens «aanvat«, koen USS Bare Lek LeS
AG SurdordEranch ard nosaff rand bras
ti-~ *ui cash moopproga-ni Iers
~won
may be a meent pa ser, fee cr
mw toe aromaat. d amant dab degoot
bal
Acenity
Infoneulion reosdna cann‘ssins and ccher ~oe
ingurred in <ome« icn rein Ine TeOdOn Ot Vadet.
"had"g Øen Onattent had Oton ndoded co
cartinnsions prevrausy 'vertrad to wal. and adi
Pronded to wo rompog on Maa
Shan aaiing
you are engerd n short wang a sentay, >Ces mak
nor a "ree ON lo <slab banown) cals fa tol
faaboalie wint/
Open adats
l'a9Poing open or god idloroekt orders rut
prol canard byt storneert date, open bug and
sol sloporden re rearedby the amant ol ebde.*
ante ar n «draalt « winti' date unies
«seneged Naeau by yeti You se respornbb lor
aan INt rtewoed dei topt,: fiere to <ma
reling c5 aders
Primer
To dalen a copy of ar a«al«t Client Privacy Notke,
idemcontact par !elpen!~
a vet as «thee
al ww.. Us ~area ene:k
- LeS FNn<yl !e.s
è rol *br* The MA. Bases
Services Account BSA and OMA re brokten)
accounts whkh peesde acties to Wring torKet afd
pecd.dis Ilvaefianaingteneses we, idlitated bres
ard meer radon, bents. andpa:niks acces to
avance and anrorty wens issoedty urotalatild
Tedthegy mane otmanin tva* insuraxe
akterby turdon ol tel inent Senkes
- ~merk ~roe. ani muts proton
- gat ICIC nyed • No bard guurder Mig knevel.*
- MIA Resora Management Accent Business
Snoet Account ISA, na and riternabaui Rosa ce
ManagnmentAcco.rt re recet tred ~ce maks d
Lei trunnalSn-sices bc.
- VISA rs a egitaned Vaderwit owoned by vda
Mout «wi SHwo Uw taiga and urod Lede.,
loenst The LEIS los credit cards tobbe CBS Visa
debt <OS w oped by I.S5 Sant. USA werk
Mensen Iran Vet tl SA Inc spawed Althm
~sr
regeltred tradonses. servet mets ad
regneed snee nurks se ol ta respecteer
amens
ILOS Fiaandel denim kit
Pee 701110
SDNY_GM_00325264
EFTA 0[)198039
EFTA01307305
*1_13S
UBS Financial Seneces NC
Frwate Wealth Management
299 nark Avenue
26th Floor
New York NY 10171-0002
Civrao3s6944790419 Yr 0
Resource Management Account
April 2019
GHISLAINE MAXWELL
Account name: GHISLAINE MAXWELL
Friendly account name: inch, ChethCar
Account number.
Your Knead./ Advisor:
SCOTT STACK MAtRIVIF CA RRIFI
Phone
Questions about your statement"
Call you/ Foanciar Advisor a the
Value of your account
RMA RelOce<CLAIO at 800AMA-ICCO.
account-
on March 29 (SI
on Apnl 30151
Your assets
42,22408
46,01009
1Rdtourwebdtr
www. rbscorrifnancialsennces
Your liabilities
0 00
ace
Value of your account
$42,224.08
$46,010.09
Items for your attention
. Help prolix* yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also. get your free
credit report annually from
www.annuakreditreportccen
Tracking the value of your account
Thousands
Sources of your account growth
during 2019
vs
of put ,:count
atter end 2018
Net deposits and
wthiranals
Your trAeRrnent rerun
Dividend and
interest Thome
Change in
marbet value
Value of your recited
on Aar 34 2019
$49,270.55
.33,311 30
55084
1000
$44010.00
Member SIPC
CAP7000300568409 W7000'056960=3 04190305750N vi 235765SO0:00M
Page 1 of 6
SDNY_GM_00325265
EFTA_OOI 98040
EFTA01307306
UBS
Resource Management Account
April 2019
Your account balance sheet
Summary of your assets
valueon
awl 30(1)
A
Cash and money balances
46,010.09
B
cash alternatives
000
C
Equities
003
D
Fbed income
000
E
Non-traditional
00
F
Commodities
000
$46,010.09
Total assets
Value of your account
546,010.09
Account none:
GEISLAINE MAXWELL
Friendly Account name:
CFaclikar
Account number
Percentage of
your aCO:unt
100.00%
Your current asset allocation
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
100.00%
A
Eye on the markets
Your didencial Adviser:
i
SC TT STACKMANIWE (-ASPIC'
• Cad/ and money balances may include
avalable cash balances, UBS Sank USA deposit
account, MS CDC Insured Deposit Program Bank
account. UBS AG Stamford Branch deposit
account balances and money market mutual had
sweep balances. See the important'', fonnadon
about your statement on the last two pages of
th is statement for detail about those balances.
Index
Percentage change
Api 2019
'oaf to da
S&P S00
405%
18.25%
Russell 3000
3.99%
18.60%
MSC I - Europe, Australia & Far East
2.91%
13.33%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR: 2.48%
0.03%
2.97%
CAIN000800566abil0 ma70001E669600X3 Cul 9 03057%04 Yl 235765500000GO
Page 2 of 6
SDNY_GM_003252t36
EFTA_00198041
EFTA01307307
4ID UBS
Resource Management Account
Apra 2019
Account name:
GFISLAINE MAXWELL
Friendly account n
-h
am
Account number.
Change in the value of your account
Cash activity summary
April 2019 IV
Year to dale (1)
Opening account value
$42,224.06
$4927035
Deposits, including investments
transferred n
7,775.92
18,924 18
Wrlhdrawals and fees,
ncluding investments transferred
out
4,001.71
-22,235 a8
Dividend and interest income
11.80
50.84
Closing account value
$46,010.09
$46.010.09
Dividend and interest income earned
OuVoses or the statement, lasablIty or inkiest CM tlachnd income h% been desonned !tan a VS
tax nab r9 Perslatclive axed coon the residence 01 the OceOunt soak access! !ph or piciamt type.
stmt insets( antler dricondpatments may not be attain to Looted Slates (Us) ado P Len° MO (PIO
lexellYISS The then monthly StelenVr1 Is It attended 10 be used "I tannol bt Kited ICCO tot Itie
PO,GOSes Clean shOtad fat tO the 41:O Katie to sporting lots May scene Ism UBS stoutly. such as
the Form 1099 ant the Forms 480, tot to reporong insernatice It is the practice of UBS to fie the
ipplicatk tar sporting toms yam the US anteing Raerlue Semite and PR Treats)/ Onertment, mo In
Stith loons A(Curattiy CIE59ty dwOena ado iotereg idled Pomp or tars:Saar* Reim tonsil your
indvdual tar prepares.
Aped 2019 (1)
Year to date
Taxable interest
11 80
39.96
Total current year
$11.80
$39.96
Pror year adjustment
0.00
10 88
Total dividend & interest
$11.80
$50.84
Year Founded Advisor:
SCOTT STACK MAHLYLE CASRIEL
Ste Account acwr, rho MOnthl“ doklan itiaccet on your Swamp Opaccg xe occluded on the operorq and
clung Damon vS tar PDIC trnrurancexpbet to Spoon a UBS Bank USA and al bank; partcpabrg m the
UBS (CIC hSured Espotit Sasso It 00ef flit aCCty 10 &posits al UBS AG. Fannie Brandt SIPC
protttton
oe: to money nuke :weep lund hodderqs tut not bank &pods See important to formattan
abott t your :Cement on theist two one: d tb, osunent kr Wats
April 2019 (S)
Year to date (SI
Opening balances
$42224.08
Additions
Deposits and other funds credited
7,775.92
$49270.55
18,924 la
Dividend and interest Some
11.80
50.84
Total additions
$7,787.72
Subtractions
Checks and bill payments
-4,001 71
$18,975.02
-22,232 83
Card payments
0 CO
-2 65
Total subtractions
-$4,001.71
-$22,235.48
Net cash flow
$3,786.01
Closing balances
$46,010.09
UBS Bank USA Deposit Account APY
nterest perrod Mar 7 - Apr 4
Opening UBS Bank. USA Deposit balance Mar 7
-$3260.46
$46,010.09
$42,931 68
Closing UBS Bank USA Deposit balance Apr 4
$46.010.09
Number of days in merest period
29
Average daily balance
142,849 55
Merest earned
III 80
Annual percentage yield earned
0.35%
CoR7000100938448I NP7000I 8669600003
903057SCOa 'S2357655000000)
Page 3 of 6
SDNY_GM_00325267
EFTA ()n 198042
EFTA01307308
UBS
Resource Management Account
April 2019
My Choice Rewards Points from UBS
Account name:
GleSLANE MAXWELL
?deadly account nerne•Indiv ChecidCar
Account number:
Rewedspcints a,r.efmted as of the 26th or the month a the pip butannt doi it the MO facet a
veffenehaliChe tenant mint activity Cones r
be round on wnw.citraccorionrinmenter
April 2019
Year to date
Opening balance
Points earned
7,597
7,594
99
102
dosing balance
Your investment objectives:
You have dentthed the following investment objectives for this account d you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager You can find a full description of the alternative
nvestment objectives in important information about woe statement at tie end of this
document.
Your return objective:
Current income & capital apptecia bon
Your risk profile:
Primary • AggreMut
kwestmen I eligibility consderabon • None :elected
7,698
7,698
Your account instructions
• Your account cost basis default closing method is AFO. First In, First Out.
Your Plnencial Advisor:
SCOTT STACKMAP/ME CASRIEL
ChetC0C6009334482 WIWI 86696 00X0 Oil 9030575004 YI23576550 0,300)
Pepe 4 of 6
SIDNY_GM_00325268
EFTA_00 98043
EFTA01307309
SUBS
Resource Management Account
April 2019
Your assets
Account Pam
GI4SLAINE MAXWELL
Friendly sccount name- Indly CereddCai
Account number,
km? P”SCI. 4xCene Macaw' caves sham may te ecomorirrole Adak-PAL Gads and losses mat not
be awls* reflected Se important aformetrar aboomour Steered a the end of tuts gamed Cos
mere oloanation
Cash
Cash and money balances
ben and /ninny DalanOn may onclum avatar. can balanteS. 082 Bar* USA awn account [relaxes.
uss FaC Insured Frogs, Sant Banos. uBS AG Surnfoto Bunch awed account b4aXel and n-oney
maid made fund sweep bataKti
Ste the important Morn aeon nixwoow stntennent at the end or this Coon nt foe decals about Mose
[dances.
sicking
LISS DAM USA DEP ACCT
Your total assets
Your Rwanda/ Advisor:
SCOTT STACK MANLVLE CASRIEL
USS Ball USA and all OBS FOC laurel FrOcrtres Bar* avant moan Waxes are 'Inland by Int FDIC WIN.%
ap;Olable im,, Cul ale not pawed by SIC MS AG Stamted Branch deposit xcount WYK et ale not toured
by IOC arc se not protemed by SOC. Maw market Sweep balance. a* predated by SPCtaase nal missed Cy
the FCC
Gann Odense
Closing baance
ence per share
Aye rage
addend interest
Days in
on Ape I (1)
on Apt 30 (S)
on Oa 30 (1)
Fee
Peeled
pima/
Cv annum (S)
42,224.08
4601009
250)003.00
Percentage d
Cost
Blirnate0
UnieSiZed
Wine On AP/ 3061
you, account
basis (II
annealInsane (SI
[dna loss (I)
Cash
Cash and money balances
46.010.09
10000%
46.010.09
Total
$46.O10.09
100.00%
546,010.09
Account activity this month
Pale
*Miry
DeSC COI On
Amount It)
Deposits and other heads credited
Apr I
Transfer
FM YI 23575 0100
7,77592
Total deposits and other funds credited
97.775.92
Oat
Atlibity
OnalintiOn
Ompunt IS)
Dividend and i nearest iacome
TaL3tie interest
Apr 5
Interest
Total taxable interest
Total dividend and interest income
U8S BANK USA DEPOSIT ACCOUNT AS OF Od 00419
I I.80
(vie
:.terry
._._r otic n
Apr2
Wthdrawal
ACH WITHDRAWAL UN(TECHEALTHONE
.3994
91110
911.50
AnlOunl IS)
WI payments
co nunued next page
Ca/MO.0300%84483 lane000I 85696 03a33 W19030579034 VI 23576550 OCOOCO
Page S of 6
SIDNY_C M_0032 5269
EFTA_001 98044
EFTA01307310
SUBS
Resource Management Account
April 2019
Account activity this month (Continued)
Date
Amity
till payments (continued)
Account norm:
GI-MLAINE MAXWELL
friendly
co
account narnit...
Ac
unt number
Your linandal Advisor
SCpTr STAer mamtvi P CACRin
DetutphOn
Amount IS)
Apr 3
Withdrawal
ACH WITHDRAWAL AMEX EPAYMENT
Total bill payments
44.001.71
-3,96$ 77
Cord loan for your Attention:
The new U85 Vin Inftnite credit card is here. tasked webautumn turiel benefit.. more rewards and more of *Mat you lose. includin; ortmerdinan 8 personated stroke M
stiming'y dad in metal Wit ubscoMvoanfrim or
vs a; 88&762.1232 to learn more
minim" raiment rue
Payment Due OS.
Crecit Inc
AVillitie Uldt Line
outsmart, mace
U55 Visa audit cards)
payment information
for May 23. 2019
135 00
May 23, 2019
135,00000
134,401 59
198 41
TM mill card Is «wired n UBS PayCrdt Cal feature and rel autornahcaly te pod km, yeti! acccum. Your payment rt smear*
ten may 2Q 2019
We pØ Itlsrnformalon on your UM Ma redi cards Ma as a courtesy to pa the UBSNac redt md and moral ate Issued ty L65Bank
USA UBS Bark USA sera sum the Acid vaterrem for this account and wm staid /rat you! payrrrM &cowingto 'het tnPrKlkcnt
Wtdp not indulle your ctitstantnp «KM caw Mama in Me vase et your account win UBS Rnanød Senses mc
Øe
Anna
Clehlt<lon
Arnpunl (St
Money balance activities
Mar 29
Palace forward
$42,224.06
Apr 2
Deposit
UBS DAM USA DEPOSIT ACCOUNT
7.77592
Apr 3
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 04102/19
-3994
Apra
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 04103119
-3%177
Apr 5
Deposit
U.S BANK USA DEPOSIT ACCOUNT AS OF 04104/19
I I HO
AM 30
Cksing UnS flank USA Deposit Account
146.010.09
It* UBS Park USA Copoot Account n your WNW StWeP Øren
CuP200~13 484 Nr200018669600233 01190)0575034 Y123576550030002
Page 6 of 6
End of statement for a«otat number YI 23576 S5
SDNY_GM_00325270
EFTA_OD 198045
EFTA01307311
Important information about your statement
Le2S f central Sown Mc. (the firma UBS linnet
Sonatas as a muter ol al propel uo.nty, cawnocity
and options mehahaes UBS Enamel Sohras and LIBS
Bart USA an rdrect saisciarresct UPS A6 rod
if realm of WS Stouts DX The aim's ferret
lament it nobble upon request 'het rm's enecutro
altos re at
IAS inatel Slake ax.
1200 Barba Boulevard
Wei-warm N)07COS
IM 0/ 1~
1 r•Ce•contc the any ollatall•Ceed of ybf
f antral Sensal ac<oum Gaye records. .**91
*fleet W.:looms-ft fontwing oracle., elia shotAd
nor be relied rear F you bele* Owe 6 react a
Caleedon. elate terrat it alnechttelf n owitng to the
Branch Mawr of No office omen; oats occove
Alta*
at tquie< dawn we Mended IOW a((in10.
staIeniet drag -aid nel be vied to ea, °awes rely
*Ze
n )ex-md tar lOnTe• he. Form 1099. 5a98.
tic ) wtwn Pra
m, YCO. Ip mum the inn n
mound by law rorepal Tette A'S all untie &Merck.
reportabbnntmabb dnidends end tattle ideas.
toned on Ittittei ht111.11.0111.Ktant. net Crated,
as tie Ramat cm. a4 tog basis on <erten canted
secant.
Carmonkationa with the Finn
• Noe (e ardier. ry crol orernreabons n Aare.
to Astra Vaal you, 14 01. radi".3 low er
,
bp
%al. '
Sayan Vanier Protaal
t
Act (S A)
• II the finrcol cacao', on the sap her ci te Iron
of tha 0.1144ntre a nti IBS Felting Serene. UBS
MAW Sews curet your x<ount at them)
War by arra-rent
with the nrkaud ralitd en
we ri pened pail the relleOnria 'hemp)
OCkned.
atani
hay cat. tat hats and
wades re localcd r UBS Creme, Somas and not
IM nvoctxng atter, and ycw mar mike a few
01 ry caw a anann10 both Ines
• As dexrbed n lee docanl (mermen(. you ma!
'eddy vs of any ono-, or Mad amend d-ecl s
reflected on your slannent aelhei 30 dip *a
MAIO a made avatar*
• Testa dna° cuctoirin <triplet.. a 01....106 to the
tows Cleni 1414.1alt Corhantunt at 201.752 • Han
tol.free ae 800.35.9I03. PCO A.0 to 600 P M.
IT Monday though Iola, a in wit n110 te5
entreat *von sx.. Clent IttteMoniDepolfmnt.
PO. Bor 766 Lhon Cly, In 07081,
• Al statements shall be darned correalete a -decant,
it not <bettedto n arena withal 60 days
• for TT' services. Cal Bea-612.0W oi from °Aside
nett
CA2171.357.1495
• h (46e 01 roll a 0.1,1011460A an elotrax
fink Manske (Erli bll parent a WS Vet debit
cad iransxtirs.. cal 800.762.1000. or afro 10 UBS
f na-cul Sweet 1-0 ICOO Harbor lithel, 6th f kor.
Want...a\ NI 07084 Ann RMNBSA Seven
Canaanite as soon as )CP <an. 6 you Met pi
statement a /wept es nom) or you need mat
Sanwa, about a transfer on the statement a
recta. The Fan or Can' bra(*
arolcable)rrtni
her Morn oar no hen than CO days ante tug Fim
car you IM fns etatenure al *rich the ante or
Probl em *Pend
- hood. oar nano rd accare nunare Of any)
- Dna be the error a the transfer sou se crave
about and 0pLin *chitty layty (31%0 .1 )co
tole* A is enema a why you need inn
dorm/len
- horde the dollar armor* of Ix expected error.
The Fern or Card Mrs oil flyer oat your <emplane
ad wel correct ry era preoptb• For raped erten
mishap LCISVaaockba cad tra-nacto-n.l so lie
more thin 10 banns day; to da tie, we milerode
yon s attcown he theanent you thrit IS n Mot, so the]
sound hue thug* of Mamoru./ dung re tm• e
tales us to complete az noslostran
Mane make all chicks payable tote fern or the
financial nsittaien ndcattdcn Me front cf IAA
tunment In addition to reguls roam, foes, accounts
may be absent to mantenrce fees. chrges fa late
parent for worries purchases and charges fa lipid
armors n ash >teams Account that re roinfand
to other no avian rnay be ubeetiea n osi er his
WS lamp Oplkaw
LBS often options fa sweep ) cash Corm to bark
deposit accorm at nen-Ahmed bats andarrested
bade and money Martel (Null limos (Money hots).
Depots accont at LOS Bar* LISA and nr.abilreed
bents priming
n the UBS RIC :mend D
Program ar•PDC-nosal n accordance wehr
'
C rule:
Pa rmt riomtron, please wee rem 'Styr. Deane
aware, at UM AG Striad Bard, and 'awn of
Wray finis me not ivied by dm FOC.
Bare &posit's/not protected by SIPC Monty fad
revs re protected by SIPC Sc. "LDS Inmost Seneca
Saari erolectai below
wen sprat...a
bare., n Me bark alum may be
wrhdraw s. and shwas of a Ucroy !aril my be
friar:lied and the proceeds returned to '<paps
faun. its
hate nfainaton tout tradable sweep options.
nctaing <untie intern, rate, andyields. oa•ntable al
wrew Ws car( sweepoelts. Man you. Frowel Admsa
a by <atria BCO 762-10:10
CK f Mancini Sorokin account protection
The Fern is a member of to Scones raga Praecten
Capaaton (SVC). which mesas Setteetei cusionwo
el its Medan, rio to SS00.000 findialn; I29100) for
clam for cash) &planetary brochure nobble coal
ma" , a
wow SOX or9 The WC owl Cadation
lints aapai toil '<corn that you hold n a prikube
adorn,
The Ben together with clan *balm, has also
lastrosed supplemental cosine* The rrumn.m
swam pwable to all Ng,* clams. colecrob under
the canal
a 1500m11041n 01 Coonter 10. 2016
. Fin
Itu
to toe poldy cording% and Intann.. (ea .11
IM in n 'unto, prOadad Iona 10 SI 9 mllon on the
sane:ate for all you
,aces
hekl n a° snorter
CaPaCty A lel copy Of t, polcy trodiro a amiable
Loon moast
fleeter the SIC plan-Ion roe the applanertal
prattloniagoly
• Conn Inancial atom canroned by fad molded
)as aadell YAW COI led away Iran L185 FAreal
Serato doe eoncle anal 6) anteexe prod-nit
na.drs, drub* areptes. end I.J sewn a mutest
Ands no:aged rate name of the roan, holder on
to becks of ten caae a aria
nee),
• imestmeart (courts a nosinent nleresh. (a 9.
looted patnenhps red aerie placements) Net re
not rog card under No Stamp Act of 1931.
• Conwocitee <attach (ep, fire on **charge and
per as metal <anal* na...n..) haves cool...RC
trawrodtl <Pico comraas. and
• Depose accounts (meta teethe**, of depose) at CBS
Bark LISA. UBS AG U S bracts and &lien Me
IDK twit
Drama PrO0101
The SIPC warden and the tspiatmental prattler do
not apple to these math ~dewy
orawrie appear
on you' garments The SIPC protection ref the
supplemental protection cb not protect agang <hinges
the make mkt of >or mostrneres (whether et a
•eu, ol market mamma t. *cur blanilttY
otherwrial
Dividend Reinvestment Program DNA
The pore tRIIKI44 a an amaze era. you may obtain
the KIWI Ora Iran yea inancal &Pisa 0 10/ .16141
*wet me outhamdunde DRIP. partial ahem ell be
sold end theca WI be &paned n you scco-nt The
dodged 'treatment price Roofedby the 0.0e1 nay
deter stn the make ate at mama to Paha' sham
resod
Caoh-inaiose
Olio
t eletnot may be held myou rave
iyou re
01141.4 10 a DIMS ail as a yearn of a &Mendparental
or ~roe.
the firm met ether stipend unit al
owlet ace a rape as rant
determasedbt a
regime' cterva *arty. ard (tufo Ake Kland
lemmas.* objectives
The reestetee *beams od
profile are speck to
oat account and may very Stone yca =Wt.
haw i$10. the Fro pramplbr n wing ol
sad< ant change
you hand
c ry
Cr
IT aiIrTre oblectinn For era Account Mil. you
chooseore of Mr I olkerng imminent dajwores
• ha e& CurrentIncome arrestmeres ward the
generic. ol none air
• AthwerCoptaiAnaweedo yaranwes sting
wrath of amp., Nam Pen the geniis", cf
name
• P•oluor Combnitcn of worn* soflOPtai
Apprepanon arrestmerns seeking bay the generation
of a-Kerne and growth of principal
One& risk pod Bog
• Cervetwane Seeks to rhantaneduf ratapol met
law rid( rd barley to the accost °weal. can if
that mere the aware does not groat remnant
wean, ce mans and may not Pep Pro *1k
nbM
• Stodoore Wring to accept tone nob pnncpal and
tole*. scene seriatim to so* Mier rams
• Anse
to accept NO " I `
a""'Pal rd
hgn oalabley to cal. ho (nun ow tent
• fralo•••-tfAgottyConselwAran
tolactod, a
paten of the pada° for Mat acute* May !elude
cowrie+ atalegon, Inadd la.dmi and rano
wrrty
Statemonellosdaherlimer
We may cento-dalt all rotated account itaWnerts mt.
the same aktess n the sane eenekpe. e.g. because
they ham Vann .to ebo mentan pit comae
relronshen a/bother (knit al the sane oaten t
yon prefer to mane red /Ali statements marled n
aparte troa(a101, yet. mar clothe hooter:43N by
calrg you inroal Adana
Friendly .crown name
Re frendli 'Gaunt none a Stuatreable •nekrarre.•
chosen by you to assn you wits you receickeeprly t
hot nolesole4 leg as you accost. is not mended to
relied avy grant. oral.AL rtaermendien.
mertment **tree a re& profile *muted rah rx•
Kew,.
and o not a aromas of wiraace that wrath
or any fl inch Mat% <WI a wit be ahead Al
.1.00Iniatt nada itoid4t d lad, etbdroj to nO. of
loss of the amt. naninvert You can charge yaw
handy occult nacres trough Oran. Sawn or by
contacteci your ennulAdnwr
Ateart ovonriow
• Vat* of pas eccortrparrfotia Net ol anal end
kid tits.
• Aspen. refutes Peak* <ash biros
vales for
ftw ided saw* fey), end Gobs Tine Departs,
vrealad marts to market. and (man assets not held
by the fete Dom not attack traced seosihriassels
the and a the poor and °seat datenwee ;erode. a
row reestnwei, wonted dock opens and
eeerceabb nod cobalt
• (,bites made dim tetras orwring Magri
Ions. veal Inc. than accost balances
• Ca...browWare*: Total ol unmoved hatable
(ash blurt
OA &poor Dirac al all need end
nrafflutod barks. Yd norm mated maul fund
sweep balances. at the <boot the rummer perod
Nrconenedly hewed. balances n your sacked at
ma segeaned from other balances ad the fan miry
vs ryda these fiat me adnry coved
baron Rea tench re payable Was your demrd.
The total it melded m to cureet prod ckang value.
Leans inferenation
fa dared Scallion en the f nWs leering practices
ad &clown refer to yam Clore Ratatiornhp
Ageement a IWO:* keeenlynt and to Genital
Tema and Ca.:Mons LEG kalonent of Credit brakes
sealable nAgreem•nta and C•Cx Jousts
al lov ww ol,. .-men en
SDNY_GM_00325271
EFTA_00198046
EFTA01307312
Important information about your statement (COnlaued)
Yaw sou
Your rotten" ~«,Kaaes ad <ter amts Feld
nth. aacul at the add Pe natosere prod You
may ad for doha yS hay paid stoftese ay tine
You may room* Wad*. used at loan tolageol Our
• HA, any balance due cn them Ary end, bey
tonsferted totefirm ding the statement peard are
bled al main vak*a a the end of the statement
',nod
• ~Web. In clettemnng tee tost bat* ate
word" included n tis statement. Mert *visaed
wile the nuns* 'I; LES annual Satsas ha robed
o, ref or
Mural
twos other thw, u3s
Crewcut Simon. ede deg ~man" Iran roeha
Irma tut you may haw. ponied ,o you linancul
Admix the Pam does not rudgatecanal away ce
guarantee OwK r
a
of any damMon
Ø
axton other than l3S Panda Sews«.
P akhough
Forsyl dSenn*, genera
!attic* gal intonnatir as a o retand the Firm
Ø
rot parilt any andlabin *4 the nlarnalor
~Cow
bno• rd • Unaided girl loss' o
accurate at of todenar tea .fartman. At such.
pane 6) nos Ind on e.s nlarrober am"
protease« salt decncet la IT papaws a
OlbenAll• A«edill“ Unken/CI to tee Pm TN
Mad oar +bass rIonnalon only lot Pe period of
line they se Fed at the Fern More historical
mansion Can be added by >as feArcal Atlet«
• Unrealirod ginallosess 11~ dart is nobble,
nematal errearited gamily's., se </lotted for
nduclut stony loal The damsel on data for
Medea, bis mar or mein« folk« carman:oh
dagas ado co:umy morgriax.cp ~nu
0tednal and altir foal
lots ad samara<
~chase bal se each craned to dgotay or.
~aged lot The Trade date' (Mann peasants the
agns tranarm tape date
• Callable. meurttlat Bards and "bred saak that
Ih, sauce oath for earY ~eon
wit be *tested
~Wit by lot tom geargal Koreas a that
~bed rt our nano «n nonrige name for car
clams Cal feat" ~eon
is obtained Irons tad
pal" ad as xoracy is nol guaranteed Other <all
Intros rovy oust whir *add eat yekt. (Øle*
moneys wilt. wanted ~WNW
• trkeateelui hoes iMptayad latent*" and other
grodant maybe hob.< or lower than The pros tea
you would actualif raceme en te market Peat re
damned Irani vanaus Pad Party "nes Much se
but,. to be Sable. but se do not wane Per
*waxy.
- We gran* use the <bong peke shoe, addable or
the mar a the bd and oak pkes la bled
~Jibes rd options or only btu woes kr OTC
~den
- 4M Weal/ traded ~Au « inly D1 priced ow» a
vaster madder the mon nxem price"
ottaned ant may rod *fled an actual malet cue
*real*
- Canon positions my spars wlhoul a pike and
we shwa 'pee wand sankt.' d we re
~le Iota'' , a once lax Minty
- Capons a nannies denoninsad n Carrots
abet tan us. dot" turnenid at the ~go
rate Hd te :adman date
- Fee eaten wand, Vedag nrontadomng
clerdmnflalb prof ad Witty Ilea value) may
hew been atjusted to *rebate groper valuator.
To obtain orrem quotations. when ~lab». contact
sae leurcul AdmOr
• ladrat invnlreente and etruelattedaroduas.
env,» nvataneni deluded (rdbeArq duct
pntwtan VOnlInl end red estate meshes" teal
snakes) ad smokedproducts re gainsay higMy
~id Cedar, deAdatel prodbely harerat bee.
Nyctwad w eh the Setae as and &charge
Catenation a ode ay stale >eV/libel ben We
pode estimated vat" toe pirate redeem«
snares rid ~rived "darts fa nlormahcna
CaPaat «by Luker, d not guatånteed
- Thelt velars Mly del« stlystaitab kan age%
any, a *each a pram ~natal security a
structured product mal Ca boat* «sold aid do
not nnessrly *Desert the valar nu may fee"
cØ Souidron.
- Died 'Arty catenates of vats se as a • colan
date and re suppled to UPS Promo, So-von on a
reges base by at ~an
valuation Inn
- tarer. gonna' prow or sponsor odenoud vale"
d ay re smogned to tie Fim by the muse
"twat preen a sterna and may be cabliated
brad on "rem ~maw' bon Pat tassel by
tied pates to derive ht awed aNws
- You tan drain aclati~ Hamm," recairded
dat ,,tai~
used to determent the estimate el
value and the date otte intanution that • the
bans la the .eurote by antanng rocs Peanut
iderate
- med party orunaled values maybe *Nowt H
'Nat anted' n stwat ~aeons' wean re
rdepteedint valtann Inn hat rot Øled ot 6
enable to ~on a vale ~we became awn
that roraktien flat hm caved tut maycalla
Pe~reiterled vale row cuesron. ce .ren a
value sold behold, specula," clap 10 the nubs.
01 the YEUnly
- MTM Mt an toair, ~el parsier « cpcace
animated vale ror at/dpaty ranted vel» it
prowdod the valli of *a sonny wit bedelam
from es pinch.* proe
- 'Dotted cm to date' troy include ravn of
ISital, norm a both
▪ 'Oriorui unit sete' ~ewes tit Mal Merino
pie per inn and nay nar relied Sar ant base
- DPP and alerted KIT sro"ies se not linedm a
dybanal ~end roduge, and are Clateelbl
ilload "dawn d tel can be sold, the pea
remred may be less ~
to pet share estimated
value pentad el Marconi aatertin
• Reetrictedmartlet Reanned swain "mealy
are not aneny
to park sale U3Sina-cul
Sexes Utn the mark« once ol tie ureestroted lØ
of the sane issuer at an Waded val.* tor the
**dad stock for peepases of PO "Avant ody. To
the enar Mut reøs led tea:des ae elgble for sale,
the value we-madmay be salastemidir tesi than
~tad vale Pow,.
• Ea (estanated}ixeme, went yields and rates.
An entmant ol "snude etror is bardm farad
&deed and tier« falei, wen"? the wants ail
be hen fa one yea from Pan« dale a Anil
Iralbay fat naiv» a my a Syaeblene, MG/ >Cy
mid ~toed Want 3,1 not guaranteed
Comaed armal mane rid cum" raid Ice
Wan "Pal a wales «ad include a Man of
PleXIMI a 00111 p.m n Mitts can the eft
inure lard current yelp) would be overstated
- blinded rand «tans rd caned yield and the
actual ncome ad yield mote be beger a hate
thyr, the edenstal amounts
- An min"
atiaalted name (dvdord ardor
intent) deded by theowned market
~1~390 Daly" 4~
on the lass dvdend
er mated pa/want rrok, by the mater and
ass‘rnn tie secaaridoosts wit be nerd lane
ra from the sincerer* bate
untilnun".
Ana"
cortnend yen se not gararneed.
