EFTA01370311

Deutsche Bank US PWM Prime Alert Volumes Total number of alerts generated in December 2013 is 862. • Total number of alerts to be researched for December 2013 is 609, which is 70.65% of the total number generated that month. • Alert reviews for December 2013 is 51% more than the December 2012 volume. Us PWM Prime Alerts 1,000 900 800 700 • 200 100 I I I 600 500 400 • 300 0 II4141.tlei Ale Is Petraithetl Dee idit. Feb- 1,1m- .446- Hay un Sryt• 111I• 12 B 15 15 15 IS 15 lurk 13 13 13 13 15 O./ 055 4:0 534 543 569 529 668 511 512 755 595 362 404 469 192 324 35o 549 155 415 544 351 502 441 W. US PWM Actimize Alert Volumes Total number of alerts generated in December 2013 is 447. • Total number of alerts to be researched for December 2013 is 379, which is 85% of the total number generated that month. • Alert reviews for December 2013 is 15% less than December 2012 volume. 600 SOO 100 500 200 100 0 it Total A1411‘ -kits Pesitai(haA US PWM Actimize Alerts Der law ht. Mau Ala • Ma,'• Nn- n 13 IS SIR) VA 111 12'. 1.50 /92 261 417 134 295 21". '.09 251 222 6 For internal use only 308 no ;,u;• 1(v• lid 1ln.- 14< n n It 15 13 114 17: 15) 141 417 237 144 149 300 3/9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063006 CONFIDENTIAL SDNY_GM_00209190 EFTA01370311