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efta-efta00165570DOJ Data Set 9Other

tieLitkbe.Assqt

tieLitkbe.Assqt fr..W60 Wealth Mei)a§iymin:en.! :OBTCA Debbeitaceouiit abetting. Abpjfeetibn :Privets Wealth Premium"! Elite ' 0erional Aricorniti Checking /Wet, # Elite Checking with Wei* Ade!. # O Elite Monet Market ()speak Mot. t Nock- O dertirientosbeoeti Dite ihniareisacccitinti O Cheokirw Aert. a • Q Este. Checking.vottli•Interesi . _ . Art. O Elite Ma . . . " . Tint DB AG NY. Prole:rag Q D&AGenoPm:tarred Certificate, of Deposit' ce,rtlticat, of Deposit ri• •Aact. Promo term. ' OtaTCAdeperait acestirrit requited: along %On a OB AG Preferred Terms slid COriditiertA, Prieeti Wealth Firemlurrtni O intarnm POKY" torilele. DB Private iNeslih:0ntine Plus e/t Unk to EY:isnng tir l!nt R010 9!'0'1P iltseriCo. ID um rt t lient.Relationship. O *Md.** Account. K Joint Tenants With Right :Servercirahlp - • Mint Tennis in Common O: In True( FortPayibleete CreitteAs:Trusykstor O " rrusi O biota IDIFT.CKeeeteaPenSnYesfiraiL AlOrg4;rill, • 9# 4G

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165570
Pages
4
Persons
0
Integrity

Summary

tieLitkbe.Assqt fr..W60 Wealth Mei)a§iymin:en.! :OBTCA Debbeitaceouiit abetting. Abpjfeetibn :Privets Wealth Premium"! Elite ' 0erional Aricorniti Checking /Wet, # Elite Checking with Wei* Ade!. # O Elite Monet Market ()speak Mot. t Nock- O dertirientosbeoeti Dite ihniareisacccitinti O Cheokirw Aert. a • Q Este. Checking.vottli•Interesi . _ . Art. O Elite Ma . . . " . Tint DB AG NY. Prole:rag Q D&AGenoPm:tarred Certificate, of Deposit' ce,rtlticat, of Deposit ri• •Aact. Promo term. ' OtaTCAdeperait acestirrit requited: along %On a OB AG Preferred Terms slid COriditiertA, Prieeti Wealth Firemlurrtni O intarnm POKY" torilele. DB Private iNeslih:0ntine Plus e/t Unk to EY:isnng tir l!nt R010 9!'0'1P iltseriCo. ID um rt t lient.Relationship. O *Md.** Account. K Joint Tenants With Right :Servercirahlp - • Mint Tennis in Common O: In True( FortPayibleete CreitteAs:Trusykstor O " rrusi O biota IDIFT.CKeeeteaPenSnYesfiraiL AlOrg4;rill, • 9# 4G

