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efta-efta00165683DOJ Data Set 9Other

Deutsche Asset

Deutsche Asset & Wealth Management ÷11 ? cs-r 0 yi 1-4 C... DBTCA Deposit Account Opening Application Private Wealth Premiumrm Elite Personal Accounts O Checking Acct. O Elite Checking with Interest Acct. APY O Elite Money Market Deposit Acct. I APY 0 Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (OBTCA deposit account required. along with s DB AG Preferred Terms and Conditions) Private Wealth Promiummi Internet Banking Services [YD.'S Private Wealth Online Plus la / Link to Existing Online Relationship / 0 ?Olc (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable an Death/As Trustee for O Trust O Estate Private Wealth Premium''" Elite siness Accounts Checking Acct. I O Elite Checking with Interest Acct. I PY mr( Elite Money Market Deposit Acct. I APY O Certificate of De

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165683
Pages
4
Persons
0
Integrity

Summary

Deutsche Asset & Wealth Management ÷11 ? cs-r 0 yi 1-4 C... DBTCA Deposit Account Opening Application Private Wealth Premiumrm Elite Personal Accounts O Checking Acct. O Elite Checking with Interest Acct. APY O Elite Money Market Deposit Acct. I APY 0 Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (OBTCA deposit account required. along with s DB AG Preferred Terms and Conditions) Private Wealth Promiummi Internet Banking Services [YD.'S Private Wealth Online Plus la / Link to Existing Online Relationship / 0 ?Olc (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable an Death/As Trustee for O Trust O Estate Private Wealth Premium''" Elite siness Accounts Checking Acct. I O Elite Checking with Interest Acct. I PY mr( Elite Money Market Deposit Acct. I APY O Certificate of De

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset & Wealth Management ÷11 ? cs-r 0 yi 1-4 C... DBTCA Deposit Account Opening Application Private Wealth Premiumrm Elite Personal Accounts O Checking Acct. O Elite Checking with Interest Acct. APY O Elite Money Market Deposit Acct. I APY 0 Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (OBTCA deposit account required. along with s DB AG Preferred Terms and Conditions) Private Wealth Promiummi Internet Banking Services [YD.'S Private Wealth Online Plus la / Link to Existing Online Relationship / 0 ?Olc (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable an Death/As Trustee for O Trust O Estate Private Wealth Premium''" Elite siness Accounts Checking Acct. I O Elite Checking with Interest Acct. I PY mr( Elite Money Market Deposit Acct. I APY O Certificate of Deposit Acct. IS APY Term O DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (D8TCA deposit account required. eking with a DB AG Preferred Terms end Conditions) K Cash Master Sweep Account Checking Acct. I Private Wealth Premium TM Banking Services O Consumer Debit Card I O Joint Applicant Debit Card a O Business Debit Card EreDelinte Cpepkbpok Sple LOOICICO*K5 C°' d O Name Only-ocrto -3%3-4S/ Name and Address iThpLicoit( K Duplicate Statement -gAmE pAydri mEN-i- Addr City State Zip Code O Mailing address (if different) Name Addr Elite Money Market Deposit Acct. If APY Target Amount Trigger Amount O Custody under NY UTMA O Foundation O NoniProfit Organization O Attorney Trust Escrow O Landlord Master Escrow 1.1/4 City State Zip Code O Corporation O Limited Liability Company O Partnership O Limited Liability Partnership 13.AWM4101 NAOSOD00015602400104611 013359.032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001425 EFTA_000 14899 EFTA00165683 Accou Title and Joi t Application Information a • 0.- Li. c p . Name of 2 (count Title (last ne. Joint Applicant itial) or Business Oast name, lint name, middle initial) Social pointy Number org7er niviber WO° MO lire 14 Address Mn.- SrL i a IALNetaenticablit City, S Social Security Number or Taxpayer ID Number Address Morns Telephone Number Bosons Telephone Number Date or Binh Nome of Employer Address State and 2ip Code 1Yetr rilirth Name of Employer Net applicable Adams City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the lunding of terrorism and money laundering activities, Federal law requires all financial Institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or other business relationship with a finance& institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificath of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing chants we currently have a legal obligation to ask our customers questions regarding thee' identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners er control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By Signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person ei persons purported to be yoo is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCAI. you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. Yoo understand that DBTCA may. but shall not be inquired to, seek verification of your verbal. facsimile or email instructions by Call back. In case of doubt, DBTCA may in its solo discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shah become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may bona checks, ruckus ozwitharavial requests ham any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor cheeks. orders nr withdrawal requests from the survivor(s) atter the death of any owner(s) and may treat the account as the sole property et the survivals) atter the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 11ANJM0I01 0139590326l3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001426 EFTA_000 14900 EFTA00165684 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can aocess the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responcibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income Or transactions in your account(S) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with MCA. Furthermore, you confirm that the necessary information Ito the best of your knowtedge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlor(s), benefiCret5O35). Damietta etc. to enable him/hed them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is &ornate. The Terms and Corglition for Deposit Accounts are Su• larange. Accept rnis nice You ndersteed that this nt Holders Signature Joins Account Holders Signature grs-:13n742, -For Bank,. tsit'ivso 4 7t‘Veitelkle tkeiWA . *„. .7:7•2te-, lIffifie"qeTnet”, -11`taft-ITIPtarntelrtrienrir restttit 11:pvic. r ; 4, 3 V' Frt.- , IV "hi. Le4 1.1:2:$5 02 10 .31*,‘ kW3MM 41. t. EP ° )/44c " . 4fiati 3/4 Re/Ca'af 1,CA iftfze‘ tin YT% 4:itrWier.4.9 ly...Reyi r ewatt Daum Date -en riits.tre,er.94%-ensfr.trcei;ces,2•;',6aVici..mccniceperiffirAfietra-.75.-anarru:Szrrenii4 acOri rbze.:4.-3feweAlisliiii:c'haaViSVA44;SWAtIM1 ri rli-g eiWiS rt- Vilga:t" let;2PietexVIVC.-sirS rrat,04.1.03t.44 • . .ta Weitsektikkla:Vtolattn-lisWatA 3 13AWM•Otet 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001427 EFTA_00014901 EFTA00165685 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS) OW Ail W. Business e kei Nemethr g gnature /s1 DEUTSCHE BANK TRUST COMPANY AMERICAS V0 3 Date Print Namaffnle 10i II ( Date (FOR ALL OTHER USERS) Account Name Narnenitle Signature Date WM134667 21 010198.090613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001428 EFTA_000 14902 EFTA00165686

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