EFTA00022423

UBS 085 Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ChR7026535553 1116 X135 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash/Saving Account number Your Financial Advisor: SCOTT STACKMAIWLYLE CASRIEL Phone: 212.821.7000/800-308-3140 Resource Management Account November 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Call your financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on October 31 (5) on November 30 (V account 029023575. Your assets 15,699,173.12 1,468,134.79 Visit our vnbsite: Your liabilities 0.00 0.00 www.ubscom/financialservices Value of your account 515,699,173.12 $1,468,134.79 Tracking the value of your account Motions 15.7 4.2 6.1 1.5 Dec 12014 Ow 2015 0c12016 Nov2016 Sauna of your account growth Wiring 2016 Value of your account at year end 2015 16,144,731.58 Net deposits and withdrawals .54,744,108.00 Your investment return: Dividend and interest income Change in market value Value of your account on Nov 30, 2016 $1,468,134.79 f60,493.47 $7,017.74 Member SIPC CNP7C008005535553 67000185219 00005 1116 030575004 Y123575550 101010 Page 1 of 8 EFTA00022423 *UBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30(S) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 1,468,134.79 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account S1A68,134.79 $1,468,134.79 100.00% Account name: GHISLAINE MAXWELL Friendly account na g Account number: Your current asset allocation Eye on the markets index S&P 500 Russell 3000 MSCI - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Your Financial Advisor: SCOTT STACKNIAWLYLE CASWEL 2124321-7000/800-308-3140 Percentage dunge November 2016 Year to date 3.70% 9.79% 4.48% 10.58% -1.98% -1.86% -2.37% 2.50% C NP70006005535554 NP7000185219 00005 1116 030575004 Y123575550101010 Page 2 of 8 EFTA00022424 UBS Resource Management Account November 2016 Change in the value of your account November 2016 (5) Year to date (S) Opening account value $15,699,173.12 $6,144,731.58 Deposits, including investments transferred in 11,570.91 14,847,792.86 Withdrawals and fees, including investments transferred out -14,250,000.00 -19,591,900.86 Dividend and interest income 7,390.76 60,493.47 Change in market value 0.00 7,017.74 Closing account value $1,468,134.79 $1,468,134.79 Account name: GHISLAINE MAXWELL Friendly account nom intCashrSavinci Account number: Dividend and interest income earned For purposes of this statarnent taxatelity of interest and dividend income ha been determined from a US tax reporting perspective. Based upcn the residence of the account holder, axount type. or product type, some interest andlor dividend payment may not be siMect to United States (US) ardfor Puerto Rico (PR) income Mel the (bent monthly statement is not attended to be used and carrot be relied upon for tax Purposes Clients should refer to the appkabk tax reporting forms they receive from UBS amualy, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the amicable tax reportag kerns with the US Internal Revenue Service and PR Treasury Department. and in such farm accurately classify drndends andbr interest as tax exempt or taxable income. Please consult your individual tax preparet November 2016 (S) Year to date (S) Taxable dividends 7389.93 58,282.12 Taxable interest 0.83 37.62 Total current year $7,390.76 $58,319.74 Prior year adjustment 0.00 2,173.73 Total dividend & interest $7,390.76 $60,493.47 Cash activity summary Your Financial Advisor: SCOTT STACKMAN&YLE CASRIEt. 