Case File
efta-01584149DOJ Data Set 10OtherEFTA01584149
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01584149
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
3.P. Morgan Derivatives Account Application and Agreement:
Swaps and Other Contracts
J.P.Morgan
74 The client acknowledges receipt of, by an agreed upon method of delivery,and reading and understanding, the ISDA General
Disclosure Statement for Transactions, the ISDA Disclosure Annex for Equity Derivative Transactions, the ISDA 2; 12 Disclosure Annex
for Foreign Exchange Transactions, the ISDA Disclosure Annex for Interest Rate Transactions, the ISDA Disclosure Annex for Credit
Derivative Transactions, and the ISDA 2; 12 Disclosure Annex for Commodity Derivative Transactions.
84 Notwithstanding the foregoing, no provision of this Agreement shall constitute a waiver or limitation of any right the client may
have to execute Derivatives transactions at )4P4 Morgan and then clear such Derivatives transactions at a different financialrlstitution4
94 I, my spouse, an immediate family member who receives material support from me or gives material support to me, or an
individual controlling the account is employed by or associated with an FCM, a futures or securities exchange, the NFA or FINRA, the
CFTC, SEC or the MSRB:
al yes
❑No
If yes, name of employer
Name of employee/assoc4
E. Signature ) All Account Owners are required to sign below)
Signature
Date
Name (Print)
Signature
Date
Name (Print)
G. IP. Morgan Use Only
TO BE COMPLETED BY J.P. MORGAN
Approvals: I have reviewed the Information above concerning the client's suitability, Including: investment objectives, Investment
experience, and financial condition
RF Signature
Date°
ROSFP Signature
Date
S-ROSFP Signature (Exchange Traded Options Levels 5&7)
Date
Account Title
Brokerage Account Number
A01305
09149
1305_0.0
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00063990
EFTA01584149
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