EFTA01357128

Business Unit Adoption Location Adoption Entity Product United Kingdom. littARKE Active CS AG {London) C<•rtniedities System CDR FXPCA OPENLINK Account ID PVICSBAL070 PVTCSBAL870 Cc vertibin Bonds RMS CB IMAGINE CB IMAGINE. SHORT CODE SOUTHF€N_LE SOFL FX Cash ALL ESPEAR CUR DB INTERNET FXPCA GEM PVECSBAL870 0670261 PVTCSBAL870 32983 Status Active Active ALt,,e Aclivu Nv,. Net Net. Active Active Active PBHARMONYDBI I PBHARMONYRtXi. R145 FX Options: Both j CUR 0510261 SOF L SOFL Active Active Active PYTCSBA1.870 Active DE3 INTERNET 1 0570261 FXPCA PYTCS&AL870 GEM 32983 PBHARMONYOBTI PBHARMONYRM4, 0570261 Active Active Active Active SOFL RMS SOFL Fixed Income. Cash Bonds BLOOMBERG United States Active DBSI OTC Derivatives (Rates) Cash Equities MP/11UP EPRIUSF IL Active Active Active EPRIUSF IL EPRIUSFIL2 Active 0BTRADER (WS) i SD OPERATOR SUMMIT TSAR ADP ESPEAR Equities - Custody/Margin ADP 2046162 SOUTHFINANMD SOUTHFINANMD 1457321196 New Active Active Active 6990155795 1467321196 6990155795 Active Active Active Unacceptable GED-OTC Options Thanks Zack ESPEAR GED IMAGINE 69901557 6990155795 Unacceptable Active Active CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043472 CONFIDENTIAL SDNY_GM_00189656 EFTA01357128