Case File
efta-01584150DOJ Data Set 10OtherEFTA01584150
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01584150
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Sep-29.2011 oA 36 PM iPtitorgan Chase 302.634-5955
Swetra, Gina
From:
Giuffrida, David J
Sett
Thursday, September 29.2011 11.c4 AM
To:
PB-Service1318
Cc:
Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey,
Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar,
B B , Barrett Pa; S Morns, Paul V, Baron, Stephen P, Weissend, Renee E
Subject:
RE Immedate Action Required - REG T - FEDI4OUSE CALL -
242 00686
251
91HTINANCIAL TRUST COMP
Importance:
High
dent service team,
■
Aour-
Cktbi •
Please move 528,320 from financial tn.st W accoun..
to the margin account to cure this call.
Thanks
David J. Giuffrida
J P Morgan I Global Invnrment Opp°, .0ntbes Group
40 West 57th Street, Hoot 33
New Yo
NY 10319
F
From: Kumar, B.B.
Sent Thursday, September 29, 2011 10:15 AM
To: Barret, Paul 5; Morris, Pau V; Gliffrlda, David 3; 3aron, Stephen P; Weissend, Renee E
Ca Siankar, Sukrutta; Bookman, Stacey; Htcon, War, Kat:, Ira Li, Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB
Credit Risk Maragancnt; Hsiao, Dennis; Hughes, William
Subject Immediate Action Required - REG T - FED; HOUSE CALL -
91li*FINANCIAL TRUST COMP
Importance: High
Team: Activities in the account yesterday generated this Federal/House cat as noted be 'ow. Please provide us your
action how to cure mese calls before 2:00 PM today so that it can be updated to under report.
***REGULATION T FEDERAIJHOUSE CALL*"
Date: 09/29/2011
RE:
25*91H*FINANCIAL TRUST COMP
"Iransacnon(s) on 0912812011 in sulir,ect account created a House Call for $28,320 (\kith imbedded Federal
CaU for S28,320 due no later than 10/05'20111 due no later than 10/04/2011.
The Fed call will automatically be cleared bs sitti.fy in the Howie call.
1
ID 036109293131741DATE 09M72011 20 37 00 Page 1 of 2 DO 0567316607 CSO 302414.5955 IICEX1 IN0EX2
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00063991
EFTA01584150
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Phone
12812011Phone
302.634-5955Phone
302414.5955Phone
7316607Forum Discussions
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