Case File
efta-01380913DOJ Data Set 10OtherEFTA01380913
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01380913
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Glassman <
Subject: RE: Rothschild [CI
Classification: Confidential
Good Morning Richard,
>; Davide-A Sferrazza <
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions in the past 6 months. These institutions, if they
have something to do would care on the type of size you would like to trade. Our trader would like the
opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea
of whether we are a buyer or a seller.
DB would be happy to work an order for you using all of our institutional capabilities.
Thank you.
Best regards,
Delores Rubin
<image001.gif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Emal
From: Tazia Smith
Sent: Tuesday, May 23, 2017 2:41 PM
To: Richard Kahn <
Cc: Delores Rubin <
Ste anian <
Subject: RE: Rothschild (C]
Classification: Confidential
>; Stewart Oldfield <
>; Matt Glassman <
>; Vahe
>; Davide-A Sferrazza
Thanks Rich.
No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller
size to try to get a two-way in front of you.
Understand no trade.
Best,
Tazia
From: Richard Kahn [mailto
Sent: Tuesday, May 23, 2017 11:13 AM
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0079489
CONFIDENTIAL
SDNY_GM_00225673
EFTA01380913
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