Case File
efta-01369058DOJ Data Set 10OtherEFTA01369058
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01369058
Pages
1
Persons
0
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Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Good Morning Richard and Tazia,
In the event you still care in Rothschild, volumes
continue to be around its average of 15,000 shares a
day over the past week, but a few local houses have
advertised sizeable volume that has not been reflected
on the tape.
ODDO secutities has been advertising crossing and
trading stock for the past week and EXANE has
advertised trading over 100,000 shares in the same time
period.
The stock has been in a range of 28 - 28.20 EUR and
we would still be happy to work an order for you if it
helps.
Best regards,
Delores Rubin
‹image001.qif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York. NY, USA
Tel. +1212 454-0860
EmSI
From: Delores Rubin
Sent: Wednesday, May 24, 2017 8:32 AM
To: Tazia Smith IMIIIIIIIIMOMMIL; 'Richard Kahn'
Vahe
Matt Glassman
; Davide-A Sferrazza
l
Subject: RE: Rothschild [C]
Classification: Confidential
Good Morning Richard,
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions
in the past 6 months. These institutions, if they have
something to do would care on the type of size you
would like to trade. Our trader would like the opportunity
to inquiry if they care, but to be blunt, it is unreasonable
to try to open them up without an idea of whether we are
a buyer or a seller.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0061128
CONFIDENTIAL
SDNY_GM_00207312
EFTA01369058
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Phone
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reflectedRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01369769
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Dept. of JusticeOtherUnknown
EFTA Document EFTA01381057
As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell
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DOJ Data Set 10OtherUnknown
EFTA01380773
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DOJ Data Set 10OtherUnknown
EFTA01381234
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DOJ Data Set 10OtherUnknown
EFTA01372957
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DOJ Data Set 10OtherUnknown
EFTA01371749
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