EFTA00022383

UBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNO70055355371116X135 VI 0 Account name: GHISLAINE MAXWELL Friendly account name: Indiv.V49920008 Account number. Your Holmdel Advisor SCOTT STACKMANLYLE CASRIEL Phone: 212.821-7000/800-308-3140 Resource Management Account November 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA ResourceLine at 800-RMA•1000, on October 31 (S) on November 30 (S) account 029023572. Your assets 836,741.99 577.18 Visit our webs/to: Your liabilities 0.00 0.00 yetow.ubs corMinancialservices Value of your account S836,741.99 $577.18 Tracking the value of your account Sources of your account growth during 2016 Value of yds aCoXint S Thousands at year end 2015 51,010,341.52 .469 5 Net deposits and withdrawals -51,008.505.33 1.010.3 Vas investment Mum: 836 7 Dividend and interest income 53261129 Change in market value •533.870.30 0.6 Value of your amount Dec 2014 Dec 2015 Oct 2016 Nov 2016 on NOV 30, 2016 $577.10 Member SVC CNP70008005535537 N87000185219 00003 1116 030575004 '11235725SO 101010 Page 1 of 8 EFTA00022383 UBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (5) Percentage of your account A Cash and money balances 577.18 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account 5577.18 5577.18 100.00% Account name: GHISLAINE MAMBA. Friendly account name: Indiv.V49920008 Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSCI - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Your Financial Advisor. SCOTT STACKMANtYLE CASRIEL 212-821-7000/800-308-3140 Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNI7704306003335538 NP7000185219 00003 1116 030575004 Y123572550 101010 Page 2 of 8 EFTA00022384 UBS Resource Management Account November 2016 Change in the value of your account November 2016 (5) Year to date (S) Opening account value $836,741.99 $1,010,341.52 Deposits, including investments transferred in 0.00 700.00 Withdrawals and fees, including investments transferred out -793,113.46 -1,009,205.33 Dividend and interest income 823.01 32,611.29 Change in market value -43,874.36 -33,870.30 Closing account value $577.18 $577.18 Account name: GMSLAINE MAXWELL Friendly account na Account number: Dividend and interest income earned For piaposes of this statement. taxability of interest and dinderd income has been detennned from a US tax reporting perspective. Based upon the residence of the account holder. account type, or product type, some interest ancVor dividend payments may not be subject to United Slates (US) andlor Anna Rico (PR) income taxes. The client monthly statement is not intended to be used ad ca of be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from WS annually, such as the Foam 1099 and the rams 480, for tax reporting information. It 6 the practice of UBS to fie the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately dandy dividends endear interest as tax exempt or taxable income. Please conait your individual tax nearer. November 2016 (1) Year to date (S) Taxable dividends 823.01 32,610.75 Taxable interest 0.00 0.30 Total current year $823.01 $32,611.05 Prior year adjustment 0.00 0.24 Total dividend & interest $823.01 $32,611.29 Summary of gains and losses Values reported below exclude products for which gins and losses are not classified Realized gains and losses Your Financial Advisor: SCOTT STACKMANA.YLE CASRIEL 212.821.7001/800.308-3140 November 2016 (5) Unrealized Year to date (S) gains and losses (S) Long term 0.00 -14,824.77 0.00 Cash activity summary See Account activity this monthkr details. Balances in your Sweep options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UM Bank USA, not to deposits at UBS AG, Stamford Branch or bat deposits placed Graph the 1/85 International Deposit Account program. 