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efta-efta00165574DOJ Data Set 9Other

.Debtšttfe ..'

tot .Debtšttfe ..' '4'Wrioliti nA96171'64 . • ODIOA:(50p0.5.4 AOČ o uht PtiVaie Weet'Uf PreitilieeA Private eiVeeliti Elite Nieces! Attie* EIke Business Adi:Ottige: 0'Cilitčldritimic,,it Q CSOkirit Ott 0. O Elite Checking Ste Ili& Acct APY .0. :E!ito Mn Marko! Deposii :ikect: a • APY tenif item of *Deposit Acct. :Apr • i .Elite Z.1 ‘. I: 6,eriititate of Deposit Vein . • .0 .08:AGAY•Peritt;ited • Q 'D8.46 N.Y Preferred PilrOciPP 0O*o' Appt, ..y.. .... :jo y • • • igsr . . • • . • ' . • • pititiCle‘sit Ocra‘Oniiectuirod. iloetieftle a OB AG Plifk$ST.PiPIP :e94CPPditiP410 :PaPOS.Wjailt6 PisiniikAW :0 DB Private Wealth pnuo Pius link to. Existing belies keyttictnieili APY . . Ittgra 000;0 actiettelnettlirett.. :iteetiettie De. AG Pleforriti Tefoik. .rotticiondhionial, C4SkAieSet pareep AriooOnt 'Clacking AeCi. # . Elite Money Market Debosit *Oct J(UstailCo. 10. peetber) Target Amount •Oiersi• Relqiiopship: #44kl

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165574
Pages
3
Persons
0
Integrity

Summary

tot .Debtšttfe ..' '4'Wrioliti nA96171'64 . • ODIOA:(50p0.5.4 AOČ o uht PtiVaie Weet'Uf PreitilieeA Private eiVeeliti Elite Nieces! Attie* EIke Business Adi:Ottige: 0'Cilitčldritimic,,it Q CSOkirit Ott 0. O Elite Checking Ste Ili& Acct APY .0. :E!ito Mn Marko! Deposii :ikect: a • APY tenif item of *Deposit Acct. :Apr • i .Elite Z.1 ‘. I: 6,eriititate of Deposit Vein . • .0 .08:AGAY•Peritt;ited • Q 'D8.46 N.Y Preferred PilrOciPP 0O*o' Appt, ..y.. .... :jo y • • • igsr . . • • . • ' . • • pititiCle‘sit Ocra‘Oniiectuirod. iloetieftle a OB AG Plifk$ST.PiPIP :e94CPPditiP410 :PaPOS.Wjailt6 PisiniikAW :0 DB Private Wealth pnuo Pius link to. Existing belies keyttictnieili APY . . Ittgra 000;0 actiettelnettlirett.. :iteetiettie De. AG Pleforriti Tefoik. .rotticiondhionial, C4SkAieSet pareep AriooOnt 'Clacking AeCi. # . Elite Money Market Debosit *Oct J(UstailCo. 10. peetber) Target Amount •Oiersi• Relqiiopship: #44kl

