Case File
efta-01478734DOJ Data Set 10OtherEFTA01478734
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01478734
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Fw: KCP I0I- Santander IPO I
From: Joshua Shoshan
Date: Tue, 21 Jan 2111111111.1.1
To: Joshua Shoshan
Cc: Caroline Kitidis
Chip Packard
Haig Ariyan
Michael Iaquinta
Tazia Smith <
Classification: For internal use only
Greetings. Tazia came by. It was earlier proposed that Mr. Epstein would get
a 50bps allocation off the top of the wealth management allocation. Is that
agreeable to you? Best regards, --Josh
Joshua Shoshan
Director
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
Offic
Cell
E-Fax
From:
Joshua Shoshan/db/dbcom
To:
Caroline Kitidis/db/dbcom,
cc:
Chip Packard/db
m, Michael
Iaquinta/db/dbcom
01/21/2014 02:16 PM
Subject:
Re: Fw: KCP IOI: Santander IPO (I)
Haig Ariyan/db/
Tazia Smith/db/dbco
Classification: For internal use only
Tazia, please feel free to chime in on how many shares of an allocation Mr.
Epstein would be reasonably satisfied to receive. Re his 150k indication, the
entire division may get perhaps 500k shares (DB has junior economics). Best
regards, --Josh
Joshua Shoshan
Director
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
Offic
Cell
E-Fax
EFTA01478734
From:
Caroline Kitidis/db/dbcom
To:
Haig Ariyan/db
Cc:
Joshua Shoshan/db
01/21/2014 01:20 PM
Subject:
Fw: KCP IOI: Santander IPO (I]
Chip Packard/db
Classification: For internal use only
Hi guys -
See KCP allocation request for Santander. We have a Capital markets KCP client
request for allocation, Jeffrey Epstein, please advise if you are comfortable
with this request in the pre-allocation for KCP bucket, before PC/PCS non KCP
allocations.
Kind regards,
Caroline Kitidis
(Embedded image moved to file: pic08281.gif)
Caroline V. Kitidis
Managing Director I Head of Key Client Partners s Wealth Investment Coverage -
Americas
Deutsche Bank Securities Inc
Deutsche Asset a Wealth Management
345 Park Avenue, 26th Floor
New York NY 10154-0004
Tel.
Mobile
Email
(Embedded image moved to file: pic12339.gif)
Forwarded by Caroline Kitidis/db/dbcom on 01/21/2014 01:19 PM
From:
Tazia Smith/db/dbcom
To:
Joshua Shoshan/db U
Cc:
Caroline Kitidis/db
01/21/2014 12:36 PM
Subject:
KCP IOI: Santander IPO [I]
EFTA01478735
Classification: For internal use only
Josh - KCP I01 for Santander thus far (Epstein) is 150k shares. Could you
please follow up with Chip/Haig as discussed?
Thanks,
Tazia
(Embedded image moved to file: pic31107.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset a Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel.
Fax
Mobile
Email
(Embedded image moved to file: pic25062.gif)
EFTA01478736
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