• Amato not head by VIS financial Sernalll. Cetus,
amen re rot held by the lem and not *Sinn the
tats posussir or <enrol Dv* ass" re
deployed on you statement for Somali:AY
fArpot“ ally Pasant and valet pasnid uro
pronded by the ',turg bens UBS ~rod Swear
not resprittaie foe tin reionnation orddonna
guarantee es xeurry thew amen ant rol panted
by St( or the Ines ti.aderontal SPC coverage
• Ratrate sharing and additOrsal compeneation
- n ~Onto come:mana, sales and I 2b.1 kel
mooned nannedir wah the clarbdon of mutual
knob to or dents we refor our "line ran*
teens Pang parrots Iran deletut" ardor
admon of the rrotual fadt rat no all Thee
masts are bawd on two detoras orrpromst
it* nub of sales by lØ$ of a Par, Cisis mobs,
had fray to as <lean and OB Pa anal rate a a
ganglo myluelt,nd lureds shares held al tie
- We "doer af tune also recta, ragwort") and
age
patine.; lees clean-0"We., ter tinter
agent union tat so ropode
pro
to the m-eual hedt.
Paso ten generally
tan mecca aSCat
t e rnaual lend
adores
re
feeo llar
bawd
"thee-ratter ol scor at tabrawdeale
hadang Maud hat of that I urd famty
- n addlir to carnal's:as reeved n ~ion
wits tae sale or dear buboes a sneaky contacts rd
ant nettoreol
lab bids clarets. we "doe
or arid" tan. et~
ceeeeldnladd
bon maya the adore amps", undtmentro
the annuityaromas, "axes sa the intanneA
aerpenel
1pglalat of Pa uric ennwnwit mots
"death"
-
Adair to annuls.
receted tran the
aid." and tab of
"
~stalls.
we "tor di
Abate teem? an asv6~d ~e,
Haring
payment frorrelantShres durloi.don.
well
fu-dng foe technology ckebpment, traitg and
M ucator,
- Ces
also recta, Tabugitr es
ceo rd
at
carproWor from Tubua
rd narame
<«Nana wooer grolacts re dabs..
W. warm corrponsalo,frant.eS Dal US,A, 1.85
AG SuiedordEronch ad non* elan, bras
*foist. our cash sweep pre/ a-nt TM
Ørre
may be a ~thy pa scars fee or
may be a gwantsgeot &wage dely &pow
telexes
Activity
rfoneuron reordincommtan and other throes
ironed n connection with the ', nuton of trades.
stedeg axon varcrrons band ',eluded on
Canlinrdeord yxy-dauf furndedd loan. ind will be
tronded to )cu rental% on mcfatd
Shoes selling
you re engarpd n short afro a sonny, you may
itv a °woe 6» to <slab brown, cosh
that
Who,lar
Open orden
Pelatang open or 'Tod idlanakt orders ter
were nat rerad byetat rimaten dale, open buy and
sell sko onion se rt.:lacedby the amoura of dUdedn
a tires one re ntdreiderch
nrolds date unless
~seed onewse by you You we rnµnebb lot
abe Put are ~Medea* lop" false to canal
toting open Øen.
Priwair
To obtan a copy ol ar turen Client Privacy Make.
Plane~
acv r navel MK« or vet or "bite
at »svo,(6,denautennleonneet
- lABS Financial Seises e rol Tura The R/A4, Business
Sot. Account BSA red NIA we brokerage
at<ounic which Øde Mail to bra ing «Nay and
pedals la~arrångenents nth :Aland bras
ad Wee lento", boils. and rentet xcets
Pearce and annual pod" issued ty ~Mated
tiedtaty mare otmpanin *vast mane
agroy tandutin of WS Front a Sankt, Inc,
- h.tAinerc., "are.
and a-nukyyd:CLCI6
- wit FDIC mind • No bank guarantee May lose~
- TMA Resora lAngement Ana" Brown
Soren Account BSA, RMA and riternatomi Rewire
Management Accost re mastered unme troths of
15$ Trunnal Seniors to.
- ViSA n aregaled "donate owned by Una
Varrobrif Service Atwater and used init.,
Rents The WS ven credit cads .red the UBS vise
debt <ids et elk.«
185 Sanl USA win
Pennine, frantna U SA Ix ',matted Mahn
trodir"s, regnant trademarks servos meal and
indeed wane narks se of he ~as
companies
ILOS Haned Sank" litc
Pa ?blind
SDNY_GM_00325272
EFTA_00 198047
EFTA01307313
*1_1BS
UEIS Financial Serwes M.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CHP7005401781 0519 VI 0
Resource Management Account
May 2019
Account name: GHISLAINE MAXWELL
Friendly account name: Incliv CheCkiCar
Account number
Your Knead./ Advisor:
SCOTT STACKMANLYLE CASRIR.
Phon
Questions *bout your statement?
Call your Financial Advisor or the
Value of your account
RMA ResOurCeline at 800-RMA-l000.
acimuni
on WI 30 (5)
on May 31 (1)
YOUF assets
46,010 09
50,000 CO
1/isitorm wabsita:
wwwilas.corNfbanciakeneces
Your liabilities
000
0.00
Value of your account
346.010.09
$50.000.00
Items for your attention
. welp protect yourself horn haul and
review bank, credit card, and brokerage
statements regularly. Also. get your free
crud' report annually from
wwwannuakreditreport.com
Tracking the value of your account
I Thousands
716
oe( icii6
Dec im 7
OK 2018
ace 7019
Dec 201a
Dec 2015
lAn 2019
Sources of your account growth
during 2019
Value ol your ,rcount
at war end 2018
549.270 SS
Net deposits aid
wthirawals
Your areStrrent return:
Oland and
interest MOM
56448
Change in
market value
$000
Virtue of your acoaunt
on Moy 31. 2019
aS4000.00
Sees 97
Member SIPC
Cne7000300S4C0 7811.1.7000103706 °COSS 0519 03057%04 Y123576550 OCOOCO
edge t of 8
SDNY_GM_00325273
EFTA_00198048
EFTA01307314
UBS
Resource Management Account
May .2u
Your account balance sheet
Summary of your assets
valueon
May 31 (1)
Percentage of
your aCCOLIM
A
Cash and money balances
50,00000
10000%
B
Cab alternatives
0.00
0.00%
C
Equities
003
0.00%
D
Fixed income
0.03
0.00%
E
Non-traditional
003
0.00%
Account name:
C le SLANE MAXWELL
Friendly account name:Indn ChecloCar
Account number
•
Total assets
0.00%
Value of your account
$50,000.00
100.00%
$50000.00
Your current asset allocation
A
Eye on the markets
Index
5&P 500
Your 11 nodal Adviser:
SCOTT STACKMAikturLE CAMEL
. Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. UBS BM insured Deposit Program Bank
accounts. MS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances, See the important reformation
about ;ow statement cn the last two pages of
this statement for detais about those balances.
Russell 3000
mSCi - Europe, Australia & Far East
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasury bills' 2.27%
One-month LIBOR: 2.43%
Percentage change
May 20t9
Year to date
-6.35%
10.74%
-6.47%
10.92%
-a66%
245%
1.78%
4,80%
04,100:00054BITEd NT7000183T06000CG 05190305750N YI 23576550C000G0
Page 2 of
SDNY_GM_00325274
EFTA_00198049
EFTA01307315
Resource Management Account
UBS
May 2019
Account name:
GFISLAINE MAXWELL
Friend
cc
ly account na
Aount number.
Change in the value of your account
Cash activity summary
May 2019 (E)
rem to Woe (S)
Opening account value
$46,010.09
$49,270.55
Deposits, including investments
transferred n
9,299 54
28,223 72
Wrthdrawals and fees,
ncluding investments transferred
out
-5,323.27
-27,558.75
Dividend and interest ricome
13.64
64.48
Closing account value
$50,000.00
$50,000.00
Dividend and interest income earned
rot DuComo, Ihs Stetement leselary ice Inbelea and clai0M0 el-Krone has been delenned IfCcrt a us
tat nab rq IsetSPeChoe Mecl tisOn the residence of the accrual ncidet, account type, os mut type,
scent interest andot Promo payments may not M stolen to Uriled States (US) anda Poen° Rif° (PP)
Income Wes The (lien Monthly StatedYff is r01 blended 10 be used and tannol be read cOra Ice IN
Punalel. Clans should reef to the araKetre lex reSSOrtng loons Ma, receive non UBS Snap. such as
the forms 1099 and the Farris 480, foe tar reparong informatiOn It IS The pfactlft of UBS to ISO the
CopliCatee IN (*porting loins tin the US internal Raenue Sent(' 34 PR beauty DecOrtrritilt, &V In
Orthicons atosattcy (Way chaena and Or Oar" a let earrp or laratre sterns Heat (Orals stor
advdual tax prepare.
Mai 20i9 (SI
Year to date IS)
Taxable interest
13 64
53.60
Total current year
$13.64
$53.60
Pr or year admstrnent
000
10 88
Total dividend & interest
$13.64
$6448
Your Timms:id Advisor:
Le Account acevny Mrt month lu Watt &lancet .n your Snoop °pain so 'Mudge, in nte opening and
cloorg Damn vac uo PDC ire.urancoxopht; to &mat a UBS Balk USA and al banks partclnebr9mIle
UBS PDC Meted NOWT Pf0Syern II 0)es na aCOy 10 deposes el MPS AG, Stamped OrenCh 51K
protectonmayes to money rrof /et :weep fund haderqs tut net Mal depotas See Important informatco
,bout your ;lemon< on theist Mc ooze: d Ito: dcarnent kr deters
May 2019111
Year to date (11
Opening balances
AddRions
Deposits and other funds credited
$46,010.09
9,299.54
$49,270.55
28,223 72
Dividend and interest ncome
13.64
64.48
Total additions
Subtractions
Checks and bill payments
$9,313.18
-3,224.86
$28,288.20
-25,457.69
Cash/ATM transact ons
-2,009.00
-2,009.00
ATM fee rebates
9.00
9.00
Card payments
-98 41
-101 06
Total subtractions
-$5,323.27
-$27,558.75
Net cash flow
Closing balances
$3,989.91
$50,000.00
S729.45
450,000.00
OP7000500938I 783 W000'837060003 OS19030575034 Y123576550 000000
Page 3 of 8
SONY_GM_00325275
EFTA_00198050
EFTA01307316
*UBS
Resource Management Account
May 2019
UBS Bank USA Deposit Account APY
Thterest period Apr 5 - May 6
Opening UBS Bank USA Deposit balance Apr 5
Account name:
GNSLAINE MAXWELL
friendly account
Account number.
$46,010.09
Closing UBS Bank USA Deposit balance May 6
Number of days in interest period
Average daily balance
$43,559 47
32
$45,700.81
Merest earned
$1364
Annual percentage yield earned
My Choke Rewards Points from UBS
0 34%
Remark pants ate tenecied as of the 26th of the rixoth or the price buanets bey if it* Men fat on a
weektnetctiday (tenant pont sooty deli Ciro be found on wnwpOicomionanoronicat
May2019
Year to date
Opening balance
7,696
Points earned
0
7,594
102
Closing balance
7,696
7,696
Your investment objectives:
you have identified the following investment objectives for this account. if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. YOU can find a full description of the alternative
investment objectives in important information 'boot your statement at the end of this
document
Your Financial Advisor:
SCOTT STACK MANLYLE CASPIEL
Year retuns objective:
Current income &carmal appreciation
Your risk profile:
Primary. Aggressive
Investment eligibility consideration - None selected
Your account instructions
• Vote accotrn cost basis default closing method is FIFO. First In, First Out.
hPAX0300.2549I Nta NKT0G0183206 00233 D519030525004 Y123526%0 000[00
Page 4 of 8
SDNY_GM_00325278
EFTA_0019805 I
EFTA01307317
UBS
Resource Management Account
mi,
Your assets
Account name:
GHSLAPIE MAXWELL
blandly account n
i t"
t-
Account number.
Some paces, income andcanal vases shown may be apcwailmale As a tesul. dam andlosses my nol
te winaely reflected See ^portent olormalten about pee gatemen+ a the end of tas dzumere Cot
Mete !Mom- omen
Cash
Cash and money balances
Osn and no.
n'S> .ncia avalatie can balances. inItS Bank USA as cosit account Max«,
uBS FCC unwed Ftwyarn Fart Barnes. uBS AG Stamlord Blanch deposit account Plaices and inaley
naheli
ud hand sweat, teas«.
See the Important Mon cc aeon atrocataexca statement at the end d the 'bornent tot Octal, about Rose
Wanges.
Raking
13135 BANE USA UP ACCT
Your total assets
Cienng balance
closengbdance
co may I (I)
on May 31 (I)
46.010.09
50,030.00
Value on May 31 (I)
Year financial Advisor:
SC TT STACK MATILYLE CASRIEL
UBS Ball USA and all uas Nan Inured Rogan Bank depittut w<CIIM Metes are roused by the FDIC MAW
~tuba tents. OA are not wooed by SIPC uBS. AG Starniced Btanch detrain Acosta Wanes ale not insured
by fOIC and are not protected by NFC Macey market sweep balances ace pectedred by SPC On me ma insured0y
ate FCC
nice per share
A*Idge
Onidencl awes,
Days n
on Mai 31 (I)
Ng*,
Pedant
Genoa
Cap aroma 0/
250)00000
Percent/0e of
Cost
Estimated
Unrealized
your Accord
basis (I)
annual i accent (SI
»nor loss (S)
cash
Total
550,000.00
100.00%
550.000.00
Cash and money balsams
50.000.00
100.00%
50.000.00
Account activity this month
Oat
Minty
DeRnPlan
amount (S)
Deposits and other lends credited
May 29
Transfer
FM Y1 23575 0100
9299 54
Total deposits and other fiends credited
59.299.54
Cate
dahlty
OtS011,11011
amount (I)
Dividend and interestincome
Ksiableintcrcep
May 7
Kiharost
13135 BANK USA DEPOSIT ACCOUNT AS OF 0913619
13.64
Total taxable interest
Total dividend and interest income
(we
:tam,/
May 2
NighdraWal
ACH WITHDRAWAL UlATECHEALTHONE
3994
.
513.64
513.64
amour( (0
Bill payment
continued next page
UP7000300548178SeP70001837060C033 0619 030579C04 V123576550000»
Page 5 of 8
SDNY_GM_00325277
EFTA_00198052
EFTA01307318
SUBS
Resource Management Account
may 2019
Account activity this month (continued)
Ode
Attitity
Account 11O1/1e:
GISSLATIE MAXWELL
friendly account name: Tutu C heel< r
Account number:
Your Ilneacial Advisor:
SCOTT STACKMANME CASHEL
TX.ShiliShOn
AniChlet (5)
Bill payments I
Msy 3
Wthdrawal
ACH WITHDRAWAL
EPAYM ENT
-2,4124 32
May 9
Wthdrawal
ACH WITHDRAWAL Saks Retail
Total bill payments
43.224.96
.760 60
Ord Items foe your Attention:
the nen UBS Visa trifinste credit cad is here. racked wait extusice v am( tenet, mote rewards and more of wha you lose, incluirg edmordinan y personalized service. A
Stamm* dad in meta Wit ubS«crlataidmile Ce cal vs at 889762.1232 10 lean more
Casb/ATIA transactions
(ASS Visa credit )0(X81602
G MAXWELL
Tianueson
date
Axing
ale
Deurdoon
Amount (0
May 23
May27
CA51-1CONNECT
4503.00
CASHCONNKT
4503.00
ATM FEE REBATE
13.03
AIM FEE REBATE
53.00
May 24
May27
CASHCONNECT
-11,003.00
ATM FEE REBATE
13.00
Total transactions
Total rebates
42,009.00
$9.00
Hese are vane us to UBS Bank USA to FCC* CashCavent Cash achswes made sum zed US$ Vita smell (eta These cap< reined namedum
OM eat win any finance chapel a cash ethence fees
Oate
°mantes
May 20
CREDIT CARD PAIM.ENT
.9841
Total cord payments
-$9141
Amour( (S)
Card payments
CeP700:6035•81796Nef000183706003:0 051903057500e W23576550030000
Page 6 of 8
SDNY_GM_00325278
EF1'A_00198053
EFTA01307319
SUBS
Resource Management Account
May 2019
Amount name:
GNSLAPIE MAXWELL
Friandly accountnavel
Amount number:
Your Melinda' Advisor:
SCOTT STACK MANLY/E CASRIEL
Winton Parma Me
Payment Out Dae
Croft low
Avalable Crab Unt
Oumanang bane
UPS Mse credit canl(s)
payment information
10.00
135,000.00
132,991.00
12,009 00
This coda teed is enicato in UPS Pay Coe& Caro rent and nA automation be paid Pram aur exoura You; pavan is scheduled
lot lune 20. 2019
We ExCalt INS iatoottiCa on yOul MSS vlItirre$1 tara flatly a cowlelY 10Pax The UBS V/a (R01
400 mown are issurd0/ vessank
UM Um can USA sera you the Mimi gamma to this oxouni wanes' amid mat. youi pasmera coming to that onoRicans
We On not Male your oislindrog trail CaldbilanCe in the Mae
yca aroma wan UPS Manta Steam mt.
Oat
AttMly
Cotstican
mount 10
Money balance activities
Apr 30
Balance forward
S4t010.09
May 3
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OP 0902119
-3994
Mel 6
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Of 090919
-2.42432
May 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Of 0906119
13 64
May 10
Withdrawal
UM BANK USA DEPOSIT ACCOUNT AS OF 0909119
-760.60
May 21
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOF 092919
.9841
May 29
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASCE 0928/19
-2,00000
May 30
Deposit
UBS RANK USA DEPOSIT ACCOUNT
9299 54
May 31
Closing UPS Bank USA Deposit Account
850.001.00
The UBS Bank USA Depo9t Mount a aut Camay Sweep MIMI
04170026009191787 NeT000183106 °COPT 051903057SC°, Y123576550020020
Page 7 of 8
SDNY_GM_00325279
EFFA_00198054
EFTA01307320
SUBS
Your notes
CrenCIOECC6e8I 7
un00018370600X0 C519 030S7SCO4 Y123576%00=0)
8a go $ of 8
End of statement for account number Y I 23576 SS
SDNY_GM_00325280
EFTA_00 198055
EFTA01307321
Important information about your statement
LB5 Fromial Sewn Mc. (Me Firma UGS I Wartctal
Sonde), n a meryter ol alprndpalØy, canmcdty
and cobra «hraes U0S inameal Santos and MS
Bart USA re naked mbsdri•sd UPS AG rd
ofhtalas of U3S Sean U.0 1MFiml frontal
statement rt nvrbbkaearrearrest 1he Fern's ~cane
offces re at
IBS Intel Sestet IX.
1200 Warta Boulented
Wearnlen al)020136
IM COonoor nO440614
on44 0431 oozed of yore
LBS Fnantial S•nteS Want Glorye NO:n. +**91
*fled In downers. tonlierg toe! tel
OS s1/4 •41
rot be relied aet F you bale* Mete 6 rora or
*meson. prone~ it merecletely n eitng to the
Berth Manor, of the office wren; >as accost.
Aldtur al Fed« down re mended tote acne"
armlet dot* Hard not be used fa by( ~in
ray
ity sen )4. 4,14 to kook PO. Form 1099. 5198.
1
etc hvhfn Ilpall Yi:ra lar teem the Fan if
reputed by bee tomtit tote StS all todde drnfandr,
reportable n:n-tmobb cfn:dends and Webb Meier
caned arsenate, held n »our accent. net Fri,~
On f•4 !WWI ire. Ind (0,1 basis on <elan covered
~site.
Carenunications with the Fine
• Ilene reconfirm ricer earruntrbons et ~no
tolluer VOW, >Orr ritOr et bcr9 Peoter
ada the Sever ,eddaProloInn Ac'
rO
• II Mr> fin.31441 entau, on,. sip Fri of re trot
of tries:~
is na CBS Felting Sanset CBS
Seuncd1S•mes wee your ~um as tlearmo
broker by arrriement with the rckatad mind eon
We nfiamed irevef the rebbanrb nleMyCo
~4. the SOCWil ei ih4 (SW. )64/ lend and
tea-tiles toe Iceetcd r UBS f mend Sentre and ad
Me ~deg
lorcAo. and ›ci, mad mike 3 report
of nonce a ~own to both lene
• Az ~bed n le ~al
artmenta yco ma!
notdy a of any arr. or kna rentorg dwelt
tetledd on your slibinwnl 441hn 30 dap *hon war
mabda made availed.
• Dew deal ~ono «engird. Cr n4preli to the
Fun's Clem labials Depannent at 201.352 • I 64B
a tollror fC (.30.351-9I03. 1100 A.M. to 6.00 P M.
IF ~lay though Friday, a in one rva to LW
Fnettd Severed Ix.. CIM 14161093DePrairnll
P.O. Bo. 766 then City. lb 07087.
• Al statements shall be deemed ~plea rd awn,
it not objected to n talg withal60 dais
• fa fly services. Cable-612.09%ot from <>Aside
the U.
Cd121:11.752.149S
• 16 care of roes a guest al *at en tlecacek
Irds transfer (OM bill parnent cr CBS Vas* debit
cud transxtiab cal 800.762.1000. Or wrist 10 UPS
Fria-col Sever yt a ICCO H mkt GINd , 6thlkor.
~hank^ NI 071/4 6, Ann MASSA Sentn
CrIcr mite n soot es )auer, t >Gent sat
statement a /extol is maid or ',punted more
ntorensendrxa a unto an Me statement a
rear the Fern or Card blur (as applicable) mast
Mr Man >Ca no lit« tun 60 days ria te firm
Car >co IM test caatamcce al *tech the Era or
Problem :Mend
- Pronde vas nave rd accost mante. Gt any)
- Dar be de tarot or the wander yea tearta,
abotit and mpLin as derty of yn•er oh/ >co
Mew n h en am:. a why paa need inn
donnalitn,
- Prank Meddler entail of le ~cadent'
the Firm or Card bus ml nvest tote your <replant
and off nand ri
woe papp/ For rayed aeon
mohms, LEIS Vesa•debo cad tratactons. d we tale
mom than 10 Reines days 1040 11.4. we ollndt
horr recall fa theanent you thr* es n 41401. 1041,41
~veil tort to ute of tre money dur) tre taw n
ties tot. complete os eneskoatem
Flom mix all trees payable to term or le
rondo' inmate, ndctedan tre Ircea cf est
statement In additionto tegull wore toet . accoas
may be 6.134341 to manna'« 'OS. daga ta Ire
barns 'a secure« preheat and thargas fa u-pael
rats
n ash rears ~Nees Mr ate transtgred
mode nnitrian may be sutent to a &nit lee
WS Sap Opelons
Les oifien cofion, »~., cash Rant, b birk
deposit accorn at no,-"toted baits and offered
loner and money merle revue' lads OVone~
Depose xccures r,1 LB5 Bs* LISA and nr.althrod
banes particemeng n the UPS Kg bared
re
Program • ECK-nosed n attadote wehr
i
Crule:
foe mare rfomtabon, nnafa est Wm. filt.gor Oast
deourts t CBS AG Stamford &arch rd sawn of
Mary firth we non ~by
the MK
Cant d44:01.15 art not protected bl SIK Monet kmd
~vs re protected by SIPC See "LOS Innul Semen
ACCOrnIProkaCer' below.
wen »ovenbrit brae n te bark dopar may be
svehdram. and Mtn ot a MoreyRed may be
kindrd and the woe& returned to pace sax
1~465 4ockr4
fate clingers tor notable anero °pions.
nt1x1ng convener's! ern and yields. %44443r413 al
born LOS nniweeprOds, from yov F nariod Adios
a by calm BCO 262-10D0
LeS f isplml Brakes account promtian
Pe Fern 'fomenter of Iv Sauce "eta Pr tedon
Contraten (WC). &lid, VOleCIS Seuree. cusiceren
asmewbeo .4)10 11.014000 (ndaln3 SMOCK/ for
dame for cash) SpIralory Øre
nobble o,
«arra r "mw are oi*9
SIK asset Crnkr<fron
ken apply to 41134<n-ern tut Sos hold b a prbodor
<414•041
The Fern, toottrer firth calm *bales, his abo
pachned supplemental rorte
the ~ran
rya
payabk to alterable den. <oleeneb under
the prolechon t ISCO m1Ø as of beet« 10. 2016
Supt.° to Ir. poky ce4r31oxn and lintltonf. <ah 41
Ifs On, n rut« Isolated kr too lo $1 9 miler, in Me
,e0gregete fa SI pots near% hell in a palmier
ranker A tut may of the coley wcrdrg c ~Mob
coon ~me
torar the SIC praeden me the ~star
acted«, apply to:
• Cron Instal atom «enrolled by (ar•I ncbcbd
yet nowt sake) BA tea:lawn Korn LS'S F~Kul
Senors Foe einktrlah CO anisette ao..1.«%,
etladeo •arubb ~Mo. rd
*am of m.dial
fals registered mt.* name of the donee held« on
the becks of the our a transfer net>
• tooseanet <altar% a reesimn merest, (e 9.
lensed patnentips ard prelle Placemen10 trot re
not rearmed ~mho So:unties Act of 1932.
• Commcdmes <atom (e q, ',rum mchrge and
pen as reN4141<crINEIO nchadmy faun contracts
ref a:4T~
Odor comrade. and
• Depose accounts (nape «ribcages of divan) a, CBS
Bak LISA. UBS AG U S branches and brae n lee
rot Moroi Daposn heart
Dos StK proteclon a id Kkithnenlalpraeloe 00
nal appO to thine assets erme Ihey otreense arced
on yaLr sidemen% We SIK protecton and the
supplemental protection dana 64014n paint dages
the ~tee welt el your emneerts (Met «as a
~I of market movement mum batnolrya
otherwise
Dividend %investor% Program (DFM
the pore reflected ri an sear pro. YOJ may °Man
the roar ate kom pas IrunnelLena Gny Molt
term me ou chased under DRIP. prier sheet mil be
fold ard the cash *4 be defamed ie yea neori. The
dividendn.~0~ once 3-0416`d by lb, %suer my
der Icon the ~Id ace at rind, te prima,h
resold
Cash•indieu
0 */ week ven my be held rn you acme, e you se
mud w a panelrei ås a result or, Ondend~
a ~re..
Ow Finn wit eiher ,Nipanel um al
mele prce a rope an ~VII detente edtec a
reotaed ctesen sataty. od <retie pers atalt
Mannr* ~Mee
The ~wren *bestow min* profile re waft to
4‘6:16 account and my vary bever yea ravel.
Pens ampe the Fern prornalbr n endug ol ry
%ideate cf henge n >as hand soarer ce
~rent ~met
Fa each rant held. you
choose oe. of the fob...rig imminent dajecten
• ,ØeConedIncome armstmeeds ~no the
gatetoa of none orb
• A olm•C~Aoran.itax tneeinven steam)
gromo of [seep* tram Wen the greaten cf
more
• flotte Cam/snob:n*0nm~ ~QOM,
Appiecan'on Imeterems 'taro tads the generation
of rKerne zed gromh of principal
DveeleikpreFBm
• Crannann SR., 10 norlan 46161 6434cort reek
berja rd scarab to le Waltit ~al. men if
that mere the 4(Cosel COO 644 grant reedier
imam a mum ard may non Leto Pre nth
ititsme,
• modem Wring to accept tone me to pnncpal and
tobete sane valablity so we brie raker.%
. A99nsse Wilha to accept he 1411° Pn'w11. 1rd
ho rabbit, to seal high e•Ieint NW In
• fendnorrtfåratlyConadtnente f tactod, a
paten of the pedlar, lot Mat accent may nclude
corplm arse)" Penned 'Cuddy and TWIN
van%
Sea
Touselsoldor
We nay cowdelitt tli tebed wount flair eets vet,
the lame alde» in the sene efnela. e.9. because
they here wen .to also mentor, pen nave
relmonst,eas *ehother (ken el the Hese address I
KAI pork, to reeve rod /dad 1131~0611 mailed re
wante enropet, you no/ cfrodno hareibloo by
caleg year inatialAdnia
Friendly mown name
Me ;WO/ read' name e filubtOmeible •rucknarre•
Ø
by yoo to asset you WWI your noon:lemon, k
has ro legal effect on your accost is noi ,tended to
relied re Watt. PeCi$Ja, rECtiirkaleCa.
mertment *jab* a rd: profile as:noted nth ant
accoas. and o not • prom« a oar«
In wrath
or any fremtid neut‘ <in a wit be shoed. AM
',semen« enaea Mende el km, endrej o rek ot
loss of the rare nmareit You <an <long, you
4fianCIV Y4Oull name throup On1414 541W4r4 a by
antadao you initial AØ
Amara —Sy
• Vats of yea anocorpordarb Met of aids and
Badeis.
• noel 1.614434 arrbok ca*r Wine[ wires les
wwiebld ~V (eft), end Gob., Tine Danes,
arealtred nets to 'nark" and Celli. "Ns not held
by the F rm Dots eel "%We aced nankeen«,
at the and of she peer and °nit allheat geode, a
rev314 ~SOW" anted stock opals and
,ettsabb nok omens
• Cablter 16,14/141 debit Daltot canting nuegn
lore <roc% Ina. than rout braes
• Ca:Mooney Wren. Total el ~trod nolabb
cab telartet, MA &pout btLmas al allhud rd
non-diluted brat ad moray mata mast band
weep balances. at tee <teed the Ilarael prod
Non-cormsolty Ines wed. bances nyos aCCOLr4 re
nat seat gned from other Deletes at the Fern nay
toe sydd thee fads me «dory core ol es
tercets pew tint re payable iden your demrd.
lbs total o molded m the anal prod cbeng nkie
LeMem irMeedtien
for dataled Mcemakon on the. gem's lender; practices
rd dalman refer to Aar fleet Rebtiontrip
Agreement a Accost ricree~1 ard tr3 Gn14641
Teems sd <mesons MS Reseenda of Credit Predkes
avaktle n A rienni: andDaimon
SDNY_GM_00325281
EFTA_00 198056
EFTA01307322
Important information about your statement (COntmued)
War —i
Vos eetmat neme »<uren ad *er assets held
nire x<an I t the ind of We ~amant po-cd Tem
mer ad fcrdeh<ryd fuly pad trero«. arrr tm>
Yw mer room. ~da« taal at ban toedam dm
pang ilry balace due cn trom Arymotto,
radered »term ding the statement pen:d are
bied at marot val.**, Ot Ine and o# the statement
proed
• Cawelmoia h deteemneg int tost ba» of Wie
~Am inled n ten aanmat.*here and
nabeer' I: Le5 Franc& Seans harend
rdormatonchlaned kom touron othér er+ U3S
f nood Saneer. radrg damden tran nonet
Irma Mae you mag havo promedia era Inrod
Mater the firn doet not odeon:and; venly a
daarin the
r
vaidty cd n dogmata+
Ø
aonded ty aardes Oh« than La innaai Sem«.
addeert akhough LOM insoest Snee, genera
wiedes I» donnatin as e o mengel tbc Tem
does rol tronie dry maren Wat tee Scanden
~Coat
bate' ad •Urreatecdgirlloss'
emoe* at ot badaal th. warmere Aso"
Oase <b not riterm tø nta ~at Kt malta
~duro« tak ~sa lt. kv a• mom, or
"eren» Acnontt transferted to *Om mal
rellort si~loss Asmala, only fort. perod cd
tere Wey se het] at re fim More hetarcal
istarmen <n be adiedby >ca fra-col Adotot
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euroed veeleed urn/losesse nkutseedfcr
nivelut leturey lok the onrein dra for
n:bedot as myr may tid ral krt orrenesom.
~coat ad« etny nOtOntron Onnet
OtnOtnd bod Ohm rera~
lol ant sytt(nte
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areragad lot Tes?' Wade date" toorn galants tro
tegny ifonatinntrape dale
• ealtable anialthat Bads and aramed mak irot
thi ~er <ah lor earYtedroot.on wil be wirsted
~MI
by lot isfan arg dl ~os
<d laat
issue hts n ovnanis ee n nontue name lot cv'
Cl...,', (al kan ~kon
n obtared kom Wed
palars ard di roncy rs rol pan:meed Othw <dl
letes nyed wenin cola affect velt ~plee
~rotors write rionted koonnauw
• Priodvalut PrKet iMpley40 lor teosern ad onaf
ceitattlt mee be hete« er bedt tren thé pin tie
>cv would Ktualy ~MC in th. ~kat Prat re
tellied hom ~bi» PO Poty 1~05 v.beh ne
bete., to be rasbh. bul ne do not twarnee tror
aconcy.
-
genera* uw to dwing pek* aha" ~tabla or
re men of the bel and ad. OOM la bied
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nontot
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valsten modsi ce the mon mam yin vie
cteaned anima/rol Mant an waal makst Ine
Or vake
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val Wow as 'poe wand ~Jane 4 we re
krab* to daset an ke e savn-
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«het ran u.5. doltrs ararellhded at th* ~hangt
rate va d the stramien date
- For OentoOliKvittel tred.g n noneoriermny
dencmnatens, pree ard ganer dan war) mw.
huw been njusted to truien/poon ral:Jalon.
To Man corem quoten:ni. wem wanne. ~ad
era
Fnánrtil IkInsor
• Itied• investrnenti and atrandprodues.
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rattOr en Voorns andent mare nestree Mor
"nies) ard gructuedprod-ets are genrats highy
digai Contant/toch-nol OtOtinls hare not been
maand weh We Sivte. nel behrge
ei:armstena teder sy 31310 >Muitten ban We
pinde eshmabad valos toe anefe ~lamme
sonnet n1 startt Ved omdas fa .dearaen,
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aiser, e *1.4(h a prent ~omrol 54<krity er
lOultuftdprodtxt mal bebaan ce sold rad do
not naessny recentere the vale yam inry wei«.
Lens Sauidaton.