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
tot .Debtšttfe ..' '4'Wrioliti nA96171'64 . • ODIOA:(50p0.5.4 AOČ o uht PtiVaie Weet'Uf PreitilieeA Private eiVeeliti Elite Nieces! Attie* EIke Business Adi:Ottige: 0'Cilitčldritimic,,it Q CSOkirit Ott 0. O Elite Checking Ste Ili& Acct APY .0. :E!ito Mn Marko! Deposii :ikect: a • APY tenif item of *Deposit Acct. :Apr i .Elite Z.1 ‘. I: 6,eriititate of Deposit Vein . .0 .08:AGAY•Peritt;ited • Q 'D8.46 N.Y Preferred PilrOciPP 0O*o' Appt, ..y.. .... :jo y igsr . . • . ' . • • pititiCle‘sit Ocra‘Oniiectuirod. iloetieftle a OB AG Plifk$ST.PiPIP :e94CPPditiP410 :PaPOS.Wjailt6 PisiniikAW :0 DB Private Wealth pnuo Pius link to. Existing belies keyttictnieili APY . . Ittgra 000;0 actiettelnettlirett.. :iteetiettie De. AG Pleforriti Tefoik. .rotticiondhionial, C4SkAieSet pareep AriooOnt 'Clacking AeCi. # . Elite Money Market Debosit *Oct J(UstailCo. 10. peetber) Target Amount •Oiersi• Relqiiopship: #44klusit url Ain't tenerite.etiikRiglu eqenriYettiftlil— • Asni•Tpostpsilčoinfrim 0 Irt.Truit PeilPlaeabitio on, PečhiAtIrtirateitoi S TIP . .. 0 Esistit • #ii;ifteiviciat.th Premium*: .1;1 ci3.434malgebkcir519 t). eif'simis•qi•Otsid 41 El Nate,' Orgy. Q .9e4itattig Atldieai .0 4•00.Wilki!siirt • Ariiir State . Zip.Cede . . 0 ...M.sitng id** . dieFii^0 Nema 'Add ačitY - "W. 2tiP COO . ••••••••••?, Trigger:Amount . . b0.1n* $0 144Y** Fcmg14a.11on [j MomPiofh0rganitaibn lalytelo/d Meat* Ee'renii. ''CtOti ttlitiP^ •Pti.'1* .460** Company 'p 1;14;$ 4 1;.AVAI:0101 iti0.40.00001.14+0.000eiste a titletezelVi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001308 EFTA_000 14782 EFTA00165574 2SICEBri013 • Detect Bath- Account Title end Jokkiksiplination Union:nabob Saothem Flitaaciall,‘C - : - - . . ' . Nati% of ACcOisnl Tato Jove Af)062•11. (last name, lust name. middle initialler business 'llatitrome. Dist name. middle initial) talY/09192 SolistSticutiN %umber et 'axpayer ID Number Social Sammy Number or TexPaYst ID Number SSOIReff_ktopfralentlits.54. Addresi 'Address AUblimis -Env. StettiendZip Cede " ' ' City,-Stefeend Zip Cede' Monte taland909 tidrn0dg . . NanviorEmployer . . . - Address ' City; Stateend•Np COee• tit% Siatirgad T..p Code • Notice•of 'Customer IdentifiCationPOliCy Important Information To help itiegovernritent fight thaftinding of terrorism-and money laundering activities, Federal law regiiires all financial institutions to obtain, verity and record infiuniation that identifies each person who establishes anaccount,inveatitient or other bisiness relationship with a finanelat institution. This means that we will ask for your narnecaddress. and other information that will allow us to identify you: We may also ask to see idenilhang documents such as a certificate of: formation or good standing flegoTeittilieS) or a passport orother photo identification pediiiidealsj• 3rd EU Notice GoVemmontal rug% have also broadened the scopaof the Bank's obligations io aid-in the fight againstmoney laundering and teitoristlinencingthese rules call loran actfiie•Involvement of both asset management firms and their clients. For new and existing cifentawe Currentlyhave a legal obligation to ask our customers questions regarding their identitiNT. addresses, source of funds and, if necessary, legal representatives autthorized:signatorias, beneficial owners or control structures and to Oka (*quail% documentation tosUbstentiatethe information:Also; enhanced and-MOWS lannilininq requirements requite that should any of the above personal or institutional information changkow chants would be ' obliged to immediately notify us.of the Changeist andorOvide us withreleVaindOcuireitstedish.to verity those chat**. Telephone, Facsimile.or Email Instructi0nS By signingbelow: you agree that from time to time you may give instructions by.telephone, hit-simile or email regarding the above captioned ea:Ounit% (defined herein as -Verbal Instructions'). It is understood that the risk of Verbal Instructions being given try person cc liaisons 'Swooned lobe you lowitir own. Absent the gross negligence or widful mistonduct:of,DeustheBank Trust Company Americas tOBTCAL you agree to indemnify and held harmless OBTC4k kyr any Simi, losses, expenses; edit:Sot attorneys" ,fees resulting friim,DEOCA's acting upon such misunderstood end uneUtheiized Verbal Inetructions.