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
tieLitkbe.Assqt fr..W60 Wealth Mei)a§iymin:en.! :OBTCA Debbeitaceouiit abetting. Abpjfeetibn :Privets Wealth Premium"! Elite ' 0erional Aricorniti Checking /Wet, # Elite Checking with Wei* Ade!. # O Elite Monet Market ()speak Mot. t Nock- O dertirientosbeoeti Dite ihniareisacccitinti O Cheokirw Aert. a • Q Este. Checking.vottli•Interesi . _ . Art. O Elite Ma . . . " . Tint DB AG NY. Prole:rag Q D&AGenoPm:tarred Certificate, of Deposit' ce,rtlticat, of Deposit ri• •Aact. Promo term. ' OtaTCAdeperait acestirrit requited: along %On a OB AG Preferred Terms slid COriditiertA, Prieeti Wealth Firemlurrtni O intarnm POKY" torilele. DB Private iNeslih:0ntine Plus e/t Unk to EY:isnng tir l!nt R010 9!'0'1P iltseriCo. ID um rt t lient.Relationship. O *Md.** Account. K Joint Tenants With Right :Servercirahlp - Mint Tennis in Common O: In True( FortPayibleete CreitteAs:Trusykstor O " rrusi O biota IDIFT.CKeeeteaPenSnYesfiraiL AlOrg4;rill, • 9# 4G PneeireriTerMS end CbacirtiOnra Ctish Master.Sweep Account Checking Acct. 41 Elite money Market Deposit .Acct..e. API.; Target Amount Triages Amount Poreia Mirth Premium no eiroducoomern • Consumer Debit Cardal .cumuomederfrev. pi* ;O Fi,r#Sittfn. K .N.,0frisiotwksition AkioNn*T!‘)0 E#OimY 0 Landlord Master Escrow Joint ApPliCant bets cAre.lt 'B0SIMISS:Debit Card epeCk boo k Styles Name (Nits, O Name and Address. Deeeeat• Staterdeat cief Zip Code Mailing address (if different) . . 'Narita Ade& 0 Corporation O LiMited Liability Company O :Pert eemelp 0 uMlied Liabiety:Pactoterhlo tiAwri-otot NAOS0000014165-000091#34 ei3959.0300 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001304 EFTA_000 14778 EFTA00165570 . .. • • Account Title and Joint Atiplicatieil Stlei ri Souther. Trust Commis!, . Name of Account Title nem Bret name. middle Initial! or .Biraktele Joirit Applicant easfrisme. lust name' middle initial) Social Security Numb* or:AxpayV.ID NuMber • Social Security Nurnter:er Taxpayer:9 Numher• apisOsiOn14?- : ::, • • • — • .•-• • 1.9.6mPt Arkin= • V.ttrotrid Lo Code City, State and 21Ptede m."—A—rren-enr, Koine TcloahoniNenitair HMIS Telephone Number 1119.7:"Iirr/n Business Telephono.teumber FilicialaT9Patl9r4. Pf; ''' ' '$w of frith Dale of Butte tame otEmployer barna of.Ernploy.er Address Address re 4166=9,7 69 - fl ://iti eltiriBtebanlittrit0den"' '"' '" . . Notice of CuStornerlcile.ptilitOioo Policy important information TO help the griviniment fight the landing of iterioritM and Moneylaimderinpactivities,'Fattleral law requires ail financial institutions to obtain.; weriftend record information that identifies eaclaperson who establishes an. account, irrvistritint.Or other buiinett relationship with afinancial instittititin:Thiarneans that ine.Witi ask foryoUr name. address, and other information that will allow us to identify you. We may. also ask to sesidentifYing documents such aaa certificate of formation 0rgood Standingilegal entities) ore plesPorter otherphoto identification (individuals). :3rd FU.Noiiee .Governmintafrules.have also broadened the scope of the:Bank's obligations to aid in the fight against money laundering and terrorist linensMg; !hem:flutes call for an active involvement of both assetthanagement firms and then:clients. For now and existing clients we currently have e legal obligation to ask our.customars questions regarding their identities. addresses, source of hands and. iftecessary,logaisepresentedivea authorized signatories, beneficial owners or control structures and to collect requisite documentation to subtitandate the information:Also. enhanced anti-money laundering requuemehfa (eui/0.0mi 'should any 0ftherab0ve Personal or inatitthioriel infOrmitiOn change our clients would be 'obliged taimptedistely notify us of the change(s) and proVide.uswith 'SWIM docu.mentation to verify these changes. Telephone, Facsimile or Ernail Iristrtictions By signing' below, you agreetheffrom ;imamtime youfrnali give instructions by te*thone.facsimiteor email regarding the above captioned accounts) (defined herein eis Matructione). 'It is understood that the Ask of Verbal Instructions being given by person or persons purported to be yoti is.your own'. Abtent the grtiss.nangence or Willful misconduct of bousche Bank-frusi Company Americas fratTC4).:you egree toindetvinifir and hold:harmless OBTCA. for any ileinis..lostel: expenses. Crisis brenorneyo' feet resulting friam DBMS'S actintatipon such misunderstood end unauthorized Verbal Instructions- You understand that OSTCA maituk shall not berequired to, seteetierifieetlen of ;rote verbal; facsimile or email irisiructieni by cattbara. In case of doubt. 