Case File
efta-01420969DOJ Data Set 10OtherEFTA01420969
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01420969
Pages
6
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Gratitude
From: Richard Kahn a>
Date: Fri, 26 Oct 2018 15:09:07 -0400
To: Stewart Oldfiel
Cc: Richard Iarossi
530pm on cell is best or mondaythanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
On Oct 26, 2018, at 3:05 PM, Stewart Oldfield ‹
>
wrote:
I should free up at 4 or so. Will try you then.
Thanks
From: Richard Kahn [mailto:
Sent: Thursday, October 25, 2018 3:20 PM
To: Stewart Oldfield
Cc: Bradley Gillin
Subject: Re: Gratitude
ok please call when free tomorrow
also what is status of butterfly brokerage?
please advise
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Richard Iarossi
EFTA01420969
On Oct 25, 2018, at 12:38 PM, Stewart Oldfield
wrote:
Rich,
I'm compiling a list of remaining items that we need to finish all of the
annual KYC reviews for your accounts other than Gratitude. We should be
able to resolve those few things with a quick call tmw.
For Gratitude, we need to make a decision next week whether to KYC the BV70
entity or plan to close the account. Let's discuss that tmw as well if
possible.
Thanks
From: Richard Kahn [mailto:
Sent: Friday, September 28, 2018 4:05 PM
To: Stewart Oldfield
Subject: Re: Gratitude
ok
thank you
EFTA01420970
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
On Sep 27, 2018, at 3:02 PM, Stewart Oldfield
wrote:
I'm out next week. Let's connect and talk about timing when I'm back.
Thanks
From: Richard Kahn [mailto:
Sent: Wednesday, September 26, 2018 8:58 AM
To: Stewart Oldfield
Subject: Re: Gratitude
mr epstein said that he would not be able to give guidance on how to proceed
until October
please advise if ok..
EFTA01420971
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York. NY 10022
On Sep 25, 2018, at 12:52 PM, Stewart Oldfield
wrote:
Did you come to any conclusions on this one? Thanks
EFTA01420972
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue. New York. NY 10154
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
EFTA01420973
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01420974
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