Deutsche Asset

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium"( Elite Personal Accounts O Checking Acct. 0 O Elite Checking with Interest Acct. 0 APY O Elite Money Market Deposit Acct. 0 APY O Certificate of Deposit Actt. X APY Term O OB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DBTCA deposit account required, along wens DB AG Pretend Terms and Conditions) Private Wealth Premium"" O Internet Banking Services O 96 Private Wealth Online PluS er Link to Existing Online Relationship Private Wealth Premium"' Eli Business Accounts D Elite Checking with Interest ct. PY Elite Mone Market De sit Acct. If APY O Certificate of Deposit Acct. 0 APY Term to 31) is-0 (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DBTCA deposit account required. along with a DB AG Pieterred Terms and Conditions) Cash Master Sweep Account Checking Acct. N Elite Money Markel Deposit Acct. N Private Wealth Piemiurr.'" Banking Services O Consumer Debit Caul a O Joint Applicant Deb : Card s O Business Debit Card Deluxe Clyrckpook i;tyle I , twrik LSO RP O Name Only Dr/ Name and Add:: as O Duplicate Statement Addr City State Zip C:de O Mauling address (if dillwent) Name Addr City State Zip C' :le APY Target Amount Trigger Amount O Custody under NY UTMA D Foundation O Non-Profit Organization D Attorney Trust Escrow O Landlord Master Escrow O Corporation O Limited Liability Comp .iy O Partnership O Limited Liability PartniXi:hip NAOS000001S602-00 N 04411 013 19.037(13 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001365 EFTA_000 14839 EFTA00165623 Account Title and Joint Application Information Name of Account Title Bast nor r Business Social Sep Nunlber or Taxpayer ID fiumber rifr 6lex, gep Addres? 5717ACti iiS Oo , USW _NOtelNallcabhe City, State and tie Code Joint Applicant (lest name. first name, middle initial) Social Security Number or Taxpayer ID Number Address Home Tele • hone Number • me Telephone Number attain Business Telephone Number Date of Binh Nre-OrEir"ih— Name of Vivien/ Name of Employer Address Not applicable City, State and Zip Code Notice of Customer Identification Policy Address coy. State and 20 Code Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, int iatment or other business relationship with a financial institution. This means that we will ask for your name, address, and >that information that will allow us to identify you. We may also ask 10 see identifying documents such as a cartifice:1, of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money It undering and Terrorist financing: these rules call for an active involvement of both asset management firms and they clie • is. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their Mt .• addresses, source of funds and, if necessary, legal representatives. authorized signatories, beneficial owners et :ontrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money b ordering requirements require that should any of the above personal or institutional information change, our clients wou el be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these et ranges, Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(%) ((termed herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported fo be you is your own. Absent the gross negligence or n•iftful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DB •CA 10, any claims, losses, expenses, costs or attorneys fees resulting from DBTCA's acting upon such misunderstood ind unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to, seek verificatiNi of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse toemcuto your Verbal Ihstructions or any part thereof, without incurring any liability. OBTCA is under no obligation to exec .rte your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your ore nal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit: and any additions to the account shall become the properly of each owner as joint tenants, and OBTCA may release the i etre account to any owner during the lifetime pf all owners. DBTCA irmy honor checks. orders or withdrawal request: from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds •mld in the joint account to satisty a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor onecks, orders or withdrawal requests from the survivdr(s) after the death of any owners) and may teat the account as the sole property of the survivors) after the death of any owner(s). Unless DBTCA receives written no ce signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to an. ownor for continuing to honor checks, orders or withdrawal requests from any owner. Atter the receipt of the notice rah red to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further p.iyments or deliveries. 2 134.MA-0101 3.0326;3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001366 EFTA_00014840 EFTA00165624 Joint Account ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditioi of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter i ito a separate Internet Banking Services Agreement with DBTCA before you Cao access the Internet Banking Sen Acknowledgement of Receipt of Privacy Notice By signing beldw, you acknowledge receipt of DB7CA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any lex obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your a :countls) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it a your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your ace' .W(5) and your business relationship with DBTCA Furthermore. you confirm that the necessary information (to the best A your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlo beneficiaryfiesi. partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise 'whine/had them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to thi Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cr.r.nge to the information provided by you on this Application. You represent and warrant that all of the information provided by you on-this Application is accurate. The Terms and Conchtion t— Th Deposit Accounts are to change. Acceptan You u erstand that ibis apps, is subject to accep e by OBTCA. orders Signature 9 Date /03 Date er " vMid $‘ kji.— ^ V' ? i`6 ,c.:CY Wir iWtI 7Orarl" 2. %.7” - - kn. 4'S , Atj:S(taircti r VPPrWATIXISAPjaCAP5Vithe 'SW iMaptha nar''4 1: gy 'ie.:CAT, a Ynlegra, X Y"fcre "ri-ed"1-2 nor t"-ifil le 4.4- barrterat,rgi, P:r -.8174,:sircNic‘r t*- 1- , .,,,3443 ti en E.!' irtaaiaii,a4MOH aggigia 011C-41091/6 4,11kingiir" " akS1-„x 4i60404kze [time, .41/4a-oiviazaw 'or, :1417; tiaigiar t pate fp 0/14, ill.M.ge "icr;i4glaiith Nt:4: csIrre Z6 fria. rjr1 • orcia.th 13. itNM•0101 01 ;$1 (02t13 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001367 EFTA_00014841 EFTA00165625