EFTA00022415

UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account July 2016 CNP7005654271 0716 71 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash/Saving Account number: Your Financial Advisor. SCOTT STACKMAN&YLE CASRIEL Phone 212-821.7000800.308.3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-14300, account 029023575. on June 30 (S) on July 29 (5) Your assets 16274,758.15 15,623,167.44 Milt our websitex www.ubs.comdfinancialservices Your liabilities 0.00 0.00 Value of your account S16,274,758.15 S15,623,167.44 Tracking the value of your account $ Millions Sources of your account growth during 2016 Value of your account at year end 2015 56,144,731.58 163 156 Net deposits and withdrawals 59,438,892.48 Your investment return: Dividend and interest inane Change in market value 532,525.64 57017.74 4.2 6.1 yak. of your account on Jul 29, 2016 516,623,167.44 Dec 2014 Dec i015 Jun 2016 Ju1 2016 Member SVC CNP70008005654271 NP7000195185 CCC05 0716 030575004 Y123575550 000000 Page 1 of 8 EFTA00022415 UBS Resource Management Account July 201 6 Your account balance sheet Summary of your assets Value on July 29 (S) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 12,095,232.89 77.42% C Equities 0.00 0.00% D Fixed income 3,527,934.55 22.58% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $15,623,167.44 515,623,167.44 100.00% Account name: Friendly account nam Account number: GHISIAINE MAXWELL Your current asset allocation Eye on the markets Index S&P 500 Russell 3000 MSCI - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Your Financial Advisor. SCOTT STACKMANAYLE CASRIEL 212.821.7000/800.308-3140 Percentage change July 2016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% CNP7CO38005654272 W7000195185 00005 0716 030575004 Y123575550000000 Page 2 of 8 EFTA00022416 I UBS Resource Management Account July 2016 Change in the value of your account July 2016 (s) Year to date (S) Opening account value $16,274,758,15 $6,144,731.58 Deposits, including investments transferred in 8,379.11 14,626,293.34 Withdrawals and fees, including investments transferred out -669,939.99 -5,187,400.86 Dividend and interest income 6,459.79 32,525.64 Change in market value 3,510.38 7,017.74 Closing account value $15,623,167.44 $15,623,167.44 Account name: GHISLAINE MAXWELL Friendly account tam Account number: Dividend and interest income earned For purposes of this statement, taxability of interest rd dwidend income has been determined from a US tax reporting perspective. Based wpm the residence of the acme* kidder, account twee/product type, some interest arxer dividend payments may not be subject to United States (US) ander Puerto Rico (PR) income taxes. The client rnontNy statement is not intended to be used and cannot be retied upon fa tax purposes. Clients should refer to the applicable tax reporting forms they recent from UBS annually, such as the firms 1099 and the Farris 480, for lax rePcnrig remligicer lt is the practice Of UM to file the appkable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends andki interest a tax exerryt or taxable income. Please consult your individual tax prepares. July 2016 (5) Year to date (6) Taxable dividends 6,459.79 30,315.12 Taxable interest 0.00 36.79 Total current year $6,459.79 $30,351.91 Prior year adjustment 0.00 2,173.73 Total dividend & interest $6,459.79 $32,525.64 Summary of gains and losses Values reported below exclude products for which gam ad losses are not classified. Realized gains and losses Unrealized Your Financial Advisor. SCOTT STACKMANIYIE CASRIEL 212-821.7000/800.308-3140 July 2016 (5) Year to date (S) gains and losses (S) Short term 0.00 0.00 43.40 Long term 0.00 0.00 3,481.27 Total $0.00 Cash activity summary $0.00 $3,524.67 See Account activity this month for Betas. Balances n your Sweep Options are included in the opening and dosing balances value. roc rtsurance apple only to deposits at MIS Bath USA, it s to deposits at UBS AG. Stamford Branch or bath deposits placed through the UBS Wernational Deposit Account program. SPC protection applies to none/ menet sweep fund holdings but not bath deposits. See/frown information about ytur statement on the lag two pages of this document for details. July 2016 (5) Year to date (5) Opening balances $0.00 52,010,294.62 Additions Deposits and other funds credited 8,379.11 14,626,293.34 Dividend and interest income 6,459.79 32,525.64 Proceeds from investment transactions 667,380.36 5,131,849.83 Total additions $682,219.26 $19,790,668.81 Subtractions Checks and bill payments -500,000.00 -3,000,000.00 Other funds debited -169,939.99 -2,187,400.86 Funds withdrawn for investments bought -12,279.27 -16,613,562.57 Total subtractions -5682,219.26 -$21,800,963.43 Net cash flow $0.00 -52,010,294.62 Closing balances $0.00 $0.00 CNP70008005654273 NP7000195185 00005 0716 030575004 Y123575550 000000 Page 3 of 8 EFTA00022417 *UBS Resource Management Account July 2016 UBS Bank USA Deposit Account APY Interest period Jun 7 • Jul 7 Opening UBS Bank USA Deposit balance Jun 7 53,364.56 Closing UBS Bank USA Deposit balance Jul 7 55,819.48 Number of days in interest period 31 Average daily balance $1,374.58 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: (HIM AINE MAXWELL Friendly account name: Ind ((nil/Saw) Account number: Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile Primary - Moderate Investment eligibility consideration - None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. Your Financial Advisor. SCOTT STACKMANII.Ytf CASRIFI. 212.821.7000"800.308-3140 CNP70008005654274 NP7000 I 95185 00035 0716 030575004 Y123575550003000 Page 4 of 8 EFTA00022418 *UBS Resource Management Account July 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind CaslYSaving Account number: Some prices, income and current values shown may be approorrate As a result, gars and losses may rot be accurately reflected. See Important information about your vaternent at tlx end of this document for more information. Cash alternatives Money market funds Money market funds are neither inured nix guaranteed by the Federal Deposit Insurance Corporation or any other go share, it 6 possible to lase money by •costing in these funds Total reinveSted is the total of all reinvested dividends. It does not incIrde any cash drodcrds. It is not a tax lot for the purposes of determining holding periods a cost tubs The shares you receive each tune you reinvest dividends become a separate tax lot. Cost basis is the total purchase cost of the security, including reinvested dividends. The cast basis may need to be adjusted for return of capital payments in order to determine the adjusted cost base for tax reporting purposes Wiring U8S SELECT PRIME INSTITUTIONAL FUND 12,095,232 890 1.000 12,045232.89 12,095,232.89 EAI: 547,171 Current yield: 0.39% Purchase pricer Number Average price Client of shares per share (S) irnestmmt (S) Your Financial Advisor SCOTT STACKMANAJLE CASRIEL 212.821-7000/800.308.3140 vernment agency. Although money market funds seek to preserve the value of your investment at Si 00 per unrealized (taxi gain or lots is the cif creme between the current value and the cost basis and would generally be your taxable gain or loss rf the security was sold on this date. The unrealized (tax) gan or loss may need to be adjusted for return of capital payments in order to determine the realized gan or loss for tax reporting purposes Investment return 6 the current value mind the amoult you invested it does not nclude shares that are not reflected on your statement. including shares that have been realized as &thereon, melon It also does not include cash dividends that were not rernested Cost Price per Share basis (S) on Jul 29 ($) Value on Urrealized Investrrent Holding M 29(5) gain a loss (SI return IS) Period Fixed income Mutual funds row reknested 6 the total of all reinvested dividends. It does not include any cash dividends. It is not a tax lot for the purposes of determinng holdng periods a cost basis The shares you receive each time you reinvest dividends become a separate tax lot Cost basis is the total purchase cost of the security, including reinvested dividends. The cost bass may need to be adjusted for return of capital payments in order to determine the adjusted cost baps for tax reporting purposes. Holding PUTNAM SHORT DURATION INCOME FUND Y Purchase pro./ Writer Average price Client of shares per share (5) investment (S) 1.000 12,095,232.89 Unreaazed (tax) gains or loss is the difference between tee current value and the cost basis and would generally be your taxable gain a loss if the secunty was sold on this date. The unrealized (tax) gain a loss may need to be adjusted for return of capital payments in order to detemtine the realized gan or loss for tax reporting purposes Investment return is the current value minus the amount you invested. It does not include shares that are not reflected on your statement, inch ding shares that have been realized as either a gain a a loss It also does not include cash dividends that were not reinvested Cost Price per share bases (S) on lul 29 (S) Value as Sul 29(S) Unrealized (tax) gan or loss IS) kwestrnent Ho'ding return :St peraDd continued next page 0.70:0800565427S HP7000195I 85 06005 0716 030575004 Y123575550 mot= Page 5 of 8 EFTA00022419 UBS Resource Management Account Jury 2016 Your assets . Fixed income . Mutual funds (continued) Holding Number of shares Purchase Price/ Average price per share (S) Cient imestment (S) Cost basis IS) Price per share on rui 29 IS) Value on MI29 (1) Unrealized (taa) gain or tas (S) investment Bolting retum(S) period Symbol: PSDYX Trade date: Jul 20, 15 Total reinvested [Al: 524,924 Current yield: 0.71% Security total 348,605.578 2,432.686 351,038.264 10.040 10.031 10.040 3,500,005.25 3,500,005.25 3,500,005.25 24,404.63 3,524,409.88 10.050 10.050 3,503,486.06 24,448.49 3,527,934.55 3,480.81 43.86 3,524.67 27,929.30 LT Account name: GHSLAINE MAXWELL Friendly account nama:Ind:CasFJSaving Account number: Your Financial Advisor. SCOTT STACKMANA.TLE CASRIEL 212-821-70001800-308-3140 Your total assets Cash alternatives Fixed Income Total value on Jul 29 (5) Percentage of your account Cost hash (5) Estimated annual income (S) unrealized gain or loss (S) Money market funds 12,095,232.89 77.42% 12,095,232.89 47,171.00 Mutual funds 3,527,934.55 22.58% 3,524,409.88 24921.00 3.521.67 515,623,167.44 100.00% 515,619,642.77 572,095.00 53,524.67 Account activity this month Deposits and other funds credited Date Activity Description Amount (1) Jul 1 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 2,133.03 Jul 1 Transfer JOURNAL FROM Y123572 GHISLAINE MAXWELL 5,810.08 Jul 1 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 436.00 Total deposits and other funds credited 18.379.11 Date Activity Description Amaral (S) Jul 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 06/30/16 2,324.17 Jul 29 Dividend UBS SELECT PRIME INSTFRIFIONAL FUND 4,135.62 Total taxable dividends Total dividend and interest income 56,459.79 56,459.79 Dividend and interest income Taxable dividends Date Acu,:y ",:vso.ptoon Jul 27 Withdrawal ACH TO Tidewood I.LC AT CITIZENS BANK, NA -500,030.00 Total bill payments -$500,000.00 Amount IS) Bill payments Date Acted,/ Descriptim Amon CS) Jul 5 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -76.60 Other funds debited continued next page CW700013005654276 W7000195185 00005 0716 03057600a v123675550000000 Page 6 of 8 EFTA00022420 Resource Management Account UBS July 2016 Account activity this month (continued) Date Activity Description Amount IS; Other funds debited (continued) Jul 7 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -2A83.03 Ai 15 Transfer TO Y1 23568 7100 -1,600.00 Jul 15 Transfer TO VI 23574 1100 -2,200.00 Jul 18 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -80.36 Jul 20 Transfer JOURNAL TO V123692 116 EAST 65TH STREET LLC -3,500.00 Jul 27 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA -160.000.00 Total other funds debited -3169,939.99 Account name: GHISIAINE MAXWELL Friendly account na • Account number: Your Financial Advisor. SCOTT STACKMANAYLE CASRIEL 212-821-7000/800-308-3140 Investment transactions Foe more infarnaton about the price/value shown for resucted SeCurlieS. see Important information about your statement at the end of this document Date Activity Descnption Quantity Value (S) Price Proceeds from investment transactions IS) funds withdrawn for Accrued investments bought (SI entereft (5) Jul 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND V DIVIDEND REINVESTED AT 10.04 NAV ON 06/30/16 AS OF 06/30/16 231.491 -2,324.17 Jul 14 Bought UBS SELECT PRIME INSTITUTIONAL FUND 5,819 480 -5.819.48 Jul 15 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3,800.000 3,80000 Jul 18 Sold UBS SELECT PRIME INSTITUTIONAL FUND -80.360 80.36 Jul 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3,500.000 3,50000 Jul 27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -500.000.000 500000.00 Jul 27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -160.000.000 160,000.00 Jul 29 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 0729/16 4,135.620 -4,135.62 Total 3667,3110.36 412.279.27 Date Actively Description Amount (S) Money balance activities Jun 30 Balance forward $0.00 Jul 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,379.11 Jul 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/05/16 -76.60 Jul 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07/16 -2,483.03 continued next page CW70008005654277 NOP:0019518S C0005 0716 030575004 Y123S7SSSO 000000 Page 7 of 8 EFTA00022421 UBS Resource Management Account July 2016 Account activity this month (continued) Date Money balance activities (continued) Minify Withdrawal Account name: GNISLAINE MAXWELL Friendly account nit • Account number: Your Financial Advisor. SCOTT STACKMANA.YLE CASRIEL 212-821.700O/800.308.3140 Description Amount (SI UBS BANK USA DEPOSIT ACCOUNT AS OF 07/14/16 -5,819.48 Jul 15 Jul 29 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit Account is your primary sweep option. SOHO CNP70008005654278 NP7000195185 00035 0716 030575004 Y123575550 0=00 Page 8 of 8 End of statement for account number YI 23575 55 EFTA00022422