EFTA01363779

Cc: Alastair Mackinlay Jitan Patel Subject: Red List [I] Classification: For Infernal Use only Hello Megha and James, We have found out today that two of our clients are on a red list which I was unaware of. Both of the clients in question we asked to be retained through Jane Varley and her team. Jitan says there are emails coming from you regarding the red list which I am not a part of. 1. Who is currently signing off from WM and how can I be included going forward in respect to KCP? 2. Can I see the full red list? 3. If clients are asked to be retained from Jane Varley, why are they on the red list? Do the teams not connect? 4. Tonell — please advise why it's on the red list. Feb 151h it showed up on the lavastorm list and we advised to retain. 5. Southern Financial — we asked to retain a while back and we are in the process of an NCA and a product extension. Why is this on the red list? This is all very confusing and frustrating because it doesn't seem like the teams communicate with one another and they should. Your help will be greatly appreciated. Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville Florida 32256 KCP products and senors are intended ond available only for persons who ore sophisticated instaut•onal investors within the meaning of the FINRA Rate 4512(C)(3). and who ore capable of evaluating the strategic; characteristics and investment risks of, and exercising independent judgment in evaloohng, the Ideas and products discussed herein. Trades and transactions ore subject ro relevant Internal approvals of Oat or Its off dares prior to execution, and the execution of any transaction a kko discussed herein is conditional on your becoming a client of Deutsche Sank Key Client Partners (KCP)products, investment ideas and solutions ond related motters discussed herein ore provided for discussion purposes only, and strictly on o non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and Is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof On whole or in partlor disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the port of 08St or any of as affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054063 CONFIDENTIAL SDNY_GM_00200247 EFTA01363779