Case File
efta-01374320DOJ Data Set 10OtherEFTA01374320
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DOJ Data Set 10
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efta-01374320
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior
note about working smaller size.
Speak Soon,
Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich - Just tried calling you. Please call Delores directly if you have follow through on this at
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k
shares. But, Delores has market color and guidance on a market if you portion out that size and
can help facilitate.
Remember the market closes in Paris at 11:30am.
Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
w.
c
Original Message
From: Delores Rubin
Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time
To: Richard Kahn; Tazia Smith
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Hello Richard,
Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating
with our team overseas on your inquiry.
As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural
flow in this stock in the past few months, but a few clients that have expressed some interest in the name
so we have calls out to ascertain if we might be able to put together something.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0068955
CONFIDENTIAL
SDNY_GM_002 15139
EFTA01374320
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