212-821-7000(800-308-3140 See Account activity Oa month for details. Balances in your Sweep Options are included in the OfeninP and dosing balances value. FDIC insurance apples may to deposits at uBS Bar* USA. not to deposits at UBS AG, Stanford Branch or bar* deposit placed through the UBS International DepOS4 Account program. SIPC protection applies to money market sweep fund holdings but not bat deposits. See Invariant info:mantel about sour statement on the last two pages of this document for details November 2016 (5) Year to date (V Opening balances 50.00 $2,010,294.62 Additions Deposits and other funds credited 11,570.91 14,847,792.86 Dividend and interest income 7,390.76 60,493.47 Proceeds from investment transactions 10,711,496.79 28,050,955.06 Total additions $10,730,458.46 $42,959,241.39 Subtractions Checks and bill payments 0.00 -3,000,000.00 Other funds debited -10,711,496.79 -13,053,397.65 Funds withdrawn for investments bought -18,961.67 -28,916,138.36 Total subtractions -$10,730,458.46 -$44,969,536.01 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 04P70C0800553S5S5 NP7000185219 00005 1116 030515004 Y123575550 101010 Page 3 of 8 EFTA00022425 L UBS Resource Management Account November 2016 UBS Bank USA Deposit Account APY Account name: GHISUONE MAXWELL Friendly account nor • Intl c anon Account number: Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0.00 Closing UBS Bank USA Deposit balance Nov 6 10.00 Number of days in interest period 31 Average daily balance $47,834.05 Interest earned $0.83 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration • None selected Your account instructions • Your account cost bash default closing method is FIFO, First In, first Out. Your Financial Advisor. SCOTT STACKMAN&YLE CASRIEL 212-821-7000/800-308-3140 CNP70008006636556 NV7000185219 00006 1116 030575004 Y123575550101010 Page • of 8 EFTA00022426 *UBS Resource Management Account November 2016 Your assets Account name: GNISLAINE MAXWELL Friendly account narne:Ind:Cash/Savi Account number Sane paces. income and patent vaues shorn may be approximate As a result. pans and losses may not be accurately reflected lee important information about acts statement at the end of this document for mare informaton Your Financial Advisor. SCOTT STACKMANA.NIE CASFUEL 212.821-7000/800.308.3140 Cash alternatives money market funds Mont market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency Institutional prune and institutional municipal finds must float their net asset values (NAV) per share to the nearest 1/100th of a cent (e g., Si COCO) Garemment and retail money market finds will ciontrtue to transact at a stable SI 00 net asset value. Although money market funds seek to present the vale of your investment at 00 per share, it is posse* to lose money by attesting n these funds. Total reinvested is the total of all reinvested dmdends It does not include any cash drriderds. It ts not a tax lot for the purposes of determining Yoking penods or cost basis The shares you receive each tine you rertvest dividends become a separate tax lot. Cost basis is the total purchase cost of the securty, including reinvested dividends. The cost basis may need to be adjusted for return of captal payments in ceder to deterrexpne the adjusted cost basis for tax reporting purposes 143kluNg UOS PRIME RESERVES FUND Purchase price/ Number Average price Caere of shares per share (S) investment (5) linearized (taid gain or loss is the difference between the current vat-mend the cost basis and would genera, X your taxable gain or loss if the security was sold on the date The unrealized (tax) gun a loss may need to be adjusted for return of capital payments in order to deteonne the realized gain or loss for tax reporting purposes. Investment return is the anent value minus the amount you invested. It does not include shares that are not reflected on your statement. including shares that have been realized as either a gain a a loss It also does not include cash *Mends that were not reinvested Cost Pnce per share bass (S) at Nov 30 (S) Value on Unrealized rwestment ridding Nov 30 (5) gain or loss (S) return (S) Pend EAI: 57,327 Current yield: 0.50% Your total assets 1,468,134.790 ---This information was unavailable--- 1.0000 1,468,134 79 Vabe on Nov 30 IS) Percentage of Cost your xCOunt basis ;S) EStimeted Unreakzed annual intone (5) gain or loss (S) Cash rdoemathres • Money market funds