EFTA01363778

From: Nina Tona Sent: 2/27/2018 9:54:31 AM To: Megha Arora ; James Rochford I; Dirren Patel CC: Alastair Mackin) Subject: RE: Red List [I] I; Jitan Patel ; Davide-A Sferrazza (clavicle- Classification: For Internal use only Hi Ailegha, Thank you. Jane doesn't seem to know why they are on the red list. Can you please call me to clarify? Since you are in charge of the red list I need to know why they are there and how to remove them from the red list. Nina Tona From: Megha Arora Sent: Tuesday, February 27, 2018 9:02 AM To: Nina Tona < >; James Rochford < Cc: Alastair Mackinlay < >; Jitan Patel < Subject: RE: Red List [I] Classification: For Internal use only Hi Nina — As James mentioned below, Clearing House operates the syndication of red list. I notice, you have extended the meeting invite to Jane Varley. She will be in the best position to answer these questions. Kind regards, Megha From: Nina Tona Sent: Tuesday, February 27, 2018 8:59 AM To: Megha Arora < >; James Rochford > Cc: Alastair Mackinlay < >; Jitan Patel Subject: RE: Red List [I] Classification: For Internal use only 0k, that's good. But why are they on a red list and the trades are rejected. Who has this red list? Thank you Nina Tona From: Megha Arora Sent: Tuesday, February 27, 2018 8:54 AM To: Nina Tona ; James Rochford < CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0054061 CONFIDENTIAL SDNY_GM_00200245 EFTA01363778