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efta-01584149DOJ Data Set 10Other

EFTA01584149

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DOJ Data Set 10
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efta-01584149
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
3.P. Morgan Derivatives Account Application and Agreement: Swaps and Other Contracts J.P.Morgan 74 The client acknowledges receipt of, by an agreed upon method of delivery,and reading and understanding, the ISDA General Disclosure Statement for Transactions, the ISDA Disclosure Annex for Equity Derivative Transactions, the ISDA 2; 12 Disclosure Annex for Foreign Exchange Transactions, the ISDA Disclosure Annex for Interest Rate Transactions, the ISDA Disclosure Annex for Credit Derivative Transactions, and the ISDA 2; 12 Disclosure Annex for Commodity Derivative Transactions. 84 Notwithstanding the foregoing, no provision of this Agreement shall constitute a waiver or limitation of any right the client may have to execute Derivatives transactions at )4P4 Morgan and then clear such Derivatives transactions at a different financialrlstitution4 94 I, my spouse, an immediate family member who receives material support from me or gives material support to me, or an individual controlling the account is employed by or associated with an FCM, a futures or securities exchange, the NFA or FINRA, the CFTC, SEC or the MSRB: al yes ❑No If yes, name of employer Name of employee/assoc4 E. Signature ) All Account Owners are required to sign below) Signature Date Name (Print) Signature Date Name (Print) G. IP. Morgan Use Only TO BE COMPLETED BY J.P. MORGAN Approvals: I have reviewed the Information above concerning the client's suitability, Including: investment objectives, Investment experience, and financial condition RF Signature Date° ROSFP Signature Date S-ROSFP Signature (Exchange Traded Options Levels 5&7) Date Account Title Brokerage Account Number A01305 09149 1305_0.0 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00063990 EFTA01584149

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