Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset
& Wealth Management
Per-i
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DBTCA Deposit Account Opening Application
Private Wealth Premium!'"
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UAW:A.0101
NAOS0000015602400104611
013959 0326l3
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001433
EFTA_000 14907
EFTA00165691
Account Tge and Joint ft elicatioAt Information
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Name of ACC
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Home Telephone Number
Business Telephone Number
Names, Telephone Number
Date of Binh
bate of Birth
Name of Employer
Name of Employer
Address
Address
Not applicable
City, State and Zip Code
Cay. Slate and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes en account. investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identity you. We may also ask to see identifying documents such as a certifinate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities.
addresses, source of funds end, if necessary. legal representatives. authorized signatories. beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding
the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being trivia by person et persons pwporied to be you is your own. Absent the gross negligence nr willful
misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnity and hold harmless DBTCA for
any claims. losses. expenses, costs or attorneys' fees resulting prom DBTCA's acting upon such misunderstood and
unauthorized Verbal Insliurtions. You underktand that DBTCA May, but shell ow be required to. seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funos or securities to anitecceunt(s) without written irtstluctions bearing your ortranal
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and arty
additions to the account shag become the properly of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the Melinle of all owners. DBTCA may honor checks, orders or withdrawal requests from
any owner during the lifetime of all owners The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) atter the death of any owner(s) end may treat the
account as the sole property of the suivivorls) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deriver any point deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or witndrawal requests from ary owner. After the receipt of the notice referred to
in the previous sedlence DBTCA may require the written authorization of any or all joint owners for any bother payments
or deliveries.
2
13-AWAS4101
013$590326l3
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001434
EFTA_000 14908
EFTA00165692
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
11 you have selected to receive Internet Banking Services, you understand that you will be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory repnrting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with OBTCA. Furthermore, you confirm that the necessary information Ito the best of your
knowledge and capabilities) is made available no less than annually to the relevant benelicial owner(s), settlor(s).
benelioary(ies), partner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subje
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001435
EFTA_000 14909
EFTA00165693
IN WITNESS VVHERE0F, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date fisted below.
(FOR BUSINESS USERSI
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01019110005i3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001436
EFTA_00014910
EFTA00165694
Deutsche Asset
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DBTCA Deposit Account Opening Application
Private Wealth Premium"
Elite Personal Accounts
0
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13AWmeloi
NAOSOD00015602-000104611
013959 03203
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001437
EFTA_000 149 1 1
EFTA00165695
Date of Binh
Date of Binh
Account itle and Joint Application Information
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Notice of Customer Identification Policy
Important Information
To help the government light the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain. verify, and record information that identifies each person who establishes an account, Investment or
other business relationship with a financial instittnion. This means that we will ask for your name, address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules call for an active involvement of both asset management firms and then clients. For
new and existing clients wo currently have a legal obligation to ask our customers questions regarding their identities,
addresses, source of funds and. if necessary, legal representatives. authorized signatories. beneficial owners or control
structutes and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that tho risk of Verbal
Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful
misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless 08TCA for
any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be teqnited to, seek verification of your
vethai, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any pan thereof, without incurring any liability. OBTCA is under no obligation to execute your
Verbal Instructions to ttansfer funds or securities to any account(s) without written instructions bearing your onginal
signature.
Joint Account Disclosure
You have opened a joint account with 08TCA and acknowledge receipt of the following information, This deposit and any
additions to the account shall become the property-or each owner as joint tenants. and DBTCA may release the entire
account to any owner during the lifetime of all owners. OBTCA may Witco checks. orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) attar the death of any owsierls) and may treat the
account as the sole property of the survivor(s) after the death of any owner(sj. Unless OBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or witndrawal requests froth any owner. Atter the receipt of the notice referred to
in the previous sentence. DBTCA may require the written authorization ol any or all joint owners for any further payments
of deliveries.
2
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013059032613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001438
EFTA_00014912
EFTA00165696
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services. you understand that you will be required to enter into s
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that ins your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s)
and your business relationship with OBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with DBTCA. Furthermore. you confirm that the necessary information Ito the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s),
beneficiary(ies). pennergd, etc. to enable hiraher/ them to fulfill any respective tax obligations that may arise for tingher/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-9 or W9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by youion this Application is accurate.
The Terms and Conditions for Deposit Accounts are sublect.tochange
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001439
EFTA_00014913
EFTA00165697
IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
(FOR BUSINESS USERS'
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WM 134667
21
010196 030613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001440
EFTA_00014914
EFTA00165698