Case File
efta-01420967DOJ Data Set 10OtherEFTA01420967
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01420967
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: wiring limit
From: Richard Kahn <I
>
Date: Thu, 04 Oct 2018 08:45:38 -0400
To: Richard Iarossi <
Cc: Stewart Oldfield 5
>,
Bradley Gillin
20mm please
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
> On Oct 3, 2018, at 5:21 PM, Richard Iarossi <
> wrote:
> Hi Richard,
> I am new member of the team here in New York working closely with Stewart and Brad.
>
• Please confirm if you would like to increase to 15mm or 20mm as I will need to get internal approv
als. I will also work on getting the necessary paperwork arranged and sent over ASAP.
> Thank You,
> Rich
>
• Richard Iarossi
> Assistant Vice President
> Deutsche Bank Wealth Management
> 345 Park Avenue, 24th Floor
> New York, NY 10154
>
• Securities offered through Deutsche Bank Securities Inc.
Original Message
>
• From: Richard Kahn (manta:
> Sent: Tuesday, October 02, 2018 10:03 AM
> To: Stewart Oldfield <
> Cc: Bradley Gillin <
>; Richard Iarossi
> Subject: Re: wiring limit
>
• no particular transaction however we sent 10mm wire out today and now can no longer do wires until
tomorrow..
> thank you
> Richard Kahn
> HBRK Associates Inc.
> 575 Lexington Avenue 4th Floor
> New York, NY 10022
>> On Oct 2, 2018, at 9:50 AM, Stewart Oldfield <
> wrote:
>>
>> I definitely want you to be able to send us as much as you like .
. Let me find out what's Inv
olved in changing the limit. Is there a specific transaction you're looking at?
» Thanks
EFTA01420967
>>
Original Message
>> From: Richard Kahn (mailto:
>> Sent: Tuesday, October 02, 2018 1:48 PM
>> TO: Stewart Oldfield 4:;
>
>> Subject: wiring limit
>>
>> it appears our daily maximum is lOmm
>> we would like to move to 15mm or 20mm
>> can you please look into paperwork that needs to be signed thanks
>>
>> Richard Kahn
>> HBRK Associates Inc.
>> 575 Lexington Avenue 4th Floor
>> New York, NY 10022
>>
>>
>>
>>
>>
>>
>>
>>
>>
>> This communication may contain confidential and/or privileged information. If you are not the int
ended recipient (or have received this communication in error) please notify the sender immediately
and destroy this communication. Any unauthorized copying, disclosure or distribution of the material
in this communication is strictly forbidden.
>>
>> Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures
>▪ >
>> Deutsche Bank does not render legal or tax advice, and the information contained in this communic
ation should not be regarded as such.
> This communication may contain confidential and/or privileged information. If you are not the inte
nded recipient (or have received this communication in error) please notify the sender immediately a
nd destroy this communication. Any unauthorized copying, disclosure or distribution of the material
in this communication is strictly forbidden.
> Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures.
>
• Deutsche Bank does not render legal or tax advice, and the information contained in this communica
tion should not be regarded as such.
EFTA01420968
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