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Deutsche Asset
&r Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth Premium"
Elite Personal Accounts
O
Checking Aces.
O
Elite Checking with Interest
Acct. #
APY
O
Elite Money Market Deposit
Aect. I
APY
O
Cenificate of Deposit
Acct. I
APY
Term
ID DB AG NY Preferred
Certificate of Deposit
Acct. X
APY
Term
Promo term
(087CA deposit account required.
along wen a DR AG Preferred Terms
and Conditions)
Private Wealth Premium"
Internet Banking Services
O
qB Private Wealth Online Plus
Link to Existing Online Relationship
Private Wealth Premiums"
EhyBusiness Accounts
of Checking Acct
O
Elite Chucking with Interest
Acct. N
Apy
VI Elite Mone Market De sit
Acct. #
API
O Certificate of Deposit
Met. I
APY
Term
O DB AG NY Preferred
Certificate of Deposit
Acct.
APY
Term
Promo term
(0BTCA deposit account required,
alone wan a DB AG Preferred Terms
and Conditional
O Cash Master Sweep Account
Checking Acct. #
(User/Co. ID Number)
Client Relationship
O Individual Account
O Joint Tenants with Right
of Survivorship
O Joint Tenants in Common
O In Trust For/Payable on
Death/As Trusted for
O Trust
O Estate
Private Wealth Premium r '
Banking Services
O
Consumer Debit Carf II
O Joint Applicant Debit :arc! t
O
Business Debit Card;
DeluxoZiekelitogl S :.le #
At/co
O
Name Only
Ef Name and Addrt r.s
O
Duplicate Statement
Addr
City
State
Zip Ciao
O
Mailing address (if dit went)
Name
Addr
City
State
Zip Cc:le
Elite Money Market Deposit
Acct. II
APY
Target Amount
Trigger Amount
O Custody under NY UTMA
O
Foundation
O Non-Profit Organization
O
Attorney Trust Escrow
O Landlord Master Escrow
O Corporation
O Limited Liability Comp
O Partnership
ay
O limited Liability Parini iship
•Awmcitet
NAOSOD00015602-0:(111044 11
et :Met:el]
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SONY-0001362
EFTA_000 14836
EFTA00165620
Wort Binh
AccouivTige and Join/ Application Information
Name of
of Account Tale
Joint Applicant
Oast namadarst name. rjeddleinitian or
last name, first name, middle initial)
Soci I SecurivNuretoepretAD
Numbr
en
too
g
ly.vav+er- p3
Ad revs
5t
City. State end Zip Cote-
Social Security Number or Taxpayer 10 Number
Address
City. State and Zip Cods
Nome Telephone Number
Business Telephone Number
u of Birth
Name of Employer
Name of Employer
Address
Address
Not applicable
Crry, Suss and Zip Code
Crry. State and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government light the funding of terrorism and money laundering activities. Federal law requires a finan:ial
institutions to obtain, verity, and record information that identifies each person who establishes an account, ii vestment or
other business relationship with a financial institution. This means that we will ask for your name, address, an: other
information that will allow us to identify you. We may also ask to see identifying documents such as a canific its of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against monet laundering
and terrorist financing: these rules cantor an active involvement of both asset management firms and their el lints. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their it entiti@e,
addresses. source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners 1.• control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money hundr ring
requirements require that should any of the above personal or institutional information change, our clients wo. Id be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these r tangos.
Telephone, Facsimile or Email Instructions
8y signing below, you agree that from time to time you may give instructions by telephone, facsimile or email
the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Vertir
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o -willful
misconduct of De usche Eank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless D.iTCA for
any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstooi .tnd
unauthorized Verbal Instructions. You understand that OBTCA may, but shall not be required to. seek vetificani in of your
verbal. facsimile or email instructions by cell hack In case of doubt, DBTCA may irrits sole discretion refuse to Execute
your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to ext cute your
Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or jinal
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This dap° i't and any
additions to the account shall become the property of each owner as joint tenants, and OBTCA may release the :ntire
account to any owner during the lifetime of all owners. OBTCA may honor checks. orders or withdrawal reques from
any owner during the lifetime of s'l owners. The Bank may be required by service of legal process to remit flood: held In
the joint account to satisfy a judgment entered against. or other valid debt incurred by, any owner of the ammo
DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may I 'eat the
account as the sole prooeny of the survivors) aftor the deeth of any owner(s). Unless DBTCA receives wrinen n :tics
signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to a' y owner
for continuing to honor checks, orders or withdrawal requests from any owner. Alter the receipt of the notice re rred
in the previeus sentence. DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2
12. Wiril-C101
01:!49.032613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001363
EFTA_000 14837
EFTA00165621
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditio •r; of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
II you have selected to receive Internet Banking Services, you understand that you will be required to enter j to a
separate Internet Banking Services Agreement with DBTCA before you car access the Internet Banking Sen ce.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting dutie applicable
to you in any relevant jurisdictions that may arise in connection with assets. income of transactions in your ccourn(s)
and your business relationship with OBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting Maio veritable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acc mils) and
your business relationship with OBTCA. Furthermore. you confirm that the necessary information (to the bey of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settle' Is).
beneficiary(ies). partner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise ;N hirelher/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to th t.
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cl Inge to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subject to chance
Acceptance
You nderstand that this appli
z
u
ount Holders Signature
Joint Account Holders Signature
Cate
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001364
EFTA_000 14838
EFTA00165622