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Case File
efta-01380913DOJ Data Set 10Other

EFTA01380913

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01380913
Pages
1
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Glassman < Subject: RE: Rothschild [CI Classification: Confidential Good Morning Richard, >; Davide-A Sferrazza < Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Emal From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Ste anian < Subject: RE: Rothschild (C] Classification: Confidential >; Stewart Oldfield < >; Matt Glassman < >; Vahe >; Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 11:13 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079489 CONFIDENTIAL SDNY_GM_00225673 EFTA01380913

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