Case File
efta-01370596DOJ Data Set 10OtherEFTA01370596
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01370596
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Delores Rubin
Sent:
5/24/2017 8:32:14 AM
To:
Tula Smith
CC:
Stewart 0ldfield
Subject:
RE: Rothschild ICJ
Classification: Confidential
Good Morning Richard,
I; Richard Kahn
; Vahe Stepanian
I; Davide-A Sferrazza
Matt Glassman
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something
to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care,
but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller.
DB would be happy to work an order for you using all of our institutional capabilities.
Thank you.
Best regards,
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345
154-0004 New York. NY, USA
Tel.
Email
From: Tazia Smith
Sent: Tuesday, May 23, 2017 2:41 PM
To: Richard Kahn <
Cc: Delores Rubin <
>; Stewart Oldfield <
>; Vahe Stepanian
; Matt Glassman <
>; Davide-A Sferrazza <
Subject: RE: Rothschild [C)
Classification: Confidential
Thanks Rich.
No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get
a two-way in front of you.
Understand no trade.
Best,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0063513
CONFIDENTIAL
SDNY_GM_00209697
EFTA01370596
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