Case File
efta-01368019DOJ Data Set 10OtherEFTA01368019
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01368019
Pages
1
Persons
0
Integrity
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1.
General Terms:
Trade Date.
Buyer:
Seiler:
Currency Option Style.
Currency Opbon Type'
Put Currency and Put Currency Amount
Call Currency and Call Currency Amount
Expiation Date
Expiration Time.
Settlement Date:
Strike Price:
Premium.
Premium payable by:
Premium Payment Date.
Premium Payment Instructions-.
Business Days
Additional Dsruption Event Provisions for
Applicable
an Offshore Derive-able CNY Transaction
and ISDA Offshore Deliverable CNY
Transactbn Demotion Fallback Matrix
2.
Representations:
12 .1,,,a.jusi 2014
Party fir
Party A
European
USD Put/CNv Calf
USD 75100.000 00
CNY 462,000ATJ CO
12 fullest 2015
1500 hors (Local time in Tokyo)
14 August 2015
CNY 0 18000 per USD 1 00
USD 273 083 CO
Party 8
14 August 2014
a
k
•
New Yak. Belting and Hong Kong
Each party represents to the other party as of the date that it enters into this Transaction that (absent a written agreement
between the parties that expressly imposes affirmative obligations to the contrary for this Transacton):
Non-Reliance. It is acting for its ova account, and rt has made as cum independent decisions to enter into this
Transaction and as to whether the Transaction is appropriate or proper for it based upon its awl judgement and coon
advice from such advisers as it has deemed necessary It is not raying on any communication (wertten or oral) of the
other party as investrnant advice or as a recormendator to enter -nth this Transaction, it being understood that
information and explanations related to the terms and conditions of this Transaction shall not be considered to be
investment advice or a recommendation to enter into the Transaction. No communication (written or oral) received
from the other party shall be deemed to be an assurance or guarantee as to the expected results of this Transaction.
00
Assessment and Understanding It is capable of assessing the manta of and understanding (on its own behalf or
through independeet profession& advice), and understands and accepts the terms and condi:ors and risks of this
Transaction. It is also capable of assorting, and assumes, the risks of the Transaction
(la)
Status of Patties. The other party is not acting as a fiduciary for or adviser to it n respect of this Transaction.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this Confirmation
enclosed for that purpose and returning it to us or by sending to us a letter or facsimile substantially sinter to this letter, which
letter or facsimile sets forth the material terms of the Transaction to which this Confirmation relates and indicates your
agreement to those terms..
Confir
above written.
PRIVA
S PMt ALEX BROWN AC SOUTHERN FINANCIAL LLC
By'
By.
Name: jeSistty Gerfkia
Name
Authorised Signatory "
Authorised Signatory
For any query
t.r tg to this Contestation. please contact us on
If you agree with the detans 01 tNs confirmation, please sign and return to fax nurnbe
This Is a computer generated cortarmation and does not require a Deutsche Bank AG authorised signature.
Deutsche Bank AG is authonsed under German Banking Law (cernottert authority. Elfin - Federal Frnanoal Supervnaig Auttionlyi and
nick:triedbyMe Pomo& Services Au Ito* fu the conduct of UK busineSs. a mentor the London Reck Exenar.r. Deutsche Bank AG is e
joint stock corporationwith fl ied Fatorty floarperated in the Federal Rep
Frankfurt am Main.
&arch Reistreficn in England and viii:es BR00O305. Registered address.
London ED214 209
(101071
Deutsche Bank Group Woe hilarAwniv deutsche-be:lc can
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0059672
CONFIDENTIAL
SONY GM_00205856
EFTA01368019
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