EFTA00022391

UBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0002 CW70:6535545 1116 X135 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: Indiv. 167006 Account number. Your Financial Advisor: SCOTT STACKMAN&YLE CASRIEL Phone: 212-821-7000/800-308-3140 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000. account 029023574. Resource Management Account November 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Your assets Visit our websitec Your liabilities www.ubs.com/financialservices Value of your account Accrued interest in value above on October 31 (S) on November 30 (5) 1,135,630.52 772.39 0.00 0.00 $1,135,630.52 $772.39 $3.566.38 wee Tracking the value of your account S Thousands Sources of your account growth during 2016 Value of your account at year end 2015 $1,311.717.81 1584 3 lire 7 Net deposits and yritIsdravals -S1.366802.20 1,135 6 Your uwestment return: ilhal3 /4 3/4 443 /414.4%%1 /4 13/407•03/444.0: Dividend and interest income $59,045.75 Change in value of accrued interest -55.178.88 Change in Dec 7014 Dec 2015 Ott 2016 Nov 2016 market value 51,789.91 Value of your account on Nov 30.2016 6772.39 Member SIPC CNP70001,305535545 W70:01135219 00004 1116 030575004 Y123574550101010 Page 1 of 8 EFTA00022391 UBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (5) Percentage of your account A Cash and money balances 772.39 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S772.39 100.00% Value of your account 5772.39 A Account name: GHISLAINE MAXWELL Friendly account na • Account number: Eye on the markets Index S&P 500 Russell 3000 MSCI - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Your linandol Advisor: SCOTT STACKMANA.N.E CASRIEL 212.821.700W800-308.3140 Percentage change November 2016 Year to date 3.70% 9.79% 4.48% 10.58% -1.98% -1.86% -2.37% 2.50% 04P70000005535546 NP7000I 85219 00004 1116 030575004 V123574550101010 cup 2 of 8 EFTA00022392 UBS Resource Management Account November 2016 Change in the value of your account November 2016 (S) Year to date (S) Opening account value 51,135,630.52 51,311,717.81 Deposits, including investments transferred in 0.00 8,340.00 Withdrawals and fees, including investments transferred out -1,149,960.69 -1,374,942.20 Dividend and interest income 4,993.84 59,045.75 Change in value of accrued interest -3,566.38 -5,178.88 Change in market value 13,675.10 1,789.91 Closing account value $772.39 $772.39 Account name: GHISLAINE MAXWELL Friendly account name In&v flV 1M006 Account number. Your Financial Advisor. SCOTT STACKMAWLYLE CASRIEL 212-821-7000/800-308-3140 Dividend and interest income earned For purposes of this staterrent taxability of intern and *Mend Exam has been determned from a US tax reportirg perspectne. Based upon the reudence of the account holder, account type, or product type, some interest and dividend payments may not be stt,ject to United States (US1 andAx Puerto Rico (PR) income taxes. The client monthly statement is not ntended to be used and carnal be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from uBS arnually, such as the Foam 1099 and the Forms 480, for tax reputing information It is the practice of UBS to Me the applicable tax reporting foam with the US IlltiMid Revenue Serice and PR Treasury Department, and in such forms accurately classify dnidends and/or interest as tar exempt or taxable income. Please consult your indmclual tax wearer. November 2016 (S) Year to date (S) Taxable dividends 0.00 7,202.28 Long-term capital gains 160.27 160.27 Taxable interest 4,537.51 42,495.89 Tax-exempt interest 0.00 7,500.00 Miscellaneous 296.06 1,687.31 Total current year 54,993.84 $59,045.75 Total dividend & interest $4,993.84 $59,045.75 Summary of gains and losses Values reported belowexclude products for vit*h gins and losses are not classified. Realized gains and losses Unreafieed November 2016 (5) Year to date (S) gains and losses (S) Short term 0.00 586.02 0.00 Long term 0.00 6,027.80 0.00 Total $aw $6,613.82 $0.00 CNP70C08005535547NP70001135219 00004 1116 030575004 Y123574550101010 Page 3 of 8 EFTA00022393 UBS Resource Management Account November 2016 Cash activity summary Account name: GHISIAINE MAXWELL Friendly account nth •tndivnS2167nnA Account number: Site Acosunt activity this month for details. Balances in yam Swap Options are included in the operatic