51K protection applies to money market sweep fund holdrgs but not bank deposits_ Seean/torten: infOrMatiOn about your statement On the last two pages of this document for details' November 2016 (5) Year to date (5) Opening balances $83.29 $0.00 Additions Deposits and other funds credited 0.00 700.00 Dividend and interest income 823.01 32,611.29 Proceeds from investment transactions 0.00 183,964.28 Total additions $823.01 $217,275.57 Subtractions Professional management fees and related services 577.18 -5,673.41 Other fees -30.00 -792.54 Other funds debited -876.30 -209,955.04 Funds withdrawn for investments bought 0.00 -277.40 Total subtractions -$329.12 -$216,698.39 Net cash flow $493.89 $577.18 Closing balances $577.18 $577.18 CNP7000800SS3SS39NP7000185219 0:003 1116 030575004 Y123572550101010 Page 3 of 8 EFTA00022385 UBS Resource Management Account November 2016 Withholdings and tax summary Account name: HISLAINE MAXWELL Friendly account name: Indy V499 Account number: November 2016 (S) Year to date (S) Foreign taxes paid -123.45 -2,501.25 UBS Bank USA Deposit Account AFT Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0.00 Closing UBS Bank USA Deposit balance Nov 6 $0.00 Number of days in interest period 31 Average daily balance $675.13 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308.3140 CW70006005535540 197000185219 00003 1116 0XI575004 Y123572550 1010t0 Pape 4 of 8 EFTA00022386 UBS Resource Management Account November 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv.V499200013 Account number: some prices, income and current values shoves may be approarnate. As a result, gains and losses may not be accurate)). reflected. See important information about your statement at the end of the declarant for moo idorrnatica Cash Cash and money balances Opening bala%e closing balance Rice per share Average Dmdendanterest Days in Holding on Nov 1(S) on Nov 30(S) on Nov 30 (5) rate peed Pered Cash UBS BANK USA DEP ACCT 83.29 0.00 250.000.00 Total Your Financial Advisor. SCOTT STACKMMAYLE CASRIEL 212-821-7000x800.308.3140 Cap mount ft 0.00 577.18 Your total assets S83.29 3577.18 wise on Nov 30 (5) Percentage of Cost Estimated your account bases (1) annual income (S) unfenced gan or loss (Si Cash Total Cash and money balances 577.18 100.00% 577.18 Account activity this month Dividend and interest income Taxable clividenob Fees $577.18 100.00% 5577.18 Date Activity Description Amount (5) Nov 4 Foreign ENGIE SPON ADR AS OF 11/03/16 823.01 Dividend CUSIR 29286D105 Total taxable dividends $823.01 Total dividend and interest income $823.01 Date Activity Description Amount (S) Nov 4 Fee ENGIE SPON ADR AS OF 11/03/16 -30.00 Nov 30 Refund PRORATED ADVISORY FEE 577.18 Total professional management fees $577.18 Total other fees -$30.00 Date Actmty Desuptcn AMCwIl (5) Other funds debited Nov I Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -83.29 continued next page CNP70000005535541 Na ICO0185219 00003 1116 030575004 V123572550 101010 Page 5 of 8 EFTA00022387 UBS Resource Management Account November 2016 Account activity this month (continuel) Date Actruity Other funds debited (continutil) Nov4 Foreign Tax WithheId Nov 28 Transfer Total other funds &bied Account name: OHISLAINE MAXWELL Friendly account name: Indiv V€19920008 Account number: Your Financial Advison SCOTT STACKMAWLYLE CASRIEL 212-821-7003/800-308-3140 Druriptice Amant (S) ENGIE SPON ADR AS OF 11/03/16 -123.45 TO Y1 36508 4200 .669.56 -$87630 Investment transactions For nare information about the prkekakke shovm for restncted securities. see important information about year statement at the etx101 TM &weent. Date Actieity Descripeion Ouarnky %cents trom Funds 'moment ~draw, for Accrued valne IS) Price (S) Vansaclions 1f) iwestments 0000010) interest (f) Nov 28 Transfer BAE SYSTEMS PLC SPON ADR TO lel 36508 4200 CUSIP 05523R107 •1,000.000 -29,915.00 Nov 28 Transfer DEUTSCHE POST AG SPON ADR TO Y1 36508 4200 CUSIP. 