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efta-01368018DOJ Data Set 10Other

EFTA01368018

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DOJ Data Set 10
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efta-01368018
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
lUl rb, OGIZ'rztrirc.c ILMU9I4 bat ZINN, JANA-bunt. auth NU Man was Deutsche Bank AG, London Branch Current - Repo mg lensdiction s : E MA Our UTI: PRIVATE CLIENT SERVICES JAW ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET BALTIMORE 21202.MARYLAND,UNITED STATES Dear 911. 13 August, 2014 Deutsche Bank AG. Lag= Branch FX OparabCaS 4Viticaester House 1 Cleat Winchester Omer Laicaori EC2h 2D8 The purpose et this letter agreement is to confirm the terms and oonddions of the Currener Option entered Into between us Deutsche Bar* AG. London Branch ('Party A) and PRIVATE CLIEKI SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC (Tarty B') on the Trade Date referred to below (the 'Transaction". The definitions and provisions contained in the 1998 FX and Currency Option Definbans (the "FX Definitions" as published by the International Swaps and Derivatives Asscciabon, Inc. the Emerging Markets Traders Association and The Foreign Exciange Committee are incorporated into this Confirmation In the event of any inconsistency between the FX Definitions and this Cal firmator . this Conlirrnabon v.41 prevail. If you and we are parties b either en ISDA Interest Rate and Currency Exchange Agreement (for which purpcses this Transaction shall consteute a 'Swap Transaction") or an ISDA Master Agreement (n each case an 'Agreement') then this Confirmation supplements, fonts part of and is subject to such Agreement If you and we are not yet panics to an Agreement then this Confirmation evidences a complete and binding agreement between Party A and Party S as to the terms of the Transaction to which this Crefirmation relates in aszketion Party A and Party B agree to use al reasonable efforts pro-rpty to negotiate, astute and deriver an agreement in the form d the ISDA Master Agreement (Multicurrency — Cross Bader) (the "ISDA Form) with such modifications as yeu and we wl in gcod faith agree. Upon execution by Party A and Party El of such an agreement this Confimiation WI supplement, form part of and be subject to that agreement AL prenekele contained or incorporated by reference in that agreement upon b execubon will govern this Cori:matron Untl we execute and deliver that agreement, this Confirrraton, togetner with all other documents referring to the ISDA Form (each a "Confirmation) confining transactions (each a 'Transaction" entered into between us (notwithstanding anything to the contrary in a Confirmation) shall sapelerrwit, form a part of, and be subject to an agreement in the fain of the ISDA Form as if we had executed an acreerrent on the Trade Date of the trst such Transaction between us and such form with the schedule thereto () specifying only that (a; the governing law is English law and (b) the Termination Currency is U S Dollars (x) incoiporatire the add lion to the demition of the "Indernnifiable Tax' contained in (page 48 of) the ISDA "Users Guide to the 1992 ISDA lvtastor Agreements' and (Si) incorporating any other modtications to the ISDA Form Spoofed below. The terms of the Transact= to which this Confirmation relates are es fellows. Dcigsche Bank AG rS authorised under German Baninng Law (canuetent authaly Berm - Feder& knanhal Super09;ng Anthony) and rel.:Paled by the Fnanciel Services Authority for the conduct or UK business a member the London Sock ischsiiiit Deutsche Bank AG Ise loot stock co-maim win tented :lab isoctootated tn :he Federal Rebbolto d Germany HilB No 30 000 :Istria Court of Frankfurt am Main. tench RcS0S4ritiCil in England end Wens BRO00065. Registered ad*ess Winchester Norse t Great Winchester Street Lando, EC2N 20B (10107) Deusche Sank Crap wine. nttp lion deutsche-bank cart CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059671 CONFIDENTIAL SONY GM_00205855 EFTA01368018

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SWIFT/BICMARYLAND
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