Total • Missing cost basis information 1,468,134.79 100.00% 7,327.00 100.00% $7,327.00 Account activity this month Date Actmty $1,468,134.79 Description JOURNAL FROM Y1 23572GHISLAJNE MAXWELL 83.29 JOURNAL FROM Y1 23568GHISLAINE MAXWELL 806.52 Amount DI Deposits and other funds credited Nov 1 Transfer Nov 1 Transfer continued next page C*70008005535557 NP7000185219 00005 1116 030575004 Y123575550101010 Page S of 8 EFTA00022427 *UBS Resource Management Account November 2016 Account activity this month (continued) Date Activity Deposits and other funds credited (continued) Account name: GHISLAJNE MAXWELL Friendly account na :Ind Ca Account number: Your Financial Advisor: SCOTT STACKMANAYLE CASRIEL 212-821 -7000/800.308 -3140 Descnotion Amount (S) Nov 1 Transfer Nov 9 Transfer Nov9 Transfer Total deposits and other funds credited $11,570.91 JOURNAL FROM Y1 23574GHISIAINE MAXWELL 10,680.70 JOURNAL FROM Y I 23679 POT & KETTLE, LLC 0.05 JOURNAL FROM 'I 123692116 EAST 65TH STREET LLC 0.35 Date Activity Desappon Arro.nt IS) Dividend and interest income Taxable dividends Nov 1 Dividend PUTNAM SHORT DURATION INCOME FUND VAS OF 1(01/16 2,463.57 Taxable interest Nov 30 Dividend UBS PRIME RESERVES FUND 4,926 36 Total taxable dividends $7,389.93 Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.83 Total taxable Interest $0.83 Total dividend and interest Income $7,390.76 Date Actre,ty Descrpten Amount (S) Nov 21 Withdrawal FEDERAL FUNDS TO Haddon. Morgan and Foreman, AT WELLS FARGO -50,000.00 BANK, NA Nov 28 Transfer Other funds debited TO VI 36512 2100 -10,661,496.79 Investment transactions For more information about the your statement at the end of this Date Activity Total other funds debited price/value shown for restncted secunties, see Important rnformanon about document Descnptoon Quantity Val-e(51 Price (V 410,711A96.79 Proceeds from Funds investment wrthdrawn for Accrued uansactons IS1 investments bought (S) intent (S) Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.05 NAV ON 10/31/16 ASOF 10/31/16 245.131 -2,463.57 Nova Bought UBS PRIME RESERVES FUND 0.510 Nov 3 Bought 085 PRIME RESERVES FUND 11.570 000 -11570.51 Nov9 Bought UBS PRIME RESERVES FUND 0.830 Nov9 Bought 085 PRIME RESERVES FUND -0.83 Nov 10 Bought U8S PRIME RESERVES FUND 0.400 Nov 10 Bought UBS PRIME RESERVES FUND -0.40 continued next page CNP7C008005535558 NP7000185219 00005 1116 030575004 Y123575550101010 Page 6 of 8 EFTA00022428 UBS Resource Management Account November 2016 Account activity this month (continued) Invatment transactions (continued) Date Activity Description Quantity Value (S) Price ft Proceeds f ram investment unsaCtions (S) hinds withdrawn foe iwestrnents bougM Accrued Merest ft Nov 21 Sold UBS PRIME RESERVES FUND •50000.000 50,000.00 Nov 28 Sold LIDS PRIME RESERVES FUND -0.790 Nov 28 Sold UBS PRIME RESERVES FUND -10,661A96000 10,661,496/9 Nov 29 Transfer PUTNAM SHORT DURATION INCOME FUND Y TO Y1 36512 2100 -352,089.872.3,538,503.21 Nov 30 Reinvestment UBS PRIME RESERVES FUND DNIDEND REINVESTED AT 1.00 NAV ON 11/30/16 0.360 -0.36 Nov 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 11/30/16 4,926.000 -4,926.00 Total 510711,496.79 418.961.67 Securities transferred out Account name: GHISLAINE MAXWELL Friendly account name:Ind CasNSaving Account number: Your Financial Advisor SCOTT STACKMAWLYLE CASRIEL 212-821.7000/800.308-3140 -$3.530503.21 Date Activity DesCriptco Amount Money balance activities Oct 31 Balance forward $0.00 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 11570.51 Nov 4 Withdrawal LIDS BANK USA DEPOSIT ACCOUNT AS OF 11/03/16 -11,570.51 Nov 30 Closing UBS Bank USA Deposit Account The MS Bart USA Deposit Account is your primary sweep option. SOHO 0.70008COSS35559 NP70001852190000S 1116030575004 Y123575550101010 Page 7 of 8 EFTA00022429 *UBS Your notes 04170008005535560NP7000185219 00005 1116 030575004 Y i23575550 101010 Page 8 of 8 End of statement for account number 1(1 23575 S5 EFTA00022430