EFTA00022377

SUBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account November 2016 CW7005535531 1116 X135 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Indiy.A45685004 Account number Your Financial Advisor. SCOTT STACKMANA.YLE CASRIEL Phore 217 821-7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourcetine at 800-RMA•1000, account 029023568. on October 31 (5) on November 30(S) Your assets 817,718.75 557.14 Visit our website•. wew.ubs.corTV1inancialservices Your liabilities 0.00 0.00 Value of your account $817,718.75 $557.14 Tracking the value of your account S Thousands Sources of your account growth during 2016 Value of your account at year end 2015 5798.007.41 1,721.2 Net deposits and withdrawals -5854,604.16 Your investment return: Dividend and interest income Change in market value S19,599.47 137,555.42 798.0 817.7 0; Value of your account on Nov 30, 2016 3557.14 Dec 2014 Dec }015 Oct 2016 Nov 2016 Mends SWC CNP70008005535531 NP7000185219 00002 1116030575004 Y123568550101010 Page 1 of 6 EFTA00022377 *UBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (S) Percentage of your account A Cash and money balances 557.14 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 5557.14 100.00% Value of your account 5557.14 A Account name: GHISLAINE MAXWELL Friendly account name: Indiv.A456135004 Account number: Eye on the markets Index Percentage change November 2016 Year 03 date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSCI - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Your Financial Advisor. SCOTT STACKMANOLE CASRIEL 212-821.70001800.308.3140 Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% 0070008005535532 N4700018521900002 1116 030575004 V123568550 101010 Page 2 of 6 EFTA00022378 UBS Resource Management Account November 2016 Change in the value of your account November 2016 (5) Year to date (S) Opening account value $817,718.75 $798,007.41 Deposits, including investments transferred in 0.00 35,660.00 Withdrawals and fees, including investments transferred out 411,814.80 490,264.16 Dividend and interest income 2,250.69 19,599.47 Change in market value -7,597.50 37,554.42 Closing account value 5557.14 $557.14 Account name: GHISLAINE MAXVVL Friendly account name Indiv.A45685004 Account number: Dividend and interest income earned Fa purposes of this statement, taxability of interest and cividmd eicome ha been determined frame US tax reporting perspective. Based upon the residence of the accost holder, account bee, ameba type, some interest ancVor dividend payments may not be subject to UMed States (USI at Puerto Rico (PRI income taws. The client monthly statement is not intended to be wed and cannot be relied upon for tax imposes dents should refer to the applicable tax reFonelg forms they receive from WS smolt such a the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends andror merest as tax exempt or taxable income. Please consul your individual tax prepare. November 2016 (5) Year to date (S) Taxable dividends 2,250.69 19,599.33 Taxable interest 0.00 0.14 Total current year S2,250.69 $19,599.47 Total dividend & interest $2,250.69 $19,599.47 Summary of gains and losses values reported below exdude products fa which gains and losses we not classified Realized gains and losses Unrealized Your Financial Advisor: SCOTT STACKMAN&YLE CASRIEL 212.821.1000'800.308-3140 November 2016 (S) Year to date (5) gains and losses (5) Long term 0.00 -790.56 0.00 Cash activity summary See Account activity this month for details silences n yow Sweep Options me excluded ei the opening and closing balances value. FDIC insurance applies only to deposits at 085 Bart USA, not to deposits at UBS AG, Stanford Brandt or bait deposits placed grout the UBS International Deposit Accord program. 51K protection applies to money market sweep fund holdings but not bank deposit. See hip:rant information about your statement on the last two pages of this document for details. November 2016 (5) Year to date (s) Opening balances $806.52 592.72 Additions Deposits and other funds credited 0.00 35,660.00 Dividend and interest income 2,250.69 19,599.47 Proceeds from investment transactions 0.00 56,154.38 Total additions S2,250.69 5111,413.85 Subtractions Professional management fees and related services 557.14 -5,181.84 Other funds debited -3,057.21 -75,767.59 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$2.500.07 -$110,949.43 Net cash flow -5249.38 $464.42 Closing