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Case File
efta-01374319DOJ Data Set 10Other

EFTA01374319

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374319
Pages
1
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Tazia Smith 5/23/2017 2:41:00 PM Richard Kahn Delores Rubin tewart Oldfield San Glassman Subject: RE: Rothschild ICI Classification: Confidential Vahe Stepanian Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On May 23, 2017, at 12:06 PM, Tazia Smith ~1.11~ wrote: Classification: Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,000 shares, split between High Touch and low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068954 CONFIDENTIAL SDNY_GM_00215138 EFTA01374319

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