0BTCA may in its erne discretion reit/sale execute your Verbal Instructions of anypert thereof. without incurring any liability. OBTCAla under no obligees., to encode Your' ;Verballnstryotions.to transfer forms or. secui7lieetoenyocceiont(e)erithoet written instructions bearing yourenginal signature; Joint Acctiiint Disclosure. . You haveopenede joint ilocciiirrt with .Ditiait and acknowledge receipt of the following. information`. This deposit and any additions to the account shall' bacome.the property of each owner as joint tenants, and Ci6TCA.may rehmiethe entire account to any owner eluting the lifetime of alloWneis; inycAmay honor Cheeks..orders or withdrawal 'requests; f rorn any owner during the lifetime of an owners. The Bank may be required by Service of legal process to remit fundsheltain the joint account to satisfy a lodgment entered against, or other valid debt incurred by. any. owner 97 the acCouni beTCA may. MAO, cheeks Orders-or withdrawal lectuestafrern the survivor(a) Ghee .the death of arty oivrier(sf and may treat the account as the side properti of .the'sUrvivertsl after the death of antrotenerls):: Wells DBTCA receives Whiten060S signed by any owner: nettle pay or deliver any loins deposit or addition. or secnial.08TCA shalt not be tablet any owner tor: continuing to honer Chlmisicolders or withdrawal requests:from any owner: After.the receipt; of the: notice' referred to in the previous sentence, 0BTCA may require the Written autlioniation ofiany or all joint n or any further payments or deliveries. 2 taws/moot, 011369.032Gt3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001305 EFTA_000 14779 EFTA00165571 ATM/Debit Service You agree that. .chbreterbion or use. of the ATM/Debit card &institutes acceptance of the terms and conditions of. the' Cardholder Agreement Contained In theTermi end Conditions of Dap* Accisi its. Internet Banking Seevice if yea have selected io receivelniemet Banking Services, you understand that you will be requited:to enter. whin separate Internet Banking Services Agreement with DEITCA beforo.you can access the.Internet.Etanking Science. Ackhowledgernentof Receipt of Privacy Notice By signing belovii, von acknowledge receipt of DBTCA's Piivacy Notice inclixtedin the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You' onfirm that it is your responsibility to fulfil! any-tax obligations and any other regulatory mooning duties applicable. to you in any relingant turisdictions that:may arise in Connection with assets. income or transactions in you! acCounds) and your bustneteralationship with DEITC.A, Non-US Organizations.: Confirmation of Tax, and C0mpliance Responsibilities: YOUcol-4nm that it is your responsibility to fillfill any tax obligations and any other regulatory. reporting &sties apPlicable to it in any relevantiurisdietioris that may arise in connection with asset's, income or transactions in your account(sj and your business relationship with DBTCA. Furthermore. you confirth that the nobessary infOmation (to the bait Of youi knowledge and capabilities), is made available no less than annually ro.the tekieeez beneficial owner(s), siottibr(s), bone! iciarybei), partner's). etc. to enable Iiirrithed them to fulfill any respective tax obligations that may arise for him/heir them in connection With your bntiness relationship with 087CA. Please complete and attach separateWs9 or W-9 documentation 88:applicable. Terms and Conditions and Representations By sinning below. you acknowledge receipt of Bin Terms and Conditions for Deposit Accounts attached to. this Application and agree to 06.bdund by them. In addition, you agree to notify us immediately of any material change to. the information provided by you on this Application. 'You raprosent arid:warrant That all of the information provided or yOu oriThis APplication is accurate. The Terms and Conditions kir:Deposit Accounts are subject-to change. Acce lance try 087CA. Joint Account Holder's Signature-- ' • _ uely Reviewaint&____ 70.7- si Lb) 'Apt. Mt by.alITCA. nvaj) Try rte. T12_01,1'3 3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001306 EFTA_000 14780 EFTA00165572 IM WITNES.S.WIEROF,:the undersigned, by and through its authorized officer, has caused this instrument to be - emitted on this datelisted below. (FORicISIOES4 USERS, Southern TrueScdrppayty,.bic WOO ALKOT.HE8 :USERS) *P29nt tiaffYit " .1hte.4:0112 21 tetelet0101.13 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001307 EFTA_00014781 EFTA00165573

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