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efta-01369057DOJ Data Set 10Other

EFTA01369057

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DOJ Data Set 10
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efta-01369057
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1
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
On Mav 30, 2017, at 8:25 AM, Delores Rubin wrote: Classification: Confidential Hello Richard, We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name. If you have an ultimate limit on either side, we could work an order for you. Best regards, Delores Rubin <tmage001 gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1212 454-0860 Em4I From: Richard Kahn (mak° Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin Cc: Tazia Smith Stewart Oldfield • Vahe Stepanian Matt Glassman Davide-A Sferrazza Subject: Re: Rothsc Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell On May 30, 2017, at 8:14 AM, Delores Rubin wrote: Classification: Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061127 CONFIDENTIAL SDNY_GM_00207311 EFTA01369057

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FaxFax 646-350-0954
Phone+1212 454-0860
Phone212-971-1306
Phone646-350-0954

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