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efta-efta00165691DOJ Data Set 9Other

Deutsche Asset

Deutsche Asset & Wealth Management Per-i INLC- DBTCA Deposit Account Opening Application Private Wealth Premium!'" Elite Personal Accounts K Checking Acct. II O Elite Checking with Interest Acct. I APY O Elite Money Market Deposit Acct. II APY K Cenificate of Deposit Acct. I APY Term K OB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (087CA deposit account required. along with a Cl8 AG Profaned Terms and Conditions) Private Wealth Premium!'" Into nat Banking Services O' DB Private Wealth Online Plus Qtnk to Existing Online Relationship Priva Wealth Premium tM Era Business Accounts Checking Acct. a O Elite Checking with Interest Acct. I iNPY e" Elite Money Market Deposit Acct. I APY O Certificate of Deposit Acct. APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term ibeTCAdeposit account required, along with a 08 AG Preferred Terms and Conditional O Cash Master Sweep Account Chec

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165691
Pages
8
Persons
0
Integrity

Summary

Deutsche Asset & Wealth Management Per-i INLC- DBTCA Deposit Account Opening Application Private Wealth Premium!'" Elite Personal Accounts K Checking Acct. II O Elite Checking with Interest Acct. I APY O Elite Money Market Deposit Acct. II APY K Cenificate of Deposit Acct. I APY Term K OB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (087CA deposit account required. along with a Cl8 AG Profaned Terms and Conditions) Private Wealth Premium!'" Into nat Banking Services O' DB Private Wealth Online Plus Qtnk to Existing Online Relationship Priva Wealth Premium tM Era Business Accounts Checking Acct. a O Elite Checking with Interest Acct. I iNPY e" Elite Money Market Deposit Acct. I APY O Certificate of Deposit Acct. APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term ibeTCAdeposit account required, along with a 08 AG Preferred Terms and Conditional O Cash Master Sweep Account Chec

