Case File
efta-01380912DOJ Data Set 10OtherEFTA01380912
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DOJ Data Set 10
Reference
efta-01380912
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1
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0
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Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
5/30/2017 8:21:39 AM
To:
Delores Rubin
CC:
Tazia Smith -;
Stewart Oldfield
; Vahe Stepanian
Matt Glassman
Davide-A Sferrazza
Subject:
Re: Rothschild ICI
Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you.
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phone 212-971-1306
Fax 646-350-0954
Cell
On May 30, 2017, at 8:14 AM, Delores Rubin
wrote:
Classification: Confidential
Good Morning Richard and Tazia,
In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a
day over the past week, but a few local houses have advertised sizeable volume that has not been
reflected on the tape.
ODDO secutities has been advertising crossing and trading stock for the past week and EXANE has
advertised trading over 100,000 shares in the same time period.
The stock has been in a range of 28 - 28.20 EUR and we would still be happy to work an order for you if
it helps.
Best regards,
Delores Rubin
<image001.gif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154.0004 New York, NY, USA
Tel. +1 212 454-0860
Email
From: Delores Rubin
Sent: Wednesday, May 24, 2017 8:32 AM
To: Tazia Smith
'Richard Kahn'
Cc: Stewart 0ldfield
Vahe Stepanian a;
Matt
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0079488
CONFIDENTIAL
SDNY_GM_00225672
EFTA01380912
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