Case File
efta-01370597DOJ Data Set 10OtherEFTA01370597
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Unknown
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DOJ Data Set 10
Reference
efta-01370597
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1
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0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Tazia
From: Richard Kahn [maitto
]
Sent: Tuesday, May 23, 2017 11:13 AM
To: Tazia Smith
Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza
Subject: Re: Rothschild [C]
mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k
thank you for your work on this..
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
On May 23, 2017, at 12:06 PM, Tazia Smith <
Classification: Confidential
Rich -
> wrote:
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the
case for this name. The big International houses generally see Low Touch business, where the boutique
houses dominate the High Touch. DB has good relationship with many of these boutique shops that
work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior
note about working smaller size.
Speak Soon,
Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0063514
CONFIDENTIAL
SDNY_GM_00209698
EFTA01370597
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