- thrd party astma», of vale re af Ot *colon
date and are »point» UPS geweid Scene on a
na/a" base by an rdhon:kre aluin Ion
- gruw. waai proef Cl »oma menaud vaiue
d aer. Mitta:Oed totoFins by th* munt
waal panne' or wand and may be cattAated
bardm Mat« nar: maan km Wat rad by
tedones to den., ter esunded eeras
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re ,nulra
wed to deemne the egnste
vak,. and the Me ot te niternatianthat n the
buis sa the «went by not ring ara innaai
Adroot
- med party enenaled valies rruy be relb<byd as
"Nat pased' in smaal sauteert aten n
ebotaint valt% on lam hut rot Øled or d
tnatk to "po • vale eken we beterne anse
tet a malend ment h» norred tot ~ad.,
aeyxwyrØed nar -nto assten. ce aren a
value aaJd be Nolay specula., dedo Ine noen
of Wo money
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«Inuted Mae Ar a trodany rintattO Mat n
prmekd. the »beo' the soony wil be deken
frons es archase pree
- 'Deert« ons to data' mag Made wan ol
<Mal, non or bah
▪ 'Orgrui one arte' neprellell tie nej alpino
age per uni, and ~rat rellen vos ~base
- DOP ni erlisied KIT meutes se nx Inladen a
orttonal wannen adam and n omwaai
dtchid and even d Way cin be sold. We pree
mened may be les *we te pee share smeed
rak.* promoot, n thé aucant oraterrort
• Ra.w:e.daapaRln tkoantit~th44 "'Way
renet arre« digble
pint ,ak. tIrSina-col
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uveenled stock
o# th. same nu« as an inated va». la doe
restrkied stak An pagoses of na ntemed rk. To
re taan tue feta led scant es aw <katte lor safe.
te nar we-NSmier be sLbstrnidar kof Kin te
ispund vale shows.
• la (estannwerecome. went yieleb aandamt
An <minne ot arnai reane is bred (n <wrat
elndeni ani oer« nies. *wanen th warnet veil
be heb fa one na" kom statement date a rid
erwt, Tlvt aantal d ank, a gudalno, acetexy
ad rentnaid intro» n not guarantoed
Earnred arnal none ad <trem raad lor
(elan Wet Of ~ion <afd naade aten" of
ornaat a opdat gans n ohilln <au th, ril
neme (and wamt yØ ~Mbo <meetlat&
- Estiroted arnald norne ard eerall yeld and lee
anaal Mcome and yitid 'nart be boor or ?eter
~Me mtensenlansounts
- An omsta» ol avuatroad name (dvdord ader
ithrest) dØ by lts <neen mak et
valdavana balance e~
men last dodend
cr mand payrnent mals by the isar and
~arm te war ihnideposts wil De reb Ia one
ww. Iran te Xnement date or unedma
Atoracy
onnuni pekt se net ga bery.rd.
• Aam§ not hold ba, VIS linancial Sens. Celen
mets" not htklby !hein, and not witfm We
Ins ~ten
or taxa These mat we
dnpliood on par slat~ lor dammend
()Loot« cely 'amant and olim praattod te•
protadby tho nsurg hem ues ~ui
Sterns es
not resp:ristte Ier Iers nionnaten ard does nu
orantet ns norxy ene rans ae rol Naald
by StC «the Faas taadowenttl SPC ~rage
• Rans 'haring and additianal competwation
- b *Man to coma's." en Ins ed I :b 1 lem
manna ncc/neder: ach We dabden of mukof
fundstoar <bents we ida or affaire ratio
ramen* Wang parnts Iran ~kulas and«
Moten ot tb> trawl hak rat wo iel hint
mam ei broden tao Waant carps-ens:
dna nart of laks by let5 of a panactslar mAaat
Vel Inkt to oor <tent% and lier th* ~et ral» d a
emttnear malugand Indis storm beid al te
firm.
- We afat agamie el» 'enne fleemden and
annlan ponnen tem n coraderaien ke ander
aard sanicet Aa, s, georii. to Me ~Jat funds
Bane fox ~IS
napad hoen mende stat n
t.* nual lund and n ~0 dolla an xen »tod
onteer-neb« d scans at trolonakeednle
hodna ~uil funds cd the ind tarn y
- kis addtin to onentsint .eenml n ~echo.
wit, te sale ee di:bh:das d nuk,: orrnds and
aw naamml Vult Vn todl <Ier" we asla
arldute Wn. tetelre thltint;1<o~nontal
asvr inard the rourarcenmaref undenwang
ne murw orerace, naar: c& tem notm*
gatpi',« ee spanen of the urmt frop~et
Ilvat
toltdattouTO
- h addein to (Cernsneenrettnid Inals the
',stuw and tab c# townhret fint. we ander ar
altist/ name an assm.based ~oe ...ing
>timen, han NedShires dxria.dors. as well as
fundrg (oe teehnology dnelopmem tranig ni
edutabn
- 0v ankes aho reces, valeg tomristen ad
diner orepensatn: trom melral toot ad ruse
~ron« abn rroárts wo dintbn
- Wi. ment corroonsat o, Iran U95 Bad USA. LeS
AG Serdord)anch and ncnaff dand bras
tØour<atasmeppo7rm 1M
~wen
mal be a ~TM, pa scan fee cr
mw bet p («moge ot &war daly &poot
bil ex.,
Mieke
Mermaison regsdnatommnsin and ah« ~ges
incurred in ornecticn met Ine ave iatOn Ot tilde:.
""eg goten statte.. nxban ododed
oninruhons prenauskr f "red toas. and wil te
proaded to >cu gromoWI n naar',
Short Delling
you bosgard n short teling a searay, youmay
mor t dage dut 10 <slab bonownacoott a V•41
Wn.» sandfa
Open Mus
Ptgadrg open ce • god idlannkt ceders to
rorol ettard bylts namat date, open boy and
iet slapaden re redend by the amant cd erodends
ante ar not dnidextt cr engen date unies
nansord ~ome by >at You re respornbb lor
aan lhat are ecntilècl Cbt to >ar Wist to <and
~Ping toen aders
Irian
To obtan a con ol at arren Geen Privacy Notke,
ofeneconlast yota FnrxialAdC/Ce er vet of «thee
ai »vr* oas rnmronvaroote
- 16$ ranja' Sein, è not *brik th Mg aren
Servers Account BSA ard MAA we brokene
accounts witah pand. Maat tO tordong terras ani
proins tiran. arrangeert, inm :Ahmed bres
ad orer thid.pany brat andpronkt accets
rarance and anrorty vod" isved by ~HOOS
ThydSatty invane ~ron
trast ~arre
ageny inhedvins el tin Filmt Senkes re.
- Ma-oneer, nuancg ani muts proton
- Mot FeK rand • No bant. mg:~
Mal Ine vale
- tMA Aftorn Itnagemem Accra" Binnen
Sete Account ESA. na and nternatenai Retort*
Mala-r ent Acco.re re rentend sene maks d
Lei Franul Smeten b.
- VISA n a regittmed badarak owned by vda
Vr:amati:aai ~e Miauw and ~d Lede<
kent the Lei lot redte <ede ard thé ISS Visa
debt con se woed byLe5 ean• USA with
Menno+ franVna V SA toog:~
Marot
udraks, moetend tradernads. servet mets and
raggend sernce nurks re of 'hei respect:*
teerpan
LOBS FnandalSorviow late
ton 20IBIO
SDNY_GM_00325282
EFTA_00 198057
EFTA01307323
SUBS
Des Financial Senesces M.
Prwate Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
CNenC6S296750619 412 vi 0
Account name: .1-1151.AINE MAXWELL
Friendly account name: mdiv CheckICar
Account number
Your IRnand/A Advisor.
SCOTT STACKMAN/LTLF CA SRIEL
Phcnc
Qtlestions about your ittnnient?
Call you Financial Advisor or the
Value of your account
RMA Resour«Line at 80041MA 1000,
accoun
On May 31 al
on lune 28 (9)
Your assets
50,000 00
49,969 94
Meitner wobsito:
wwws.bscorrygrsancialsennces
Your liabilities
0.00
000
Value of your account
$50.000.00
$49,969.94
Items for your attention
. Help prow yourself from fraud and
resew bank, credit card, and brokerage
statements regularly. Also, gel your free
credit report annually from
www.annuakreditreport.com
Tracking the value of your account
Resource Management Account
June 2019
HISLAN
S Thousands
716
Ott 2016
Dec X117
Dec 2010
mar .2019
Dec 2014
Dec 2015
41.9
49.3
SCIO
500
Jun 2019
Sources of your account growth
during 2019
Vake of put iKcount
at year end 2018
Net depositsad
wthir &NM
Your imesvrent MUM:
Oundencl and
interest Doane
S74 36
Change in
market value
$000
Value of your account
cm Ana 2019
nansise
149,27095
$62503
Member Sin
0.1170003026529675 W10003019.2 00003 Ceo 9030579034 v123516550 ii0020
Page 1 of 6
SDNY_GM_00325283
EFFA_00198058
EFTA01307324
SUBS
Resource Management Account
2019
Your account balance sheet
Summary of your assets
Value on
lune 28 (1)
Account name:
GISSLAINE MAXWELL
Friendly account nom*. inch Check/Car
Account number
Percentage of
Tar XCOunt
A
Cash and money balances
49,96994
I00 00%
Your current asset allocation
B
Cash alternatives
000
000%
Value of your account
$49,969.94
Eye on the markets
Index
S&P 500
Your ritspcial Advisor-
SCOTT STACK MANI vi F CAXPIR
. Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. U8 S FIX Insured Deposit Program Bank
accounts, LISS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances, See the knportantin fonnation
about yaw statement cel the last two pages of
this statement for detals about those balances.
RuSSell 3000
MSC1- Europe, Australia & Far East
Barr lays Capital U.S. Aggregate Bond Index
Interest rates on June 28, 2019
3-month Treasury bills' 2.06%
One-month LIBOR: 2.40%
Percentage change
h.rxe 2019
year to date
705%
18,54%
7.02%
1831%
5.97%
14.49%
1.26%
6.11%
CeP70000X6S2B676 tle70003019.2 00033 051903057%04 sit 23576550 110000
Page 2 of 6
SONY_GM_00325284
EFTA_00198059
EFTA01307325
G/1.7
Resource Management Account
UBS
kne 2019
Change in the value of your account
Account name:
GFISLAINE MAXWELL
Friendly account n
'
Account number:
lure 2019 In
Year to date IS)
Opening account value
$50,000.00
$49,27035
Deposits, including investments
transferred n
3,722 53
31,946.25
Withdrawals and fees,
nclteding investments transferred
out
-3,762.47
-31,321.22
Dividend and interest ncome
9.88
74.36
dosing account value
$49,969.94
Dividend and interest income earned
$49.969.94
for 0up0SeS0 tra Steles-rent laratalty or inteleS1 end d.43tad IMOrne has been &tenoned IrCrn a LK
UVOrtlal Mannar* seed .490n the residence of the account hddel. <mount tare, or papa, type.
scow interest ands dri*nd parnents may not be stbie0 to United Sties (US) anda nano neon)
lexotre !MS The (bent monthly Staltrenbrt It MI blended to be used 091 cannot be ,teed spar Joe tat
WPM, . denim snap refer to the alsaKatre to resorting foot they rereire flan UBS bandy. loth a
the Forms 1099 aa the FORA; 480, foe tar reporting ink/CASCO it It the Orate Of IRS to fie the
indicate 18( reciOnel9 loins with the US internal Remove anise ard PR lieauly Department, ma in
SuCharmS accurately delay ((vane ands intern" alai Pane or Wane inCOrnt Real rOrail yal
oxlvdual tar papal:.
Kra 2019(R1
Year to date (4)
Taxabb interest
9 88
63.48
Total current year
$9.88
$6348
Pr or year adpstrnent
000
10 .88
Total dividend & interest
$9.88
$7436
Cash activity summary
Le Maoism arum), tha montnIu dna fiances in your Swamp optics we included in the opting and
chain; baantot rdut (Did imurance appas todemon at UBS Sant USA ald al bank; partccoOT9 n if*
UBS FCC Vtsuced Deposit "gain. n des not daty to deposits a UBS AG. Starnald
SleC
prole< ton =04: to money market :weep fund todirgt but not dank deports See Important tobematsan
above yout :Innen< Ca theist m ohan: d this ckcLenent kr deists.
June awe IS)
Year to date (SI
Opening balances
$5%000.00
$49,270.55
Addttons
Deposits and other funds credited
3.722 53
31.946 25
Dividend and interest ncome
9.88
74.36
Total additions
53,732A1
332,020.61
SubrraCflOnS
Checks and bill payments
-3,762 47
-29,220 16
Cash/ATM transact ons
0 CO
-2,009.00
ATM fee rebates
o.00
9.00
Card payments
0.00
-10I 06
Total subtractions
-$3,762.47
-$31,321.22
Net cash flow
-$30.06
$699.39
dosing balances
$49,969.94
$49,969.94
Year Msaadal Advisor:
r
SC TT STACK MAISTLYIE CASRIEL
0.70001046528677 14,7000301W 0403 051903057S404 YI23576550 1 10000
Page 3 of 6
SONY_GM_00325285
EFTA_00 198060
EFTA01307326
UBS
Resource Management Account
tune 2019
UBS Bank USA Deposit Account APY
rarest period May 7 - Jun 6
Opening UBS Bank USA Deposit balance May 7
Account name:
GIELANE MAXWELL
Friendly account n
•
Account nuirsluir
$43,559.47
Closing UBS Bank USA Deposit balance tun 6
Number of days in interest period
Average daily balance
$49,969.94
31
$44,541.65
Merest earned
$9 88
Annual percentage yield earned
My Choke Rewards Points from UBS
026%
Rtwayls pants ace reflected as o/ the 26111 of the math Or the once Wooers day if the 26th f Is on a
oreektnarcirday Reward: pont acuity dna can be found on vonwcrtdcomlonAnoreivern
lune 2019
Year to date
Opening balance
7,696
Points earned
7,594
0
102
Closing balance
7,696
7,696
Your investment objectives:
You have identified the following investment obiectives for this account. If you have questions
abniAtheSe Objectives, disagree with them, or wish to change them, please contact your
rnancial Advisor or Branch Manager. You can find a full clesotiorim of the ahernative
investment oblectives in important fremiomiotton about your statement at the end of this
document
Your Pkanclel Advisor:
SCOTT STACKlitalif LYLE CASRIEL
Your return objective:
Curran income &capital appreciation
Year Ask profile:
Primary. Aggressive
Investment eligibility consideration - Non selected
Your account instructions
e Your accant cost basis default closing method is FIFO. Ant In. First Out.
ChP700060C6528679 mm000301942 00aCO 0619030575004 YI 23576SSO 1100[0
Page 4 of 6
SDNY_GM_00325286
EFTA_00198061
EFTA01307327
UBS
Resource Management Account
kee 2019
Your assets
Account name:
GHSLAINE MAXWELL
Friendly account norof in.. ~Line
Account number
Some erte..exeree ondcvrml eallt$SeCean may be ~Smart Ay a reset Tens andtosses mat net
te tweedy reflected. Ser important edam:0m oboe! pea at Mann d the end A tuts &comet for
recut intonation
Cash
Cash and money balances
Cash and enemy Craloncer may «lock name cast. Wren. OBS Bar* USA depasit account Marton
UBSFCIC muted Rogan84A Waxes, uBS AG Random Branch deposit account b axes andirony
rnalrel maul Land sweep beaks
Set the important often, soon atout >ow ~taco at the end of this document fix decals about few
taws
liddnd
118S BANE USA UP ACCT
Your total assets
Owing balaxe
on aunt (I)
S0,000 00
Closeng Mince
on tun 28 (S)
49,959 94
Value on ho 28 (0
Your Ramtid Advisor:
SCOTT T
KM
vi
'MEL
UPS Ball USA and SI bib FraC reused RoganBank ckpast await bdakces are loused by the FDIC oliNn
asoricable I entt. bur ate not aceecied by WC uBS AG Stanford Btancn Awe xenon, Octoroon ale not enured
by 10IC arc se not ran-tea by WC Morey market Sweep Imbrues are sedinted by RFC but are nor rebored ty
the roc
once per share
average
Otidencl intend
Dar re
on n 18 (1)
rat
period
permed
Cap imam 0/
2sop:o.00
Peccentage d
Cost
Estimated
Unedited
your accounl
betbos)
swat Wane 01
On« loss (0
Cash
Cash and money balances
49.969.94
10000%
49.969.94
Total
149,969.94
100.00%
149.969.94
Account activity this month
Date
Adldty
)tt, 3
Transfer
Total deposits and other funds credited
63.722.53
Deg opt on
FM Y1 23575 0100
3.722 53
Arroont
Deposits and other finds credited
Oate
Amboy
Cep option
amount II/
Dividend and interestincome
Takabfe totems!
Pm 7
Intriont
U8S BANK USA DEPOUT ACCOUNT AS OF 06I C619
9.88
Total taxable interest
Total dividend and interest income
Due
k :tries
3w3
Withdrawal
ACH VV1THDRAWAL AMEX EPAYM ENT
3.72253
till paymenb
convnued ~romp°
CM1700030C6S28579197000301802 00033 OS190305791:04 Y123576550 110000
nape 5 of 6
SDNY_GM_00325287
EFTA_00198062
EFTA01307328
UBS
Resource Management Account
Kne 2019
Account name:
OHSLAINE MAXWELL
Friendly account name:indv ChecklCar
Account number
Your Ilnaadal Advisor:
SCOTT STACKMAPILYLE CASRIEL
Account activity this month (continued)
Oa,
apiary
Description
amount IS)
Bill payments (continued)
has 4
Wthdrawal
ACH WITHDRAWAL UNiTECHEAL1HONE
Total bill payments
43.762.47
-3994
Ord laws for man Attention:
The rew UBS Visa Infinite credit card is here. piked wets exhibit travel benefits. more rereads aid mat of was you lose. incluslirct artraardinan y personalized service. M
shown* clad in metal Visit tbs «Meunier* a can us a: 8133762-1232
lewn more
ranerum Payment are
easment Oue OS.
Cads One
Amiable C r(dt tine
Outsumang biome
UBS Km credit carMs)
payment in formation
SO 00
S35,000 00
135,00000
1000
Tbs omit cad merededn UBS Pay °eat Card feature and WI automaticaly te pad from you; account. Your payment 6 scheanto
la luy 20. 2019
We prom*IPitidonvalon on your UBS Visacads card sclely co a courtesy to sou. The 065 visa sleds cad and worms ale issued by uBS Bank
USA UBS Orr; USA send you the aka stamens fa this account and you shald able your barren, saucing to Their III:01100M
Wedo not include your osstaidno each cad baarce in the roue or you amen,
UBS Amanda Senices inc
Dose
Annoy
Description
Amount IN
Money Minna activities
May 31
Palma forward
650.000.00
Jun 5
Withdrawal
UBS BANK. USA DEPOSIT ACCOUNT AS Of 0004119
-3994
Pm 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS OF 06406(19
988
Ain 2S
Closing UPS Sank USA Deposit Account
The oft; Sank USA Oepo21 Account r; your canary :weep OittiOn
919.969.94
OW7006006528690 NTTO;30301942 00a33 0519030575004 Yr 23576SSO 1I COTO
page 6 of 6
End of statement for account number VI 23576 SS
SDNY_GM_00325288
EFTA_00198063
EFTA01307329
Important information about your statement
LBS Feureial Swam et (the Firma LBS Financed
Sane«), if a member of al panful seamy, cowncdty
and cotters tahrges !SS Finamial Santos and LEG
Bart USA ace rdeed sidatclanesed UPS AG red
affitales of U35 Smuts U.0 the Fim's frontal
statement 6aakOkØredunst the f rin's main.
offas se at
LBS Femme' Sehttl Inc.
1200 Warta Boulehard
Yanhardem N)020136
IM narreul nigaKaillt
ore oltrial mated ot >or
LBSFMintial SehteS WOunt Gibe. MCCnit. etdil
oft.c
la downerts. tonlanng corøldrig clairs/ixid
na be relied war 8 you bales. thoe 6 snara of
*mason. glean moat it rrerredetely ri writng to the
Dearth Manager of the office wen; sots won
AMew.r al hams down re ridded tote acctraio.
slalomed data dad na be mad fa ta ~es
ray
"Z $" )ratta bar Itimt, Oa. Form 1099. 5498.
1
. tic hynat anlang
men the Fan if
reared by taw to «pen tote RS amtoter drmlande,
reportable n:n-tenabk cfrdends and tatable :mots,
caned alias«, held n >Oa want. net creed,
on lek !WWI at. rd (0,1 basis on calm covered
oxtailpm.
Communicetiem with the fine
• Item et.contireee aryaal carerundabona i, ~top
tofurther POW, >OP ntin. et1-dr9 pow Mot
mid« We Senates V•44101d,04«1«, An
A.)
• 11 T110 filPICG1 matmen on,e lop tell of re trot
of teaknu
is rot LBS Fairing SAKK. LIPS
runNal Sams CM*. yOur ~all as <term
Ør
by arra-gmere with the rek.md mina eon
We nformad >cud the reteanWP ethenya
~fled the Wan In to case. or, fintal and
seosites se laded d UBS fnan<ui Semen and rid
the nvocliceo bider. and pa mad nuke a report
d cryonce a mown to both Inns
• Az daubed r. We want arements. >a ma!
rolAy m ot any ends oe kald nal ng dwelt
reflected on you slidinaint mom 30 da. aha d tow
makta made ~Lt.
• Dom Oral arroMaidenplarda a ~nit to the
ren's Chant Maims ~ant
at 201.352 • I bed
a waken, ft BOW SAMI03. 800 A.V. Io600 P M.
Fr Merdy Thane Friday, a in an ad«, LW
Framt Stiodel km., CIM ~Km DielnalrAdt.
P.O. Bo. 766 then Cdr. 141 07087.
• Al staitmenls shall be darned ~plea a-daunt
å not objected to n nerd withalCC dap
• fa TTY services. Cat 844412.09% ot fromabide
Ina U.
0,1121)1.752.149S
• b case of won a aestens *at antledrork
lada rusler (U'Tt bli parent cr LBS Una* debit
cad Truchas; cal 800.762.1000. Of web UPS
FMmW Stowe yes., 10:(1 Radxt
,6t1Ø.
Wishanken, NI 071/4 6, Mtn RtAfer8SA Swot
Ca
milt a sØ n tau can. 4 pt fuleyo.t
statement a meted is rand or t you need more
Morinsen Mix/ a transfer en he stmernent
'En" le Fran or Cad bluer (as applyable)mati
her from pa no tit« than 60 days du< the firm
COI )dl 1/V41dt1 coufficre al våNrch We Ma or
Problem aPpeatd.
- hoed ycm name rd wont ant« Gt any)
- Data be the error or the wander ~X.~
abet& and mpLin at dere of y:d
oh/ tau
blew n h an WO, a why you ~CI inn
Moen/lien
- horede the dells rant of the waned era
the firm or Cad banturei nvesttote ma emplane
and oaf owned sy
end prareatk For raped won
~Mg LEIS Wfa•debo cad tratactons. d we tat
mom Mr, 10 banns days 10 a Ma. we Mllmdf
nesa want fa the anent you eV* it n MOI, so Um
you vid hiet the use ol We money dureg te taw
'41%1610 <Øe as inelleparcn
flea mat all &ads payable to therm or the
fnancial nfittLacn ndcamdd llfe Inca cf ihk
statement in addition to mats '<cc."r. Ices, accoums
may be P.i:dtft t01113~* fees, duge; fa Ix*
parent ter secure« ymyhases and (large fa u-pael
rana n cash womb A«orrs that ate transferred
wooer ~ratan may be strbea toa &nit ide
WS Swap Opticew
Les olfien option+ fa meetmo cash barnese to bark
depose accorm at nemalleted bats and "Mated
baits and wore), nerd mewl Itself OVone~
Depose xcoarcs a1 LB5 Bar* LISA anathraltlyeed
banes patio:mein n the IBIS FOP( rased
Program ar• ECK-nand n attadote wehr
i
Crules
for mat Momtabon, dere tow were fdygn. Opts*
afoul, ei LBS AG Stamford Barth rd sawn d
Woe, flatlf Are not imsed ty de fpC.
Bad 0190415 re not protected bYSIK Monti fad
shares at protected by SIPC Sc. "LOS Irma' Santee
APOtid1 ~PI
. below.
Lori >ovravest bawd mt.bark dopen may be
*Wanes. and than et a Wray Turd may be
bakdust and the proceeds retired to >na >as
~Nan WW1
Furta ~ors
tag ~lab* sweep Options.
ndrefma tuned intent trot and yieWs. is astable al
mew detfia-nmennialas, born you. F runnel AMiscr
aby«atngB00 262-1COO
finandolSerdon aocount protection
We fern it a matter of te Swarm neon Pnxtdon
Castration <W(). whiffi [(ohms M<Yralin ~arms
cl anmsrben 0,10 19*000
12$COXO 10C
<land for cash> Splaiday bnxhuie amiable wen
rea`ta a at war Sao, Tae SIK wet [refection
limit apply to 411 waxes that >a hold n a petal"
once,
The Firm together firth calm aNilae, has abo
~chased supplemental roam We mermen
~et ~CM to al diable dems. <okereeb under
the protector, is 1%0mila, at ol Camber 10. 2016
Supt.° to to poky coedit" sd lantrong ban el
te fun ri hatt( peOliktird temp to SI 9 miler, in We
anteg•aM fa al Kn wants bed n a parlyLlar
c 4)3C ty A tut Copy Of te polry ~deg it anglible
won hata
Hader the SIC ~Men ma the ~metal
panta, spar to:
• Caftan Inaxial wen ( anroiled by (aid ridded n
»ti' &Mu'« wake) bat tea:Iaway Iran LS'S Faunal
Sancta 4d eink («lan CO instate acach,
nd.dro øw64 ~Ms. and Ghlurts of ~Ill
Mt madded raht nacre of the warn held« on
the beds of the oam a Orate' am-4),
• nestman <m erts a rwesiment merest, (e 9.
hintria pattunheas and fordo placements) hal re
not !neared Ledo the Sedates Act of 1973.
• Coffins:W.~4mm (e9, Weir ~Largo and
proems metal <fraud* dildny kook. coalman
frCI fraenC4 f1 Odra" contracts. and
• Depose accounts Mama «rheas of depose) al LBS
Bak LISA. UBS AG U S tranches and [weenie*
MK ausa Nposn Pream
•
proteclon and We ~rental prctedcn 00
Mil aws to these assets ern if they aflame apped
on yam sidemen% The SIK protedon and the
upplernentalprotwion donee pram' pant changes
di tri add mkt of yam rwestrnets (Mather 16 a
rmu) of market mamma" flere barknot%a
othermsel
Dividend Reinvestment Program (DPM
the ate ref laded n an smear tent YOJ may °Man
llw actual ace Imam yuck Inrmrd Atha Gny naxik
stern me pi. refused under DRIP. paid sham toil te
Ø Jedthem*, will be defamed n yea accost The
dwdendrerwesknem ace wooledbe file ',WO ma
Mho horn the ~Id ace at raid, te Prot Wars
re sot
Cadoirelima
0-.4rwhole tat/ma/be held m yam acceme draw se
minted loa panel
at a nail d of. dmidend p4aseni
or ~rm.
the firm wi tithe serl wind vies al
math ace a adapt al .11114011 Otternted try a
nneAtird (knua Ø.
ardctedd
~dam
ebjectima
The madmen objector; trill
tamale re Atka IC to
*PM account and may
batmen yam wares
Peas Mum the Fern prormalbr
*Ming ol an,
siphon ^mg. 41>ea Fatal Fast
Oadlcrege ~Inv% fa each want %At >a
&ow or. of the °b ang ins...intent chaos;
•
Fro
Current Income armstmeres steno the
(wady. of acme orly
• Aram, CaptarAnywiton emninwes seeing
growth of anted, !aim Wen te~
manof
ream
• Proem Combhabahotwome striCAMPF
kip/ e Of lb n bnharerns seeing tads the generation
of ryane and pond of primal
On& rik profit.»
• Con~
SR., Ft? ~Me
, pitp41. ?nth
bat rid, and selatilty to the adorn moat. can if
ta men the want dam not gene, * smnficant
titan, a mum ard may na Meta pace ieth
irfider,
• Moan% Wring to accept tone me ea pfimpal and
tolerate ream volatility so fed bare return
• Ann:~ Willg to accept 14, rit l*bnixf”I Yd
rabtilty ro tad hicp faun are. led
• (~2~2
kjaAty Coatelerddie f ~MCI, a
pakte d tho ocelot° lot tat accost may Mud.,
Corp.+ atalagarb Imnd ktudrty and cater
vatic%
Steam« Totneekrwer
We may ccaw-ditt eel fetdeci want ~as
wit
the tame alien in the same enelepe. e.g. because
they hue 01~3 w1/4 1 abc manta, pen wont
relate...hen *ehother clot el the same address I
>a prefer to recent rid /dad 1131~0, 11 mailed re
update 1•11.N01:01, you inarcedne homer:kW) by
calrg yea intioal Mama
Friendly moat name
BE Nerdy Iranian natt it findttfrdiable •nekrurre•
dean by you to did you Witi your sendetana b
has no kgal effect on your accost. is not ettakd to
reika ana draw. prod.M., rtarrithrdal«,.
instalment <bade* a rd mat asscated wit pour
«carts. attend a prom« a gamete that weal".
any Inamial nnut‘ aria wit be rhomd All
tionliniatt norva it.
d to; rctØto
nik of
lots of the era. ems:~
You <an china yen
handy want names group °nine te ret a by
antactrio your Feu« idAdmix
Amara wen«
• Vatic of pixo accome¢o~ Met d ads ad
litdein.
• Aptly ridden dait.bla<ake ben" vat*, ter
teWitud ^
611 (eft), end Global Tine Departs,
armload ads
malitl, and <Mail 06 etlf not held
by the f rm Dots not netade ~ad
staritielassets
the and ce she prior and °nit patentee prode.
panda dentmafek ~ad
stock option; and
emeemabk ned omens
• tatter Wilda' ~it WYK" wowing margn
Ion. <real In, than xcourt ~cot
• Cx»sdney 6darcie: Total el ~mod ' ,ma:Oh
oath telartet, MA &poor baLmms al allhoa rd
non-diluted brat dd moray ~id mnal Ard
twerp balances, at the doted We Ittael wed
hbnionenolty bet wede balances nyo/ wont re
nat wattferd from other [ulnas and the Frrn my
to ryåd them I Lnds n Wear:Inn core of es
banns Weft finch re payable tpon your demrd.
WY, total is extded in the omen prod damn value
Led% irate...Mt:0"
Fer dnxled marinion on the fnis landrig practices
mil &down refer to fat Clore Rebtiornhp
Agrarem a Accost AP!~
ard fie Girded
Tema rid Cade." LEG kalement of Credit Fraction
awalabk nAgrene•ext andoecbwua
d »we. nn. eenriienimYedito
SDNY_GM_00325289
EFTA 00198064
EFTA01307330
Important information Monn your statement (COMmued)
Var stua
Vett fl teman ~en teost« ad art inn held
in the rave at the end
f
of re monol pta, Vad
inry ri or ckhry cd 'uty nagd teot/<«x ane titre
Vota rna/ «ane tinalp «ad at ban «Lori atm
• aIrd arry balret dit al Innen Arv wcur r et
transfered ro tefim dåna the stetimen pta dat
'sted al midel vakrest d the end d the statement
peecd
• ~brå.
In annan/No the <ost basa el the
tavles indoded is his la element nente ideated
nei the nusla« 'I; LeS Fnaxul Semst halmur
ar SortnalOn <blar". hent town*. M'er ovn Les
runar Sat«. reludeg marinaenben ~ha
arma thr you mag howproeded,o yar ananctal
Admor ert garn don not nd•pardweb, .~dyer
garnet the x«. ry a .stebyn/
orenr on
dorded tys:krasOth« dun
f ninOal Stovicet.
Øenaha.*
ISS Fortol dStrekes genera
fatenes ths 'nerven.« t o mened the rem
don rot ~e
any 41":",14 til** idernalai
~Colt
ben' and •Urnedded girl loss' n
amer* at os te date ot fad dammen. Atnadr,
please dorm rery on his nlarnsIca ao malte
prchalea «lo «tennt. Ste lav padases a
othenme. A«Otit$ Ustslated lø to fon arry/
fnThtlOtorikon reormalian only loe to dtrod ol
Inne Inry se ketl at Itn. inn More hbtaical
tå:anti:n can be addedbd >at forrod Adtion.
• UiwSind ginallossa neon dau is salabk,
esermated vee*td pennenes se «kultal kr
hin:tut savry lolt The traneorm dau kr
edvd-o? kes ~lor ~inc< ml kot carensstaen
Argot yte to:umy toorgri:x.on ~nu
Ortdnd ard alna' mai
Ion e.l sytten<
~ha« bli ro exheardned to dialw
asexa.0 lot Th." Trade ditt' <Menn ~nes an
adnlIkarnetnn trade dale
• [Sable suudtlid. Bads ed drilined mak due
the Muer <ah for eatrai ~ion
nil be wIested
inarbalkt by lot kum geargal storities d thea
bad held nou narra oe nnomi-ran». loe os
etems Cal fea« edcernikon is obtared kom *urd
pens ed as xosacyn nol ytra/leid Othie <SI
kares my/ enn sten «Ja elta /tek; Øka
erlarnaccn ml Ot bon ed kcon rognen
• Pennivalua Proes notated lettvint and dh«
pratets mai be hør of bar "ante ote that
yanyould rena,/ monn in tert marka! troet an
<bland from vara.o tid Party 1~e5 astuth vat
bele« to be «latne. bul ne do at ~ter
aatnact
- %Ve gentral‘• un the clasing pk* stie »dobble a
the ~ot
nobel and ask pinen la åsted
wo.nbes and wiren, a anse bilpen la OTC
savnet
- Lete With vadd ~ant
rovry ba pestl verga
valsen roxkl « the mon nemt pr« va
cbtanel ed may rot edle« n actual maket tete
vaks
- Calsn pasbirn rna, sper %valdta a dit rid
val ~dd al 'tron *and solide d xe
kneble to cbbn a dia lar savpy-
- Otoosts a stormes «nomne«, in orren«
othn tron u.S. dettes ro erfladad Att» er‘hang•
rate and the strimen date
- fit «nett '<watt frode, n non- <ord ormn;
detantens, orce ard stumby ode raa) may
hest bom zjusted to trena doper ratata, .