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EFTA Disclosure
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Deutsche Asset & Wealth Management Per-i INLC- DBTCA Deposit Account Opening Application Private Wealth Premium!'" Elite Personal Accounts K Checking Acct. II O Elite Checking with Interest Acct. I APY O Elite Money Market Deposit Acct. II APY K Cenificate of Deposit Acct. I APY Term K OB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (087CA deposit account required. along with a Cl8 AG Profaned Terms and Conditions) Private Wealth Premium!'" Into nat Banking Services O' DB Private Wealth Online Plus Qtnk to Existing Online Relationship Priva Wealth Premium tM Era Business Accounts Checking Acct. a O Elite Checking with Interest Acct. I iNPY e" Elite Money Market Deposit Acct. I APY O Certificate of Deposit Acct. APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term ibeTCAdeposit account required, along with a 08 AG Preferred Terms and Conditional O Cash Master Sweep Account Checking Acct. I (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth PremiumTM Banking Services O Consumer Debit Card 8 O Joint Applicant Debit Card S O Business Debit Card II Deluxe Checkbook Style I &Le k Geaec 6 1 4 1 4 42 K Name Onh OLT103-3 O/Name and Address -rt.; pl;Ca rC Coxollt% O Duplicate Statement BLUE He n iNicia omt Addr City State Zip Code O Mailing address (if different) Name Addr City State Zip Code Elite Money Market Deposit Acct. N APY Target Amount Trigger Amount O Custody under NY IRMA O Foundation O NorvProht Organization O Attorney Trust Escrow O Landlord Master Escrow 0 Corporation O Limited Liability Company O Partnership O Limited Liability Partnership UAW:A.0101 NAOS0000015602400104611 013959 0326l3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001433 EFTA_000 14907 EFTA00165691 Account Tge and Joint ft elicatioAt Information /tont se; Name of ACC t Title Joint Applicant Bast name, fi ss lest name. first name. middle Social runty p or dr uarvie (CO 4:t mee. n; Address .ee- oo,vn--- 5T. Dervi-5 G5tfk ieabfe - Social Sadism/ Number or Taxpayer ID Number Address City, City, State and Zip Code Home elepnone Number Home Telephone Number Business Telephone Number Names, Telephone Number Date of Binh bate of Birth Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code Cay. Slate and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes en account. investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certifinate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds end, if necessary. legal representatives. authorized signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being trivia by person et persons pwporied to be you is your own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnity and hold harmless DBTCA for any claims. losses. expenses, costs or attorneys' fees resulting prom DBTCA's acting upon such misunderstood and unauthorized Verbal Insliurtions. You underktand that DBTCA May, but shell ow be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funos or securities to anitecceunt(s) without written irtstluctions bearing your ortranal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and arty additions to the account shag become the properly of each owner as joint tenants, and DBTCA may release the entire account to any owner during the Melinle of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) atter the death of any owner(s) end may treat the account as the sole property of the suivivorls) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deriver any point deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests from ary owner. After the receipt of the notice referred to in the previous sedlence DBTCA may require the written authorization of any or all joint owners for any bother payments or deliveries. 2 13-AWAS4101 013$590326l3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001434 EFTA_000 14908 EFTA00165692 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service 11 you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory repnrting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant benelicial owner(s), settlor(s). benelioary(ies), partner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subje Acceptance You ujnd rnand that this a is subject to acceptance A ft; Holders Signature tochange. y DBTCA. Joint Account Healer's Sg mature gorne;,:t , . :..,,ridnri,g494a- ,..PFraInar 0 8evieeted:hr es.,TflerC,W112,t c,:. 1.- ittiiiiiggArgli::"VVVikrItr CN C It> hi W I M :MFI tiNaanWat i en •Vt ZtWn:Ag. ( 46 f, 7s4.:t..;S:MS1 kW: tWA :1e14.7 44PC2,74Via r" ca t; ri'Se: t!..' 4 i' i' i e ifiS . q 44*; ua l-ingP ti 1/4 444A 7 Mel* Igvi. t.wit41 4 y.q en -;....s., ..r. 2 :st...t...,.....•4 Qilitt4Ii."6, i'24 :4; v-i,:"ri4,ci.tittp .----0,.., ''' irc..% 'fr-4.- Att- - 41 :qrtkvo/ o a a.• q; ww -4x - cep A fia - 4.W -....47 (gIV. • Wilgtar#1 10r756.. t" . 4.114:13`.t, YrS'Vrt'r. '‘Itrlva Mir Date Tr „._larfa,-co„Ata tfri,cra. cName rigerelacVace..19-5,19n1Sib ii•tfR aVit* ickiggitOrigalgi6 e rif ° nie .31gigata 14047 i4r'lce .707,03:2:m 13.AWM4101 013959 032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001435 EFTA_000 14909 EFTA00165693 IN WITNESS VVHERE0F, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date fisted below. (FOR BUSINESS USERSI &Orb& hir e Busmen Name Signori?