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Deutsche Asset
& Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth Premium"(
Elite Personal Accounts
K EC
ISI
AS1/ Elite Checking with Interest
Acct. I
izi
APY
Elite Money Market Deposit
Acct.
APY
O Certificate of Deposit
Acct. 8
APY
Term
O DB AG NY Preferred
Certificate of Deposit
Acct.
APY
Term
Promo term
(orocA deposit account required,
along with a DO AG Preferred TUTU
and Conditions)
Pri ate Wealth Premium"'
I *met Banking Services
DB Private Wealth Online Plus
O
Link to Existing Online Relationship
Private Wealth Premium"'
Elite Business Accounts
O
Checking Acct. I
O Elite Checking with Interest
Acct.
APY
O Elite Money Market Deposit
Acct. I
APY
O Certificate of Deposit
Acct. I
APY
Term
O DB AG NY Preferred
Certificate of Deposit
Acct I
APY
Term
Promo term
(DSTCA depose account required,
along with a DB AG Profaned Urine
and Conditions)
O
Cash Mester Sweep Account
Checking Acct. 0
( se
nro.
ID Number)
Client Relationship
O Individual Account
.p) Joint Tenants with Right
of Survivorship
O Joint Tenants in Common
O In Trust For/Payable on
Oeath/As Trustee for
O Trust
Cl Estate
L4
Private Wealth Premium."
Banking Services
—` Consumer Debit Card
/
Tr joint Applicant Debit C rd I
O Business Debit Card
Deluxe Checkbook Styl t
&NCI-
Ian 04.1aB
(
O Name Only
X
Name and Addresi
O
Duplicate Statement
Addr
City
State
Zip Cock
O Mailing address (if cliffs.: nt)
Name
Addr
City
State
Zip Cod.
Elite Money Market Deposit
Acct. 8
APY
Target Amount
Trigger Amount
O Custody under NY LfTMA
O Foundation
O Non-Profit Organization
O Attorney Trust Escrow
O
Landlord Master Escrow
O Corporation
O Limited Liability Compel ••••
O Partnership
O Limited Liability Partner hip
13-I nfotoi
NAOSOD00015974-001 10860t1
013$ a032MS
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SONY-0001301
EFTA_000 14775
EFTA00165567
Account Tit
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Horns Telephone Number
Home Telephone Number
Business Teo tone Number
rate
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Name of Emliw Gi st 71.4.4 s ilt t
Address
NY Ni Way
Ciry, State and Dp Code
Business TeSe hone N
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.ST
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Name of Employer
Address
Coy, Stare end DO Code
Notice of Customer Identification Policy
Important Information
To help the goyimmen% fight the funding of terrorism and money laundering activities, Federal law requires all fin racial
institutions to obtain, verify, and record information that identifies each person who establishes an account, Inver. went or
other business relationship with a friends' institution. This means that we will ask for your name, address, and ell ;it
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate 1'
formation or good standing (legal entitles) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money lau 'daring
and terrorist financing; these rules call for an active involvement of both asset management firms and their client
For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their ideal lies,
addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or a 'trot
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laul feting
requirements require that should any of the above personal or institutional information change, our clients would :4
obliged to immediately notify us of the change(S) and provide us with relevant documentetlon to verify these that yes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email rag
the above captioned woountls) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being give* by person or persons purported to be you is your own. Absent the gross negligence or w
misconduct of Deusche Bank Trust Company Americas (DEITCA), you agree to Indemnify and hold harmless DEM.% for
any claims, losses, expenses, Costs or attorneys' fees resulting from OBTCA's acting upon such miwnderstood ar
unauthorized Verbal Instruotions. You understand that DBTCA may, but shall not be required to, seek verification • if your
verbal, facsimile or email instructions by call back. In case of doubt, 0BTCA may in its sole discretion refuse to ex rule
Your Verbal Instructions or ahy pert thereof, without incurring shy liability. DBTCA is under no obligation to execu ii your
Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your °doh IA
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit Ind any
additions to the account shall become the property of eectr theory as joint tenants, arid OBTCA may release tie sr lite
account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests' win
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds I' lid in
the joint account to satiety a judgment entered against. or other valid deot incorreol by, shy owner of the account. DBTO.
may honor checks, orders or withdrawal requests from the survivors) after the death of any ownerls) and may tie it the
account as the sole property of the survivor(*) after the death of any owner(s). Unless MICA receives written noths
signed by any owner not re pay or deliver any joint deposit or addition or aroma!, DBTCA shalt not be liable to tiny zirater
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice retailed to
in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further pa ,menu:
or deliveries.
2
iSarnal.010I
01791:.032617
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001302
EFTA_000 14776
EFTA00165568
ATM/Debit Service
You agree that the retention or use of the ATWOebil card constitutes acceptance of the terms and conditions cr. the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you understand that you will be required to enter into:'
separate Internet Banking Services Agreement with DBTCA before you can *Canis the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that his your responsibility to fulfill any tax obligations and any other regulatory reporting duties ar :ficable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acct .:nt(s)
and your business relationship with DBTCA
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties as Affable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accout Is) and
your business relationship with DBTCA. Furthermore. you confirm that the necessary information (to the best of our
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settler(s)
beneficiary(ies), partner(s). etc. to enable himther/ them to fulfill any respective tax obligations that may arise for ,iiinnift/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms end Conditions and Representations
By Signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. Inaddition, you agree to notify us immediately of any material than a to
the information provided by you on this Application.
You represent and warrant that all of the information provided by yOu on this Application is accurate.
The Terms and Conditions for DepositAccounts are subject to change.
Acceptance
oce•tancob DBTCA.
For Ban
se
y Reviewed by;
ii/zatRoi 3
Oats
141)/10/..3
Name
Tide
Date
Arcirprj by DBJ
M
i 1/4"
Muria
3
01311 7.032813
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001303
EFTA_000 14777
EFTA00165569