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EFTA01380772EFTA01380774
Case File
efta-01380773DOJ Data Set 10Other

EFTA01380773

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DOJ Data Set 10
Reference
efta-01380773
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1
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EFTA Disclosure
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From: Richard Kahn Sent: 5/22/2017 5:26:38 PM To: Tazia Smith CC: Stewart 0ldfield ; Vahe Stepanian I I; Matt Glassman Subject: Re: Rothschild (CI thank you please forward quote once received tomorrow am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel i fax cell On May 22, 2017, at 2:16 PM, Tazia Smith ‹ > wrote: Classification: Confidential You saw it closed in France at 27.585 euros, on —16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be wide. From: Richard Kahn [mailto ] Sent: Monday, May 22, 2017 11:09 AM To: Tazia Smith Subject: Re: Rothschild [C] thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-WNW-0079310 CONFIDENTIAL SONY GM_00225484 EFTA01380773

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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