To oden neten antatram. *hon nalabk. antatt
ysta Faexul ~or
• hamla ~Men
and strand produas.
arna« ~omet sannhet (inc 1.0i-9 deed
cel<vaace C.09r4ni Ildrer 41Mitt tneltrntnl "Ot
,maie,) ed Stnt1ttedttoclacti re grer øy hi" ,
dånid. Conan ttructwed ;raid, hare not bem
nnasurod wen thi Settet os and &dump
Ccerenwir. c, Led« ry gale ,etsilo, b« Ytt
dov« estensed valtet lee rende rwtmree
senatet ard .vannved drolucts ta matutal
~X« stry Lua} 4 not Qua!~
- The,* V.~11,1" tilli« Slbfeb‘bl../ lian "g." d
tty,
Altinh a dorane ennstenent smir
«Nekt& product may te baste a ,ok and do
not natvej rna etere the var su mei 'neie
town Souidaton.
- %ed orry estimat« of vas se as ei • «elan
ebbe and re supina:110 OBS green, Savnes on a
n9ie bann by r. edroenket "anion Inn
- infus. ~ai panne dtp:neo, enenone vasut
d ry. an smaglend toteFim by the nose
"ideal panne a panta and may be cablated
basdon Mue.« slamran Ken Ikr taut by
tend penes lo Aries rer *simrad «bes
- Tau tan clatain addia‘al recrmaronrectrofna
ter ~ntnJAw used to deturene the egn« cl
van ed the dne ot kw ntomationthat n. the
basis lat the nem« by «ot 'degn:« inancol
Actmor
- med party orimaled vak« may br rilkeatd as
'Nr 'mad' in anda, sauaant• Mern an
rdapardee valurna lem hat rot ~leda
d
~10
togn var ~sve bann isse
tat te ~eit evt« hal nestred *tat ~alla
Ott~ ~ltd ralle MO nuen«. Cn sten a
aha na/d be htglily tpeolatme dat 10 The na«
cd dd x<urty
WhOri atter an 49~,~11 favner of cperace
Moralad vas ror a tirdnany *5131,4t «i ert6
prowdat the rat* of tet sawcy *11 be deira<
from ts north.« proo
- 'Onerteit om to date' mag «lyde reiwn el
cruita norne a bals
▪ 'Ordrui unit sve Mf ~II tea Mill "ring
vice p« tM end myrt retten Sota ant bnr,
- OPP sd winied Kfr tec-es re ra leiedon a
natienal Nore« ~e,
and re oms",
rlaaSd enaven i reir can be fold. the pr«
record may be less ta, to pr sive romred
raka, pramvod ri the .tuen stitann
• lholnetad ~Me
ir «CM. <K✓it 4144 sønwaty
n nok arriet .ligar sa purk oh Les Fna-cul
Sav«, VIK the minken inn ol te unestrnted Rak
d the same oson as an indied vals la the
«nekte/ slo:k
perpases of ffid itekonnlody. To
*e Meint lita innlot led ,ase es se elgble for sak.
the vake wc- Nedmag be ubstentitla, kan Ihn to
notred valestonn.
• la (estrnated) nonne. ~tnt ytekis andra«.
An stenre Ol ruur stane is boide naten,
dinitro ed ~alet.
as(~ie
*tant vtil
be held fa one nr kom eten« dale ce «ml
trotwcy Bu Kalla» c (ny a guanYlan anti/My
ad cannsd intimt re not guarantond
Famne rour mane and turnet raid len
((*.antil«, Ot se(via, ladd "bade ard" Cd
pastel a <Milt (»n n dtith «utbe esi
;mene ferd tunene >jekb saud be ~skled
- Estimated null «ame ed <rent yOld and me
attra ncome ind y•tdd enste be denet or heta
Ill the eftent.:1rIC‘nti
- An *rima« ol an-uared norna (dvdord anda
intenst) dieded ty Meteren matet
~bere
bale« c bxed anten lase dvdond
ce ment papmm: malt by ane nosr and
anm,
n<wibeitavosts ml be nal krone
Åram'/
kan te si senere dele
unblrnatweY.
Atoracy
cortiand eld se not ~enfold.
• Am« not hold by VIS Finsodd ~Gan Cedere,
essets*. rot held ty the fim and not *Onn the
lamt ~tiri
or conrol Thtne «nes are
deplayed on rot summene for rammes:rot
Nipa« celt' nations and vas prasnad re
proidad by tt Murt; lem UBS lnantui Serai es
not «spent« log "5 rrormaten ed don ra
grenlap ilt seurey. Teie adels se rol osteoden
by SIK ame Fnys tfairamental SPC co-enge
• Rana« 'hating and additdnal cariptenalion
- n /Meies to tomensianen saks and I 7.b. 1 lem
mened n annedcn vitt, the doerbdon of mad
fu-dstoor doenes sve råa os rikse mais
nerts Stang permens Iran enerusts anda
adinon ot he trawl Lan Tat ne Ml Ten«
artst re bred a. !na «kront aeriznemst
it* xran of sake by UBS of a Pi, is b' MAM,
'ltd falli!), b ca dimt% and GJ thi asal eas d a
tairtrculs ~lue land Isturs seden held al te
fim
- We ir4 ov .akse abe ramn. ~node° ard
antas Vanleg leet et conntletal on kr unte
nem senitet trot no~
to the maal herdt
Bete ben genet" re pad korn ~Ved satt
te ~valland and re a freddons annan baud
notene-unt« of scoret at lestbracerokale
holding ~tal tide of the ind tao ty
- n addliri to termnisions «temd n ~ion
Mf, te sale oe didrbution d zenuly <onkel. ed
•
emestrnml Inni tnt Intity
ne anda
at etdo k mars tener.* skrina CaratMatran
anan inry cl the ovne ~arm untkasang
the Anny actraan. ~ras d tem norm«
«spane, a spendt of the une ~nem nut«
mdarbust.
- n addeiri to «emmi^ n<etnd from the
~e
and taka d NeixSheeslwds. sve »Ia os
attlate «amtet asv~cl osen. storing
beament from NntSeures clarldulort al well as
hantg for behmkgy cleselopmem kanna ed
*dues«,
- Ces Stases aha recewe badeg convisnatt ed
odner compeenabe from niluallirdi and rare«
«spana ne«« doaett wo dicvbs•
- Wit nano cardermat aska, Le5
L6A. ISS
AG Suredord &and, ånd nonallitaNd birks
*rost. our cash snemaprogn 1P4
~ti-Anrna/ be a ~Mynd ~i
fa ce
rnay be a paantage d na« dale detwot
banes
Actbrity
hfurniron regsdn; commroons and Ød ~g«
nemnd n ornecticn mei the enn-nonet vas.
nodeg oden vercaceons hann ncluded on
Catherronoro pootautkr kimono/4 bra& ed soll be
leonded se sa damdy
rec/e'
Shon odling
you re4~d
n troet «Ing a tentay, >ar
c
y,
may
ttlir reipe &e lo <sten bonowna costs a thr
betale savn/
Open «dm
PoBr'dn9 open cc god talcaNekt adm rot
vide not eanAtd bytre noment dale, open buy and
sel dm <rim re nedadbø tie snart ol aude*
« eiret ar an nedi udends or n ords date unless
nansted otre« by su Var re respontiat loe
aden Kr re tend de lon:ur båre lo «rod
naging ccm arro.
Pelen
To obtan a copy ol at ansen aen Prieacy Notke,
desse~
ytt. Frv<ieiAAoa a vet at «duste
ai »my (....,......romuneaset
- LIBS Fintyl krotes b rot abank The BMA. Elanen
Seim:Acta-tnt BSA sd IRM re broken,
at<ountowturn pta.* stant to balt ing «coat and
Frodris le~arringen«, wen ~sid brik
sd OT« «teboa tat and stanke sant to
'arne and anrorty dat" issyd by ~titanen
tedory muene ampanns trast mure«
serey surdes« of IBS Frontol Sen«, he.
- ~annet, narr«, ind sn uby Vadt%
- Not MK nyed • No barn gnitre«. Mal lose vas
- MIA Retaxa Minhoemem Ada" Binne«
Sanitet Accourn ISA, Falt and raernitaui bunde
Manaament Accare re ressteed sav« mrs of
ISS Anenat Sonwn Inc.
- 'dSA n a regrtwed Vadanark *mnd by Va
Mens ant Sev«, Amauten ånd utad Lede
Rense The ISS isa «edb ordm ed the ISS Vi«
det« CJIS arp nand by 1.85 Sel LISA wen
boanise, Iran Via U SA Incorporated Mod'«
reootsed kadernins. savet mettf ard
«grand sein« marki re of toe ret~
«ropar«.
UBS FiainedIStreicaa
Pa ?OIE«)
SDNY_GM_00325290
EFTA_00 198065
EFTA01307331
Eta UBS
Your Kneaded Advisor.
SCOTT STACKMANILYLE CASRIL
Phone
LiFIS Financial Services
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
A$26000392197070 VI 0
Questions about your statement?
Call your Financial Advisor or the
AMA nesourcelme at 830-AMA. I COO.
aCCOU
Visit our website:
Your investment objectives:
You hair defiled tit
investment obrectives for this account if
you have questions about these
objectives, disagree with them, or wish to
change them, please contact your
Finanoal Achnor or Branch Manager You
can find a ful desolation of the
alternative investment objectives n
important information about war
statement at the end of this document
Resource Management Account
July 2019
Account name: GHISLAINE MAXWELL
Friendly account name: rna,tv Check/Car
Account number
Value of your account
Your account instructions
• Your accost cost basis default closing
on June 28(S1
on July 31 (1)
method is FIFO, First In, First Out.
Your assets
49,969 94
149,448 50
Your liabilities
0.00
000
Value of your account
$49,969.94
$149,449.50
Your return objective:
Change In the value of your account
CUITent MCOrne & capital ariereciason
Your risk profile:
2019($1
Year to date (S)
Primary Aggressive
Opening account value
649,969.94
949,270.55
Investment eligrbiliN ccriedelatean None
selected
Deposits, including investments
transferred in
130,030 06
161,976 31
Withdrawals and fees,
including investments transferred out
Dividend and interest income
-30,56199
-61,88321
10 49
84 85
Closing account value
6149,448.50
$149,448.50
Member SIPC
M260001000092197 P260X02466S 00002 0719 030579304 v123576350003000
Page 9 of .4
SDNY_GM_00325291
EFTA_00 198066
EFTA01307332
UBS
Resource Management Account
July 2019
Account name:
GHSLAME MAXWELL
friendly account name: Intim ChecklCar
Account number
Your Maeda' Advise.:
SCOTT STACKMANLYLE CASRIEL
Cash activity summary
Dividend and interest income earned
set *roux .crow end monenla mean adarres in your sweep boons are autided in de cpenina and
doting tames sue. iDIC insutanCetpyres to dettadS ER UBS Bank USA and al banks pankamna in Me
UBS iac insured Wont Pecgan. It &net not aXii
dePosilf al uss ACA, Sla910KI 91910 • 51K
protection aaclets to money redeld 'hap fund ntlaIngs but rct bank deposit. See mocrunt inforouton
spout wor statement on me !an trio cow d its dot...nem la deer.'!.
Jury 2019 11)
Year to date 11)
Opening balances
149,969.94
$49,270.55
Additions
Deposits and other funds credited
130,030.06
161,976.31
Dividend and interest income
10.49
84.85
Total additions
$130,040.55
1162,061.16
Subtractions
Checks and bill payments
-30,561 99
-59,782 15
CasIVATM transactions
0.00
-2,009.00
ATM fee rebates
0.00
9.00
Card payments
0.00
-101 06
Total subtractions
430,551.99
461,88321
Net cash flow
199.478.56
1100,177.95
dosing balances
S149448.50
1149,448.50
for puiaccesd IN: deterrent, totdallty of interest and ckndea! maw ha been cklemined liana US
tar lcP91In3 OetsPedive Based upon the teficlente 0 the OCCOunl bolder. Atouni imae, 01 aortal type,
tome 'merest antra ctsdend payrretnts may no be Plata TO W40151010 (US) ante Puerto fin° (PIO
mane tares The (herd MOMIrlf Statement is n01 intended lobe used Arid tannest be retied upon b1 tar
Pt:paces Caen% ShOttd feet to IP4 arpicatie tnat ripening lams they fe<Hre Iran US$ annualy.9Xh is
the forms 1099 and the Forms 400. roe ira eencong infonnaton it n Ine pracke of UBS to file Me
apocanie ea, mamma form with the US InIten.1 Rtienue Senior aid PR lreatury 0tportment, and in
Such tarred aeosaely bandy rho:lends antra interest ea tar e,err$ of tante wane Herne consul ran
nchedual tar meow
July 20193I
Year to date (11
Taxable interest
10.49
73.97
Total current year
$10.49
$73.97
Prior year adjustment
0.00
10 88
Total dividend & interest
$10.49
184.85
UBS Bank USA Deposit Account APY
Interest period Jun 7 - Jul 7
Opening UBS Bank USA Deposit balance Jun 7
149,969 94
Closing UBS Bank USA Deposit balance Jul 7
148,430 78
Number of days in merest period
31
Average daily balance
149,720 97
interest earned
SI 0 49
Annual percentage yield earned
0.25%
APZ600010003921% P2600C0.246SS 00002 0719 030575004 Y123576550003000
Page 10 of 14
SDNY_GM_00325292
EFTA_00198067
EFTA01307333
*UBS
Resource Management Account
July 2C79
My Choice Rewards Points from UBS
Account name:
GFISLAINE MAXWELL
Friendly account name:
Account number
croons own ale selected as d the 26th oF Intmaid+ ot the ore tannest cin it the tah tde on a
rrekenc today Rewards mint tctlrity dettils can be found on rennet monninewmtes
M/y 10'9
Year to dale
Opening balance
Points earned
0
102
dosing balance
7,696
7,696
7,696
7,594
Your R nodal Advisor:
SCOTT STACK MAWLYLE CASRIEL
API6OCOIO0C092199 P26000O24566 C0002 0719 0R0STSC04 Y123576550000000
Page 11 of 14
SONY_GM_00325293
EFTA_00198068
EFTA01307334
(SUBS
Your notes
•>260001000392200 P26605024665 03002 0719 030575004 '4123576550 00X00
►age 12 of 14
SDNY_GM_00325294
EFTA_00198069
EFTA01307335
Resource Management Account
Your assets
Account name:
GHSLAVE MAXWELL
?Kindly account nanae.Indiv C
WC r
Account number:
Scene penes. exotic and Duren values shorn may be rcoro.irnole As a 'nut twos endlosses may not
te amedeB reelected. See important alormatcoo data >our statement if the end of this Dcumere sol
/rat ofounation
Cash
Cash and money balances
Cain and notary manors may
we wan can balances uBS Sant USA deposit ac mum balance,
uBS f DC Unwed Rogan84M Waxes, OBS AG Stamford Boma depool account Waxes and money
~MI nwuff lund sweep Waxes.
See the Moor/ant aloneatton absottour Peened at the end d this datvoent foe detals about ttos
Wanes,
UBS BANK USA UP ACCT
Your total assets
Crenag balance
Closer.? Mince
on Jul I (I)
onto' 31 (SI
49,969,94
149 448.50
whit on Jul 31 0)
Your Financial Advisor
PD.
usS Bent USA and
U BS Flat insured Progr" am* deposit btamt bdantes de leveed by the FDIC Minn
;bitable imp, but ate not pawed by WC uBS AG Slanted Blanch deposit account barites an not insured
by fOiC and se not pioteced by OFC Money market sweep balances ate parented by SIK but a< not wittedCy
tne go<
etc.per share
AN•ra).'
Onidencl fenny
Dar in
on Jul 31 (3)
rate
period
penal
Cip amount (S)
2504)C0,00
Percentage d
Cost
aliment)
UneettIzed
your account
bald (I)
anno infant (fl
»nor loss(I)
cash
Total
5149.448.50
100.00%
$149.448.50
Cash and money balances
149041.50
10000%
149045.50
Account activity this month
Oat
Adhlty
Cfernmion
Annan) IS)
Deposits bad other lands credited
hi 1
Transfer
FM Y1 23575 0100
3006
JJ 22
Transfer
Total deposits and other fends credited
3130.030.06
Fil YI 23575 0100
130.00000
Date
ACIlldry
Desct+poton
Amount (5)
Dividend and interestincome
ramble pnrevesr
ILI S
bleed
UPS BANK USA DEPOSIT ACCOUNT AS OF 0710919
10 49
Total taxable interest
$1049
Total dividend and interest income
31049
M260[01000392201 F26C00O24665 00002 0719 0305750)4 Y173576S50 00300
Page 13 of 14
SDNY_GM_00325295
EFTA_00198070
EFTA01307336
*UBS
Resource Management Account
July 2019
Account activity this month (continued)
Account name:
GHSLAINE MAXWELL
friendly account mat
Account number.
Your Financial Advisor:
SCOTT STACK MAP:LYLE CASRIEL
Date
AylIbity
Ctsalphon
amount IS)
hi 3
Wthdrawal
ACH WITHDRAWAL UNIT ECHEAUTHONE
hi 3
Wthdrawal
ACH WITHDRAWAL AMEX (PAYMENT
1.53977
.
hi 23
Wthdrawal
ACH WITHDRAWAL AMEX (PAYMENT
28.98228
.
Total bill payments
430.561.99
Bill paymoms
-39 94
Card Items for your Attention:
The rem U8S Vria infinite credit card is here, packed wtheiciowe trawl benefit, Wit rewards and more of what you low. includrq ortrasedinanly peesonaIzed smite. Al
stoning'', <lad in metal Visit sibs ccolvisinfinite a call us at 888-762-1232 to learn more
Moan" CSYnnent Cue
fasmem Due Ate
Credt ine
Avolede Cfmlt Lint
OulsTaxing Wave
UBS Visa credit card(s)
payment informa6on
$0 00
135,0130.03
S35,03003
$0.00
We peon& Ins •Monsico a* your UPS %IPA cads <aids Oily at a counesy to you. TT* UBS IAss clods cad and accoum ace issuedCy u0S Bank
USA UBS Bank USA sena you Thy off 0.1 riaenswit fa this xecian and you snood male your pageant accordkgto thew 'nurotten
we do no( old ucle year OUtslindrayfrecil cad baance in the Taw CO rat account with UBS Finano4 Samos Inc
oat
Annoy
041000441
Afrnag4 IS)
Money balance octivitits
Ala 28
Islam, forward
849369.94
M 2
Deposit
UPS BANI: USA DEPOSIT ACCCVNT
3006
hi s
Withdrawal
UBS BANK USA DEPOSIT ACCCUNT AS Of 07(03119
-157971
hi 8
Deposit
UPS BANK USA DEPOSIT ACCOUNT AS O4 07105019
1049
hi 23
Deposit
085 BANK. USA DEPOSIT ACCOJNT
I 30.000 00
ha 24
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Of 07(23/19
-28.982 28
/al 31
Closing UPS lank USA Deposit Account
6149441.50
The UPS Bank USA (Strout Account Is you' canary sweep 4%lcm
APZ60001000392202 K26000O24665 E0002 0719 030575004 Y123576550000000
Page 14 of 14
End of statement for account number Y I 23576 SS
SDNY_GM_00325296
EFTA_0019807
EFTA01307337
Important information about your statement
LDS Dunne Straws the. Oho Firma UBS Deirdre
Sonnet re a muter ol al Knape uoety, cawnceity
and options nhans UBS Enamel Seems and IRS
Bart USA an rdrect sLbsciartos a LDS A6 and
annals. of LOS Unites ILC the Pim% runnel
linnet Is wobble nal fortune The Orm's menet.<
°flat ore at
Sense, sac.
1200 Warta Boulevard
Wethanlan al)07COS
IM ttirerwl reite•centc the or*, atrial weed of you
LDS FNMJI Semen ac<ount Gibe. records. 00a
*NO tit, <lawmen. tonlsong coracirpc
s1/4 4A0
roe be relied an) F you bele* thee 6 mare a
racoon phase repen t nierechately n writng to the
Bergh Learnt of to office wren; on cgcoLre
Atha* at tgures down we Mended lobe acatale.
Mann( data ahhpM ml be used for tar roTOSOS terry
T eysthlri
-md
lonths (se. Form 1099. 5498.
).A•O Fran, Yoe tar raum the inn n
requred by law to sepal Witte KY all untie &neck.
reoortabbnntnabb dnidends end to
Mato
tamed onsecurdm held n p$ name. net croceS,
a+ tie transact cm. and (Wt hose, on cenan canted
:atones
Canthinnlions with the Finn
• nesse etc.:Minn ry oral mamm-maces n v.rreng
to further procKt you nt.'s. race.? Yew
an. the Smashes nasty Protect*, Acl (S A)
• II the finitd cacao', on the up ran a Pe Iron
of MR Stilethire a nor IBS Felting Santa. tBS
MAW Sows Gaffe4 your xcoult at (Wong
broker by ware* anti the nkated rata Orr
we Sneed you ed the relleOnthia 'henna
004n0thrlattoksil es is. cafe. >w kali MO
fectrdes ere totaled t UBS Fnancui Somas ad not
We nnodatilg bran, and pa ens! mike a rent
of nen a <mown to both In, s
• As devbed n the =cost arretinentz yaa mat
nerdy ft, of any ewes ce Mad errolorn <heel s
reflected on your statement tylluri 30 dip after it was
Maeda Mule available
• Maw dna° (Worm tariplirdi a Misr*. to the
ern'( Clem letaireiSdpinnent at 201.752 • I 6P)
toUreo ae 800.35.9I03, BOOA.M. io 600
If thaday through Foley, a in taro to le5
Durkee Streets eft. Clere Rtho law Deperrem.
PO Bo. 766 Lhon Cnp Iii 07081.
• Al stalemate shall be deemed correalete
acne,
ii not *bettedto it retro wthil 60 days
• for Tay wows. Cal Ile4412.O9% or Iran °Aside
the U.
Cr121)1.357.149S
• h (16e of MOM a 0.aulasS *SPA nett:erne
firth bander (DM, by parent a WS Vet debe
cad ',metier; cal SOO-762.100a of wreath UBS
f na-eul Sweet ter.. IWO Harbor OW, 6th flea.
Weehanten, NI 07086, Ann RMNBSA SOW.'
Ca or wee n soon as )0.• <an. F>a tot pi
statement a recepl o wrong or •you need more
nfameren than transfer an the statement a
eetept. The Fern or Card hewer (as arolicable)rnee
her Manna no It.. thane° daft Mate cm,
scot ye/A...fen anew* co *tech the Ma or
Problem *Pend
- Prone vas nano and =are nude" d any)
- Dasalw the error a the transfer su re~
about aro *vim clasS, mow colono fot.
blow n K an aro a why pa mod non
dorm/len
- horde dodder arnme of the expected error.
The Fern or Card based nvestore yea <emplane
rid stn cornea any erect pro iota/ Foe alleged man
nwhng IBS Voa•<kbe cad tresacto-o.l we tee
crone the 10 Penn days to do MC, we oil melt
sat attcatt to the roan you thric le n mot. to the]
waived hiss II. use of Ow money durro the Imo n
tales ratO complete the nwsloaten
Den malt all docks payable to the fern or the
fnancial nrittaien Mcattdcn tar front of We
venom In addition to ragas access), toe., meant:
maybe 9.bptct tomon:mace fees, doges for Ire
pa/mom fa secretes purchases and <hairs for u-pael
rams n ash arroasis otothstes dare rebartemd
tooth( nottaions mat be suble<110 a yell,/ tar
IAS Syne{ tOptkas
LBS often whom ke sweep ) cash bones to bark
depose accorm at nen- Ahmed bats andafter/rad
tans and money market Maur fun (Money krds).
Depoce accont at LOS Bar* LISA arid nmathlreed
balls parlicessehg n the UBS PDC -ManD
Program ar•FOC-rowel n accordance wehr i
C rule:
rot rm. riomuton. dean wet rem roc. re Or:past
narks at UM AG Slorlad Bard, andUwe% of
Monty firth are not ivied by the FOC
BIM deposits n not protected by SIPC Morey fad
roses re protected by SIPC Sc. "LDS Inmost Services
Saari Prolectai below
upon on onset Nina n the bark dente may be
wrardraim. and than of a limey !aril may be
Igadled rd Meant& faradic 'anon'
'ANN.?, accost"
Fate ilfcsinston tout sealable meet, options.
nclang <en niter'ss rte, rdYield,, o ant.** al
wow tilt car( sweepyields. from you. ininnelAchisa
a by <atm BCO 762-10:10
UK financial Serene account protection
Ile Fan Is a member of the Stamm manta Praha
Cepdration (SVC). *Pith moos attest cutromen
of es nrsurtml rio to 800.000 (mlako $250.000 for
dorm fa cash) &planetary brochure nobble won
ma", a ei me. SOX or9 The WC owe protection
gritsa:thy toll accoLerts that you hole h a prtkubr
</ono,
The Orin nether nth mien *Nits, Pus dm
Petrused supplemental rosence The rruarkm
martparable to all Neat* daps colecrob under
the prOterbOn w 1500 mica at of Decanter 10. 2016
Surma to
cy condi." and lentions. (ash .01
Ile
o 'unto, protected Ice se, to SI 9 math, on the
aggregate to
yore althrsols held n a articular
CaPaCty Akre <Copy of the poloy en:rdrg it available
icon rtgaft
teethe the OK Mahan ref the ttoplantetal
pfCrthclon reply 10:
• Drun ennui atom enraged by fun nchchNI n
SOss Ar(04ill value) CM hetiaway ROM LES formal
Semi es For euncle (Men Q anterexe postal%
nddrg yob* revues. and BO awn of neflual
hods enured mix name of the name holder on
the becht of the our a twofer not),
• IrderAmerft (moots a thesinent Merest, leg,
limed [awoke and wrath placements) hat are
not rognard under the Secuntec Act of 1913.
• Comnocitros <cream (e Lei:mon oechargo and
peers metal screrzls), inthadni.) kerns contracts
ad terodta Claim comraas. and
• Depose accounts (men ardent of depose) r IBS
Bag, LISA. UBS AG U S tranches and bras alb
IDK Mond Done trogrant
The YPC protectors and he itotOwnonial on:attic. do
not apple to these amen ran f they orreewrie RA:thy
onyx.' stiernenk the SIC protection and the
supplemental prot«tion cbnoe protect agarot &angel
the market ale of )ea ewestrneres (*hither as a
mutt al market ("*mane. in.. berknplrya
otheentsel
Dividend Reinvestment Program IONF1
The V" ***Id a an artr.ale ace. You may obtain
the aloe ac. Iran ans Inano/IA*4W OM/ shah
*wet are puthamdundee DRIP. panel sham roll be
sold rd thecash WI be &paned n your scco-nt
andend 'treatment once upped IN the Issuer thee
diner horn the market PM* 31*Mth to peal slums
re sok,
Cath-ithlite
0 * whole' teat ma/ be held in yos atone drum
rolled Loa partial tall as a won of a &Aland wort
or ~roe. the firm metal*, stipend unit at
inlet pace a Wept al enters deeermMed by a
re:Wend esteems perky. edcrede yea OCCCent
lenient* objectires
The reestmet <booth., ednsk pole are speedk to
ono xcount and they vary Wan, afar x<ce.r4t
Pozie an. Me Ono pronyebr n enema d ry
sap/cent orange sax hand astha
trarirthrre Objectives For each account hekt. you
choose ore of Ur °bang imminent <Oxus,
• hakesCurrentIncome errestmeras seam he
genernen of mane air
• Anton. CoptaiAnnunax thminwes wing
wrath of atonal ratter than tho gemraixn
Mom!
• Probe* Contrnetetn of income serlOPeli
Apprecatkin Infturnerns seeking
tot
the generation
of mane er4 comb of principal
OveraN riek gnaw
• Conenthe Seth) SO masters orler catgut Mk
Santa ed salinity to the man cnal, he
that men the noise clan not germ* remnant
twin, ce roans and may not lap Pee Irak
frtfalrfef
• Moderate Wing to accept tone nt to onocoal ard
tolerate sane nalieyb sea hit.. rams
• Anesave
to accept 541 "I'lL'a•co.ird
ngn ealabley to seek ho ("hint ow tent
• fraltner-tfAgotty CantrawAran f valactod, a
paten of the pedalofor the eau.* may include
carpi*. cualegsth Imethel liardmi and groaner
vistaed
Statomorollousaholione
We may cento-delt aft reteed wont itasirmets mt.
the tame xlins .n the same ethelcce, e.9. because
they hem Werth, who abo mentan pre novo
/flew...tun wtholher dents al the same erSeress I
you prefer to mew M €du5 inemonts marled n
apart. erneropos, you may atone hneobing by
calrg you Precut Adma
Friendly newel name
▪
frendli kraal nen. rt fuetcrefeable •Mcknarre"
doses by ago to awls you wits your rerofdlrether) t
has no legal Oka cn your accersit, is not mended to
waled any sumo,. peCO.Al, etthernurrdecn.
mestrroot <benefit a re& trohle anceuted wets mar
acme". and it not a promise of )arena that wrath
or any frame rya <ma will be xnemel Al
elsOcIrniatt eiscrve a* Ns of lacc notrarg to nit of
loss of the tom mean*( Youcandunge yOut
handy num names enough Oren. Senn or by
antactrci yeti f rum *I Adam,
Accanonview
• Vats of pas accocreegom1/444 Net ol awns el
• pawn *dudes milk* <ash brakes. mires for
'twilledtaunt/ fettled Global Doe Departs,
rerralad mats to retake, and (snail antis not held
by theOm Don awl nark wined seasihriassels
e the add the prior rd one catorrem anode, a
ant orestmorth ~Oaf nod *pions and
ifoircdattf> nod nom
• Lableert Whin date balances, outnedng nagn
lon. erode Ira that roam beams
• Cat erorroy Wawa: Total ol unmated nalabb
en Winn, p1.4 &pm IsathICirt al all Need and
remaffnatod bares. rd rro-ey main mast fund
swan baleen. at the <nod the Annum prod
Itholorm+alty het credit balances es sour accosti re
not t.at anted from other ['names eni the fan may
vs rydd thew lint n the adnry can of et
besreoc. thew firth re payable goon your demand.
Ter total o ncleledm the one prod eke., wlue
Leans inferenathan
kr detailed Mammon on the anWs ening vadat
rd dtcbcins refer to par Clore etnetornho
Agreement a As(thrt AgressnWrt and **Groat
Terns rd Coldlons CBS Dalernent of Credit hectic.,
amiable nAgreem•nt and C•Cx busts
al low*
e-nris-tes rtrirnss.frs
SDNY_GM_00325297
EFTA 0019807?
EFTA01307338
Important information about your statement (COntinued)
Yew saes
Your eateman neat steam ed otter Øleld
nth. raise a Ow end of M. olamal prod You
enry ad fadahayd buy paid stones a any ire
You ma/ name (4<•raxi used at loan cotton alter
• airel any balance due colleen kry wt." be,
varefortid totefern di...a the statement pered
heed al made? valtro of the and of the statement
pad
• Cabal. In deternsinnq Veto,' ban oft*
~Am included is eks :enamel. *ate ndcad
*eh the number'
LES Fruncul Samos la tied
ormahr <blandlions towns "se than u3s
nand Saes. aldra~matron hen anna
Irmo( Mot you my ha...pendent° yre linnet
Aten the Pam does not rud•patbreb, verrty
garnet the
acy a lk a
vadly of n dormMa+
~SP
atom other
ILBShsanci Senn.
Is addle" akhougb
Fewest Stew's antra
wanes1M arrayoh as n o mead the Firm
does me —t
any ~Inn
that the nlarnalen
~Cost
b,Gn' sd *Urreaked gar( loss' n
*mesa* at Os to dated the suaamere Ai 0a.
plow dorm rayon M niar alas to mite
~chase« me 6pcnirs, la In peaposn a
<Mante Accounts Valenti] totePm aryl
felled clef loss donut«, only lot fie pad ol
line they se Ivey at re inn More historical
annaebn can be added by >at Peareol Atlas
• Unrealized stinAllossas When dam is nobble,
married areenatel
ae </kitten kr
nductul wary bh the trams« 4.• de, for
edmclut as mayor mar nc< col 'Ktcarman:oh
Aage ida minery norga+.2x.ca ~nu
brand and other mai
lots ail santastate
~Maw bas re eachcorn:ad toOpts/a*
aeragan lot Th.' trade date' <Mann ~tits the
aiarikanacten trade die
• Cambia inuritiat Beta and antral lad, that
the ^we, nth for tarY ~eon
ell be wksted
~ad/bylot Iran among al aonci ct that
ea bed n our nauta or ri nominee one la car
dents Cal leave teleran, n *tared kom tied
pees ada xcaracyrs not waranteed Othe <SI
leans 'Mail Mu:haul, affect yell, ~plan
~mars ma be wonted 'anrequest
• Pritetraluo !trot thigayed lamas**, "bother
wØ
mail* hip« or lower thin the inn that
you yould ;thrall/ram n the market Prat a.
