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efta-01376717DOJ Data Set 10Other

EFTA01376717

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efta-01376717
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 6/11/2018 4:01:15 PM To: Paul Barrett [ ; Richard Kahn CC: Martin Zeman [ inl; Davide-A Sferrazza [ ]; Xavier Avila Subject: RE: pls sell VWAP on Monday IC) Classification: Confidential Paul, In SFLLC: Sold HKD 18,187,270.98 @7.84855 USD $2,317,277.84 Sold Jr"? 22,606,709.00 @ 110.0439 USD $205,433.55 In Haze: Sold HKD 14,263,200.08 @7.84855 USD $1,817,303.84 ; Stewart Oldfield Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US ;Joshua Shoshan DB Securities Inc Deutsche Bank Wealth Management New York. NY, USA Prepared on 06/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. CP products and services am intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073077 CONFIDENTIAL SDNY_GM_00219261 EFTA01376717

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