•You understand that DITTCA'imay, %it shell not barequired tie, seek verification tif your .verbal,, facsimile or email instructions by OS beck. In case of doubt OSNA may in its sole discretion %CIS to 01510dC2 your Oerballnstriiationser any part Thereof; without incurring ani Ilibility..DBWA is undei• no Obtigatioritoeiulcute your • :Verbal Instructions to transfer funds or autarkies to any accOunt(SP without Written beating Your original signature. Joint Account Disclos.ure *Yeti hints opened 4 pint account with OBYCA and acknowledge receipt oldie fidloViing.Informai)on: This depOSil and any •OfiditiOn9 to Ole account'Oall become-the prooeny of each Owner as joint tenants, and.DEITCA may release.* entire account ninny ovens/during the lifetime of all owners. DBTCA may fignOt *backs, orders or withdrawal requests (tom any owner during the Vend* of all owners. The Batik Maybe required by service of legal. protosataremit funds held in, .theiofrit accotnt to satisfy a pidgmententered.agaloat. or other Validdebt incurred Iiii •any owner of. the account. DBTCA May honor check& orders or withdraWal requests (torn !Cason/Nods, after the death of.enyoviner(s) and may Coat the; dement as the sole property: of the suryivor(slafter, the dernhof any es...merle). Unless DBTCA receives wetterf nonce signed by any owner not to pay or deliver any joint deposit or eidditiendreccrual.•%EiTCA shall not be liable to any owner for continuing to moor cheeks:orclors or withdrawal requests from any owner. After the.receint of tito nuticareferied irk An the previous sentence, DBTCArney•require the written authorization°, are, or ad jOint owners fOr any further Payinants or deliveries. 2 %awaken:It ei39%.(tint2 ; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001309 EFTA_000 14783 EFTA00165575 ATM/Debit Service You agree that the retention or use of.!Re ATM/Debit card conStitinisiocipienee of the terms and conditions of the. Cardholder Agreement contained the Teirnierid Conditions of Deposit Acceenti.. Internet Banking. Service It you have selected to receive Internet Banking:Setvices. You understand that you will be required to enter into a Saperaie:IpternatalanaingServicea Agreement with DEITCA before you can access the Internet Banking Service. Acknciwledgernerit cif:Receipt of Piivapy NOtice: . . By Signing belOw, you adknoililedge receipt of beTt.A's*PilYaay NOtice.locititied in the Application Package. Non-U$ Confirmetion of Tax anclCorriplianceliesponSibilities, anytan oblgat ens and any oitearregulitorY repOrtino duties applicable. to you 'm any BOisdietiont that may once in Onniethih*ith assets; (Nape a. transactions in your it:weeds). and yourbuamess relotionehlOWidi epic". Non-US Otgabizatibria::Confierhatiori 'of Tax and Compliance Responsibilities. . YoOnorifirm that it your tax obligations and aisy.istior.ibiguktterV reporting duties applicable to it in eny'relevant jurisdictitiris that May orisPin connection with esselS;,bititirOgot'crinsoptions in your accounts) and your bUilneis relationship with tiBICA. Further/hare. YOU crinfirdi anal Atte necesaaliOlfonbation WO the bestOIYOUi • knowledge and capabilities) is reedeoveiletiiano toss than annuallyto tie nalciarii beniBeial owner(s), eattlol(s): benetialeiy(iesh.oalln011iii.:etc. la enable h to fulfill any respective obligations that May ante fel &MIAOW iiiimi.Inconnection with your h.isiness relationship with: OSTCA. . . Plena complete and attach elpergtt W;.8 or W-9 doeUrnpittdtioh . . . Terms: and Conditions and Representations By siiiikg WOW, you acknowledge recaps of the Terms end CcnOhrons for Deposit Appricaticin and agree to tie bciund:byttioni:Inidalitiori. yoiSagiet to notify us hylibadlatelYef any materiel ohs:mile the Information provided by you on this Application. youlepresoni and At:tenant that all of the infoirnatIon provided by you on thii Application buititaie. ma Terms and Conditions tot Deposit AL-monitor° Siabiettio change. liecipta For J6intaccoeht Holds,* Signature iiitionwi;ibieet to Citeridel bY.oercA. Only Reviewed bV. 7_7 Na 'non, Dew Accept No Con ovoffic:A, 161A. C-- -•• Tree g)4 ° ) S-3 Date Ac / by MICA: am _ Tile ql 2-d 11 Dare .13444•1-0101 :9M5PAI:Clii CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SIDNY-0001310 EFTA_000 14784 EFTA00165576

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