~ren,
vanaustwd Party 1O,1es*heb we
Wes to be Sable. but st do not %wane der
scary.
- We genera* use Pe Owing price sheaddable or
nand
Uw
the bel and at. pikes la åsted
wadies and options a air bedpan a OTC
~dot
-
traded witaim ny tetrad ucn a
vaster natal « tin most nxern price we
cbtaind at may rel ref*(n actualmarket vice
a was
- Caftan whirs rner apes without a pike and
valiant. as 'rice warm ~W.'
4 we are
'rob* to ebb. a vice
Many-
- Owats a "rites &remnant in øsraces
«her than u.S. doles "(WWI«, at the ~hang*
rate alai tvi ea ern
date
- Fc• «don wvibe, Iraq nnonarionnna
denanneces, pace ad part ey (lace sea) nuy
Km bon atjusted to fat,» pear whaler.
To obuirmeem quotations. when natte. contact
rya
Fnin4.11 Alma.
• Prima inialmonta and strafed Iteduct
Pena. ~NM OKV.IY$ (~1 .4'9 deed
sluttroa MT*" adsta (Vat ombuene enpel
west« red strummed prodacts are genera/ hip,
daeol. Cedar, ~mad ;rotas hare not been
arson nth the Satsarm and &champ
Commotiona ands :fly state xmfirbel fan We
provide estimated va utfor plot (wince*
wane, syl ~rived products fa alarmram
Cis0:4“ ceb‘f Ausery 4 ral Qatåntod
- Tent satin may clille• sabseetier Icon ages I
any, ai *1.4(h a point nari
5~y«
tunused product nyt ttbouitt a sold ed do
not rennet mat-sere the vie you mar maim
atom Stilanion.
- Died pet, 'stinks of as are as .0 • cedar,
dab and ye 54~110 UPS grur•ul So-vce on a
NWa base by n rapaket "taldon linn
- iccuu gensal palmer <tap:Nape patpaud raluaR
d ry, are swami toteFins by the Moe
general panne a stance and may be <ablated
bawd as Menem nkernann kan KS used by
ted panes to dense thee narnated •Sue,
- You Can obtain adStenal Hams On rectarcfnq
dov ,nte,..4.4,,ti rad to detenrina the agnate el
flue arid the dn. of h Samantha n the
burs la the arms* by or t actrg rat Enlad
aclieer
- Mid party amnion values maybe relabel as
'Nat axed' n stiwalenuanans• van an
rci~fit reason lens has rot ~led cr
anatk to ass,,,n a vie Men we beast ~et
<NA a mieleisi fly* hue caned Pot ~calla
Crear8 vaned rule Mo «amtion, or apen,
value maid behold, speakers Oat 10 Ow Mrs.
of the ft«mty
- Who, non'« an cow, general panslir of cpcace
MmaW val» MI • twd.0•lly ranted rag is
proaal. the vie of re sonny wit bedelete<
from us Fah». tree
- 'Doubt an to clan' mer ndude reium of
caal, norm a both
▪ 'tigrut unit see' apelens the nei ilea;
once ps hast sd myna relied >as ~base
- DPP andvalued KIT sautes re roe lined on a
natienal soothes ahrae, and are CIFirek
skrid and ten 1 Inc, can be sold. the put
reamed may be its: ~tope
shat rairue.:1
value prowled n the xecani cratteNet
• Raelrictedmasita Reann.dCW4.44 "'Way
are not «art eligible d« purk sak. tin annul
Serv4i, uses the mirk« once of tie ~flied stock
of the sane issuer as an itexaed yaks lor the
maiden slat for peepers of MU garment airy. To
Mx enere lime min< led said es et <habk for sale,
the via waived may be ubstereital less than the
~ad vale chow+.
• Ea (emanated) Maw. wont yea led rates
An ., innate of snid ',come °bawd cn currant
&dal and ~rat"
~invite warden sea
be held la one yea kom ranee dab or until
malty Ihn mini. 4 cnkr a quickie:v. entry
and canned income se not guaranteed
Ennead mil mane and current raid la
<elan Wei of wastes mkt inclide naafi of
Preece' a <Milt p.m n stich cat the al
income find anent yelp) would be emanated.
- Estended arasf ncane ad and yid and the
actual acne ad yield meal be bar a het*
than the mansted amounts
- An samutal awl:on acme (chard rotor
anal) deded by thecareen mas et
~near
baba eared on the lata dvand
ce urne payment made by lat wiser and
morn tria‹,.•••~ts
val pee nerd la one
>ea kan she santo bate or until rnal.rdy.
Acctracyrdeoranued eld are not gavanned.
• Ann not hold ba, MIS financial Sentw.
Jowls are 'mildby the r em and Mit nethn the
eMs ~sir
or cceirot Those aunt Use
displayed on rat statement lor Somas:AS
rxrpoa al, Potions and vakiet nand an
pronded by the IISUC9 ben' UBS ~cud Saran
not apeande fa ins airman ad does ne
Guarantee 45 scurry. Ibex amen at rot pawls/
by MK a the arms tiaabiental SPC caws,.
• Raseres 'hails and SditOnal ccerpanaien
- in anon to commits." on sales and I 7b1 tees
mentd ncciinedcn al, the (labia , of mutual
heds to oar dents we anefor os ilia realm
arts Mang parents from &skim ardor
adimatot eta mutual tin* ral no all Thou
awn re based m lbw defiant orrancedst
In Situ-I of sin by LØS of a pea dr engast
had friar boa cli?nel, and OB lat awl rated
catbAr make, land lemi/s ties titid at h
firm
- We and oar lflsee also awe networtng and
armbus ;name.; been nconsderien la transfer
nerd unites that no ~Oa to the maual hels.
Pao toot gaudy rapid from craw somas n
the rntualhnd and re a lead dolls man bawd
an t erantend scores at the bracer-date
Marg mewl finds of that fund truly
- ar addlir to anvninirS amen in ~ion
Mt, de sale or didrbution d nutty <Onyx% ed
as nare tmini mat •••41 boda clans, we anda
as titre racers meets 'halal toessens en
kurr nay c4 the maraca camera undenang
tie amity gapa e, atU.xa. d the notmo
corrpinot a 5poosat of Me ase ~we
ousts
mdstrbuto
- n attar to cammeiartrecared Iran the
aidane and sale cf Ne•TShanes fvds, wa andcr car
ilia atm.?n asset.based re~
stwing
women, from NedShares darloadors n nett as
fundi-g fa ethnology dalopmeni, meta and
educaten
- Ov aliWle, aha races" naming corrisscen and
oter corperaif .cri from n'46.131•Urdl ad ~ret
cث
sta. ptCliat VLO dabs*
- We mint coreconsal o, Iran LIN Bel L6A, LeS
AG Striedord Chinch ad ~athlete, barks
teciat, our cash snoop prOg ant IM
0:MpensX r•I may be a ~lady pa scam foe or
may be a percentagea &era dal, date
telexes
Acraiiky
hformation regsdn; cannaan and ocher ~an
hosted n tenecten ~Vie tarot on ot vat.
rnad^3 croten varcreens haste«, noluded on
carbernyloro p<4,n)inkr furnsMid torso, and ali be
Ironclad to >co road, an ratata
Shoat sang
you romped n short soling a setany, you may
«MI a °woe de to <slam /Darden, costs fa Ma
What« aver.
Open orders
fateda open a 'Ted idlceenker ceders he
arna ~kind bytal stream dale, open buy and
set 110P <rim se reduced by the amount of duds*
antes an rot damns
m orb date unless
nsinsted ~en
by you You es responsbe lor
«dire 'Put se ~med due 10 reir false to 0~a
~Ping *Ng. Øens.
Prime/
To obtan a copy of as carat Client Privacy Make.
Plea~
ytst relnielAOCC• «velt w ranee
at »sm. obtre......oresi~t
- LEIS anariSenices b rana by* The RMA, Business
Sewn:Account BSA al NIA re brokerage
»mat weigh wad. ««ert to beano ~es ard
ratan le~arranqe~
rah :Ahmed bat
an, mew ihrbpirty bets andpeas ants to
inane acid araaty models issued ty unalli1.2•0
nd-Wity min* earbanes tea* stime
arty sakhclutin of LEIS Fruntial Senn, he.
- ~anent, ~area ard snaky ircd-en
- tan WIC rand • No ban, gummier May lose velt
- AMA Anon. Magernem Accost& Busiest
Sanger Accoum BSA, IRMA and ruminant/ Rasa
Malaria ~pare re mastered wen mirk, of
1ØS troaralSineos It.
- ViSA d arestored Pa:Wart owned by Una
Wernanii Sew. Awaken and used under
kept The LEIS Vsti credit reds ed the LEIS Vila
cletrt <ids R nid by ISS earn USA with
Permian tranWia USA Incorporated Maher
trodmarks. registered trademarks, servo. marks and
repared ~cameras ate of ter res~
companies
ILOS Fistalkeviaa esc
Per 701810
SDNY_GM_00325298
EFTA_00 198073
EFTA01307339
UBS
Your Amended Advisor.
SCOTT CTACTMANDIECASRIFT
Phone
LifISFinanoal Senaces tc
Private Wealth Management
299 Park Avenue
26th Floor
New York NY
71-0032
An600039i$390019 YI 0
(Nastier,' about your stream.°
Call your Financial Advisor or the
RMA Resourceline at 800-RMA. ICCO.
aCC°Ij
%show website:
wwwkroscomifnencialsefwes
Your investment objectives:
You have klentrfied the following
investment OtaVet for the account if
you have questions about these
oteectiwas, disagree with them, or wish to
change them, please contact your
Financial AiMor or Branch Manager You
can find a ful descrplion of the
alternative investment objectives
Important information about your
statement at the end of this document
Your retire objective:
Current income & capital appreciation
Your risk profile:
Primary • age ressaie
investment eligibility consideration hknt
selected
Resource Management Account
August 2019
Account name: GHISLANE MAXWELL
Friendly account name; Indiv CheCklCar
Account number
Value of your account
Oa July 31 (SI
Your account instructions
• Your acco int cost basis default closing
on August 30 (1)
method is FIFO, First In, First Out.
Your assets
149,448 50
3,272 32
Your liabilities
0.00
0.00
Value of your account
$149,448.50
$3,272.32
Change in the value of your account
August 2019(11
Year to date If/
Opening account value
Deposits, including investments
transferred in
5149,448.50
549.270.55
3,846 31
165,822 62
Withdrawals and fees,
including investments transferred out
-150,039.94
-211,923 15
Dividend and interest income
17.45
102.30
Closing account value
$3,272.32
$3,272.32
Member MPG
Ar260001c0039,539 PloC0CO24517 00002 Wig 030579:04 v123576550 003000
Page 9 of is
SDNY_GM_00325299
EFTA_00198074
EFTA01307340
UBS
Resource Management Account
August 2019
Cash activity summary
Account name:
GHSLAINE MAXWELL
friendly account name' 'pithy ChecIdCar
Account numbest:
set attoulit usury win nonsnrca d lfl &lances in your Sweep Opt ens are enuae4 in let opening and
doting tames teal. FDIC insurance gets todeposit a UBS Bank USA and SI bankS pankapating in the
UBS ices Insured Weal Piogan. it does not COY to deposits al LOBS AG, SlirrliOki Benin. 9K
pcotection apples to money n-slid sweep fund Itkings 0.A ra bat (*goats See krefiatot 0,004.4:0
appal your freemen on the last MO pow d this CocumM for dada.
August 2019 (1)
Year to date IS)
Opening balances
1149,448.50
$49,270.55
Addthns
Deposits and other funds credned
3,846.31
165,822.62
Dividend and interest ncome
17.45
102.30
Total additions
33,863.76
$165,924.92
Subtracoons
Checks and bill payments
-39.94
-59,822 09
Cash/ATM transactions
0.00
-2,009.00
ATM fee rebates
0.00
9.00
Card payments
0.00
-101 06
Other funds debited
-150,000.00
-150,000.00
Total subtractions
-$150,039.94
-$211,923.15
Net cash flow
-$146,176.18
-$45,998.23
dosing balances
1,3,272.32
53.27232
Your Finontial Advisor:
SCOTT STACKMan/LYLE CAMEL
Dividend and interest income earned
km put:tows& IN: sidearm tactility of inte.est and anima Monte bat been determined liana US
lax neaten Cantactike Based upon the residence Cl the atom, natl. account Nye, ca prow type,
some interest anctoc Modend pain-eon may not tie bided fo tinted States (US) solo, Pueno Rico (PR)
mom. mos The (hen monthly statement n not intended lobe used and cannot be surd upon for fa
Paposet Clients snourd itilef 10 tea arpkaue
mating forms uses le< Ore lam UBS avoaly. such as
the Forms 1099 and the barns aff0. for tag eessceseg infiarnation I it tne panic. of UBS to file lit
opmaaar to naming form with the US buena Brook* Sonia at PR lteatury bepottyent at in
such lams acctrady runny cbacienosancronnterest as in nerrot of issue 'none meat consul you'
(Medea tat mow
Augw2019(11
year to dace(!)
Taxable interest
17 45
91.42
Total current year
$17.45
$9142
Prior year adjustment
0.00
10.88
Total dividend & interest
$17.45
$102.30
UBS Bank USA Deposit Account APY
Interest period Jul 8 - Aug 6
Opening UBS Bank USA Deposit balance Jul 8
148,430 78
Closing UBS Bank USA Depose balance Aug 6
1149,426 01
Number of days in Merest period
30
Average daily balance
198,932 98
Interest earned
117.45
Annual percentage yield earned
0.21%
es260001000391510 P26000)24517 00302 OB19 030575004 Y123576550 003000
Page 10 01 14
SDNY_GM_00325300
EFTA_00198075
EFTA01307341
UBS
Resource Management Account
August 2019
My Choice Rewards Points from UBS
Account name:
ri
',ELL
Friendly account n
• In I .
rr
Account number.
Rewenk point zee ,e0eeted at d the 2011of le•eincnih oe the pike tenness clef if The Mb Won
viretendtchclof Retiont. DOCIT minty details ran be found on wave.utisccolonAhestwket
August 1019
Year to dale
Opening balance
Points earned
7,696
7,594
0
102
Closing balance
7,696
7,696
Your Financial Advisor:
AY160001000391541 F2600CO24SI 7 03002 ON 9030575034 Y123576550003000
Page 11 of 14
SDNY_GM_00325301
EFTA_00 198076
EFTA01307342
*UBS
Your notes
•>260001000391542 P260X024517 00002 0319 030575004 '173576550000000
P
. 12 of 14
SDNY_GM_00325302
EFTA_00 198077
EFTA01307343
Et IBS
Resource Management Account
August 2019
Your assets
Account name:
GFISLAPIE MAXWELL
Friendly account nano: Indio ChecIdCat
Account number:
Some poem. +vote all (viral vdtoes :Mon may be arrorotirnme As a lend. darn led losses nia/ nal
be tended/ reflected See Jr/portent tnformatton eitootscucsretemecit a the end of this dzionere for
mete information
Cash
Cash and money balances
Gin JAI nosy eseivice may +wen avalabre cash balances. UBS Bank USA aspout account Waxes.
UBS MC Insured Rogan Sant Manus. UBS AG Random Beano deposit account Waxes andrneney
rewkel ruled luridSento balances
See the important ol0nnatel *0ut )Otot stamens at ON end oe this document In deals about those
balances
lidded
1185 BAN,. USA CfP ACCT
Your total assets
openng brume
Closing Niece
on Aug I CO
on Aug 30(0
I 49A48.50
3,27232
Tate on Aug 30(S)
Veer Muncie/ Advisor:
SCOTT STACK MANIVIE CASRIEL
VII5 Balt USA ended UST FOC Unused noganeant deposit awn baaxes are 'muted by the FDIC WINO
avoidable Iran. GO arc rat prattled by WC USS AG Stanford Manch devoid account balances me not owned
rOiC ana ire not protected by BIC Maney Markel into Waites are pretested by RFC but me not mitred by
the FIX
Mew share
Ayes,*
Deaencrinteieu
Dean
on Aug 30(1)
are
peelod
Period
Cm "flaunt (1)
250):00.00
Percentaged
Cop
Eibmated
unstained
rue aCCOuell
basalt/
apnea Hume (S)
genet loss(S)
Cosh
Cash and money balances
3.27232
1000%
3.27232
Total
$3.7.72.32
100.00%
$3.27232
Account activity this month
Oat
ActItIty
Deg option
renzient (I/
Deposits and other feeds credited
Aug 20
Transfer
FM VI 23680 2100
3.84631
Total deposits and other feeds credited
9334131
Ott
AtIllity
OtSCOPUOn
amount IA
Dividsad and ieterestiecom•
Ta..464 interest
Aug 7
diadem
UBS BANK USA DEPOSIT ACCOUNT AS OF OEI OS IP
17.45
Total taxable interest
Total dividend and interest income
w..
...a RI',
..eVAiPTiOfr
Aug 2
Wthdrawal
ACH WITHDRAWAL UNITECHEALTHONE
39.94
-
Total bill payments
43934
317.45
$17.45
amount IS)
Sill payments
M260[01000391543 P26C00O24517 00302 Ce319 030575[04 Y173576SSO 003000
Page 13 of 14
SDNY_GM_00325303
EFTA_00 198078
EFTA01307344
UBS
Resource Management Account
August 2019
Account activity this month (Continued)
Ode
a‘thOy
Ciesoplion
amount (I)
other funds debited
Aug 20
Wahckawal
FEDERAL FUNDS TO Leah Sathan Inc AT RANI. OF AMERICA. N A., CA
150,000 00
Total other funds debited
Ode
Actricly
Cruet:d(n
-S150.000.00
Amount a)
Money balance activities
Sul 31
Malaita forward
S149.448.50
Aug 5
Withdrawal
U85 BANK USA DEPOSIT ACCCUUT AS Of 08#02/19
-3994
Aug?
Deposit
U8S BANK USA DEPOSIT ACCCUNT AS CF 08/06/19
17 45
Aug 2 I
Withdraws
UBS BANK USA DEPOSIT ACCOUNT AS OF 08120119
•146.15369
Aug 30
Closing U.S lank USA Deposit Account
$3272.32
Account name:
GHSLAIIE MAXWELL
friendly mount n
•
1"
Aaount number:
Your linandal Advisor:
SCOTT STACK MAN/LYLE CA SPIEL
The 085Erant USA CepouI Account is /out Mowry sweep ntlAtcn
AP26000100039ISti P2600002451700002 Oat 9 030575004 Y123576550000000
Pogo 14 of 14
End of statement for account number VI 23576 SS
SDNY_GM_00325304
EFTA_00198079
EFTA01307345
Important information about your statement
1.85 Francis' Sewn Mc. (the firmer UBS 'intros'
Sonata, as a member *1 al penapal uo.nty, ammo:Sty
and optionsaahagn UBS inaroalkarces and IRS
Brk USA an mired sLbsciartesct UPS A6 rod
if dales of WS Scouts11C the Pim% Inane
it nadir upon report the Fern', teepeee
often we at
SeniCtS
1200 Warta Boulevard
Weehaalln al)07COS
IM onion (el:4,44M the orii pitiful Wad of )W
fnirxial Swoon ac<ount Olts44 recce*. nate
once tar 00Curnentt fortwing coracle., elerhorld
nal be raced WO, I yOu bete, thcce 6 rare a
Cmcoori, aloe repent it nineclately n toritng to the
Dearth Leaner of to office omen; rats oxoLet
Alta* at Man thorn we Mended lobe accu'alo.
statement data tail not be used he La rowan ray
"Ze n rev-mid w lams, Pe, Form 1099. 5498.
IOAFS tic )Men ream, YC$
roan the inn n
mound by taw to repel We* RS all note drgleroll.
reportabbrintwabb dnidends end !stable *ami
tamed on nevem held n )our rant. net Crated,
at tie transal cm. std eon ban on <erten canted
satenes.
Carmeankations with the Finn
• nesse (teachers anti oral earrnmeabons n veer*
lo further prat* you, rift. cadng low nth
ads the Save* Vanier Protect*, AO (S A)
• II the tared cacao', on the asp Met cl te Iron
of tea matron a not IBS Fnelcal Sena*. 1.85
MAW Sows WY* yOtt I*Oull al thereto
bier by waverer* •vih the rotated r61
nrc
we Opened ado ed the rebliantho 'henry
004m4 th6 am* ha* cafe. )01./ finds and
wades se located a UBS Franco, Sown ad not
We no:1,mq broker, and you mei make a report
of new a *mown to both Inas
• As devised cite accant netments, you mat
rofify vs of any nor or nau3 errolortorecls
reflected a your ilibenweil *Ohre 30 doyr after n was
moldy nude available
• Mem Onto CluVoloof <MIOLOCelt a Opal*. to the
trews Clem Mahan Copirresent at 201.)52 • HA)
tol/ree
800.35.9103, BODA.M. to 600
IT Made, through Foley, a tn eta cc 10 te5
enamel Serval lea.. Clat IteleMore Department.
PO Bo. 766 Iron Cly, ID 07081.
• Al statements shall be deemed cornalete ad aortae
ii not <bodedto n awing stabil 60 days
• for TT' serval. Cal Ile4412.09DSot Iran reside
the U.
CA21)1.357.1495
• how of errors a axial:, taXa an Nedra
Inds Vanier ([fly bh parent a WS Vet debe
<ad trantxtirs, cal 800.762.1000. Of vent loUBS
in.-cal POWYS hc.. ICOO Harbor Owl, 620 f kor.
Wienaalen, NI 07086, Ann RMNBSA Seven
Cita write at soon as )0J on. i1 you Not you
statement a recta 6 *Ong or f you need more
ammulac about atinter on the statement a
ett•pt The tern or Card beer (as apoluble)rnei
hear Novaya no IMO then60days ri m We ton
tor pa N fen Ctateenirt co MN*, the Mr or
Fob*" *Petal
- horde act/ nano rd =are nude/ d any)
- Dana* the HMI a the reefer su rM kilose
about anittpLin x ciry assx• cal Vehl ear
blew n K enema a wiry you neednen
tlamro
- Prow* the dollar armor* of to expected error.
The Fern or Cad by-wail nee:tate you cemplone
rd adcorrect any eta prarptb• For albsotd Olson
man"? CGS Von den cord transacto-n.l we tie
ewe the 10 beans day; to do tn. we meerode
you attccatt to lie aware you thric le n MCC wth.t
you veil hit* the bur of tomoney dung to tmo o
tales La to complete a/ nwslidatran
Rene make all decks payable tote fern or the
fnancialnatteien Mooted*, the twee ef
tutement In addition to ragas renlr. ton. meant:
maybe absent to mantenrce fees. charges fa late
papaw for secure.; purchases and charges fcr u-pa4
anions n ash accents Account ehz Xa roansternd
tootle( samisen. may be sutenne a &flier lee
OAS Some °pekoes
LEG often aeons fa sareetwo rah tercet to bark
depose *rearm at nen- Aloud bats rd attired
tants and money market trawl lira (Money krds)
Dopes accont as LOS Bar* LISA and nr. aft Arad
bags pacliameng a the UBS
:nosed C
Program ar•FOC-nosal n accordance withr i
C rule:
Pa ion riomtabon, please woe WNW refort 04f0Pt
aware, el LDS AG Strolad Bard, ani lutes of
Wray feeds re not ivied by the FOC.
Barn deposits are not protected by SIPC Monty had
roes are protected by SIPC See "WS Inmost Services
Secant Prolectai below.
upon 'at mart barren et to bark depute may be
wradraim. and sheet of a Nary !aril may be
hie:Wed and the proceeds returned to data 00W
to
ea**
Fate nfainaton tout sealable sewn, options.
exteing <uncle interest real andyields. o aoalable al
www Ws cansweepyields, from you. Frunnel Arise
a by <atria BCO 762-10:10
•
inontiol Sorokin account protection
The Fern as a member of to Sautes nada hatch:in
Corporation (SVC). which VOIPCIS SetteMn conomen
of its Merebril tea to 1S00,000 (nduko I29100) for
clown for cash) &planetary brochure nobble urn
Mom, a of www sic oe
The SIPC owl Crolection
grin acct to if '<corm that you hold n a prikular
<sonny
The hen, together With <plan *Nits, habo
Pechawd supplemental tweets The rrearkm
meet payable to all Niatar <lents. colecrob under
Nepotechac 1500 mute at of Narita 10. 2016
Subpa to iteo ',cloy <rifle" and Umtata". °eh al
the Fern n Mho( protected kr go to SI 9 mace, on the
alregete for
you eccult held n a prickle.
CaPaCty. A Ml <Copy of de potty **dm; it amiable
icon reetaft.
Weber a* SIC preeclon ay the tteoplantreal
patch:A yob to:
• Cron Inexial atom overoied by find ridded a
YOks aCnatill vac* toe hekl away ROM Lin f Areal
SNIICtol Foe word< talon 6) entrexe proden,
ncLdn, yob* females. and fa awn a gnaw,
AA* mg:owed n the name of the ream holder on
the becks of the orate a Ursula ran)
• Incest** **rads a *yam* *erects (e 9,
limed patnenhps rd puree placements) Nan re
not rog card under the Snontin Act of 1931.
• Conwociten <preach (e
fire on **charge and
prat ea motel conleacIsie nclude.9 krises conlylat
are towrodt`f Won comraas. and
• Depose accounts Praia ecrtOcates of depose) r CBS
Bat LISA. UBS AG U S branches and brie n tie
IDK laved Dryad Prorant
The SIPC wanton and the aptitmenial pronto" do
nee vela to these amen err if they drawee texeat
onyx.' darments The SIPC protection and the
supplemental protection dance protect agora changes
in the mrket neat of yes owestrneres (*hither an s
mu, of market rrovomonte emir blrelebibroY
othwwrwl
Dividend Reinvestment Program DNA
The V" *hood a an enrage VC.. VW may obtain
the saw, pee Iran au nancril Athiser 0 61/ nt,:a
*Mm ire ots thamdundee DRIP. partial shoes milt..
sold rd the cads WI be depouted n your scco-nt The
dredged 'enrolment tree Roofedby the mut, may
CPI* lion the melee PM* at AM& to awful than
resold
Cadain•liesa
0 * whole tan may b held m you ware d your
trilled to. partial tall as a Wheel of a &Mend ware
or ~roe. the Fom rR ether sell whet unts al
mw/44 pie a root al rant Cleternamftst a
regriered Orono flaky. and credo yes; accost
Waverer* objectives
The rwestrreee <banes rdnsk profile are speck to
ear account and may vary Wrenn you x<cer4t
Poze adsno th• Fan pronyebr n wing
0.7
%WC lie loge n pt.-flawed ta.macn a
towslwore Objeclettol Foe each Account nett you
<looseore of the I °bang imminent <Onus,
• Prakce CurrentIncome errestment seam the
generic. of recent airy
• Aram* CepterAppwuron yhminwes siting
roach damp., tato. Wen the aerometer of
Mint
• Frocebk• Combytotabb Orleloyel• 0 14000,
APPIK be;00 Infturnerns seeking tar the generation
of rame ad pooch of principal
Om& tisk ;Silo
• Come's", Seeks to marten mks, re bawl at
bee rid rid barley to the man areal. men if
tae mare the accourt clan not genree a rhea<
income a roans and may rot Leeg pee vetk
.rttien
• Moderme Min) to xcepi wino nst to pancoal and
tolerate nits validity fa so* brier rams
. Arrinave Wilt* to accept srgt nt 10 ponce' ad
M., verity re tad ho ()mint ow tent
• fralo•er-tfAgotty ContelwAran I sabacted, a
paten of the podia° for the acreageMay en<ludo
carpi*. Otalogotb Unwed Iranlmi and Teen'
*Lelia
Suwon Ifotaoholforte
We may cattoWleit a retard account itaWnwet at
the time >Pion in the tame ernekpe. e.9. because
they hem oantn was abe merman pit ectoue
relronshen Mbother clot al the save .Stars
ryas prefer to MOM red rd.ri statements marled n
operate onrefopet, you tore cable hoarablne by
calrg you inroal Mama
Friendly occown name
Re frendli Eau* nanw vs a<iaanoible •rekrarre•
dorm, by you to art you wit, you re<Ofdlettepro t
ha no legal effect on you JCCCule. it not attended to
relied any street. pro del, rnOrrernalilen,
meet mot **toe a rd: profile emoted nab par
'eau*. and o not a promo> a Searle* Out wrath
a as leartnal matt <ma well be xneted Al
noactrniatt nano tee* d lace, e4Ldngte nOt of
bus of the tare naetwent You <an dunge your
handy Yee<bill nowt tr ough Oran. Samna s or by
CallaCtrop Au' Fran sal Admor
Awe okenriew
• Vete of you eccordpartfc44 Net of assets red
• Aspen. hcluko agile* <401 beret% Wire) fOr
itWinrid to<P611 (nit), rd Gobs, T rne Departs,
veallued marts to market, and Celli'. 06101 not held
by Ow ;cm Does not meek waked searihrintels
at the and a the prior and one naterrem partook, a
taw rwennwet. anted dock opens and
tweeter,. no* 0014.14
• pabottoos Ilareitt debts batarott. oistancing Mel NI
bra veal IM, then rare balances
• Cat Money Wynn Total of unmoved sealable
cash talan:H„ Debt (Spa. bins( al all need rid
nca-aff tubed bares, rd room model mate fund
seep balances, are axed the neonate prod
hbolormsally Pet aye& balances n your secant re
net
from other Defames sd the fan rug
toe aydd thew lint nttt adnry core ol et
Damns Thew fuck re payable ton your demrd.
The total it needed
the cant period thong value.
Lease infereneteen
kr detailed nIcrmabon on the ann's twangy/alas
rd &clown refer to tots Clore Retesornhp
Agennent a ACC** Agar** adfaGMNi
Tern fad Colatons CBS kosantro of Credit Preakes
salable nAgreem•nt and C•Cx busts
a lova
e-ma-tes rac,a,crs
SDNY_GM_0O325305
EFTA_00 198080
EFTA01307346
Important information about your statement ((Onfinued)
Vow sate
Your eatemn ~es stones ad crier ,neb Fold
nth. accord at the end of to ~omen, prod YOU
may ad fa clahwy
nay pad stnesat any Wm
You mad Wawa Walk« trod at bar cameo/ agar
Mee ally Latina due on
Ary snag*,
toareferod to the fint inn the statement pea dare
bled at Inadt valurn ol the end o# the statement
land
• ~bat.
h date/morn thoost bra oft*
nudes included es ten statement. Mace indexed
ode the naster'
LeS Financial Senses has robed
en Namaan Maned km tones et« ton U3S
fawned Seances. a-44aq Maranon I
t another
Irma Nat you may have prorated ,o yew linancul
Mon to arm dot not od•parebeell vonly or
garde+ the eKosecyce wedgy cd wry dormMeo
ponadied tysorces other than Ll3S a
Isaddicts abhor.* UM inn ool Stevan genera
wages to Ham acn as n o mewed the rim
does rot crow* any mutton that the Samna"
~Cost
bxn" and 'Unclad girlies,' o
atone at of *iodated 'hi, «memory Aloud\
please ob not
On fa raamlogo make
~chase« tale deoscrn. So
Ner05•5
<term* A«cunts transferred totelam nay
felled 94511051 Mommen only for h prod of
line they se hell at re Fern. More historical
reserdecn can be added by >cue era-col Attar
• Unrealized itionflosses neen dazes notable,
canoed nentedganalosses are oakabeed fen
inch/clot laurey lots the anima, data for
robed-at las rya ray nce rot Sect orrenstram.
Argot ader teanty MOrOn2aCiCa Oven
orated and other ren.~
lots ant sontanits
patine loft re each coverbned to disLy ere
~4494 Ica Th?' Trade date" <Mien pasants the
aMtlmranacInn aide date
• Callable enuelties Bads and ;mined tad that
the ^we( oath for earY eedeeetzien wit be selected
rparlalle by lot heal arrice-q al monies of that
ewehe-dn.'," new or nnonnet one fa at
chants Cal Fenn ~toms
*tared Irons tad
pain and es rosary es nol yaranteed Other <di
leans my; non Itchcola affect nit ccmplece
naonmin wd be wonted won mount
• Mona» Prices agolayad lavatin ad Other
rotact maybe hop« or bed< thin The price that
youwould Khali,. mane in the market Prat an
<0~ Inse vntitis tred gutty 10efef wanah we
babe., to be Sable. but we do not "Meanie Oar
stoney.
- We genera* use the <bung peke *ha, :ratable or
the men of the bet and ad. Plitt" Ia tiled
waan re:options ny be:lases ke OTC
cannot
- Vac Waif natod tatanha nay be road verge a
wisest einat « the most mum once we
~mad ard may rat reeled a, actualmarket ne
amt
- Crean potmm mar acper velhoul a price and
water. as 'ace warcc ~lane' d we are
troble to ebb. a War tae Minty
- OtOO:tt a KOSnat denominated n Osnacel
Other than u S. dotes rt. rellocied at the ~hang*
rate as cd the :trines date
- For tatton ~an
Veda? non («damn?
denamnstens, price rd aunty Om wax) may
ham been atjusted to *rile» agar valuator.
To nano:rem quoin," when omega?. coetecl
yas Fnánotil Aaltor
• Meade investrnerete and ~red
products.