25157V202 -1,000.000 -30,875.00 Nov 28 Transfer ENGIE SPON ADR TO 1.1 36508 4200 CUSIP. 292860105 -1,500.000 -18,412.50 Nov 28 Transfer IMPERIAL BRANDS PLC SPON ADR TO Y1 36508 4200 CUSIP-. 45262P102 -1,030.000 -45,052.20 Nov 28 Transfer MTN GROUP LTD SPON ADR TO Y1 36508 4200 CUSIP. 62474M108 •1,990.030 -16,248.35 Nov 28 Transfer ORKLA ASA A SHS SPON ADR TO 111 36508 4200 CUSIP: 686331109 4115.000 -36,541.20 Nov 28 Transfer RECKITT BENCKISER PLC SPON ADR TO Yl 36508 4200 CUSIP: 756255204 -3,540.000 -59,224.20 Nov 28 Transfer SINGAPORE TELECOM LTD NEW 2006 SPON ADR TO Y1 36508 4200 CUSIP 82929R304 -1,765.000 -46,375.37 Nov 28 Transfer SIEMENS A G SPON ADR TO Sel 36508 4200 CUSIP 826197501 -500.000 -56,060.00 Nov 28 Transfer ASTFTAZENECA PLC SPON ADR TO 111 36508 4200 CUSIP. 046353108 -730.000 -19,512.90 COMilitead Mat par aW70008005535542 NP7000185219 00003 1116 030575004 Y123572550101010 Page 6 of 8 EFTA00022388 *UBS Resource Management Account November 2016 Account activity this month (continued) Investment transactions (continued) Date Actrvily Deunptcn Proceeds from Funds mestment wahOrawn tor koine Ouantity value (S) RICt (S) rninsecoons (5) meieren& bougie (S) went (S) Nov 28 Transfer EttIP BILLITON LTD SPON ADR TO Y1 36508 4200 CUSIP 088606108 -435.000 -16,677.90 Nov 28 Transfer OEUTSCHE TELE KOM AG OE SPON ADR TO Y1 36508 4200 CUSIP 251566105 -4,270.000 -66,014.20 Nov 28 Transfer GLAXO SMITHKLINE PLC ADR TO `11 36508 4200 CUSIP 37733W105 -515.000 -19,719.35 Nov 28 Transfer NIPPON TELEG & TEL CORP SPON ADR TO Y I 36508 4200 CUSIP: 654624105 -2.210.000 -90,123.80 Nov28 Transfer NOVARTIS AG SPON ADR TO Y1 36508 4200 CUSIP. 66987V109 -975.000 -67,353.00 Nov28 Tramt« P.T. TELEKOMUNIKASI INDONESIA SPON ADR TO VI 36508 4200 CUSIP. 715684106 -1,380.000 -39.123.00 Nov 28 Transfer ROYAL DUTCH SHELL PLC Cl A SPON ADR TO Y1 36508 4200 CUSIP 780259206 -27.000 -1,328.40 Nov28 Transfer ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR TO VI 36508 4200 CUSIP 780259107 -400.000 -20,800.00 Nov28 Transfer STATOIL ASA SPON ADR TO Y1 36508 4200 85771P102 -1,450.000 -24,113.50 Nov28 Transfer TAIWAN SEMICONDUCTOR MFG CO LTD ADR TO VI 36508 4200 CUSIP 874039100 -830.000 -24,617.80 Nov 28 Transfer UNILEVER W N Y SHS NEW NETHERLANDS SPON ADR TO YI 36508 4203 CUSIP. 904784709 -1,000.000 -39,210.00 Nov 28 Total Securities Transfer VODAFONE GROUP PLC WON ADR TO Y1 36508 4200 CUSIP. 92857W308 -1,039.000 -25,486.67 transferred out 4792.784.34 Account name: GHISLAINE MAXWELL Friendly account nat Account number: Your Finandal Advisor: SCOTT STACKMANAYLE CASRIEL 212-821-7000/800-308-3140 CNP70008005535543 NP70001135216 OCCO3 1116 030579004 Y123572550101010 Page 7 of 8 EFTA00022389 UBS Resource Management Account November 2016 Account activity this month (continued> Date Activity Description Amount IS) Money balance activities Oct 31 Balance forward 58329 Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 -83.29 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 669.56 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -669.56 Nov 30 Closing UBS Bank USA Deposit Account $0.00 Account name: GHISLAIN( MAXWELL Friendly account nartw Account number: Your Financial Advisor: SCOTT STACKMAWLYIE CASRIEL 212-821-7000/800-308-3140 The UBS Bank USA Deposit Accosem is yaw primary sweep option CNP70008005535544 W70030185219 00003 1116 030575004 v123572S50 101010 Page 8 of 8 End of statement for account nurnber Y1 23572 S5 EFTA00022390