and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA., not to deposits at UBS AG. Stamford Branch or bank deposits placed dvough the tiFiS international Depose Account program. AFC protection applies to money market sewed fund lokings but not bank deposits See important information abort your statement on the last two pages of the document kr details. November 2016 (5) Year to date (S) Opening balances $10,680.70 $541.48 Additions Deposits and other funds credited 0.00 8,340.00 Dividend and interest income 4,993.84 59,045.75 Proceeds from investment transactions 150,000.00 325,303.76 Total additions 5154,993.84 $392,689.51 Subtractions Professional management fees and related services 772.39 -7,528.38 Other funds debited -165,674.54 -382,355.28 Funds withdrawn for investments bought 0.00 -2,574.94 Total subtractions -$164,902.15 -$392,458.60 Net cash flow -$9,908.31 $230.91 Closing balances $772.39 $772.39 Your Financial Advisor. SCOTT STACKMANA.YSE CASRIEL 212-821-7000/800-308.3140 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0.00 Closing UBS Bank USA Deposit balance Nov 6 $1,837.51 Number of days in interest period 31 Average daily balance $989.83 Interest earned $0.01 Annual percentage yield earned 0.01% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. CNP70038005535548 F*7000185219 00004 1116 030575004 Y123574SSO 101010 Pop 4 of 8 EFTA00022394 UBS Resource Management Account November 2016 Your assets Account name: GHISLAINE MAXWI I . Friendly account na Ind& 1 7 Account number: Some prices. form and current vitas shown may be approximate As a resull gains and losses may not be accurately reflected See 'mono:information about Jour statement at the end of this document for more information Cash Cash and money balances Opening balance Closing balance Price per share Average Dmdendirterest Days in Holding on Nov 1 (S) an Nov 30(5) on Nov 30 (S) rate period period Cash UBS BANK USA DEP ACCT 5,954.33 0.00 250,00100 Total Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL 212-821-7000/800-308.3140 Cap amount (Si 4,726.37 772.39 Your total assets 910690.70 9772.39 Value on Nov 30(3) Percentage of Cost Estimated tour account basis (S) annual won* (5) Unrealized gain or loss (5) Cash Total 5772.39 100.00% 5772.39 Cash and money balances 772.39 100.00% 772.39 Account activity this month Date Activity Description Amount (S) Dividend and interest income Long-term capital gains Taxable interest Nov 14 It Cap Gain BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 160.27 Total long-term capital gains 160.27 Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE PAID ON 4200 1,837.50 CUSIP: 222388209 Nov 7 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01 Nov 15 Interest BANK OF AMER INTERNOTES 03.600% 111516 DTD110410FC051511 NTS B/E CUSIP: 06050WDW2 2,70000 Total taxable interest $L537.51 CW70008005535549 HP70001136219 000O4 1116030575004 Y123574350 101010 Page S of 8 EFTA00022395 UBS Resource Management Account November 2016 Account activity this month (continued) Date Activity Dividend and interest income (continued) Description Account name: GHISLAINE MAXWELL 7 Friendly account nor • Ind 05.21fi7nnfi Account number: Your Financial Advisor- SCOTT STACKMANAYLE CASRIEL 212.821-700W800-308-3140 Amount (S) Miscellaneous Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP WT PAID ON 1113 7.79 Nov 14 Return Of Capital Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT Total miscellaneous Total dividend and Interest income BLACKSTONE GROUP LP/THE UNif REPSTG LTD PARTNERSHIP INT PAID ON 1113 14.47 273.80 Date Activity Description Nov 30 Refund PRORATED ADVISORY FEE Total professional management fees U96.06 36993.84 Amount (S) Fees 772.39 Date Activity Nov 1 Transfer Nov 28 Transfer Total other funds debited Descrph:n JOURNAL TO 191 23575 GHISLAINE MAXWELL TO `11 36509 2200 977239 Amount (SI -10,680.70 Other funds debited -154,993.84 Investment transactions for more information about the price/value shown for restricted wo nies, see important information about your statement st the end of this document. Date Activity Description Quantity Value (S/ Price (S) Proceeds from Funds investment vnthdrawn for Awned transactions (S) investments bought CS/ Merest (S) Nov 15 Call Redemption BANK OF AMER INTERN3TES 03.600% DTD110410FC051511 NTS 8/E CUSIP: 08050WDW2 111516 •150,000.000 150000.00 Nov 28 Transfer BIRDWLE TX INDPT SCH D PREF DUE 021529 DTD 011507 CALLABLE PRE-REFUNDED 70 `11 36509 2200 0908741J5 BE/P/ 5 -90,000.000 -90,777.60 Nov 28 Transfer BIRDALE TX *CPT SCH D BE/R/ 5 -10,000.000 -10082.50 -$165,674.54 DUE 021529 DTD 011507 CALLABLE TO YI 36509 2200 CUSIP. 