Private moment Oectalet (rstatrq deed
lartStatran Man «dread tare earthmen Man
"rein) ni gructuedocod-sts re gentraly hiahty
dicpai Carla1~1iStraft0t1J515 haw noi been
mastered weh the Sectreos and Tsang*
Carenosian late :fly :tale ~Mies lost We
provele estimated vain fa Feat althen
seances red sturtved abets ea rearm, bona(
Cis0:4“ ceb‘f Azonoe, A not guaranteed
- Thew vain may dal« xi:6%M" Iran tog"
any, ,*Nth arse^ ~nowt' 14«lity a
grata& product rna be bast* a lad and do
not moms-ray receesere the vats you ma maim
wan Squid:an.
- tad tarty estimates of air re as oe *wean
dote and re swath:110 UPS Sena, Senses on a
regla ban by as rdneskee 'Marion fern
-
cur. ~at armor «ream& wenaud vaivac
day at sinned to to Fnn by the mw.
otranal prime or sponsor and may be <ablated
baseden Maw« at:maw' ban tat used by
thid pates to derwe per *slanted win
- You can drain adStinal nformannrecarcrem
used to deemerne the crone of
value and the date of h nicnrution that n the
Luis Ice the retauto by mot acing rat Penal
Admor
- Thad party estraled values maybe reflocani as
'Nat eased' on %natalmuttons' aeon an
dmealree werpen Inn has rot anned a e
usabk to astraal a vale wages we brane nee
that matenid me« has awned the may calla
~V
atoned vale -ow canton. « when a
aloe lank be Nohay sow-ulnae due to the non
of the aunty
- armnone an duw, general parolee of cps-ace
Metaled mks nor a trdpaly eanad rag is
pcmckd. the »be of the loony wit bedefter<
from es pashas/apnea
- 'Charta an to date' may «kale ratan ol
costa, afore a both
▪ 'Origrui rank wt' represents the mid Merino
once pee tat and maynat Yelled your ant base
- Opp rd Wired KIT monies re not lavadon a
altma :mean, adelen, and are ~ahr
algid rd ten I ter can be sold, to tree
reared may be Its ~tepee shre tainted
value peacoat' in the >Otani aateauet
• Reetricted ~aide. Reannad ~het 9irsraly
are not «nati, 4604 for Fa* sale LOS Fna-col
Senecas uses the market one of teureestroledstak
of the sane slur ran ivied rate la the
warded stock for Darns of ta stamonlasfy. To
the anent Nut !taint led secant es re Mottle for sale.
the value wand may be sLbstavhdly less (halte
imputed mks. Your.
• Est (estanatere noest. went yields andantes.
An entente a try.{ dery it bow, cf. (Want
&dad ani ir~ • SY, manna h names wil
be heb fa one yea from statement dale a nil
ntryncy Bat «mate e my a gudalno, actuary
rd <marald income re not guaranteed
Earnred maal neon and arrant raid Ice
((elan r11>P10, ~ten could include nelson of
oresoal a cavilse gars is *ha, caw the ea
income find twice yang would be °pasta&
- blinded .rasa name and darted yield and the
weal none and yield mead be bar a hen<
~the hansted amounts
- An alma» of malted income (dvdord ardor
innate chided by the cunt« market
adavano balancer/ bZ5rI on the last dvdond
not payrnent made try the man and
~rein triecaarideposts ad be heb la one
sea Iran she a ~rant date a unedmonny.
Amory xi onnurd yield se not wined.
• Amu Mt hold by MIS Financial pens. Cotten
ants
rcc heb by team, and not Mtn the
Iris ~sin
or <Carol That Matt are
deployed on rat 511~1 for Somas:AY
()Loot« ply hartons and sobs IY•1151101111.
0.0~ by Ow manrun LBS ~tat Senses
not nnprntaro fa ten namam »xidamn:a
gutsnle, M accurry. Row assets mie rot rotated
by WC a the Ferris toad manut SPC coverage
• Revenue 'harelip and additianal compeneation
- h *Minn to cane:morna, salts .rd I .7b. I km
mewed nee/med.,' wet, the clearbdon of mutual
fundstoors clones we asfa or stain recta.*
nun,* tang payments Iran darbsdas ardor
zinnia the assail tint tal a0 val Thea
masts ee ',zed on two throne orrponcerst
to rrrxe of sales by LBS oe a part cub, afpaal
evil frlliy to out <lane% and ga the asset rotsof a
week.). nvlug /sod langs sham held al te
firm.
- We afar af hale also raceme eentaal and
antis processes, lees in conadenrion for transfer
nerd senates1Ni tat grerekl. to the ~Jai lards
These toet 9.01t" ae pad from mince twee
the crawlland and aneroidOcala antan bawd
on tannin of scorns at to bracer-bake
holdin ritual frds ol Ne fad tartly
- In addeit to onvnisuan waned in correction
wit the sale or diarbution of artily contracts and
are mestnnel MOW*/ loot/ cleat, we eila
as titre rtarett ~It
Smidsmug <corPermet01
har' may of the ~axe <0~0 vedertong
the annuity oversee. atIbxes of the intron
celpi'« a spawn of tie rise "KNISH Inde
MalatbuTO
- h rattan to aernuiSSenreCtmd Iran the
nadate and sale cl ~sink
we »fa
deflate mama an aSel.based res~ sharin,
>amen, frowelardShien chub-dark as well as
funding for technology development training and
*drama,
- 0v allans aha recewe wring 501•1511.141n1 and
otercarocroatkr fern rtarJal turd, rd reara-se
oerpan« vetoco geolarts vo daadra
- Wit mom torepontaban Iran U95 BIM USA. LeS
AG Sunord Chinch and ~all stred larks
tro.#. our cash 90009 prog a-rn less
be a ~try per scam fee a
nay be a paantageoe &wage daM depot
banes
Activity
,aantoon reordna crimsons and ocher tars
inured in (^anon wilt the <ma-nonce trades.
including amen treads« has been included on
carharuhons prenausy fanned to ral. and w II be
Presided to you rawly on rtata,
Short selling
n you re ennd n short soling anten, you may
my 0c)woe Oat lo <slam barmen, cods la that
F>alo.ar seonty.
Open adore
Regarding open or 'geed ialurgekt «del teal
in rol ~nerd by it,. darn« dale, opal buy and
sell slop crises re reared by theamount ol tautest
or n4
-el on an or doodexts
ex nth date unless
nansted otoewee by yea You to respornbb lor
ates tat we eceekeled dae lo >at Wise 10 cancel
(50511r151 coin **dies
Privacy
To obtan a copy of as oxen Clem himcy Parke.
nose~
yew Fillr;10114•51,05 a tee cao µOtte
at ymem..a.seranionvienwArt
IRS Farxial Sexes è rota brik The RMA. Busreis
Senses Account BSA and NIA we brokerage
accounts which vow* acetic to bring «Nat and
pains draft renown, win Aired bras
an, corer adapt/Ty birdt andpos.6es access to
mra-Ke and annaty pod" issued by watilage1
anediarty mane ~Pads flout mane
amency wedeen of LBS Fnantul Senses M.
- hmonere, ~arse. and smoky orcdxn
- Nit ICIC roved • No baat gagster May bie mt.*
- tMA Restace lAnagemem Acton Business
Snort Accoum BSA, IRMA and nternaucrui Risotto
Manrament Metre re regstred WV« metes 0
LES Franco, Senses Inc.
- VISA n a ennead radarlat owned by Una
Yuman:nil Senice do:eaten and used Leda<
ken* The LEIS Is. credit tads rot the LEIS Vila
debt cads am eyed by I.% Sant USA web
oermaten fran Yea USA re apart"' Motet
tradreurks, regotwed trademarks. serve, melt rd
monad stance marks re of he respect.*
companies
UB5 Fisted Swim Yee
Pen 701110
SDNY_GM_00325306
EFTA_0019808 I
EFTA01307347
UBS
UBS Financial Senrces nc
Prwate Wealth Management
299 Park Avenue
26th Floor
New York NY 101 71-0002
MD5000)95966009 ma Y1 0
Your IS nada Advisor.
SC014 STACr MAt0 I YI
Phon
Questions about your statement?
Call your Financial Advisor or the
RMA
a«o
R
unaliallir
Visit our website:
wwwtiescowfnentobefwes
Your investment objectives:
You have dentrfied the following
investment Obrectives for thrs account if
you have guedrons about these
othectnes, disagree with them, or wish to
change thorn, please contact your
Financial Advisor or Branch Manager You
can find a ful drArgation of the
alternative investment objectives n
important information about your
statement at the end of this document
Your return objective:
Current income & capital appreciation
Your ask profile:
Primary - Aggressive
investment eligibility conpderation - leant
selected
Resource Management Account
September 2019
Account name: GNISLAIIE MAXWELL
Friendly account name. Indiv CheckJC&
Account number:
Value of your account
on Aucy.ist 30(S1
on September 30(4)
Your assets
3,272 32
999 71
Your liabilities
0.00
000
Value of your account
$3,272.32
Change in the value of your account
$999.71
September 2019(4)
Yew to date (II
Opening account value
Deposits, including investments
transferred in
$3,272.32
$49,270.55
0 00
165,822 62
Withdrawals and fees,
including investments transferred out
Dividend and interest income
-2,283 57
-214,206 72
10 96
113 26
Closing account value
$999.71
$999.71
Your account instructions
• Your account is currently coded for
margin
• Your account cost basis default closing
method is FIFO, first In, first Out.
Member SIPC
.P260001000395966 Ithi0X024900 00002 ON 9 03067S004 trmszassolitithoo
Pile 9 of 14
S0NY_Glit00325307
EFTA_00198082
EFTA01307348
UBS
Resource Management Account
September 2019
Cash activity summary
Account name:
GI-MANE MAXWELL
Friendly account name'
i
Account number
set *mom xmAy ma mOnthla ceia is &lances in your Sweep Boons are exisoicka in tee cpenin3 and
dosing ixeances segue iDIC macaw, apes to deixclAs a LIDS Bank USA and SI bankS pankabaux) on the
UBS ccc Insured (*BOSH PrOgin. It Wei na axe TO deposits al UBS AG, Uinta.] GranCh 51K
peOttftron xoes ka money medal sweep fund nckings but ea bank deposit See croocciont mtocebnccas
stout your deeded on the last ma ;opts d this taw:sent PeCeten.
`Apternter 2019 111/
Year to date IS)
Opening balances
Addrtions
Deposits and other funds credned
53.27232
0.00
$49,270.55
165,822.62
Dividend and interest ncome
10.96
113.26
Total addrbons
Subtracoons
Checks and bill payments
310.96
-39.94
5165,935.88
-59,862 03
Cash/ATM transactions
0.00
-2,009.00
ATM fee rebates
0.00
9.00
Card payments
0.00
-101 06
Other funds debited
-2,243.63
-152,243.63
f - ti/ 9in, actions
-$2,283.57
-$214,206.72
Net cash flow
Closing balances
-$2,272.61
$999.71
-$48.270.84
3999.71
Your rlooaciat Advisor-
SCOTT STACKkW/01F CASRIR
Dividend and interest income earned
lot purposes& this statement toed:illy el intent, ad cinAmd income Aa been ckleersined hems US
UK rePPIUSI renbedne Median the residents. Cl the account holdet 1.C<Ount InDe. Or PrOrAct We,
some unmet' anew clodend payments may not be Kneel to Willed Pates (US) Ceder Poem:, Rico PR>
ozone tames The sherd monthly statement is nOl Wended lobe used and cannot be need upon los IP
CotpOses Cients shodd Wei IS the arpkalle la. ripening Mums they me< ei re lion UBS annually. sll.eh as
the Poems 7099 and the rains 480. Ice ma ie;cnng isoirnaboo r is tile piedke of UBS to roe the
app icade tat repo-ling form with the US beeend Penns* Spoor at PR treasury ()mann-sent and in
such born aCcutaely claSsIlly cheese:sands interest is our ese-pt 0, testis iron nese <snot rat
echidna' la< precise.
September 2019131
Year to date ft/
Taxable interest
1096
102.38
Total current year
510.96
3102.38
Poor year adjustment
10.88
Total dividend & interest
$10.96
UBS Bank USA Deposit Account APY
Interest period Aug 7 - Sep 8
Opening UBS Bank USA Deposit balance Aug 7
$113.26
$149,426 01
Closing UBS Bank USA Deposit balance Sep 8
110.96
Number of days in nteres1 period
33
Average daily balance
S60,351 00
interest earned
110.96
Annual percentage yield earned
020%
AF260001C00395966 BZ6C0CO219C0 00002 0919 030575004 y123576550 107100
Page 10 of 14
SDNY_GM_00325308
EFI'A_00198083
EFTA01307349
*UBS
Resource Management Account
September 2019
My Choice Rewards Points from UBS
A0061111t name:
GFISLAINE MAXWELL
Friendly wow n
•In iv.
WC r
Account number:
ReveatlS Monti at Owen es d the 26h of the moth et the Oct tonnes' de/ If The 2611 lab on a
Atekerthx601/ 'won DOW &th1 deltels ten be found on wnw.ubsweicegherewket
September 2019
Year to date
Opening balance
Points earned
0
102
Points adjusted
-7,696
-7,696
7,696
7,594
dosing balance
0
0
Your Kneaded Advisor:
I
OTT STACK MANLYLE CASRIF
APZ60C0100C095967 826000024900 030020919033575034 Yi 23576550 100100
Page 11 of 14
SDNY_GM_00325309
EFTA_00198084
EFTA01307350
SUBS
Your notes
m260001000395968 126000021900 00302 0919 030575004 v123576550107100
►age 12 of 14
SDNY_GM_00325310
EFTA_00 198085
EFTA01307351
UBS
Resource Management Account
September 2019
Your assets
Account on:
GFISLAINE MAXWELL
friendly amount name: Ind* CheDdCat
Amount number:
Some taco, 4x0Te and vireni valves sno.vn may be apormirame As a test*. Dom 1.X1 loges MY/ not
be emuteely reflected See important tolotnettecn oboe! your stetenied d the end of tht chzurnere for
wore infoartalion
Cash
Cash and money balances
CalFIJA/ nonty taunter may oda avalatie cab balances, UBS Bank USA wow account balaXel.
UBS FDC insured *man8am 8.darkey, UBS AG StarMora Banal deco* account baron and nroney
rand MA Lla fundsweep botwoces
See the important aermaatOn 400etteur deeded at the end or (NS document fa detals about teat
Manias.
*ding
UBS BANE USA CEP ACCT
Your total assets
Cceneg Mace
Clancy Mince
on Sep l (k)
al Sep 30 CM
3,272 12
999.71
*due on Sep 30 (0
Year Kaaacial Advisor:
SCOTT STACK MAJI1Y1E CASPIEL
ties Bfnl USA and an offs WC insured Rogan sank *wet &cant bylines art Inured by Int FDIC nliNn
apaicable imn. bbl ate not pawed by SIPC tai AG Stantlad Branch depart account balances a* not muted
by FOK and ae not protected lky SIPC. wept y market Sweep Want.. ate reelected by SilfC t2/1 at FM erStitd Cy
the cOtC
mae per share
Average
Orsidenelleterest
Darn
on Sep 30 (I)
Fee
Penni
penal
Crp amount CO
250,000.00
Percentage d
Cost
Bummed
Unedited
yens mecum
bass
errata l ncane
ono( loss (t)
Cash
Cash and money balances
999.71
10000%
99931
Total
S999.71
100.00%
$999.71
Account activity this month
Die
Adhity
Desalt:41°n
Amount (S)
Dividend and interestinowne
Nadal-. interest
Sep 9
Merest
U85 BANK USA DEPOSIT ACCOUNT AS Or 09 Ofi 19
10 96
Total taxable interest
310.96
Total dividend and interest income
$10.96
Cate
Sepa
Wehdrawal
ACH YVITHDRAWAL UN(TEDHEALTHONE
.3994
Total bill payments
-S30.94
beg piOn
Amount (5)
Pill payments
M260001000395969 PZOOX024900 000020919 030575004 Y123576S50 10)100
Page 1301 td
SDNY_GM_00325311
EFTA_001 98086
EFTA01307352
(SUBS
Resource Management Account
September 2019
Account activity this month «Onlinved)
Pale
Desolation
amount (S)
Other loads debited
Sep 9
With&awal
FEDERAL FUNDS TO American Express Card Mernbe AT /PMCOGAN CHASE
BAW, NA
-234363
Total other feuds debited
Date
Armor
DesaiptIon
-52.243.63
Arrount IS)
Money balance activities
Avg 30
Salinas forward
$3272.32
Sep 4
withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 09t03/19
3,27232
Sep 5
Deposit
WS DANK USA (( POSIT ACCOUNT
323238
Sep 9
Withdrawal
Urn BANK USA DEPOSIT ACCOUNT AS CF 0910919
-323238
Sep 9
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS OF 0906119
10.96
Sep 10
Deposit
UBS BANK USA DEPOSIT ACCOUNT
98875
Sep 12
Withdrawal
UBS BANK USA ((POSIT ACCOUNT ASCFO'S:111119
-999.71
Sep 13
Deposit
UBS BANK USA EXPOSIT ACCOUNT
99971
Sep 30
Closing UPS lank USA Deposit Accoumt
$993.71
Account name:
GIESLAtIE MAXWELL
Friendly account name- Inche CheddCar
Account number.
Your Plaaadai Advisor:
SCOTT STACKMANLVLE CASK!.
The UBS UN USA OtP09t ACC0LMI a star primary sweep option
ar760001000395970 126000O249C0 0%020919030575%4 x123576550100100
End of statement for account number Y1 23576 SS
Ape 14 of IA
SDNY_GM_00325312
EFTA_00198087
EFTA01307353
Important information about your statement
IS Fronds' Seeman thc. (the firma LOS Finned
Servant es a muter ol al anapal uo.nty, cownccity
and <piens mehraes UM revival So-mos and LEIS
Bart USA re mired ebsciartesct LOS A6 rd
if item of WS Sccuthes U.C. the Finis frontal
latent it nobble upon request the F err, moment
often re at
lOS fnrxyl Seroces ex.
1200 arbor Boulevard
Weehawken N)02C0S
IM flainkin rea•contc the any atrial wad of see
•BS ramie Scenes account 011ie retied'. enrol
once, to downturn. e ontwing toractip dee shceAd
not be read Won r you bele* Owe 6 enema a
ornapon, please repat n nmethately n wing to the
Brunch Marocri of the office ethic rats oxcart.
Mtwara tgites down re mended lobe accurate.
stelemert dee tail not be teed foe tar rowan rely
*Zen riand tar lOnT/1. be. Form 1099. 5498.
I OAFS . Tic) Tr" VannPie tar retim the inn es
mound by taw romped tote SS all untie derelicts.
reportabh nntecibb didends end !stable Merest
toned on 'curets held n spur wean'. net proceeds
On sok arced at. "I tog &no on <erten oured
:roam
Carnwniation with the Fink
• Nese reconfirm ary oral ecarrencations n warp
tofurther pawl you lir ,. ea herig Parr
woke the Sawa en nwtla Prolo(101 All tt A/
• If the finale+. cacao, on the up kit ci te from
of thit
ere anti LES Feircial Sa,cet. IBS
!WWI Sews cartes your x<oum at (keno
trokr by rarer*
eviti the rekated cif I AA OA
we relowned acted the rekhanthOwhenyem
otined. the imam ht.. Mt to,; kali and
'udes se located t UBS Crumpet Settees and rot
the nvoctxrq biter. ad yam mat mike a report
of sy ma a canon to both f erns
• At deasbed n the 4coccal Krttinents, you nut
edify us of any mem or neu3 min" dwelt
reflected on your
selhe. 30 dm aka n real
Mad a nude nab*
• Mau dna° 4aatomc ctn, 1 es a roans to the
ern% Clem Mica Dopamine at 201.752 • 1659
ce tolls t 800.35.9103. (MOAT' to 600
IT Wok, though Foley, a en Ant ro to t.85
Truro.' *Yon rr.. Cant Warne+ Department.
PO. Bo. 766 talon Cly. Iii 07081.
• Al statements shall be deemed corniete ail none
ii not abettedto n wing withal 60 days
• fa TTY wince'. Cal illa412.098Sot Iron °Aide
the U
M1457.1495
• h(1rye of ening dank:Mk ettO,A an intern
firth Vander (DM tell pant a U85 int debit
cad vantxtiew cal 800.762.1000. or wren to UPS
f na-mal Sawn at.. lea/ Harbor lithel, 620 floc,.
Weehawken, NI 07086, Ann RIAtin. Seven
Cita wile as soon at )Ce<an,1 Act thee you
statement a receipt es wend or you need more
Samson abate a transfer en the imenner+
retept the Fern or Card beau-(at aroleale) mast
her Morn nu no It.. thane° daft any the Firm
ear yam the fed demure on *tech the arrce or
Problem *Pend
- Prank nor nano rid accare nude/ fit any)
- Dasalk the mos or the transfer su so alum
about and *vim xebry 'you cal eel )co
Nave it K an en a why pa need more
clormahcei.
- Prank the claw arnowit of the expected error.
The Firm or Card bier rail nvestore your <emplane
rid welcomed any error prarptk tor all
awes
mohvg LCISVenockbn cad tersactons.l wt tie
awe Or 10 benne day; to do the, we want(
sat ratan, tee Owanent you thee I, es Mot. so MA
sweat hit* tt• ute oI tenancy duet.; the tune n
tales tato complete at nethiloatuan
Flora make all checks payable to the rem or the
fnancialinsitaicn ideated*, the Mao et the
tuannent In add/ionto agar recut km accounts
may be ibent toman:mance fees, doges to late
payrrearn fa wearies purchases and charges kr upend
anions mash ocean Accoses the are traneNtred
tootle( rweinicew rnay be sub/0010 a tints lee
OAS Sweep
fa
LOS often options fa swain) cash Ramat to bark
depose accorm at ncn-elluted bats and attired
banks and money Markel Maui limos (Money krdd
Dopes accoset al LOS Bar* LISA and nr. *lead
bans priming n the UPS RIC :)eandDeposit
Program at• MC-nand n reactance weht rule:
Pa more riomnbon. please ma rem loc. gat Depose
4( <Out at LOS AG Striae) arch ed lutes of
Navy kinds the not mused by the FOC.
Bare drain are not protected by SIPC Monty had
Owes re protected by SIPC See "LOS Inmost knees
Saari Preantai below
upon raven...et bare., whets.** alum may be
withdraw %and sham of a limey !aril nay be
hinkled rd the proceed' returned to '<yaps
'ewe e, .x<ose
Fulhef nfamaton tout sealable sweep options.
nclaing <wenn nitres! rtes andyields. o awelable
wwwW, comfsweepwelds. from pie Fnanul Admit
a by <atm) 800 .362.1000
LOS f iriondol Barak+. account proaration
the Fern remember of tee Sautes nada 'ranter
Corporation (WC). which VOIPCIS 'curet <women
of its meirben i.p to SS00.000 (includro $250.000 for
clam for cab) &planetary brochure nobble Won
(Stn a t mem err( or9 The WC mit 'Mechem
lints okay to if rearm tut you hold n a anti:mkt
</peaty
The ren neither with conan affilets, has abo
lierdowd supplemental twine The rroarkm
anise payable to all Niable <term. coke/rob under
the protechon c 1500 mllal is of Oeontor 10. 2016
Subpa to at pAlti tontine% ad Invite" cash al
tht Sem is funkier ranted ke La to SI 9 miler in the
aggregete fa al All alcoves held n a premier
CaPaCty A ful copy Of de poly vAlfdirg a awilliblt
Loon retest
Nether the SIC weeder ref the steoplaweetal
penman adply to:
• Conan Inancial atom antratied by fed raidedis
Yell IC(dAI vaLe) tot held away ROM Ltt$ Fnnul
Sertxt, Foe emyc k cedars 6)antrexetfoi.t.Als,
na.drg wrubk an-mem. and
sham of mutual
AAA moaned mix not of the rove holder on
the becks of the our a traria nee),
• irn•estmeret «meads a mesinent merest, (e 9.
limed prinenheas rd aerate placements) hi re
not maenad under the So:unties Act of 1931.
• Connocitet<critacit (e 9, fee on **charge and
prof cis metaltread* Inaldn) 'Vint ontActS
fral tawridtT <lion cashed,; and
• Depose account' (enrol teethe**, of depose) al 1.85
Bath LISA. UBS AG U S branches and baleen the
IDK McLeod Copan Proven
The SIPC proteacet and the aptitmental pranks, do
/WI** to these ass men if they othasyse appear
Mir
tadernenk The SIPC protection and the
supplemental prot«tion knot protect agent* doge
the market mkt of yen erentrneres (whether as a
(ton of market movement. raw beirWya
otherwsel
Dividend Reinvestment Program DNA
The price *hood a an Sneer ace. YOU may obtain
the actual ace ACM Axe Inancal &chaser Only Mick
*wet are outhamdundee DRIP. partial Owe, nil be
sold rd the cab WI be deported n you eac•-nt The
dredged remittent,* pee Roofeda the erne, Inn
444. ban the make tn. at veMeh the partial fi res
resold
Cadwithlieta
Olyr wspk erne may be hid m you 'con t you"
trilled Loa AIMS ilia er a resin of a &Mendpawner+
or ~we. the rim rReaher sefl peed unit at
mile4 ace a rape at STK VII deieernand by a
reaVend claim fl eecy. ad credit pea OttfUll
lereadowant objectives
The rwestnee <beams wd ink profile are honk to
oath, account and may vary between yrs =Wt.
•
advrf• the Fnw prorroli is emingolri
,germ chart). A pt.-flawed cashew a
ITailrere canine.' For each roust nett you
domeore of the olionng imminent canons
• Pro
Current Income arrentmerat team the
generic. of name air
• Aram, CopterAopemuren mown its seeing
wrath of pampa, tatter men the ammeter cf
norm
• Perna Comknemn of income or 1 OPtii
Attire< ttiOn Inentinems seeking bah the generation
of rice. end growth of principal
Owed ekk profiles
• Conamilree Seeks to merlon mluf catgut nth
bet Mk and talatilty to the morn Orval. men if
that mean the acccuit des not genre. Kinnear<
'mane cr roans end may not taro pre wih
dititer,
• Modena Wino to accept tone nst to pnnepal and
taker. sane neerlay fa seek bete rains
Agnew Wilig to =opt
"O l*TnrcIPTI ate
hoe eabtrIty to reek ho (cant ow tent
• f moaner-, Aratty Con:drew. f teroctod, a
paten of the podia° for the await may •1dud•
coteplet atalegies, Introd lAudmi and giant
Wally
Statement leotoeholdear
We may as sietlate all retrA0 account itaWnerts wth
the tone assess
the same erneak. e.9. because
they here trammel.* Aomori:an pert ace_al
/flew...hen wth other (ken althe same .Stns
you prefer to mean end /Ali statements mauled re
aparte ernrospet, you onsarclectno hoorah:43N by
<ring you inerioalAdmor
Friendly eccowit name
Re ;reedit account nail* it fa tuatreable •nckrurre•
chasm by you to not you wit, you rnoidlieepro t
has no legal elect on your town. is not mended to
red* any *mew. onadact, rnOrritheidelen.
merino* <brine a rd: walk excited Mb tai
'<earls. and 6 not a promaa of gariteltut swath
or ary
mutt an a Ail be xhow.el Al
elutArrsiatt eholve eye.* of les ettackij to nit of
low of the alit mein. Youcandung. you
handy YCCA111 news enough awe Senna.' or by
confactec Ate fort tat Achnor
Aware ovvview
• Irate tat rxe reountiortratei Net ol assets rid
• Atsers hclides m)at* eath biros. whet foe
fmnitud worth, kr).
err
Global Tent Depot*
ereeirtednurts
make. and aril assets not held
by therm Don not nelele winced seasihriassels
a the end a the prior and one datermee periods. a
pow oresinwek wonted dock weans and
merceabb dad 40160.
• to.thatet hp:LAM dim balances ovitring moon
tore. oak Inc, that 'cart blares
• CathMeney berme: Total of unmoved hatable
<eh tularim plat &pm loakin al Aldred ail
ncmaff tubed bares. aid do-ey mate mate ILnd
sweep balance% a the axed the damn+ wed
Nthiormidly het credit balances nos accent re
not segc aced from other bakexes and the Fan may
toe ryda then ILnis me adnry can ol at
bares. These tint re poyabk icon your thawed.
Ter total is meta:Wm the ant prodeking yen.
Leans inferenatien
for dialed Scallion en the nis leering practices
ad &clown refer to par Clore ketateornhp
Agennent a ACCOVI Adyttelleell and teGennal
Terns tad Cations L8S kakeenent of Credit Pretties
salable n Agreement and C.& busts
a lawn nay e-mewtev reri,lm,rrs
SDNY_GM_00325313
EFTA_00198088
EFTA01307354
Important information abu ul your sta temeni (COntstued)
Vom sti
Vott falmet ~et
Jecaitc3 ad *x, amt bnld
b the stant at the end ol et 3131<metl osencti You
mai ad fadah<yd 'uty nagd ~son a ry tre
You mairaene 14<a31.4 used at loe <Atari atar
Parred ans blimt due elben Arv fm" b et
Parnferted rotefim dåna the staternent pen:d are
bad al ~et vaken d the end of the slaknet
paØ
• Gat bai. In <4~n/q Intenst boso oF the
~An included
t
*hele idecaeed
weln the nare« ' I,' LIS Financial Senat has rond
on n1 °nake <bland from sauen otPer the Les
nanaal duer
% ridedrg ~neie
Iren sacka
Adm«
e you mag have pncreded to yoe
Adm« thea an don not nd•preckntly
nyarak
~eitt
the x* xy tid yd ank <drake
~ed
ty saras otl•er the LIS f nanahl Stevices.
Øen
abba.* ABS FewaylStorkes genera
fatdato, *n eie mannas a 0 tetattect, the fin
Ø
nall vowie sy ~Si«
tit th, Menalke
~Colt
basn' a-d • Urnalced girhost n
atti,» at ot fl aen. me at omin. Atna,
pale da not Ittli on tit ~mela,» malte
anhase a ale basen, kr ta' tareases or
"enn«. ACCOJtitt Uansferted toft hm may
fanst ør/ km damalm only fot tipperne:Jol
Inne ibey se 3n45 at te Fan More hbtorical
it/x(11'06)n con be skled W your pund Ackiot
• UiwSind panallossa Weon daues notable,
estmated unett/Ond gaitilots.3 se </kuttet kr
nductut sat ry les The traut an data kr
rdrtclot ba, mys may isa ml ba cernssee,
charcst siler coacty toorgr kas«, ~nu
Ouded end oter mat
lon el snuske<
~dvale, ro ask terebned todydar es
>sagst lot T!' Trade date' <dann ewants te
agna hasta/t trade dale
• [Sabla socurItia Beda and aelated mak ihat
the -nu« <ah for isy ~ion
wil be elested
~ark
by lot Iren gned
somilies d tia
Mae bed n ora narre or rinomi-team. fa at
alin (al ~e
~eis
obtared bom *urd
pekes ed as xosacy es not gana teed Other <al
femnt «syesel whnh
alka yekb Øen
',ormoro ml te pond kcon raguen
• Prioatralua remi Otptayed lesnad»; andel'«
etast; may be bø« or bas Mn the proc tut
>arg/all traua* mene in the marka! Pekes a.
~rom
~an te d Party ICentee «ude ne
beles to be Sable. tue we do na %stelte tier
accenty.
- %Ve gereer4 ute te ckang pk* whe sabbat cr
the noe ot the bed and oik vas lor åsted
~aen adopb«naay bd penta OTC
~dei
- Lite M»y tradact ~ant meyb prad ett» a
val.atcnroxkla the) mon roten price
ottaned ard may nal teften a". actual frøs pien
or val*,
- Cain posbiew ny speet nihav a eke and
vålshowa 'ene sand sak'1
we se
uno* to ebbe, a lect kr I SeCeartY
Oeposts a "rna «namna«, in arreces
other the u.S. dott se leien«, aula ~tunge
rate and Se fatmimda
Pa certepn wv
tad.? n non-torten...y
*nemner:es, pote ed gurecy date daudmai
bow bere atjusted to fatlane proper ratata, .
To oboen «grem queen. *hal natta. «nød
yeas Fnexul ~or.
• Ikke« ~Unett and atruebIntdproduas•
rtnate ~num savnet (rcladi-9 drett
ckert<oatun Groen, ed radl fnatt nittarm trutt
sweet) ard un.xtesedeoiJcts se genera, hApt
dltµd. (etan dructiard gratias hyre nos ben
nnansod wen the kun m and (sarg*
C«nnnunce Lad« rn, 3131e ~Onn lan We
pode *sandal valtet bor pinen ~mot
teparet Yd sn'un•red endes fa nlormahenti
prp:“ <ny Lua, 4 net garanti
- The*
e111,1,0411« stlystetSk leoro tenid
atTy, *Ith a genmannas setvr
e er
*attved product rar be bart* e rakl ed do
not n«easely trenert the vale su orry meie
dean Sakron.
