EFTA01370312

Deutsche Bank US PWM Work Completed December 2013 • Total number of Prime cases and alerts reviewed in December 2013 is 451. • Total number of Actimize alerts reviewed in December 2013 is 282. 700 400 500 400 100 204 100 0 -4,411130€. .13,5. 0340041(49" r tits .Ints re ed &mini month —Atilen1:444esh re,w,4,54doint martyr a 5 £ 1 lat Feb 1/ 13 It Me 4w 41.4 Jun Rol Atn! I Sep Oil 114 DC. 13 13 13 H 14 13 13 13 11 P. 112 )R7 443 461 5..4 575 557 577 5.4 lit 444 •34.• 451 44S 475 374. 344 351 349 161 29) 151 140 107 150 181 US PWM Prime Maintenance December 2013 • Total number of Prime account profiles set up or modified in November 2013 is 396 and December 2013 is 225. • Total number of Prime customer and related parties information added in November 2013 is 223 and December 2013 is 226. US PWM Prime Maintenance 000 50(7 400 3:00 0 11 I I I II I I I 0 Vet Mn Felt AIN 43.. i3, itm kJ! 5eV 141 (47 It 11 li 14 13 11 13 14 It 1. It 14 it a t tut., vim Fl Ito I, I') I)'. 144 •-l{. 140 260 3% 125 7 For internal use only ill 00 142 104 15 2 149 151 1/4 223 21'. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063007 CONFIDENTIAL SDNY_GM_00209191 EFTA01370312