EFTA01384584

HUBUS133 Alpha Group Capital GEORGE ANTONOPOULOS ITEM 2 - EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE George Antonopoulos, born in 1980, is a Managing Partner and Portfolio Manager within the direct investments team at Hudson Bay where he works on evaluating, structuring, trading, negotiating and executing direct investments. Prior to joining Hudson Bay, Mr. Antonopoulos worked at Heights Capital Management, an arm of Susquehanna International Group that directly invested in small and mid-cap companies across all aspects of the capital structure through convertibles, equity, preferred, warrants and/or options. Mr. Antonopoulos actively traded, assisted in managing risk, reviewed and modeled intricate features and optionality embedded within the deal terms and structures. Prior to his role with Susquehanna, Mr. Antonopoulos was a Senior Trader for The Vanguard group. Mr. Antonopoulos received his B.S. in Business Administration with a Major in Finance and a Concentration in Economics from the Haub School of Business of St. Joseph's University, Philadelphia, PA. ITEM 3 - DISCIPLINARY INFORMATION None. ITEM 4 - OTHER BUSINESS ACTIVITIES Mr. Antonopoulos is not engaged in any other investment-related business or occupation or business or occupation for which he receives compensation other than those listed above. ITEM 5 - ADDITIONAL COMPENSATION Mr. Antonopoulos does not receive economic benefits in exchange for providing advisory services from any source other than salary and bonus income derived in connection with investment advisory services provided to Hudson Bay clients. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084887 CONFIDENTIAL SONY GM_00231071 EFTA01384584