balances 5557.14 $557.14 CNP700308005535533 NP7000185219 00002 1116 030575004 Y123568550 1010t 0 Page 3 of 6 EFTA00022379 UBS Resource Management Account November 2016 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $38.16 Closing UBS Bank USA Deposit balance Nov 6 $903.36 Number of days in interest period 31 Average daily balance $848.16 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: GHIStAINE MAXWELL Friendly account nam in Ad Account number: Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In. Frst Out. Your Financial Advisor: SCO17 STACKMAN&YLE CASRIEL 212.821.7000/800-308-3140 CNP70008005535534 NP7CC0185219 00002 1116 030575004 V123568550 101010 Page 4 of 6 EFTA00022380 UBS Resource Management Account November 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account na • Account number: Some prices, income and current vaLeL stxmn may be approximate. Asa result, gains and losses may not be accurately reflected. See importart inlcmudon about )Ouf statement at the end of thrs document for more information. Cash Cash and money balances Opening balance Closing balance hide per shone Attar Dividend/Merest Days in Holding on Nov 1 IS) on Nov 3015) on Nov 30 MI rate period Period Cash 0.00 557.14 UBS BANK USA DEP ACCT 806.52 DOO 250,000.00 Total Your Finandal Advisor. SCOTT STACKMAWLYLE CASRIEL 212-821.700h800-308.3140 Cap meant (S) Your total assets $806.52 $557.14 Value on NOV 30(5) Percentage ca Cost Estimated your accent basis CS/ annual income (51 Unrealried gam a loss (5) Cash Cash and money balances 557.14 100.00% 557.14 Total 5557.14 100.00% $557.14 Account activity this month Date Activity Description Amount (S) Dividend and interest income Taxable dividends Nov 1 Dividend GENL MILLS INC PAID ON 1882 903.36 Nov 15 Dividend COLGATE PALMOUVE CO PAID ON 1508 588.12 Nov 15 Dividend PROCTER & GAMBLE CO PAID ON 1134 759.21 Total taxabie dividends $2.250.69 Total dividend and interest income $2,250.69 Date Actmty Desorption Amount (5) Fees Nov 30 Refund PRORATED ADVISORY FEE 557.14 Total professional management fees $557.14 Date Actmty Description Amount (S) Other funds debited Nov 1 Transfer JOURNAL TO ‘ 91 23575 GHISIAINE MAXWELL 4306.52 continued next page CNP70008005535535 NP7000185219 00002 1116 030575004 Y123568550 101010 Page S of 6 EFTA00022381 UBS Resource Management Account November 2016 Account activity this month (C011tillUed) Date Activity Other funds debited (continuel) Nov 28 Transfer Account name: GHISLAINE MAXWELL Friendly account name: Indiv A4568 04 Account number: Your Financial Advisor: SCOTT STACKMANILYLF CASRIEL 212-821-7000/800-308-3140 Desainon Arnount TO Y1 36506 8200 -2,250.69 Total other funds debited -$3,057.21 Investment transactions For more information about the prKehalue Thann for restncted schent your staterrent at tlx end of this document. Date Achnty Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Nov28 Transfer Nov28 Transfer Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Nov 28 Transfer Total Securities transferred out Tee Important Semafoon abcut Desolaten Ckbantity Boards from Funds :nyestmtmt nethdrawn fce Accrued value,SI Prce (51 transactions (S) rivestments boLght (S, interest (SI OCCIDENTAL PETROLEUM CRP TO Y1 36506 8200 -969.000 66,269.91 . AUTOMATIC DATA PROCESSNG INC TO Y1 36506 8200 -72000 -6,953.04 BLACKROCK INC TO YI 36506 8200 •72.000 -26,542.80 COLGATE PALMOINE CO TO Y1 36506 8205 -1,508.000 -100.176.44 EOG RESOURCES INC TO `11 36506 8200 -500.000 -46,735.00 FORTINET INC TO Y I 36506 8203 -2,000.000 -60A80.00 GENL MILLS INC TO VI36Ø8200 -L882.000 -116,834.56 AECOM TO Y1 36506 8200 -600.000 -22,182.00 JOHNSON & JOHNSON COM TO VI 36506 8200 -66.000 -7,466.58 MCDONAIDS CORP TO Y1 365068200 •1,018.000 -124,012.76 NEXTERA ENERGY INC COM TO Y1 36506 8200 -162.000 -18,840.60 PEPSICO INC TO Y I 36506 8200 -1,154.000 -118,619.66 PROCTER & GAMBLE CO TO Y1 36506 8200 -1,134.000 -94,20138 -580931433 Date A0/'N Descnpton Arnount (S) Money balante activities Oct 31 Relance forward $80632 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 96.84 Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1347 33 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -2,250.69 Nov 30 Gissing UBS Bank USA Deposit Account The U85 Ban. USA Deposit Account n your pnrnary Twee> 01111441 50.00 CNP70008005535536 NP7000185219 00602 1116 030575004 T123568550 101010 Page 6 of 6 End of statement for account number VI 23568 S5 EFTA00022382