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efta-01357129DOJ Data Set 10Other

EFTA01357129

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DOJ Data Set 10
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efta-01357129
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Please provide an update on the below. Thank you Nina Tona From: Alastair Mackinlay Sent: Wednesday, December 20, 2017 11:55 AM To: Amber Davis < >; Nina Tona Cc: Kareen Johnson < Subject: RE: SOUTHERN FINAN( IAI I I ON R-1010155 (I) Please see W9 attached Thanks Alastair Mackinlay Key Client Partners - Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York NY 10154 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, arid exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without cos written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Alastair Mackinlay Sent: Wednesday, December 20, 2017 11:28 AM To: Amber Davis < >; Nina Tona < > Cc: Kareen Johnson Subject: RE: SOUTHERN FINANCIAL LLC - 0NB-1010155 Thanks Amber — I've contacted our sales person and will let you know Alastair Mackinlay Key Client Partners - Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York NY 10154 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0043477 CONFIDENTIAL SONY GM_00189661 EFTA01357129

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