EFTA01357130

Cc: Kareen Johnson < >; Alastair Mackinlay Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] Classification: For Internal use only Amber and Karen, I have a few questions. The client has a Brokerage Acct in WM and wants to use those instructions for SSI. are we able to do that? Also, kindly clarify what you mean by Tax Document. Do you have an example or explanation? DBSI Account: 0851 Account #: Pershing LLC DTC: 443 Euroclear: 98730 Southern Financial LLC Incoming USD instructions: Bank: Bank of New York ABA: 021 0000 18 Beneficiary: Pershing LLC Beneficiary #: FFC (ref): DBSI Account: DBSI Account #: Thank you Nina Tona Southern Financial LLC From: Amber Davis Sent: Friday, December 15, 2017 2:20 PM To: Nina Tona < Cc: Kareen Johnson < Subject: SOUTHERN FINANCIAL LLC - ONB-1010155 [I) Classification: For Miasmal use only Good afternoon, Could you please provide a tax document , the system was flagging that one was needed for this fund. Thank you kindly, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043479 CONFIDENTIAL SDNY_GM_00189663 EFTA01357130