* DEUTSCHE FMK TRUST COMPANY AMERICAS (Loin ()) ate nn. eft.A _00110 LI to (FOR ALL OTHER USERSI 9/O4 Date Account Name Name/Ink Signature Date WeAllaSe7 21 01019110005i3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001436 EFTA_00014910 EFTA00165694 Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium" Elite Personal Accounts 0 Checking Acct. X O Elite Checking with Interest Acct. X APY D Elite Money Market Deposit Acct APY 0 Certificate of Deposit Acct. 8 APY Term O DB AG NY Preferred Cendicate of Deposit Acct. It APY Term Promo term (0STCA deposit account required. along with a DB AG Preferred Terms and Conditions) Private Wealth Premium'" Inter/let Banking Services 9 DB Private Wealth Online Plus 13-1ink to Existing Onkne Relationship 036 7.' Private Wealth Premium T" Eiji Business Accounts Checking Acct. # O Elite Checking with Interest Acct. It li APY Elite Money Market Deposit Acct. X APY 0 Certificate of Deposit Acct. # APY Term Ei DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DBTCA deposit account required. along with a DB AG Preferred Terms and Conditional O Cash Master Sweep Account Checking Acct. # (User/Co. ID Number) Client Relationship O Individual Account K Joint Tenants with Right of Survivorship K Joint Tenants in Common K In Trust For/Payable on Death/As Trustee lot O Trust O Estate Private Wealth Premium TM Banking Services O Consumer Debit Card # O Joint Applicant Debit Card # O Business Debit Card Er -Deluxe ChNkbook Style / Put ali Cia (4.- ID Name Orgy— vt.T103-3 -3 Thorn/ [3/ Name and Address -Trip, ca O Duplicate Statementemot Gtuf t,/ Addr Het/bract BoNe. City State Zip Code O Mailing address (if different) Name Addr City State Zip Code Elite Money Market Deposit Acct. APY Target Amount Trigger Amount O Custody under NY UTMA O Foundation O Non-Profit Organization O Attorney Trust Escrow O Landlord Master Escrow ID Corporation O Limited Liability Company O Partnership O Limited Liability Partnership 13AWmeloi NAOSOD00015602-000104611 013959 03203 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001437 EFTA_000 149 1 1 EFTA00165695 Date of Binh Date of Binh Account itle and Joint Application Information e&f... .V404 Name 0 mount T Joint Applicant vast name, f Business Bast name, first name. middle initial) Socio Secunty.y er or y umbei yen Ot . .,.7 ei NO A umbti ..,t- 4ft 07 Social Security Number or laxpaye: ID Number lick/ AOWes Address MIS 12$14 frAn se-ossonficable -/- City. State end 2m Code City, State end Zip Code Mame Telephone Number Business Telephone Number Name of Employer Address City. State and Zip Code Not applicable Name of Employer Address City. State and 2p Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain. verify, and record information that identifies each person who establishes an account, Investment or other business relationship with a financial instittnion. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and then clients. For new and existing clients wo currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessary, legal representatives. authorized signatories. beneficial owners or control structutes and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that tho risk of Verbal Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless 08TCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be teqnited to, seek verification of your vethai, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to ttansfer funds or securities to any account(s) without written instructions bearing your onginal signature. Joint Account Disclosure You have opened a joint account with 08TCA and acknowledge receipt of the following information, This deposit and any additions to the account shall become the property-or each owner as joint tenants. and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may Witco checks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) attar the death of any owsierls) and may treat the account as the sole property of the survivor(s) after the death of any owner(sj. Unless OBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests froth any owner. Atter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization ol any or all joint owners for any further payments of deliveries. 2 IsAwmOttit 013059032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001438 EFTA_00014912 EFTA00165696 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services. you understand that you will be required to enter into s separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that ins your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies). pennergd, etc. to enable hiraher/ them to fulfill any respective tax obligations that may arise for tingher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-9 or W9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by youion this Application is accurate. The Terms and Conditions for Deposit Accounts are sublect.tochange Accep.71 c You enderstand that this a Astoum Molder's Signature e by DBTCA. Jan' Account Molders Signature trsMa rdtraPe 141:7874.. • Er For:rSink .t. ReGlawed ti.e t 4 k t RAI" 41--Mtg - r Int are. , cg.tityw tt CS , Cyr 9M7 Dior Data ;W2 'Mr gtrgt to Del „cw ntor <4. Es% - S . , tsPellpi S O.05 taaisr. 47 rat I Accegted; '., , \S„Tir}s" KfrVe- Orley 14 ...42'k 7,..:4:‘. Pixkittiwkiii; igki ,..40-4-,,x*....24- kssekrawien... . . 'ti- $3-7,f:A:wincla,401.1„ ": `hl • ...-. "I3h...,-, :>/a1140- . . t. :„. , i •‘i< ' PaGN I' li t i..S eta" •Nttit .:V', ": Lark:e1114...c 2IFAV:2:aprele .3itell; I•litaigiefitIt- ;.ter 3 WI; 44-4 ..„ .* 0.4w -.0.1nth:Vaa •It:“..Yefralritictehitii'??R`l, ri,Wo o'.:4 "+0*.i cir, Pt,ic .r.,20.4: :.% :ter.•t"' ON 1?:: 41.:? Ve4.4xek .,.. 4, Ye - gt. klee...c..7iti;447/2elAca,ktozawal:StItthik.Mkteklr.ale t-rit Fan; .1.4/..rrerr trafr. .•).‘ortt.••44 oar ajp.7.1 e, 44.5..tt I. Leo, 411,AkitlogirlaM" PrarFfr ' r....4csa ivsfrecaoticick.wmta tta -ist s2vLow..ss• 53•AWM-0101 0;3959 032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001439 EFTA_00014913 EFTA00165697 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS' Business Na Name/Free Signer* DE 7 E 8 NE TRUST COMPANY A sv ject „JAL Data Print Name/Ink 101 ITI R Datel I (FOR All OTHER USERS, 1 Account Name NametTit Signature Date WM 134667 21 010196 030613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001440 EFTA_00014914 EFTA00165698

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