- lid per attendel d vite se as d • colon
daa end are suppler:110 OBS testul kryne on a
N9•Ve LOSA by s. rdnenket yalaybon bror
- kase, genral pens et sponsor oataud daua,
d a-s, er ~Sed to to File by the MI"
general panne «Watt« And may be catulatecl
bardos «Isse nteneon kan dat vad by
tad penes lo Orane reg eurnated "anes
- You tan dean acIS~ Mammon tecorcfnd
ese ,nteu4.4,ri ~todetergent the estenste cf
yd,* ed the date ot te Mensen timt n the
bart le the «traut by tontactrgyar inn«
adreet
- Thrd party ournaled vatn may be relkead
'Ne vad' n ~al smaker ween
narpertent vakrare lem has rot SPPlod a 6
auble to sign yale eten we betan isse
tel omsteng net has pond tel ~olla
Pre~ ~ad
yale mo artren, a Mett J
daue sodd be Nyhty sev-ules dat lo Pre ruve
cd the seunty
alfan not« an «os, ri•IS panner a ‘pcnter
hemsed ...As ror a twbpsty wmaed gale
gracd the vale d h sonscy *1' be delsts
from n eachate tex.
- 'Notert ansto dn' mag enda% ravn of
apt* isan a tad,
▪ 'Onnrui une sve ftplevenli the med casing
vice p« ene and na/ n61 releet >Ca «ni base
- OPP andutad 0.W u<Le•res re re kad cn a
natreal "Mel ~e,
and are nentrak
elload and nen d they can be sold the erte
retta.« may be lens ta" te per shre rant«,
ralu• promöcd n Ila stam gurmet
• Raeleitbed ~Ia
intannft3 <KVM« gtnoraty
are not snarry enøk la pd:rtc sala ABS F ~ul
Siam ut" the mkr pote cl te storvald Pek
cf the same muer as an graxaed vals kr te
mede/ stod for parenes of fflei 'Memento« To
tunlem dat armro led sene es se <lodelor sale,
te vake reerred myte ubstentitlif kos Omn te
nweed vak* town.
• Pst («tinda" kuen nemnt yale andratet
An «mint ol tinti 'tort., 03560 On tunet
derdend ard nlaesl 'alet. nsereg the »amen
be held la ont yes kon eten« cha or vil
~ny
The «snau e <ny a gu.311^6 3C CinCy
ad cannsd «ses se not gusantast
•• Famled mnal mone ad turnet raid la
<elan etenal sausho <akt rothuda a Man of
~Pel cg tanta gies n ',kWh unt tbc ni
interne (ard tunet >iekl) nyord be ~oktal
- Estnated ~mf ncowe red <unnt yield and Ina
aul mone and neld frø, be ba« or heter
thintht eftent.:1rIt‘nti
- An onnua ol muted atoma (dvdord anda
Ment) draded ty the <ura« nemt
valuilla, 390 bale« ebrtd on the last dvdond
a ment payrnent rna by the ase and
mures teuaribesranasts vol be neid Ibaa
rs from the sl seere «k
unt,Inun.My,
Acuracy
cortnend yed se not ouseired,
▪ Austa not held by VIS ansedd Serk«. Calai
16:643
nOt At kl tnt the erift
631 *Onn the
In% pounsie or tennt Nag ame. te
&plate:Ion sur sutenert for Senats:nal
Nipa« sly Poseres and vatra prountod oro
proned by the Marg Arnt UBS arvetal Serai
not ~rade la ths danesal ad don ne
gasulet th s<ursy
analt se rot prests!
by SIK a the Farts Staanantst SPC «enge
• Reina aldring and addildnol ~stim
- in oddane. to temma" e saks and 17b. I lem
mened n cornedcn vatn the clnerfaiton of manual
brak ar <knes we råa as allise mais
revarar sanna palmens Iran dertkuurts ande
>down ot da naual knatta wo all Thea
nam are bard cre neo «kront oerpanriltt
ds urtutt of als by UBS of a nutida' matsol
lyd fata/ to ca <lent% and OB IM ~I gas d a
C460.11.6 ~Alt land I ri/ s stures eigd al Iht
finn
- We ed ar etts el» 'Kw., ~greing sd
endar, prOCentag boet enrom-0a~
for Yards
tgm unice. Pol me~
to the nr-taltelt
Thea toet gener" se pall kom carte Xtat
ene nuval lund and se a I ~I balls annan basad
cn the rent« of accouis x the brear-dale
heiing ~ull bedi of the, I urd amfy
- n addtie to cormdtrom ettertid n ~ion
nere te sale or diSbution d zenuly <analt ed
eid nwstrnnt Inn/ tnt 10 063 tieren, we anda
ag antate tetne ener.* Huting aerPenatran
Irma ~y Ot the 'ovate ~danen untkrgatng
the arnuity tomrom., ~x« d the nesenu
<0,73:anOt b sponset cd tetne ~unn
truste
~datten
- In ackletie to «emna^ recemd from the
~e
and sak cf ~skr.%
we anda ar
aftlwee atar.? ei urnsned dean* earine,
annen, from lee tShares dasla-non m wall.,
fu-di-dfa technology clnelapnwm, tranig ed
*Sitat«,
- Pr alltet ah* recewe trid.; (Grensa" ed
otte. cerpernabe tran ~al tint And InaraYt
tampens *lett gen>Atat AO data*
- We wen* <orre:ensa ai Iran LIS Bel L6A, LIS
AG SuredordEtech ånd ned , elsed bar-ks
teciate oue cash encep preg n
~ist
-A ~y be a ~ten, par attan fea cr
may be a patenta:sd artar dale depaot
bel inn
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nforrroiron regaded comm•ssen and ah« ~gen
incurred n <conett Kn ett In. tatttOn Ot vades.
endudna teen voractons hate ncluded on
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leonded to so prome/Y e masa
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you ro end
n Ildet aIng a se<Lnty, yta may
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Who.» ~sitar
Open adm
Poltsdn9 open or '9:cd Utan: ekt adm tol
visene asnid by the mesro dale, open bue and
14I Ilen/ adm se redred by thesnart ol dudedn
«etas cre re «bedet « n føll daa unnet
nansad olwere« byyta vor re responsbit lor
oren INN se ~med dr lo port bakse lo teel
ending open ordon
Privat/
To gana copy ol as arret aen Priracy Nota.
desse~
"'or rellnotilA~ a vet or frelste
www•ra~werawory
- LES Feruncal Seien b ~abs* The FladA. Elanen
Stemt; Acccunt BSA ard IlW• art breene
m<ount‘wh‘h Irrade 3C~ to Ion Og ~n
ard
podes le~arreoments grøn alnsed bli
ned oiree thrOonitty belt and secneks sten
narre and ana« ett/.
istad by unalfile110
flooiSlitY ellesanOl ocmpann to. cut i samte
46laty stA6clut
ol (PS Trunad Senen Inc.
- ko/rv
nagene ard mune COXLCI6
JltA FCIC nyed • No bel gassarter Mal lose~
- tall Resare Iteacpmem Atm." Business
Sandet Acccunt &SA ~A and («raun/ bussa
Uerne
knart re ressesed WV« Mrk, el
trunnal Senkes no
- ViSA n a (addend ',danskes/ad by Va
Vremsbansi Selle AtsO<irod ind utad Leds
Rense The LES Va «edb <aids ed the EES Via
Ø
cels se roved by ISS Sann. USA vieth
PernksonfrenVesa OSA lx orpotaltd Mehet
Yadnnsnt mootsed !roden-eks, sere« mek, and
regraered service males re of 'hes res~
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ILOS Fiane« Sreviaa Inc
Per 4III0
SDNY_GM_00325314
EFTA_GO 198089
EFTA01307355
SUBS
UBS Financial Senaces M.
emote Wealth Management
299 Park Avenue
26th Floor
New York NY 101 71-0002
Arzi50003626Si 10;9 vi 0
Resource Management Account
October 2019
Your idnandril Advisor-
SCOTT STACKMANLYLE CASRIEL
PhOl e
Account name: GHISLAYIE MAXWELL
Questions about your statement?
friendly account name: Inds., Check/Car
Call your Financial Advisor or the
Account number
RMA ResoceceUne at 800-RSAA.ICCO.
a«oun
%sit our website:
www.trascouvfniincia1sevxes
Your investment objectives:
You have identified the knowing
investment oblectives for this account. If
you have ouflions about these
obectivos, disagree with thorn, or wish to
change them, please contact your
Financial Advisor or Branch Manager You
can find a ful descrplion of the
alterna nee investment oblectives n
Important information about your
statement al the end of this document
Your Nun objective:
Current income & capital appreciation
Your risk profile:
Primary - ALAtestae
investment eligkihty consderabon
selected
Value of your account
on September 30 al
on October 31 (5)
Your assets
999 71
000
Your liabilities
000
000
Value of your account
$999.71
$0.00
Change in the value of your account
October 2019(11
Yea' to date (3)
Your account instructions
• Your account cost basis default dazing
method is FIFO, RFS In, First Out.
hone
Opening account value
$999.71
$49,270.55
Deposits, including investments
transferred in
0 00
165,822 62
Withdrawals and fees,
including investments transferred out
-999 71
-215,206 43
Dividend and interest income
000
113 26
Closing account value
$0.00
$0.00
\Somber SIC
An600010303626S1 M50:0023304 00002 i0i9 030576004 vi2396SSO 003000
kg. 9 of 14
S0NY_Gat00325315
EFTA_00198090
EFTA01307356
*UBS
Resource Management Account
,ucto
r 2019
Cash activity summary
Account name:
Gle5LAPIE MAXWELL
friendly account sae
Account number
Set Account dowry the monthIce Walt Banat in your Sweep 00 Ws are egad in me Opening and
dosing baances nett. ;PIC insutanceepMet to avant d LIDS Bank USA and al bates pankCatin) In tie
uBS CAC Insured Wont Peccom. it does no; anti to deposits al UBS AG, Stormed Branch. 51K
pratMOn atalet 10 money market sweep fund h.:kings but ra bank deposit See tropcerant infokooton
mout)our neernere on the last two mots d t hk Cotomm for *talk
October 20191$)
Year to date IS)
Opening balances
$999.71
$49,27055
Addritons
Deposits and other funds credited
0.00
165,822 62
Dividend and interest income
0.00
113.26
Total add Irons
$0.00
$165.935.98
Subtracnons
Checks and bill payments
-39.94
-59,901 97
Cash/ATM transactions
0.00
-2,009.00
ATM fee rebates
0.00
9.00
Card payments
0.00
-101 06
Other funds debited
-959.77
-153,203.40
Total subtracbons
-$999.71
-$215,206A3
Net cash flow
-$999.71
-119.270.55
dosing balances
$0.00
$0.00
Your eleaacial Adviser:
TT TA MIN,/
A RI
Dividend and interest income earned
For porpas el leis statement, tardalty of rotten, sC &Ma] lame Ism been delennined Iran. US
Um dentin Cernedne Based won the reddened 011 the at COAT hOldtt Medan, !we. Or eroded tyl)e.
some 'merest and'of chipend payrnmtl may not bt Maw' fo Unite! Stdel (US) On/Ct Porno Rit0 IMO
nxnle SIMS The ono manna, statement is MI intended tObe used and cannel be relied upon (or to
Ptiposes °lents MOrld recd 10 the an:Jean. let fadingMune They WOre Ilan lies annually. War as
tee Fan 1099 and Me pains a
to tat wenn) information e is tee practice of UBS To Ike Ile
apical.. to noodling font with the US inferno Rtnenut Sensor and PR treasury Otpartant. and in
such aeons accurately classify chWends anda navel as tat ewrpt or taute mcome Mate corm), setts
fid‘rdial kV prepare,
October 20191$1
year to dare (I)
Taxable interest
0.00
102.38
Total current year
$0.00
$102.38
Pox year adjustment
0.00
10.88
Total dividend & interest
$0.00
3113.26
UBS Bank USA Deposit Account APY
Interest period Sep 9 - Oct 6
Opening UBS Bank USA Deposit balance Sep 9
$10 96
Closing UBS Bank USA Depose balance Oct 6
$959.77
Number of days in merest period
28
Average daily balance
$885 86
interest earned
SO 00
Annual percentage yield earned
0.00%
m2600)1030362652 MC00023384 00002 1019 030575004 Y123576S50 003000
►age 10 of
SIDNY_GM_00325316
EFTA_00198091
EFTA01307357
UBS
Resource Management Account
October 2019
My Choice Rewards Points from UBS
Account name:
GFISLAINE MAXWELL
Friendly account °anal
Account number.
RevandS POMIS ae sefleoeci wog the Nth of tae 'north oe tat orke banos ow of The 26th felon a
vateLendroldey atwatts poM cabby Ontils Can be found on wnwubs«noionlnelerwes
Ocbabei 2019
Yea/ to dale
Opening balance
0
7,594
Points earned
0
102
Points adjusted
0
-7,696
dosing balance
0
0
Your Horded Advisor:
SCOTT STACKMANLYLE CASRIEL
AR60001000362653 P260X0233N C0002 1019 033575[04 Y123576550000000
Page 11 of Id
SDNY_GM00325317
EFTA_OO198O92
EFTA01307358
4t UBS
Your notes
•P260001000362651 F26002023304 00002 1019 030525004 x123526550000000
►age 12 of to
SDNY_GM_00325318
EFTA_00 198093
EFTA01307359
UBS
Resource Management Account
October 2O19
Your assets
Account name:
GHSLAINE MAXWELL
Friendly account naine.ln
r
Account number.
Sone prem. 44CC/nt
(kareal waves snoten may be 4pp•Mnale. Affront& born aftlIOSSeS tna/ of
be emuidely reflected See important ✓r/amaMT Magic& statement a the bid of ths &comer' to,
arca ofonnatiort
Cash
Cash and money balances
Casty and nor*/ batanon may Mludt avatar. cash balances. UBS Balt USA Orfoset account balance.,
UBS tDC Insured RoganSane stance., UBS AG Stamford Stanch decant account Waxes and n-oney
ended rut ua lund Sweep basteets
See the Impaled olorm awn about ,our stateaent at the end Ot thiS 000.enent IOt OttalS about teat
tolances
Hdcing
Ccentg Ware.
on Oct 1 (1)
cloorcbatence
bleeper share
Averact
Distdend interest
D4s
on Od 31 CS)
on Oct 31 (t)
ref
Peeled
period
Ckp amount CS)
Cash
C.0
.959.77
UBS BANK USA CEP ACCT
99971
95977
293,00000
Total
$999.71
$0.00
Your Rwanda Advisor:
SCOTT STACK MANLYLE CASRIEL
1)55 Ball USA and ell UBS FibC insured Frocram Bank *pad dean IA ince. are Injured by the 1DK vAiNn
accitable I mts. but are not praecied by UK MS AG Stamiced Damn carom account balances a* not mural
by 10K am ae not protected by SiK man market sweep balance. ace prelecte0 by WC but de not endedby
tne CDC
Account activity this month
Oat
Amity
Cescrption
Oct 2
Wchdcawal
ACH WITHDRAWAL UNITECHEALTHONE
-3994
Total inn payments
439.94
Amount (5)
Bill payment'
Ott
Actlsity
Ott 31
Transfer
TO Y I 23575 0100
Total other funds debited
495917
Deuipbon
amount IS)
Other funds debited
.959 77
Ott
Aclmty
OrSdblen
Amnon IS)
Money balance activities
Sep 30
Balance forward
$909.71
Oct 3
Withdrawal
UBS DANK USA DEPOSIT ACCOUNT ASCE 10+02,19
.3994
Oct31
Closing UBS lank USA Deposit Account
The or sank USA Cepast Account IS you raw, steel) °Vied
$959.77
0260C0100036265SPZ60X023304 00002 1019 030575000 TI23576SSO00X00
Page 13 of 14
SDNY_GM_00325319
EFTA_00 198094
EFTA01307360
*UBS
Your notes
m2600010003626% I:260=2339f 00002 1019 030575004 Y123576550000000
ht. 14 of 14
End of statement for a«ount number Y I 23576 SS
SDNY_GM_00325320
EFTA_00198095
EFTA01307361
Important information about your statement
runcial Senn ht. (do firma UBS Financial
Sonata, k a meryter of al «copal security,. ccenmcdty
and Men. mehrges UK. naroal Sewn and LOS
Bart USA an rdred Wocianos et LOS AG ad
adfdalas of U3S Searles 11C the Pim's I nannal
statement n nabblr upon redone theft«, enrolee
°floes tee t.
LlaS femme' Semite Inc.
1200 arbor Boulmurd
Mebane- en «MIS
this dream oKenentc
ore, official /acted of you
tes Enamel Senses account Gibe. words. .**91
*fleet tar docks~ tonUmng cordlerodaterslotid
rot be reml Li:Miyake blew thee 6 an «ref a
racoon. ~report e mmedately n wrong to the
Desch ~can d Me ogee sent"; ears .:coat.
MU.* at again crown oar Menke tab arnsaw.
slitemert dra tai nos be used la tar paean Bey
to
On re and tar toms,
Porn 1099. 5498.
I OAFS tic )wen~al
Pas es return the ran it
regured by law *sepal lode RS all Ira
dumgods.
reportabb nstnabb &Mends end tattle entree
tamed on wankel bed n your accent net crowds
« sae Nand en. 04 MI Kee on Cerlan «mend
:tunes.
Carnsuniartione wt, the Fine
• flene (two-dims ay aal earroncabons n antral
to~
pate fot rites. rwticfn9 Yee r
Vdfe 1M Steal en anal« Freed« Act D A)
• le du flawed canto, onto up Ian of Me fro-e
of eitt 010~ «rot LBSEntrial Sewn. tes
nancul Sww.es curt you mourn at derma
bob« by reagran with the rckated nuneon
we Moaned inlvd Ore re~b
ANY, 70)
~fled the raksvi ere eta car. or, Fads and
etudes re laird t UBS fasantal Services and ern
the nedring brew. and yew mal mete a ',ton
of sy ono or ~moon to bods limo
• At barbed nto accare ammans. you mat
eddy w cr any my; or had enl ng dwell
needed on par eminent Men 30 days Mr e was
maled a nude *Made
• dine «et ~on'« ~Lane a ~nos to the
Fen's Clone lima ~am
at 201452 • HO?
ce tol.freo t 830.351-9103. BODAM. lc. 600
IT Mondry throoth Fake a en art •410 leY5
inert.' Staten at. Clan ~ion Deparleent.
P.O. Bo. 766 tmon Cnp 14107907.
• Al statements shall be darned complete a-decorate
nos objected to n Aran svehilt0 drys
• for TTY worst Cat lia4-612.09% or from outside
Ceti S Cad M1452.1495
• 11 tne of rasa ~MS abc•X an elettrork
kas dander (DFTL bill~
a LOS Vet debit
cad 'sixteen, cal 800.762.1000. or wrist to UPS
few-col Seven ar, ICCO Harter BM, 6th Ikea
Wenenher, NI 071/4 4 Mtn RMNBSA Sen.det
Ca or mite a soon es >Oa Can. 4 Ara nit 50.r
statement a recede is neon) or dysly need more
ntonnetwes arm stints en de statement a
«Kett. The Fern or Cad blue fat appluble)mai
her from yOl no Lit« than 60 days ri a the firm
tent ycia de feat datemcre al 'inch the Ern' or
kand.
- Prorde yor nano and *owe nunte &I any)
- Dasabe the Ma a the transfer you se~
*out and mpLin as cferly as you can wed far
Mere n K an era a why you need inn
damton
- horde the dear ammat of te waned error.
TM Frrn or Card bluer Mt ~baste your <rant
and WIcorned ary era prompty for teged moo
rnoh•-o
Voaodebn cad trareactoo. d NO iSi•
none the 10 bacons days to eh Ms. we WI node
war accent la IM .3~f you ork it n Ma tote.,
youwit two the use ol demon./ dung te the I
tales r6 10 complete at ~pion
&me mix all ~is payable to therm or the
f ^sob' IntettiCe1 uddedan de tetra of es
cerement In adreca to regular score, foes, accounts
may be %OKI tomamma-a fas. charges fa Ise
pamsem for secure« purchases and durgas Ice u-pawl
rant n cash scones. A«oyet thx re trinfend
to other /1414v1a14 mil be tubren toa &ride lee
WS Sena* Opelorw
IRS odes Won,
km caseetie0 eah bastin to bin
deposil «core at oat Muted bans and affixed
bras and money Market mewl Wit OVOneyfurd0.
Doom accortc al LAS Bar* L6A and nri.ahilrrod
bard; panwpseng n the UPS 33•C :wane
Program an FOC-ristrod n rooter« vethr i
C rule:
For mon rdomnfion, date *SO Pete* Idcsur. Depose
*tarn at LOS AG Stanford Bach ad sawn d
Way Ards re rot ~by
the NYC.
Bank ~mils ate protected by SIPC Money fald
Owes re protected by SIK Sc. "WS linnet Services
Aware ~is'
below.
Opal pal regent baron ntiolork depute may be
*redrawn. and than of a Way Fond may be
liaadte and the proceeds rehired to you or pas
stool et aeon
fist« ~on
tax stallek sweep options.
mckedin <wren, «erect reef and
o nobble al
wrewhbs ordsweeptiekt, from tar Frun<ulAdisa
a by <Ong &CO 762-10:10
UN financial Sinai worst protection
Ile Pen it a ~Mar Mt.Sontag master Protect«
Con:oaten Det), which «weds seams dramer
of is members ix, to E00.000 (ndufin 1254030 for
dorm fa cash) &Monitory brochure nobble 'son
reaxi a iwww sic o. The SIK asset Protection
liras *Mt to MI *cores that you hold n a priladar
alaKely
The Fen natter Mthcelan affilalts, has urbo
rennod supplemental ~Ira
The manrn.m
amast payable to ad itaiable dents. adein4 Under
tar prOltcliat it 1500 meal at Or Decanter 10. 2016
Sabo° e de poky condo" and Umtata" Oak
Mt Fems. Asti« toured kr
to Si 9 mlIcewn the
*gre0 fa al rev auckrils
n a Meder
~fey. Afire <coy of de polsy we rgit nettle
coon rect-at.
Herter thr SiC prate« roe the stool:metal
PrCOCIOrm «410:
• Canon Insetal asom «enrolled by ( and needed n
Su' *OWN Mx) but hed away ROCA UPS f ~Kul
Services Foe mangle <elan 6)instraxegnadah,
"laden valk notes. and Bbhures of motel
hawfwegiured n the name of the *cove holder on
bccas of the our a vasalt flee),
• herruta retracts a rwesiment merest, (e 9.
Insrea patnenhps and reuse plecements)ihm ate
not rognard role the Senrot Act of 1931.
• COM1,06trot<CHOCIt (s.9. fee * mahrgo rd
pre on metal antral* nchdrg Wien crows
atl termody *ton commis; and
• Depose accounts Prato artOkates of deposit) t teaS
Ba-1, (YlA. UBS AG U S &arches and brier, lee
MK hone Deport Prey^
De SK PrOOKICel Ind /be 14.00Wronlal prctElco do
not *Mato these assets men d Vey ~me arceat
onyx.' maenads. The SIK protection end the
supplemental protection dem preen pare changes
a the market vala 03 yes evestrnyers (abater ac
•ena ol market rrOVOrnent. rar bark njstcy
otherral
Dividend Roinvesemana Program (I)Fin
the pie reflected is an artrage ate. too may oaten
the actual owe Ban ex. Iilrnnel Lena Only Mole
sham me ~chased under DRIP. petal euset all te
fold 04 theta
be deposned fin you accent. The
dredendrenrcirnent trite ,repaid by Ire mue me/
Meer from the male PC* 31•Snith*OPIrhal5hre,
re sot!
Cash-in•liou
erkwhele ett my be held ei you scare trio"
elled roa pal.tak newton of a &nand parent
or ~me. the firm wit tithe WINOS Una al
mate pre a rope at "Cull damn oedbr
reoVend <teeny area. drd <to« yves stove
~need objetien
the ~esteem °beams sdnsk prdie are spade to
rod, account and may daybed...en yea rocket
ryas.
the ins prOatabi
~ 09d any
°pecan dungen >as fond tombs«
neuree *down For each 44~ fat. you
choose«. of the f °bang imminent <bathes
• Prod/cc Current Income Ineeimeres intro tro
genre« of recce air
• Achim Copt*, Aora nano( rmninvnts weArtg
woad of prrepal Karim Can the ~tans «
Mete
• Facrlear Cameras/co
yrcome~ 0~
Apprecation Ineeumems 'taro bah te generation
of «erne and gooeh of principal
Need flak pen«
• O~i.,
Soh, to ~ton Mori cohml. we
be risk ad Watley to the accost *veal. men if
sht mess the noose clayi not genre. radiant
«ant a roans and any not seep pre vet..
eel ;a:"
• Sloan% Wring to accept tone me to pnncpal and
tolerate sane *Wiley so see hater ream
• Anyzno Wiling to accept h•d'ad` b rentreas rd
ho robbery ro tat horn/re oar tea
• fmadnientagaefeyComderron I ~cu d,a
paten of tro pedalola tut a<Caaa flay ads&
cowpan nog" leered 14.tdrty and awe
Watley
Statenwn1 Touseitokintr
We my cossoklite a'1 feteAd wont sinew° with
the tame xlies n the same entice*, e.9. because
they here owlet who urbo marten ore Domed
relations/en witholive dents al the on ri tes, d
you prefer to reeve rod its statements mailed re
coarse emeaspin, you may dodoo hoisesabing by
calrg >or inannal Manta
Friendly want name
Re Fee dl recount name R Acustanaable •nekrtirre•
doom by you to aunt you wit, you retardireter0
ht tro legal ellott es your accost is not mended to
rellte arg worn/. taX3Ati, reccerntinleaa.
mertmentebjetne a rek pohle assnoted wit yea
=Oa and it not a pronese a were-lee that wrath.
any Imaroal matt tala rod b• ahead. AD
raternalt rect.. ten* of Ins rebdropto nia of
loss of Mr area etalaaat You <an crunge your
f needy xcato names droop Oda Senat a by
entactro yw f runnel Ades°,
Amami comview
• Vete Oro« enocrodponfok Net of nuts ni
Waffles.
• paters Include available ash banes vales It.
'twittedsnag), (eet), and Global Tile Deposit,
arealued marts to make. and <elan "Ns not held
by the Fern Don nol exhale waited seasitelassets
a the end« she prior and one talaren *nook. a
reerie aroma" anted nod opus; and
are«eatile nod operant
• Cabral retries debit balsas, tanning inagn
loss. troth Ine. that X0201 balance
• CashWoney barrow Total of unmade! talebb
cad balan:tt ple &poor balsas al all arid ad
romalfloned brit. and worn made muNei fund
sweep balance. a the <taw of the temaan petal
Nonionerotlly Ina weal balances in you accaril at
asro
from other balances ad the fern soy
toe sydd thew funds ner ordnry can of et
taxman Wee finch as payable Wan your demand.
Rd total o neddras the curet prod elaing vale.
Leeds° infirenaGeon
fa deeded nervation cn the P reWs twangy/atlas
and &clown refer to yea Clore Robfionshp
Agreement a Accost Acr~t ad he Ganda,
Terns and ~tons LOS kahernent of Credit Franke
matt* nAg.em•nta and0i t bacon
al won.
e-npiren
SDNY_GM_00325321
EFTA_00 198096
EFTA01307362
Important information about your statemetg (COMmued)
Var sau
Vott ntemten ~et
secuntes ad ener enet. held
b the rakel at the rodd de 3131<mml prud You
mr, ad for *bond 'uty ard stut«x ry irre
You mai moke («udet used at ban <Aperi aler
• arreO ams betente dat tonen Ary wcurbm
learefered tonefim deig the statement veidue
loted al madet vake es d the end d the stement
per cd
• ~brå.
deternanno the <ost baks ordt
~Am indodad n Ibis natement. *Ste Svir-sod
ordt the numra« 'l,' ISS Fruncial Semst ha rakel
0, ntormsncblaredatorn ~On ah« the U3S
nanaal Sennces. «eneerg ntamatiat Iran ~ba
lensa net You mag have prorded to yoes tenarar
Adota The garn dom not rudryatnintb, ~uty er
~eke the xarxya valdy or ry doringa+
Ø
ys:kras on« the
f nanaal
k *hour* LEK Fanfi sSenoes genera
talde> *n 'Pent :nase o mened the arm
don mg penit arry Mitti« ri the dammer
SCort
bal.' sd 'UwlcMgaeelon o
ame,» at os ta deed na summere. Aspeela,
pitre da na 1.4 on his rumpc',« make
Ned tas*a salt basens, kr tar penoses a
"emne Atti« itt Onkel.] totehm mai
fellen oaraloss rdonnalenonly toe te pral of
line Ilry se led at re Far More hbtorical
ekfirt.teian can be sl:ledby >as fetrcitl Acket.
• utwSind sysinelosne frahan dau is nolabk,
esteren! tatearred °anatom" se talcutredfd
idveiret xasey bh the trauet er, dau for
netduo kos rya niav net ml led arrenostare.
Arget sea totone toorgr,:s.ca *rem<
Ort.knd axl aha mai
las and sytten<
archre ble ro roenordne-d to dtplr, cee
~ryd lot The?' trade date' <Mann ~net the
arta kamartnn trade dale
• [Sable snurra Beda ad ethad mak nat
the -mur tab for ese ~ion
spil be wtested
~etg
by lot kan rearp a1 stosities d dett
boa hed n out nam, ot r. nomi« tene lot car
clients <sl teatre ~kon
is °bered kom *ed
pele, ed as xosacy es nol parmad Other <att
Innreis ~senn tetide avta eten >rete Øka
erlarnaccn ml be poredyd ka:onraguer
• Pritievalue Pmes Osp/tyri lor *evt os rid aber
pmfecti maibe bør ot byer the tel pale nat
y:vy/tukl actuallpecen. in the mark« Peket le
~from
~em tred Party tantes nheh ore
belave to be retable. tel ne do not parene der
accary.
- re gentg.(( the <kano peke *he »dobble ce
the ~mol the bd and mk plet la åsted
~wc and opi."
ceey bid race« OTC
stiftet
- lett rusleva(dtanta« nuy by pficed roe» a
niheim ~Id or the mon ravm prim en
cbtarrel ardny/rot male« er. adual maket vite
arva.*
- Crlan pasbkm ner capes wilhoui e ake and
verste*. al 'pc. nonet solane' 4 ore
une* lo cbbn a vice la
Otposts a muna deromnred n anenet
oder tat u.S. dottet sa (Wien«, at the ~hange
rate asal ne strimen date
- Fer terten Revitet fadegn nonicriormrg
dencmreces, pace ard ant ty ore value)may
bow bom »used to feirast proper ralualen.
To °brien «erten i:Notaen. white stenetik. ccettcl
rota
itgletOr
• Fratete
and
and ~od
preduns.
Private nvetentel 14<knlet (eCisteq drett
[entitet°, prograve ad reel estere °esteten titel
savnes) ad seructuedpeodacts are genera,/ nipale
dkard. Cetanwurbsederodoh hare nos bern
metwed sytti the Sean es and &dumt
Cannnkna tadet ale stele ,tovrites km Yte
pode *simrad vikes for emte resestneet
uanet ad strutt tred phatlacti fa nlorrnaficnS
~X« city Luva), c net gtatentettl
- Test v.~ thsy del« stkelånt"liCtet Crgeh d
orry, xwhitha inne ravl
seevity
gruna& product mer
boLett a sokl ed do
roe ri <essray iranere the sale su mye 'neie
uiran Sauideon.
- %ed palle ', ennes ot »le se as ot • anen
eire and re suppler:110 OBS erureul Savtes on a
roeles han by n Pdtpenket valanion fem
- klat,
prelat croponky «ante ra
d sy. XII ~10
te Fim by the ~at
pine,' perm' a spene and may be tablett,
basadon diktert M.fl.* kan ne taxi by
nedpenes lo drite leer esimated tute,
- You andar...in addiaul nrcemabantegarcfna
de rnlnJAw urd to delen.-~ the egnet cl
nia and the die ot te ntomationthat es. the
bris la the «ems* by rontactrgyas e near
acia.or
- Med party onenaled nauet may be rebrud as
"bly: pased' n ~at munn,' veen re
rd.predint vaker.* lem has rot Øled se
tnihk to •Wein • vale eden ore betane arme
tet «maker hent hue ~sted hett my GA.>
Pte~ ~e!
rale mo «enen, ce Wen J
vibe world be tygla, tetrate dat lo the natve
dthe,tcunty
- Neon, roefar an coat, genral plente et cperace
Moraled yale 1
anebi/41y raned valen
provled the vale of de sonsty tel be delen.
from ts pachaotpree
- 'Dotrtut om to date' mag "lede r"rn pl
<sit* nome a beth
▪ 'Oriorui unit sri rtpletenh tie edel ilk
pote per uh, end ~ymt allel svi ant base
- OPP and uSi,lS Kfr seo-
ies re roe Forden a
natecnal ,.tvtics ~e,
and are rir" ,
icKed "danen d the; can be sold, the pro
noned mat be kis ~tape
nem estimat«,
nkr omverd et ne raten grenet
• Realrieted ~Mo
tre:Cnntductat44 gineaty
ro nok artist digiblr
purk oh U35 ina-col
Savges ut" the nurk« tette al te uneneeled rock
the sn mur ae an Mp-ltd vale la de
makte/ stod der pepases of ni's atekerentody. To
the Meitt Mit wen< led seeral es se elgbit for sale,
de vake me-Nedmag be sabstentitar less Ihnta
nweerd vake *onn.
