Case File
efta-01478731DOJ Data Set 10OtherEFTA01478731
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01478731
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Fw: KCP IOI: Santander IPO I
From: Joshua Shoshan <
Date: Tue, 21 Jan 2014 14:16:39 -0500
To: Caroline Kitidis <
Cc: Chip Packard <
Haig Ariyan
Tazia Smith
Michael Iaquinta <
Classification: For internal use only
Tazia, please feel free to chime in on how many shares of an allocation Mr.
Epstein would be reasonably satisfied to receive. Re his 150k indication, the
entire division may get perhaps 500k shares (DB has junior economics). Best
regards, --Josh
Joshua Shoshan
Director
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
Office
Cell
E-Fax
From:
Caroline Kitidis/db/dbcom
To:
Haig Ariyan/db/dbcom@DBAmericas, Chip Packard/db/dbcom@DBAmericas,
Cc:
Joshua Shoshan/db/dbcom@DBAmericas
01/21/2014 01:20 PM
Subject:
Fw: KCP IOI: Santander IPO [I]
Classification: For internal use only
Hi guys -
See KCP allocation request for Santander. We have a Capital markets KCP client
request for allocation, Jeffrey Epstein, please advise if you are comfortable
with this request in the pre-allocation for KCP bucket, before PC/PCS non KCP
EFTA01478731
allocations.
Kind regards,
Caroline Kitidis
(Embedded image moved to file: pic26307.gif)
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
Americas
Deutsche
Deutsche
345 Park
New York
Tel.
Mobile
Email
Bank Securities Inc
Asset & Wealth Management
Avenue, 26th Floor
NY 10154-0004
(Embedded image moved to file: pic06101.gif)
Forwarded
From:
To:
Cc:
Subject:
by Caroline Kitidis/db/dbcom on 01/21/2014 01:19 PM
Tazia Smith/db/dbcom
Joshua Shoshan/db/dbcom@DBAmericas,
Caroline Kitidis/db/dbcom@DBAMERICAS
01/21/2014 12:36 PM
KCP IOI: Santander IPO [I]
Classification: For internal use only
Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you
please follow up with Chip/Haig as discussed?
Thanks,
Tazia
EFTA01478732
(Embedded image moved to file: pic26012.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche
Deutsche
345 Park
New York
Tel.
Fax
Mobile
Email
Bank Securities Inc
Asset & Wealth Management
Avenue, 26th Floor
NY 10154
(Embedded image moved to file: pic14783.gif)
EFTA01478733
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