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' Deutsche Asset
& Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth Premium TM
Elite Personal Accounts
O
Checking Acct. I
O
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Acct.
APY
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Elite Money Market Deposit
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Acct. I/
APY
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DB AG NY Preferred
Certificate of Deposit
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APY
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along wan a Og AG Preferred Terms
and Conditions)
Private Wealth Premiumml
Int,net Banking Services
o
DB Private Wealth Online Plus
O
Link to Existing Online Relationship
Private Wealth Premium TM
Elite Business Accounts
Ef Checking Acct. X
O Elite Checking with Interest
Acct. N
ZAPY
Elite Money Market Deposit
Acct. I
APY
K Certificate of Deposit
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APY
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K 08 AG NY Preferred
Certificate of Deposit
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APY
Term
Promo term
(OBTCA deposit account required.
along with80B AG Preferred Terms
and Conditfons)
O Cash Master Sweop Account
Checking Acct. I
(User/Co. ID Number)
Client Relationship
K Individual Account
O Joint Tenants with Right
of Survivorship
O
Joint Tenants in Common
O In Trust For/Payable on
Death/As Trustee for
O Trust
D Estate
Private Wealth Premium Tm
Banking Services
O Consumer Debit Card I
O Joint Applicant Debit Card I
Business Debit Card
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City
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City
State
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APY
Target Amount
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Foundation
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IlAWM-0101
NAOS0000015602-000104611
013959 032613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001421
EFTA_000141895
EFTA00165679
Account jilt
and Joint Application Information
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Mine of A aim Title
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(last name, first name, middle initial)
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City, State and Zip Cods
NomeTelephone Number
Telephone Number
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Busitess Telephone Numbe
Business Telephone Number
ate of
Date of Birth
Name of Employes
Name of Employer
Adtress
Not appecabte
City, State end Zip Code
Notice of Customer Identification Policy
Address
City. State and Zip Code
Important Information
To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain, verify, and record Information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address. and other
information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities.
addresses, source of funds and, if necessery, legal representatives, authorized signatories, beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering
requirements require that Should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(S) and provide us with relevant documentation to verity these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from rime to time you may give instructions by telephone, facsimile or email regarding
the above captioned accounts) (del ined herein as "Verbal Instructions-I. It is understood that the risk of Verbal
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful
misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DBTCA for
any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to. seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole disoretion refuse to execute
your Verbal Instructions or any part thereof, without incurring any liability. DB1CA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account witb DBTCA and acknowledge receipt of the to/lowing Wormanon: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. DBTCA may hdnor checks. orders or withdrawal requests from
any owner during the lifetime of ell owners. The Bank may he required by service of legal process to mail funds held in
the joint account to satisfy a judgment entered against. or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owned!) and may treat the
account as the soie prnperry of the survivals) alter the death of any owner(s). Unless DBTCA receives wrinee nqtice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence. DBTCAitnay require the written authorization of any or all joint owners for any tuella payments
or deliveries.
13Awssolei
M2%9.032613
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001422
EFTA_000 14896
EFTA00165680
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts)
and your business relationship with OBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets• income or transactions in your account(s) and
your business relationship with DBTCA Furthermore. you confirm that the necessary information Ito the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlons).
beneficiary(ies), panner(s). etc. to enable him/her/ them to fulfil any respective tax obligations that may arise for himiher/
them in connection with your business relationship with DBTCA
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition• you agree to ratify us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that allot the information provi ed-byliiii on this Application is accuratet
The Terms and C
Mon
• r Deposit Acco
are subject to change.
Acceptanc
You u t‘csland that th'
Joint Account Holder's Signature
n't Hotder's Signature
e by DBTCA.
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13.AWM-0101
013959 032013
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SONY-0001423
EFTA_000 14897
EFTA00165681
Business Na
IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
(FOR BUSINESS USERS(
Napvg,
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Nam.„ Ma
Bignature
Print Name/li
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[MR ALL OTHER USERS(
51/43-4.;
Date
Account Name
Neale/Tree
Signature
Data
V016i11667
21
010141080613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001424
EFTA_000 14898
EFTA00165682