• CM (estariated) Moene. antent yeeltb andratt&
An munne el am,/ ',ame o bram taren,
theitml ard altiss ale% ~anno*. stareestil
be held la ane yta' kon nen« dale or ymt
tnryncy fad eatilato 4 cf+ a guttkfire, acctiacy
ed ~naki drone n not guarantatt
r• Famed mal mane and turnet raid loe
<elan Tabn Of moareen mått melde aret" of
Prexoal a Cildlid gits n eleth csu the tel
intome ferd tunene >relcb «old be trended
- Cirsied av«a«l «ore id trid yeld *sd the
aul mone and yeld nett be b.ve.a heter
dyn the eftenstedinounts
- An ondene ol anotted nome (dentiord anda
Mant) dreded tynetum« manet
~near
bale« ebxed onne lan dvdend
ce ment Narrane rna% by the stuer and
~net te tec‘inteldeptnts vel te neid les trit
frcen the sl Senn bate a until ~sav.
Aeoracy
catiand eld se not ~nid.
• Ameta not hold by VIS Finred Sena. (alen
essets', not held by the Tem and rot finne, *e
Tertit ~slet
ce orend Thae rutetre
deplayed on avta ',atomro lor mormaler
Nipa« ad, Potrans and ..obei prente(' re
prondad by the roren m UBS lnenui Seerene
not noprotde la Ill nionnaTen ad don re.
Gutane. ei xeurey. Teie arrets et rot poredva
by SIK or the Fra teWnntal SPC covera,.
• Revenue 'hating andada:anal inre pepgi
- b /Meir, to temma" ai saks and 17b. I lem
mened n annedcn ~Attre (tabula, er ~bad
fu-ds to os <benes se st
as eika maie
revna ~ang parret trom dertene" ander
adocat ot the matel Lan Tal ne tel theta
arrarts re bacediee fm> dataront turpavens:
ne arwe of saks by 18$ ot a partrulr markal
hal fankg lo oter cl~, and OB the ~ff edle et a
cenkutsr reiig land leed/s suset edd at te
fim.
- Wc and dr akkere ake Mene netrecelno ard
antibus pansag leet n corordereen fra ramler
394(11 544 im Pai no ~kle to the m-eual herdt
bete toet gear" reprd amen nepa X44« n
Ill ne-tualknd and reel red driv isrn bred
on the runt« ot scoret x *e bram-ekre
holding MANI findm of the hard lamty
- b addli)n to cormettrom mened n ~ion
Mf, de sale er i:blå:uke d amuly minkens ed
unt ',enmdl evt unts loga tier" re anda
as alte! tetne 0~
sluthug otfiltenlatal
in* may or the rourarce ~arm untkemeng
ta aenuityoreract, ~ret d the 110$010
torn:uno, a tponscet of Me une ~unn
mott
• darbuto
- n ackktinto (perwitrenrecemd feten tite
~e
and sak d Ne•xSeuresktels. ve ander ar
attlate arene et asva.based I!~
storing
ormen, from NertShres danar-non. en ned ar
herdigfor technology erteband, Panna ed
*durra,
- Cea alli100$ oho .arear kad.; corraissan ed
on« carponsatre from
disyak Sd ~ame
canaanot !oh* geodett
ant*
-
isent torrponsato, kanta; Deri L6A. UBS
AG SurdordEeanch nlroeaRila<edbrks
~are
cash 90009 prOgrt
ccnqensr
,r
may bo a ~Ny pa ~i
la ce
rnay be a paaraaped &rage dale &Not
balne,.
Acraitky
nrceenrion regsdn; commosom and ode« ~os
murred n tomaten ren ne treo.rton ot ras.
entd^3 gren vercetax hamn ',«luded ore
C010103100. 040011,kr furns.44 tora. ed spy be
leonded to so acnvell onn:~
Short soling
su ro 4and n non stang a tentay, year may
nett a chege cbe lo <son borecnvna sont fa Pia
Wbo,Ir «rutle.
Open siden
PaStreing open or • g:c.d Mk" elet adm not
"rand itercuttd by the ~emmi dale, opm buy and
sel stop <rim se raduced bydor amma ol aude*
anen on ri *addend a nosse date anket
nansted ~ere
byroa Vag n responsa* Ia
eders Ikr st temte de 10 Y0r 40,010 «arte«
~Ving open orden
Privee
To dalane <on ol as om« Glem Primet Notke.
Please~ ytt, F111001M050 0 vek w reiste
al »vev (..brenmorrerro*t
- LIBS Trumel Senitet b rot •br* The RMA, Business
Sena; Account BSA ed HIA re brestene
m<ounicwh‘h peoaSt 3«a< to batane *var ad
godets le~ ~Krem, ren, :rettleid tank
ed me« ihrbparty bets. andepakt attest le
nosance and aneuity patxtt ismad by ~Hird
irdrusd rein* e:mpenes trast muren
arry sktocluten el t..BS Feentol Sences
- ~nem musee. and ~uty 00:1-Kb
Ryt MK nyed • No bare mestre Mal lose~
- MIA Retaste Mensetnem Atm." Bonns
Sanecet Acta* ISA, Raa and ',tamstar Peru»
Management Aadre rengand nome mrs or
ISS Anene, Samos tit.
- ViSA n a mortwed radenurkomed by Vita
Vramsbenii Serwa Aua 13001 ad Med Led«
rense The ISS les «edb cards
the UBS Vile
Oki tids n syved by l..85 Sel LISA von
PernMen Iran Voa U SA h«pased Moder
reoared nedervd". Hevet 11,105 sd
regiurd temte merkt re of tos res~
amperen
ILOS FisenerlSeeime lose
Rev 701810
SDNY_GM_00325322
EFTA_00 198097
EFTA01307363
fita UBS
Your Nuandal Advisor:
SCOTT STACKMANFLYLE CASK'.
Phcnel
questions about your statement?
Call your Financial Advisor or the
AMA PesoLocelme at 800RMA.I000.
accoun
UBS Financial Senaces nC
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-CCO2
*n6000387625 11,9 YI 0
visit our wallas.:
wvonlsocornifinanoabeivces
Your investment objectives:
You have izlentrfied the following
investment obiectives for this account if
you have cues ons about these
otiyactnes, disagree with thorn, or wish to
change thorn, please contact your
financial Advisor or Branch Manager You
can find a ful descrption of the
alternative investment otyechves n
important information about your
statement at the end of this document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
investment eligibility conoderation
selected
Resource Management Account
November 2019
Account name: GNISLANE MAXWELL
Friendly account name; Indio CheCklCar
Account number:
Value of your account
on October 31 ($1
on November 29 01
Your assets
000
000
Your liabilities
0.00
000
Value of your account
$0.00
$0.00
Change In the value of your account
Your account instructions
• Your account cost basis default closing
method is FIFO, Rut In, First Out.
November 2019(11
Yew to date (1)
Woe
Opening account value
$0.00
$49,270.55
Deposits, including investments
transferred in
0 00
165,822 62
Withdrawals and fees,
including investments transferred out
0 00
-215,206 43
Dividend and interest Income
0.00
113.26
Closing account value
80.00
80.00
Stombar SIPC
AM0C0+ o0oa8762S PzOOX024274 0000211 re 030575004v123516550000000
Pogo 7 of 12
SDNY_GM_00325323
EFTA_00198098
EFTA01307364
*UBS
Resource Management Account
Novent.r 2019
Cash activity summary
Account name:
GHSLAIIE MAXWELL
friendly account name' Indus, ChecklCar
Account number
am Account Koury the mOntnIce cata
lanCes in your Sweep OM ocis ate mdudeel in Ineepenirg Mid
dosing Warms value. (DIG insumee apples to detehts X UBS Bank LISA and al bankS ranee:eon) in Me
UBS CPC Insured DtpOn! Piapm. It does not appy !Cr deposits al UBS AG, Szamt00 Grineh. 9PC
praeCtron aprpeeS b money make' Deep fund hatingS but rCt Wok (10:091S See tropeetaot 000(nOtOn
about your statement on the last two MOP d this CIONnkenl
dtak.
AkAtrober 2019 (1)
Year to date (1)
Opening balances
additions
$0.00
$49,27055
Deposits and other funds credited
0.00
165,822.62
Dividend and interest income
0.00
113.26
Total actletans
$0.00
$165.935.88
Subtracuons
Checks and bill payments
0.00
-59,901 97
Cash/ATM transactions
0.00
-2,009.00
ATM fee rebates
000
9.00
Card payments
0.00
-101 06
Other funds debited
0.00
-153,203.40
Total subtractions
$0.00
-$215206.43
Net cash f low
$0.00
44927055
Closing balances
$0.00
80.00
Your ri mended Advisor:
SCOE7 STACK MANLYLE CASRIEL
Dividend and interest income earned
lot purposes et Ids stamen!, tmealty of interest ard dead arcane ASS been detenrined Iran a US
Use (A1:01fl0 AmOrdive Baird upon the widener d the <Kemal Nadel 84<ount lye. oo pechat tycse,
erne Interest anctor cleclend paynend may not to anal to Voted Stall (US) anla Pott10 NOD (MD
adore tames The Mere manila, statement n not !Mended lobe used and cannot be Med upon br to
ColpOses aunts stead Mee to tee aT0kable to 0000ino toms Ines opt re lam UBS atm.*, so< h as
the Corms 1099 and the rains 480. lot iii (epxiing infornatem it a tee practice of UBS to Tee the
applicatit tau repealing font with the US Mena Bronx Senior ad PR Iteatury Deporiment, and in
Such loons accurately OXON Malta's anda mtecel a tat ewrpt or
neat!
nChiclual tat papal,
Aloverober 2019 (1)
Please (Oresat yew
Thar to 4.11*(11
Taxable interest
0.00
102.38
Total current year
$0.00
$102.38
Prior year adjustment
0.00
10.88
Total dividend & interest
$0.00
UBS Bank USA Deposit Account APY
Interest period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7
$113.26
1959 77
Closing UBS Bank USA Deposit balance Nov 6
10.00
Number of days in nterest period
31
Average daily balance
1743 05
interest earned
10 .00
Annual percentage yield earned
0.00%
An6o001000701626 726000024274 00002 I I I 9 09:075004 Y123576550000000
Pogo $ of 12
SDNY_GM_00325324
EFTA_00 198099
EFTA01307365
cita UBS
Resource Management Account
November 70I'm
My Choice Rewards Points from UBS
Account an:
GHSLAINE MAXWELL
Friendly account neva
Account number:
Revercb Danis We itfltaltd 0$ d the 26th ci the incalh or the OM( tvsecls 00/ if the 29h id b eo o
trekencinclocley tewarCe pow Amity *lab can be found on wnwobscceolonlnesemtes
November 2019
Year to date
Opening balance
0
7.594
Points earned
0
102
Points adjusted
0
-7,696
dosing balance
0
0
Your Financial Advisor:
APZ6000IO00087627 PZ60X024274 03002 M9033575[04 r123576550 003000
Page 9 of 12
SDNY_GM_00325325
EFTA_00198100
EFTA01307366
SUBS
Your notes
•>260001000381628 MX02024274 00002 In'? 030575004 7123576550 00X00
Page 10 of 12
SDNY_GM_00325326
EFTA_00 I 98 101
EFTA01307367
Resource Management Account
Your assets
Account name:
GHSLAWE MAXWELL
Friendly account n
• In
r
Account number.
Sane prem, imam. wd cermet ...ions shown may Et corona/la As a intuit. spins and losses "IN nol
be Emmett reflected se senor/nit a/amino" Moot awe stetemert a the era of tio &corners fa
Irrf. rIcnnef /on
Cash
Cash and money balances
ricking
Cash
-959.77
000
MS BANE USA Lkr ACC I
959.77
0 00
250,00000
Total
OCitano tolaixt
on nes 1 (1)
°canal:dense
rinse pet shoe
myna`
on Nor 290)
cn Nat 29(1)
rate
Pula act interest
period
Veer Dowd./ Advisor:
SCOTT STACK MARTLYIE CASRIEL
DLO In
Penal
Ca amount (1)
Account activity this month
S0.00
$0.00
Date
AC.11,1
CXxrction
Amount 3/
Money balance activities
Oct 31
Balance forward
S959.77
Novi
Withdraws
LII35 BANK LISA DEPOSIT ACCCUN7 ASCE 10/31119
-95977
/Icy 29
Closing Ulf Bank USA Deposit Account
$0.00
44260001000397629 PZACCCO24274 00002 I I I 9 030575024 P123576550000000
NSA 11 of 12
SONY_GM_0099n-197
EFTA_00198102
EFTA01307368
ES UBS
Your notes
AFT.60C0100C0137630 PZ6000O24274 03002 1119 OX/575C04 Y123576S50 003000
Page 12 of 12
End of statement for account number VI 23576 SS
SDNY_GM_00325328
EFTA_001198 I 03
EFTA01307369
Important information about your statement
ISS f funeral Sawn tic. (the firma UGS I inartcul
Sonoma, it a number of al pampa ~ray, canaday
and oceans mehraes. UTIS inameal Sawa and LEG
Bart USA re rdnat obsciatiesd UPS AG rd
ablates of U3S Smuts U.0 the Fin.; 'manna
statement is nobble tpr request 1rof tins ~nine
offas are at
LITS Frumul Slesicel IX.
1200 arbor Boulnard
Wearnlat N)020136
The nannuell ner•Onte
or., Okla/dozed ot pet
LB'S f "Mein S•naeS Want OM« rotrad{. "ea
*fiat la ~antra tonlienrig co.-Mang
srodd
rot be relied war 1 you tea* there 6 neva of
*mown. pima npat it rrinedetely ri totem, to the
Bearah Manager of do office tent; >as acart
Attar al twee Mown re mended tote amnia.
dame« data dakl not be used fa ta paoses Nay
ity senrsdnd tar knot, De. Form 1099. Sa98.
1
fic) Trnfn Prang Y,:ia tax ra✓urn the Fern is
nand by law to man tote RS ideate drnfands,
reportable n:n-truabb chdends and tattle Merest
caned alma«, held n your aaCent. net P*0(ftd,
en ale transact We. ard tat ban onamen covered
seasWm.
Carmunication with the Fine
• Ile sse rc.confiren an, <tat carrunrabons i, vertng
to Aster broad re, cert. eabaa9 Year
ads thy Senn es Vomiter Proloteto ACI
At
• II lMfinrcd maten on the up lift cl de kar
of romanane is not LeSFriataill Sama.
tunc.il Sauces cartes your ~um as <boom
Ø« by erga wc* *di the reheated mina an
We n1Ø >ad the retearrb nfue‘yeer
named the Save h te
or,
and
dailies se laded a UBS Ramsa, Serbia, ard na
the nvoacro biota and pa ran nuke a ',tan
of nonce ix omission lo both fan
• Az deated n te 'acted arements. you mat
mid y vs ce any ono: oe Matri omlag dwelt
reflected on yoke staureent aen 30 da, ift.fitAIII
mad« rude avebtaa
• lam dal acetereete «enplane a ~nil to the
Yaws Clem ladons ~ant
a 201.352 • I 60a
a drib.. 800.3 SA-9103. 800 A. M. to BOO P M.
IT Myrday Through Frilly, a in Yee 333 to te5
enamel Stase Ir.. Clank ~Olt Øvre t.
P.O. Bo. 766 then Cly. MI 07C(17.
• Al statements shall be darned correlate ad awn,
if not objected to n men; vitro, 60 days
• fa TTY serval. Cal 814-612.09% or from outside
U
CA21)1.752.1495
• bone of won a aeacns 4~ an *Ørar«
Irds transfer (Ult bill papaer cr 1.13S Vera debit
cad transactirs.. cal SOO-762.1000. Of not to UPS
faecal Serail tc.. ICCO Rmkt
,6h1Ø.
Wnhae.a.r, NI 07006, Mtn Rhifir6SA Saves
Calm mile a soon a you can. 4 y:ufili sat
statement a wept is mono al you need more
~awn boa aunts as the statement a
retard led Fern or Card ban (as appleable)rndi
her don't.. no lit« than 60 days "neatens
)dr de fro count« ai teach the Era or
Problem:Poo-ad
- horde yas nave rd wont rante* d any)
- Darr be the error or the wander you
kilito*
about and moiler at der/
oh/ >co
Mew e K nara a why you mad date
damry ,
- haak the clods rant of to paned era.
The firm a Cad bin nil mean:ate your ~pant
and .4 aced nand prarptb; Fa rayedroes
~ma LEK Wa•cletut cad transactors. d weld*
sonar 10 bar«. day; lada Its& we raided(
ryer /tearm fa OMarrow* you are it n era seat
you vat Mn the use of Me money dun; fa Ina I
ties x610 complete ea fnelledliton
Plea mix all dads payable to therm or the
!carnal inn:Lair cdosed en the ken ef are
summent In addition to regular accovc foes. wants
rnsy be ablest to clean:~ lei. chases fa Me
parent for secure.; Naha" and <hages fa u-paal
rant mash accounts A«arrs that re transferred
toalen neimyker, may be sttera to a &ado, "
WS Swap Opaceta
Les oifien cofion, »~., fah ~10
birk
deposit acecyra at ncadlloted bats and Iterated
bant and warty Marla revue' lads OVOne~
0000« Xeeurn at LB5 Bar* LISA and nr. raced
ant; particachg n the IBIS FOK tneted Depose
Program ar•FOC-nosed n xcadance ~Pit( rule:
for mat adomtahon, pads ma am. Ide.gyn. Decal
ef «WO al USS AG Slardad Birch IrCIshwes of
Weir/ fend se not iwsed ty the IOC.
Bra ~die re nor protected by SITC Monly fad
Yves se protected by SIPC Ste "LOS Innset Sense
Accost, ~al"
below.
WWI Sikt novae. barren ht. bark pact my b.
vandraer. ard than of a Mcra Turd ma be
liadalei and teamed, returned to aha
>0./
teori was..
Fate ~on
tat ~tat* sweep Options.
ockalreed <antra «trill rare and yid& is nobble d
wane abs CO-Nsweepyidlds, hem yoke 'runnelA(1Mo
a twain; SCO 262-10)0
ui Firtmcial Sore ices account protection
We fern is a master d te Somres neon Praenon
COrperaliOn<SPC), which protects SearaleS cudaren
• ts members i.o to n<KI,000 findiadMa 12$0(4) for
dams fa ash) Nairn*, bodwire mailable Liar
a iwn• aia rag We SIP( seat "'diction
lirin appli to 411 sac." that you hold ha pralx
<1.3"M
The inn, together nth crian alf 4ern, has aba
~ chased sapplerrantal mace We ~reran
raise pnrabk to al drablydams. <canna under
the prolate" s ISCO mar as of (»rent« 10. 2016
Subect l0 the poley 0,41 eate and Intltorq tab a
Mt One n tut« etOINtad keep to S1 9 miler, in Me
ea0~e for al yn accoves hed n a palmier
CaPacty Aka copy ~Poky W.:4"dr9 it available
won ~ea
tarter thy SIC prardan ma the ~real
acacia, sob to:
• Colin await awe ortrated by and nctioad
Ta/ «(tet vat») be heldaway Irons LS'S inricul
Sances Foe eink («Ian Qinware preach,
noldn, vs** armatos. sid Ghharts of nsi.dual
km:breasts«, she rare of the *coast holds on
tre beds of the oar a Vander ~0,
• Irwestme« crests a ~minx« merest, (e 9.
Im1•0 patnershias ard rer do placements) that re
not !neared Led« the Sountes Act of 1971.
• Commoameasaat (eg. faints ~barge ad
preens metal «noel* Inc hedog hone <crows
ad tea~
Wean contra's. ad
• Depose accounts (nape <air an of d&Ø2) al IBS
Ba-1, LISA. UBS AG U S larches and arros nit*
MK roved Dipasn Prcamn
The S, PC DrOtethal tad the liareantel prctElOn do
raf apply to these assets men if they arena arced
on )ar sidemen% We SP( protecton and the
supplemental prot«tion eland (toted paint Cages
a tie market mkt el you' imestrneMs (nrother as
rend of market amine" mud barknelrya
otheemsel
Dividend Reinvesonent Program (DPM
the ate reflected is an area's. era. You may dean
the actual ace lean yar Fiwrcral&Omer One Mole
shrn me puthased under DRIP. cabal sham roll be
sold and the cash *Al be &pouted h yea scco-nt The
dividend rerwesenem ace wooled1;Y the eager enal
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0Mr whole tme my be held n W ar /teae I you
eroded to a parinive at a read ol å elmadand~
or ~vet.
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nun44 prce a !Mat al "Ore Cleternted try a
reotaed <bum' a szaty. ard<ted4 y041 KCI:41.1
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<teenier
The ~arm« chicanes tritInsk profile are waft to
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organ chair n >as lased soaker a
Immanent ~met
for ash await fat you
choose or. of Me I ~nag imminent dajectees
• Prockee Current Income ardstmeres team, the
genrailan of recent orly
• A 01~C~Aoran.itax imminent unang
Tooth of amp., racier Wen the ~ratan of
norm
• pa-Ax• Cam/nare, <4~
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of mane and growth of primal
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• Conan", SR., tO ~Me
, pitp41. ?nth
bird rd valatilty to the ware ~al men if
that mean the 4(C04.1.1Cbts .101 90, r*e sarficant
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dora
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1011r at tan* vaabley x. sod Mier reliant
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egn rabbity to Carl. Pup reuint osa In
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saran
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wormy
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the same atlas in the tare ernekce. e.9. because
they here event Myosin) amen pee /move
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>a prefer to recent ind /dad anemota mailed re
uprato omsop*, rya moicfrodno ha ter:A:Ina by
cairn >at innesal Adm«
Friendly mown name
Re3 Ft erlda Intoned name fi legend-re •rucknarre•
Ø
by you to asset you wit, your rearokenama 1
ha no legal effect en~ accost. e not mended to
reline any stimew. omsturt rearremenalan.
nwarnent object,* a rd: profile aecated wit MS
marls. indorsed • prom o> a arreee that wrath
or any Ineteneal me" <na went azharnd
n enna n( neeta.0 ea 04 d tad, r<tØte
nt of
too of the acre ~ma
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Fremry ~um names throe* Ona. Seemes a by
<c anna raur Tetra/1A~
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• Asters txtudes arrbark cads Menem vatn
mtlicbid •~ 611(est), ard Global Tine Dnrates,
armload arts to ann. and (*flail 46" not held
blyheren, Don not "elide ~ad
searirolassels
at the end cd tw prior and 0174111C411011~ panda. a
Coal. entint orrek ~0
stock oaten and
aewocabb crea omens
• babettee retain debit baron. ~dawn margn
loam, <eat Ina, then xccurt ~N.
• Cat tomeny Wane: Total of ~mad aolabb
cat tubmm pts clipost banes al inland rd
ncm aff load bras, rd money arid ~tad fund
sweep balances, alai <bred ned ;utan pared
Non-cormadly het weds balances nys soave se
not
from other batman and the Fn, my
ere ryåd theta knch nit* «dewy core ol as
banns Wep tent re payable tpon your dared.
W., total o nolded
the curet prod caang enlue.
Led% irefirreletiOn
fa detailed Mermation cnthofen's landrig practices
ad &daunt Wei to >ar Clore Retitionshp
Agreement a Actovit decreer~ 3n$ fel Glean&
Terms asdfcricaions las Rattner« of Credit Ration
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EFTA01307370
Important information alto tti your shuttling') (continued)
Yew admen
Yore retainer dames storeys and other Met Feld
nth. accord at Ow and of the lialcmet prod You
mat ad tor &ewee tuly pad wrongs, tire
You may wane wades used at loan cotateraf eta
Patna any balance6)e anthem Art with.,
varefered to the fin dreg the statement pond me
fled al mina valeta of the end of the statement
peal
• Coot India In detnenng host be.* of tie
wades included es thrs lament *here Maned
web the nurrte
LBS Fnrcal Seneca ha road
o• Somata. Maroc.
taros other than LIS
Snared Sthnces. ncludeg Manaten Iran anotha
Irma td you may haw. pinged to you Irma
Mew the am does not ndaptectrely way a
pats*. tbe waxy
validly of an/ Meknes
fronded ty warm other than ILBS ?auntie Steven.
aklbark akhaagh UitS Finned Streets antra
r‘drin to .dam antis it * mewed the Firm
does rot verde any Mamba that the Hamadan
unite 'Cost bed' and Unearned girl loss' *
sane at at Sedated the *Sterna-a tibia\
please do not sty on its nfeernanca so nuke
pechas• a tale &teem for tv mares a
*thews Accounts Uansfemed io tau fee may
felled ',Woe a-lama:in only for the pared of
We they se bead at reform More historical
elamaecn can be added by war Critical Athw.
• Unrealized gindloans When dears nobble,
marred veer reed gam/louts a. </Weed fa
niuctul tasty lots the tonal on data for
rein:LW kr, mays name ix< relied carrnstera
dirri ansce Wanly reorgx'axen Wenn
Orniond and alai raratlettol lot an, sygematc
arches lets re each cerrened to diatay
agernad lot Tau' Trade date' <Mann peasants the
acme tramacten trade date
• Cobble secureiss Bash sid ;alerted dock the
the mule uth for earY Fed...Town wit be wleeted
crystal/ by lot km roan all stymies d that
ewe hue
out rum, a n name** one for at
chants Cal leave rdarruton es oblaned from turd
pales and is %Way 6 not grained Othee cal
features may net which cob affect yeti; ample.
tearrutton wit be receded icon reount
• PAW value Prices Otptryaid Iona's**, ad other
prods% may be hotter or tome than the price that
le:eau/add attualt MOM* in the market anon re
dawned from varas fed Party %Vas which we
bele* to be .table. but et do not wane ter
'"'lacy.
- We 9~2 Wit tie dating peke when nobble or
the man
the bel and at. takes la tiled
stories and Werner only bid aces set OTC
mien
- lap Woolf traded want. may be priced ate) a
vakaton modal a the mon recent pica we
obtained andmaynal reflect an actualmarket eke
a vats.
- Clash pashas, mans' ayes without a price and
,how
pee wand sedate' 4 we at
unabk toddy, avid eraMinty-
- O(poses a seesaw denomneed in orreeces
other tan u.S. dotes se reeled at the ochange
rate not the :teemed date
- For Catiati lave*, fade, n nonoriermaa
dencmnatens, ate and qua-ay 63Ce value) may
haw been a:lusted to holes* proper resale,.
To otranorrad quota." when nada*. contact
ma Tsunoda A6tsor
• Potato invenmenta and struebeedpreduets.
Private awarded %WAYS (r(stet drat
NottilibtCo Maas and real <Vat restmere true
sautes) end stcuttsalprocUti ire gentrify high/y
din id, Conan enehred molds hare not been
wactered with the Store es and lac lump
Carmnina lu re any tale minuet bed We
provy ostenated vales to pewee meanies
senates ad sthetved valets fa Homan:ea
PuPou4 catt 4wAkeaoy 4 not ,reamer
- tat yoltattly dale eletantak, ken dee. 4
any, a *Nth a wane nerameni vele or
structuredproduct may by boat. a so rid do
not naesiady revelers the sate you mw mete*
Ligon Squid.non.
- Med party MUM*, d oats are at ot • ceelan
due ad are suppled to tinted-Kul Scants on a
re9ir base by an ad1Pr4Cat nitric., fern
- twee, grant pater or roomer Gamma *aluor
d ay, ant siaopSed totefilm by the ant
'reseal panne( a speedo, and may be tabulated
bawd on dfka•rd nlonneon ban that used by
teed pales to degne ter essmited .Nat
- You tan drain *ethane nformationfecurethe
the
used to del trent the estimate of
.der all the date of Pe recnnation that n the
basis Ice the *swine by tontaarg sea Fruncial
A cbcor
- Min prey intrnaled *Sun maybe rellawd as
14x peed' n Stoical Outten' teen an
rattirtial w4% on tem hat rot Vefered a 6
noble to asnn van *Own we became awe
that a nutria' ewe has rang the may 0,14
Orreask reported wale nto cuesten, a when a
value naJd be hnday specular.* dart to the eve
of the minty
- When wad an coat, geetwal partnv a conga
estrnaied oaks nor a tabor), ntengetd rat 6
prowled the value of the sonny MIbedefaced
from n seethe/apnea
- 'Noted at to doe' may wide resin of
capital, horn* a both
▪ 'Oridrui one 511 ape Wray tit real offering
pea per inn and retina rolled yeas cent base
- Cat and vented Riff wra hn ran listed en a
newel secteRes verge, and are gene,*
Ached rd rend**, can be sold the net
waved may be less tantepa share examen
alto praakel n the waist alterver
• Reathebed warkiet Pt:Wad Caten.44 "Way
are not currifitt atigble son ratic salt LES anted/
Sawn uses to market once ol the urreencled stock
of the sane slut as an inpVed yak* for Ow
restricted slat for papaws of ma atateeentogiy. To
the owe that atm led word es are <habit, for sale,
the vale wandmay be sthstentiely leaf thin t*
Maned vat* riven.
• ESL (aftittted) /tame. current yields and rates.
An nerve et erns4 no:mentor,/ on current
deeded and manta rale,. seamythe wades wit
be held fa one yea from statement doe a sail
mercy TM earmate c any a tudalet marry
and coached income are not guatanaKI
tarraed mall assay* and current weld Ice
((elan rean of wreath could include a ratan of
orate a capital gen) n which caw the ea
inane find (same yekb would be overstated
- Estimeted rand Wane ad cried yield ad the
ache excise and yield mead be bete or hike
than the esteuted *moves
- An annul. ol a-naakted aroma (doled ardor
interest) chided ty Macaw-a meat
oaltlavalta balance c b.r.of an the last dvdend
a awns payment may by the noan and
aslant, the woe ihnideposti wit be nerd lap*
ra from te Peened dee a until mavey.
Accracy rid orenued yet] re not deranued.
• Amen not hold by MS Financial Sirs. Caton
aorta at not held by the Fen and not within the
Bier tonna:nor carrot These cat are
deployed on your Pawnor. for Somehow,
papa*. Cely Paeans and vakaa peened ae
proededby the mvxglcm nes tna Ku, Seeate
not wpansbn for ten niormahon ad don rice
Guerin its /ataxy thew ant Oa COI protected
by St( a the trews feademental SK coverage
• Revenue sharing and additiawl campeawation
- th adlairs to cemenssens en sales ed l7b. 1 keg
receeed nconnalon wth the darbdon of mutual
fundstoor chants we anthr or Effie. realm
nowt* Own; parrwms from Jerboas aMa
adteces a the mutual trot that we fall Thew
masts are based on two decant orrponcedst
tie nerd ol tale by LEK of a Portia nose
Fund famay to as <lents, and BJ th• awe raked a
ystkuts maw! And I ant/ steinNW at tie
- We ardor ef lude also recta, newal.
and
antis praelaba len a coraderatai for linter
nerd unites des
amide to the rntual hods
thew
animal re pad from mega awes en
the revue land and we alined dollar amore
on the natter of saws at the broker-deake
holding mutation& of the fund I amfy
-
ah addenn to cownistan neared es carechon
wits the sale or debbution of inlay cawads and
tent thestnent net
lo our dents, we ado
as aflame ran. ann./ shut.; azacentiatal
than may of the mance corvine, undenienno
to mutt oreradt, aflame: of the 110.fariCe
tcapanot
tp00•63 of the une naturism butt
Malaita%
- In Adair, to anemeSerry Waned Iran the
thethase and sale of honied
finds. we "tor or
althea went an assettvied resent* shoring
cement from lantShres chtrioulors. as wear
fa-denfor ice hnclegy development tonna and
educaten
- Car atlases rho recs.. iridng comeissens a-d
other compomatkin from niaual
Ord, a
reataa.
acepanos whre products
ere
dabs*
- We woe compansaton Iran LBS Bra L6A, lgS
AG Surreord Chinch aril mean elated bras
throx) our cash snoop peg nn TM
ccmptassm may beam:int* pa accost Ice a
may be a pay/nested nage dell depose
Waxes
Activity
thforrrotion reordn; comm.:sae and ether throes
incurred in ornecticri ant the oat-Yana trades.
ethaina (peen rattaCtaIS Kai ban 'lauded on
cannruiens attrankr 'anted 10)0J, and roll be
fronded to you aarptll an raga',
Short selling
ll you ae engaged n that wing a wuray, you may
.00 a change Me to actin barmen, can la tale
pinhole wore,
Open ague
Parana open or 'ated Ware eke' cedes tut
aeren t eacutal by it.. Permit dale. open buy and
sal slop atm
reduced by theamour* el cfrudends
a r•tes on an ot.druclends a co DOM die unless
nsInsted olneereee by you You r• resprabb to
orders that of tended due loyal false to ant
meting can ceders
trinity
To dean a ton of or wort Chad friary Make.
Pleasecontest yar f manual *den a me w webste
at yiwwobreomertwiaxat
- LBS Financial Senices a note bank The CONY Dane
Sagas Account BSA and NIA an, brokerage
amountseh& prow* access to bran* Oran and
pedals thectayiarranotenents wth Witted bras
and Wee thedperty tents andpig:man access to
revance and annoty pocket mued by rut Meal
thrdparty inane companni trout, awn*
arty vAndunes of LOS Tenant ul Sena* tit
- hennas, reveres. and a-nuky proton
- tyl rcK roved • No bald. guarder May IOWWt.*
- AMA Amara Menigernem Accent Busiest
Sanas Accoum BSA, IRMA and mansard/ butt°,
I A snrent ACCOU1 re reentered 'mice marked
LE6 financial Semen Inc
- ViSA n a gnawed Vadanark owed by V°
tramming Savo* Auto men and teed sander
license The WS via otd11 urds ad the WS Vila
debt cods se eyed by LBS Sant USA *eh
Nominal Iron Wia LP SA Inc eructated Maher
trademarks, mootred trademarls. sence met, end
ragweed serum markt ate of trot rah*
Capp an* s
UBS Fnewial Services Inc
Pee 201810
SDNY_GM_00325330
EFTA_00198105
EFTA01307371
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