EFTA01384585

HUBUS133 Alpha Group Capital JOHN CHEN ITEM 6 - SUPERVISION As described above under Item 2, Mr. Chen is a Portfolio Manager at Hudson Bay. Sander Gerber, in his roles as Chief Executive Officer and Chief Investment Officer • • le for supervising Mr. Chen's advisory activities. Mr. Gerber can be reached a . Mr. Chen is also subject to Hudson Bay's compliance policies and procedures and Code of Ethics with respect to his advisory activities. Scott L. Black, Hudson Bay's General Counsel and Chief Compliance Officer is responsible for Hudson Bay's overall compliance uding its Compliance Manual and Code of Ethics. Mr. Black can be reached at CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084891 CONFIDENTIAL SONY GM_00231075 EFTA01384585