Case File
efta-01460630DOJ Data Set 10OtherEFTA01460630
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DOJ Data Set 10
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efta-01460630
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Key Client Partners (KCP) —Americas
013 Business Summary & 2014 Business Focus
Key Client Partners
Americas
Key Client Partner (KCP) Overview
KCP Americas
Revenue
Total Revenue Total Revenue
Number of
Target Budget
relationships
2012
2073
2014
contributing to
SINISti
5(6161)
S( MM)
!Mail %NM.
29 7
0
Total Revenue
291
23.6
82
40.0
0.5
6
6.5
24.1
88
06.6
KCP Americas
Client
Team Structure & Business Strategy Rollout
Headcount &
Hiring
Monetizing
existing
relationships
New Client
Acquisition
Challenges &
Focuses
Deutsche Asset
8 Wealth Management
•
Hire New Senior Sales [US & LatArn]
•
Hire New Junior Sales PSI.
•
Implement Product Manager (Ad' KCPj
•
Hire Analyst. Trading & Support
•
Clean up account base.
•
Finalize regional coverage.
•
Review target client and focus list
Totals
•
Identified 80 PCS accounts to target for KCP
•
PB defining client target hst
•
Managing inquiry. 255+ sales vs 5 KCP coverage.
•
Hiring and retention of talent.
•
Establish quality revenue reporting system.
•
Investment in operational infrastructure and tech.
•
Determine broader compensation and revenue
attribution for delivery of WM product through KCP.
Dine diversified revenues client to client transactions.
Continue implementation and buy-in with CB&S
NOW KCP
Nevi KCP Clients
Clients
Pending
II
12
23
9
10
19
O1
Q2
Q3/4
Challenges &
Focuses
New KCP
Prospects
Expected
Legacy accounts t,
Incremental
inaemental grtroth
transition
grovAll from new
from new KCP
MY 20)
KCP clients 2013
WM)
orients
2014
$(44M)
4
-100
17
80
5
0 5
ILA
9
—106
2.2
8.0
Expansion of Product Offering
Key Client Partners - Delivering expertise & solutions to sophisticated investors
RIN Rated Infrastructure Notes.
SOF III. Secondary Opportunities Fund III.
Spitfire 3.0: Commercial Aircraft Leasing.
Airlee 20'. CLO with repo financing.
Key Client: Yacht Loan.
Key Client Concentrated Stock Loan
Private Markets Deals Various.
NCOU: PE Investment (client approved list)
SOF III
Liquid Ms — Fund II.
dbSelect.
Mutual Fund Options
dbSelect.
Mutual Fund Options
Standardized Investment process
Cohesive WM product delivery to KCP
Coordination & leverage global KCP Team.
Formalize Private Markets mandate.
Define capital markets focus (product client)
Produce 'real' institutional product in WM to fit
the Key client profile and investor appetite
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0122027
SDNY_GM_00268211
EFTA01460630
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