EFTA01380774

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DOJ Data Set 10

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efta-01380774

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EFTA Disclosure

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On May 22, 2017, at 2:07 PM, Tazia Smith e > wrote: Classification: Confidential Hi Rich - Received. Reviewing. Be back From: Richard Kahn (mailto:[email protected] Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New Yor NY 10022 tel fax cell Begin forwarded message: From: Richard Kahn < Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian < Cc: Stewart Oldfield < can you please provide a bid ask on 100,000 shares of: Rothschild & Co SCA EPA: ROTH - May 22, 5:35 PM GMT+2 27.58EUR0.12 (0.42%) thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel Ml= CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0079311 CONFIDENTIAL SONY GM_00225495 EFTA01380774

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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