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DB-SONY-0001308
EFTA_000 14782
EFTA00165574
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Notice•of 'Customer IdentifiCationPOliCy
Important Information
To help itiegovernritent fight thaftinding of terrorism-and money laundering activities, Federal law regiiires all financial
institutions to obtain, verity and record infiuniation that identifies each person who establishes anaccount,inveatitient or
other bisiness relationship with a finanelat institution. This means that we will ask for your narnecaddress. and other
information that will allow us to identify you: We may also ask to see idenilhang documents such as a certificate of:
formation or good standing flegoTeittilieS) or a passport orother photo identification pediiiidealsj•
3rd EU Notice
GoVemmontal rug% have also broadened the scopaof the Bank's obligations io aid-in the fight againstmoney laundering
and teitoristlinencingthese rules call loran actfiie•Involvement of both asset management firms and their clients. For
new and existing cifentawe Currentlyhave a legal obligation to ask our customers questions regarding their identitiNT.
addresses, source of funds and, if necessary, legal representatives autthorized:signatorias, beneficial owners or control
structures and to Oka (*quail% documentation tosUbstentiatethe information:Also; enhanced and-MOWS lannilininq
requirements requite that should any of the above personal or institutional information changkow chants would be
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obliged to immediately notify us.of the Changeist andorOvide us withreleVaindOcuireitstedish.to verity those chat**.
Telephone, Facsimile.or Email Instructi0nS
By signingbelow: you agree that from time to time you may give instructions by.telephone, hit-simile or email regarding
the above captioned ea:Ounit% (defined herein as -Verbal Instructions'). It is understood that the risk of Verbal
Instructions being given try person cc liaisons 'Swooned lobe you lowitir own. Absent the gross negligence or widful
mistonduct:of,DeustheBank Trust Company Americas tOBTCAL you agree to indemnify and held harmless OBTC4k kyr
any Simi, losses, expenses; edit:Sot attorneys" ,fees resulting friim,DEOCA's acting upon such misunderstood end
uneUtheiized Verbal Inetructions.•You understand that DITTCA'imay, %it shell not barequired tie, seek verification tif your
.verbal,, facsimile or email instructions by OS beck. In case of doubt OSNA may in its sole discretion %CIS to 01510dC2
your Oerballnstriiationser any part Thereof; without incurring ani Ilibility..DBWA is undei• no Obtigatioritoeiulcute your •
:Verbal Instructions to transfer funds or autarkies to any accOunt(SP without Written
beating Your original
signature.
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Joint Account Disclos.ure
*Yeti hints opened 4 pint account with OBYCA and acknowledge receipt oldie fidloViing.Informai)on: This depOSil and any
•OfiditiOn9 to Ole account'Oall become-the prooeny of each Owner as joint tenants, and.DEITCA may release.* entire
account ninny ovens/during the lifetime of all owners. DBTCA may fignOt *backs, orders or withdrawal requests (tom
any owner during the Vend* of all owners. The Batik Maybe required by service of legal. protosataremit funds held in,
.theiofrit accotnt to satisfy a pidgmententered.agaloat. or other Validdebt incurred Iiii •any owner of. the account. DBTCA
May honor check& orders or withdraWal requests (torn !Cason/Nods, after the death of.enyoviner(s) and may Coat the;
dement as the sole property: of the suryivor(slafter, the dernhof any es...merle). Unless DBTCA receives wetterf nonce
signed by any owner not to pay or deliver any joint deposit or eidditiendreccrual.•%EiTCA shall not be liable to any owner
for continuing to moor cheeks:orclors or withdrawal requests from any owner. After the.receint of tito nuticareferied irk
An the previous sentence, DBTCArney•require the written authorization°, are, or ad jOint owners fOr any further Payinants
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001309
EFTA_000 14783
EFTA00165575
ATM/Debit Service
You agree that the retention or use of.!Re ATM/Debit card conStitinisiocipienee of the terms and conditions of the.
Cardholder Agreement contained
the Teirnierid Conditions of Deposit Acceenti..
Internet Banking. Service
It you have selected to receive Internet Banking:Setvices. You understand that you will be required to enter into a
Saperaie:IpternatalanaingServicea Agreement with DEITCA before you can access the Internet Banking Service.
Acknciwledgernerit cif:Receipt of Piivapy NOtice:
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By Signing belOw, you adknoililedge receipt of beTt.A's*PilYaay NOtice.locititied in the Application Package.
Non-U$
Confirmetion of Tax anclCorriplianceliesponSibilities,
anytan oblgat ens and any oitearregulitorY repOrtino duties applicable.
to you 'm any
BOisdietiont that may once in Onniethih*ith assets; (Nape a. transactions in your it:weeds).
and yourbuamess relotionehlOWidi epic".
Non-US Otgabizatibria::Confierhatiori 'of Tax and Compliance Responsibilities.
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YoOnorifirm that it
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tax obligations and aisy.istior.ibiguktterV reporting duties applicable
to it in eny'relevant jurisdictitiris that May orisPin connection with esselS;,bititirOgot'crinsoptions in your accounts) and
your bUilneis relationship with tiBICA. Further/hare. YOU crinfirdi anal Atte necesaaliOlfonbation WO the bestOIYOUi •
knowledge and capabilities) is reedeoveiletiiano toss than annuallyto tie nalciarii beniBeial owner(s), eattlol(s):
benetialeiy(iesh.oalln011iii.:etc. la enable h
to fulfill any respective
obligations that May ante fel &MIAOW
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Plena complete and attach elpergtt W;.8 or W-9 doeUrnpittdtioh
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Terms: and Conditions and Representations
By siiiikg WOW, you acknowledge recaps of the Terms end CcnOhrons for Deposit
Appricaticin and agree to tie bciund:byttioni:Inidalitiori. yoiSagiet to notify us hylibadlatelYef any materiel ohs:mile
the Information provided by you on this Application.
youlepresoni and At:tenant that all of the infoirnatIon provided by you on thii Application buititaie.
ma Terms and Conditions tot Deposit AL-monitor° Siabiettio change.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SIDNY-0001310
EFTA_000 14784
EFTA00165576