Case File
efta-01376718DOJ Data Set 10OtherEFTA01376718
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01376718
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
In Haze:
TRADE
DATE
STLMNT
DATE
BUY/SELL
QUANTITY
SYMBOL
SEC. DESCRIPTION
ISIN
PRICE
NET
AMT.
(BASE
CCY)
PRINCIPAL
COM
6/11/2018
6/13/2018
SELL
-59,000.0000
1299:HK
AIA GROUP LTD
HONG KONG SHS
72.43360000
543. :16 :3 i
4 e
)
1r1
6411
6/11/2018
6/13/2018
SELL
151,000.0000
2628:11K
CHINA LIFE
INSURANCE CO H
SITS
I
22.83770000
439,422.43
.ic
5,17;
6/11/2018
6/13/2018
SELL
-95,400.0000
2601:11K
CHINA PAC INS
GROUP CO LTD
REGISTERED SITS H
35.04840000
425.089.17
5, 313,617
A
5.01!
6/11/2018
6/13/2018
SELL
-40500.0000
2318:HK
PING AN
INSURANCE CO LTD
SHARES SHS H
78.77440000
.105,60S 24
3,190363 20
4,78':
"The Hong Kong exchange charges 10.77 bps in fees.
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
-
New York. NY, USA
Prepared on
•
06/11/2018 Source:
Pershing Nea 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guarantee
the accuracy of this information. or the reliability of these sources. Please refer to your official account statements and confirmations for all trade
information.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA
Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in
evaluating, the ideas and products thscussed herein. Trades and transactions are subject to relevant internal approvals of CBS? or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas end solutions and related matters dscussed herein are provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DEJS1 or any
of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0073079
CONFIDENTIAL
SDNY_GM_00219263
EFTA01376718
Technical Artifacts (6)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
3360000Phone
3770000Phone
400.0000Phone
4840000Phone
500.0000Phone
7440000Forum Discussions
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