090874LM8 continued next page CW70308005535550 NP 7000185219 00004 1116 030515004 V123574550 101010 Page 6 of 8 EFTA00022396 UBS Resource Management Account November 2016 Account activity this month (continued) Investment transactions (continued) Date Activity Descreace Nov 28 Transfer Account name: GHISLAINE MAXWELL Friendly account na Account number: Quantity value (S) Prior (S) Your Financial Advisor: SCOTT STACKMANAYLE CASFUEL 212.821-7000/800.308-3140 Proceeds from runts investment with*Inwt for Accrued transactions (S) investments bought (S) interest (St MICHIGAN MUN BD AUTH RV BUR/ 5 DUE 100126 DTD 110206 CALLABLE TO Y1 36509 2200 CUSIP: 594557485 -5,000.000 -5,016.8o Nov 28 Transfer COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE TO TI 36509 2200 CUSIP. 222388209 4200.000 -106,940.40 Nov 28 Transfer CITIGROUP CAPITAL XII FXDIFLT TRUST PFD 7.121% DUE 10/30/2040 TO Y1 36509 2200 CUSP. 173080201 -10,000.000 -259,00000 Nov 28 Transfer BANK OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20 Nov 28 Transfer BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT TO Y1 36509 2200 -1,113.000 -28,726.53 Nov 28 Transfer GENERAL MOTORS CO TO Y1 36509 2200 Nov 28 Transfer SPDR S&P 500 ETF TR TO Y1 36509 2200 -1,023.000 -34,833.15 -1,257.000 -277,14136 Nov 28 Transfer 1P MORGAN CHASE & CO 07.900% 042949 DTD042308 FC103008 NTS B/E TO Y1 36509 2200 CUSIP: 46625HHAl -150,000.030 -153,375.00 Total Securities transferred out Date Activity Oct 31 Went* (onward Nov 1 Deposit Nov 2 Withdrawal Nov 7 Deposit Nov 15 Deposit Nov 16 Deposit Nov 29 Withdrawal Nov 30 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit Account is your primary sweep optic" -S985,058.54 DesaiptOn 3150,000.00 Amount (S) 55,95433 Money balance activities UBS BANK USA DEPOSIT ACCOUNT 4,726.37 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 -8,843.20 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01 UBS BANK USA DEPOSIT ACCOUNT 456.33 UBS BANK USA DEPOSIT ACCOUNT 152,700.00 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -154,993.84 CtiP7000800SS3SSSI W7000185219 00004 1116 030575004 Y123574550101010 Par 7 of 8 EFTA00022397 UBS Resource Management Account November 2016 Realized gains and losses Account name: GRISLAINE MAXWELL Friendly account name: Indiv 09 167006 Account number. The estimated realized gains and lasses shown below are not (alas purposes Please note that gain or loss recognized on the sale or redemption of certain Structured Product, like Contingent Debt Securities, may be ordinary, and not capital, gain or loss. Please check with your tar advisor To calculate Paths and losses. We liquidate the oldest secunty lot fist This is known as the first-in. first-out a FIFO accounting method. We use this method unless you specified which tax lot to close when you placed your order. This is known as purchases or VSP order See Important information about your statement at the end of this docurnent for more Long-te►m capital gains and losses secunty description Method BANK OF AMER INTERNOTES 03.600% 111516 DTD110410 FC051511 WS EVE FIFO 150,000.000 Nov 01, 10 Nov 15. 16 Quantity or Purchase Sale face yak.* date dale Your Financial Advisor: SCOTT STACKMAN/IYLE CASRIEL 212-821.7000!800.308.3140 information We may not adjust gains and losses for all capital changes We automatically adjust cost basis for tax-exempt and AMT coupon municipal sec/dies for estrnated amortization of bond pemiurrs and for acaeted 00 for securities issued at a Oscan If you requested that MS adjust cost basis for the bond premium amortization on taxable debt secunties then cost basis reflected for these securities has been af lusted. Estimates in the Unclassified section can not be classified as short term a song term because information is missing, or the product is one in which the gantoss calculation is not provided. Sale Cost amount (S) bases (SI Wash sale cost basis adjustrrent(SI Loss (1) Gain (SI 150,000 00 150,000.00 CNP70008005535552 W7000185219 00004 1116 030575004 Y123574550101010 Page 8 of B End of statement for account number Y1 23574 55 EFTA00022398